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This article was previously published in:
Maastricht Journal of European and Comparative Law 5 (1998), p. 328-340.
A European Private Law as a Mixed Legal System
Towards a Ius Commune through the Free Movement of Legal Rules
Jan Smits*
1. How to Arrive at a European Private Law?
The most striking development in private law over the past decade is undoubtedly its
Europeanization. The desire to achieve a European private law has, apart from the
much longer existing Directives legislation, resulted in an avalanche of scholarly
publications, 1 a dozen or so new journals, 2 strong political stands by the various
national and international organs and texts which are intended to serve as a first step
towards a European ius commune of private law. If the tone set in these writings were
all to go on, we would be inclined to think that the realization of a European private
law may be just a matter of rules or principles drafted by designated committees or
institutes. No longer the question as to whether a European private law is desirable, or
even as to how such a law can be achieved, but rather the question as to when it will be
realized, seems to prevail in many publications.
In this article, the desirability of a European private law is assumed. Its practical
significance is evident: as a justification, it has been pointed out that if a proper internal
European market is to be created, a uniform private law is a prerequisite. 3 This purely
economic motive is usually exemplified by the situations in Italy and Germany in 1866
and 1900, respectively; in these countries, unification of the law came about after
political and economic integration. 4 It is then said that integration and unification must
go hand in hand. However, it is not just practical interest which makes unification
necessary; it is also challenging academically to achieve a uniform private law which is
capable of removing the alleged contradistinctions between Civil Law and Common
Law.
What is disputed in this article, however, is the way in which a ius commune
* A slightly different version of this article has been published in Dutch in 73 Nederlands
Juristenblad (1998), p. 61 ff. I am grateful to Wies Rayar for helping me with the translation.
1 For an overview see E. H ondius, `General Introduction', in Towards a European Civil Code ,
(2nd. ed., Nijmegen, 1998), 13, supplemented by, e.g., De Groot/Schneider, in Bleckmann
(ed.), Europarecht , 6 ed., (1997), 480 ff.
2 The following are published in the Netherlands: Maastricht Journal of European and
Comparative Law (1994), European Review of Private Law (1993) and Tilburg Foreign Law
Review (1991).
3 See, e.g., Taschner's and Hayder's articles in Müller-Graff (ed.), Gemeinsames Privatrecht in
der Europ?ischen Gemeinschaft , (Baden-Baden, 1993), 155 ff.
4 Ole Lando, `Principles of European Contract Law', 56 RabelsZ (1992), 262.
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must be achieved. It is in particular questioned if the way now commonly envisioned to
arrive at a ius commune is the right one. To this end, first the current methods of
integration and their inherent drawbacks must be examined. The major part of the
article will be dedicated to pointing out an alternative road towards a European private
law, a road much more in tune with the historical development of the ius commune
which existed before the codifications , a ius commune so eagerly invoked by the
present advocates of a European private law.
2. Current Methods of Creating a European Private Law: an Attempt at
Categorization
Roughly speaking, the attempts at creating a European private law may be divided into
three categories. All three are characterized by the authoritative imposition or
formulation of rules or principles. The most familiar method is that of harmonization
through Directives of the European Union. In the field of private law, this road has
been followed, in particular, to effect uniform consumer protection: major examples are
the Directives on doorstep selling (1985), product liability (1986), consumer credit
(1986), package travel (1990), unfair terms in consumer contracts (1993) and time
sharing (1993). It has been said that consumer protection is the motor of private law
development within the European Union. 5 Its drive, however, is limited: directives
result in European private law for a very limited area, which is also rather fragmentary.
The result is `a Brussels brick here and there within the national private law building'. 6
The character of harmonization - the objectives are centrally formulated, but the way in
which they are attained are at the discretion of the Member States - also entails that in
first instance the Member States (read: their governments) are responsible for bringing
their law in line with the directive. As a result of this embedding into national law
however, it is difficult to establish, after a directive has been issued, whether and to
what extent implementation and judicial interpretation have left uniformity intact. 7
Incidentally, this first objection is not really felt within the various national
private law systems. This is remarkable: one would expect isolated pieces of `European'
law not only to be odd ducks among the national, organically grown private law order,
but even to amount to viruses infecting the classical private law system. In practice,
however, there is not such a big problem. Perhaps this can be explained as follows: on
more than one occasion, it has been noted that consumer law has been conceived of as
a collection of technical rules of a rather administrative law nature, rather than as `true'
5 Winfried Tilmann, `Towards a European Civil Code', 5 Zeitschrift für Europ?isches
Privatrecht (1997), 595 ff. For an overview of directives see Peter-Christian Müller-Graff,
`Private Law Unification by Means other than Codification', in Towards a European Civil
Code , op. cit. 30 ff.
6 Oliver Remien, `über den Stil des Europ?ischen Privatrechts', 60 RabelsZ (1996), 8.
7 See, for instance, Müller-Graff, op. cit., at 22 ff. For other objections to harmonisation through
directives see Kapteyn/Verloren van Themaat, Introduction to the Law of the EC , 2nd ed.,
(Deventer, 1989), 478 ff.
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private law. 8 If this line of reasoning is correct, the systematic organization of private
law, which is mainly based on autonomy of the indiduals, is not affected by such rules.
The argument that the pretensions to create a European private law have so far not
gone beyond drafting rules of a more technical nature, because the traditional system is
not affected by them, can however not be maintained. This brings us to the second way
of establishing a European private law.
Secondly, more recently the idea has gained ground that a comprehensive
European Civil Code (ECC) is feasible. The European Parliament has adopted
resolutions, in 1989 9 and in 1994, 10 calling for unification of private law in the areas of
major importance to the development of an internal market. As early as 1980, the
Lando Commission, with financial support from the European Commission, has started
the framing of the `Principles of European Contract Law.' The argument in favour of
drafting these Principles, that thus the existing and future directives are provided with
framework (`a common legal environment'), must however be taken with a grain of salt
after what has been said earlier. 11 The true underlying reason is, of course, that
unification is conducive to trade. The first article of the `Lando Principles' 12 states for
that matter that they are meant as general principles of contract law in the EU, that they
will be applied where parties so agree, and may be applied as an elaboration of the lex
mercatoria or where the parties have not made a choice of law or where the applicable
law does not offer a solution.
The P rinciples possess, therefore, the status of `soft law'. This is not saying
much: the term `soft law' is a blanket term for all sorts of rules, which are not enforced
on behalf of the state, but are seen, for example, as goals to be achieved. 13 The precise
nature of the Lando Principles is not very clear. According to the Preamble, their
purpose is rather modest, but in the majority of the now ample literature the Principles
are treated as if they were a legal system, on an equal level with national law developed
over centuries, which is capable by itself of resolving disputes. The solution offered by
national law is in that case compared with the one provided by the Principles, although
any applicable case law, based on the Principles, is still lacking. I do not shy away from
defending the position that in the past few years, perhaps unconsciously, ideas on a
European codification have taken a u-turn. Initially, the project of drafting Principles
was seen as useful, be it without much practical value. Today, the Principles are
considered by many authors as the forerunner of a European Civil Code, which will be
not soft law, but a binding instrument imposed by the competent institutes of the
8 See the discussion presented in Franz B ydlinski, System und Prinzipien des Privatrechts ,
(Wien, 1996), 718 ff. This is borne out by the fact that problems arise precisely in less
consumer-oriented product liability regimes.
9 Resolution on Action to Bring into Line the Private Law of the Member States, O.J. EC 1989
C 158/400.
10 Resolution on the Harmonization of Certain Sectors of the Private Law of the Member States,
O.J. EC 1994 C 205/518.
11 Lando, op. cit., at 265. Significantly, in the comments accompanying the Lando-draft
directives are seldom cited.
12 Lando/Beale (eds.), Principles of European Contract Law , Part 1, (Dordrecht, 1995).
13 See Petar ?ar_evi_, Unification and `Soft Law', in Conflicts et harmonisation (Mélanges Von
Overbeek), (Fribourg, 1990), 91.
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Union. 14
Let me substantiate the above as follows: in the initial stage s of the Principles
project, there was not much concern for its possibly unifying effect. The Principles, it
was thought, were not intended to create uniform law. But these days, perhaps because
of the influence of the European Parliament's two Resolutions, the outlook is quite
different. It is not just scholarly writers who are concerned about the Principles' `soft'
status , 15 they are also a hot political item. At a recent conference entitled `Towards a
European Civil Code', 16 which was held when the Netherlands was holding the
Presidency of the European Council, almost the entire morning session was devoted to
finding a possible legal base in Community Law for the authority to impose mandatory
rules of private law; was a separate treaty needed, was article K3 of the `third pillar' the
legal base, or could a legal base be found in Articles 100 and 100a EU Treaty? In short:
the question was how to make mandatory law from soft law. The emphasis, therefore,
was not on substantive private law aspects, but on the question of competence: the
Principles could be incorporated, if necessary in an amended form, into a European
codification providing a legal base was found in Community Law for imposing the
Principles.
Thirdly, the more traditional unification method - th rough binding treaties - is
also characterized by the imposition by the state of law on organs which have to
implement it. I discuss this method in the last place, because virtually no uniform
substantive property, contract or tort law has been created by this method. The reason
for this is quite interesting: since, in order to be binding treaties, unanimity of the Treaty
drafters and ratification by the national States are needed, they cannot play a major part
in unifying private law. 17 Where, in a context other than a European, binding treaties
have been entered into, this has resulted in either conforming to a single legal system
(the Hague Conventions on the International Sale of Goods), or a flight into vague
formulations by way of compromise (UN Convention on the International Sale of
Goods [CISG]). It is quite remarkable that, whereas evidently where treaties were
concerned the view prevailed that the differences between the systems were too great
for achieving a successful unification through a binding instrument , now a quest has
begun for a legal base in Community Law in order to coerce the ECC.
The current attempts to achieve a European private law can be characterized
therefore as virtually totally authoritarian . The ECC is much more a political rather
than a legal challenge. This is striking since, in the national systems, legal positivism has
been given up for the most part. Even in The Netherlands, where with the introduction
of the new Dutch Civil Code in 1992 a greater fixation on state-imposed rules could be
expected, judges are afforded such a degree of discretionary freedom that it is in fact
14 Cf. Daniela Caruso: The Missing View of the Cathedral: The Private Law Paradigm of
European Legal Integration, 3 European Law Journal (1997), 12, who states that the ongoing
project of European integration is now transforming the rediscovery of the ius commune from a
mere intellectual curiosity to fashionable political discourse.
15 For instance, Müller-Graff, op. cit., at 27.
16 The Hague 28 February 1997. See on this Nederlands Juristenblad (1997), 637 ff. and
Zeitschrift für Europ?isches Privatrecht 5 (1997), 595 ff.
17 Cf. Gerhard Kegel, Internationales Privatrecht , 7th ed., (München, 1991), 60 ff.
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the courts which determine the law. To accomplish a European private law by
imposition is, in any case, not compatible with the legal Zeitgeist , because it is an
expression of faith in a centralist political authority: the idea that the European Union is
able to create uniform law, coupled to legal certainty and predictability, by merely
introducing a uniform text, is - as Legrand has noted - a view straight from the
Napoleonic era, a legacy of the simplified and mechanistic world view entertained by
positivists. 18
The mere fact that a mandatorily imposed European private law does not
accord with the Zeitgeist , is not sufficient reason, of course, to give up the attempt to
create a European private law. For further reflection, it is conducive to discuss below
the arguments of the most outspoken opponent of a ECC, Pierre Legrand.
3. A Successful European Private Law?
Legrand, who, being a Canadian, has been privy to the strenuous relations between
Anglo-American and continental-European law in his own country, has put forward his
arguments against a European Civil Code in a number of articles. 19 His most important
proposition is that merely drafting uniform rules does not result in uniform law . The
law is, after all, much more than just formally uniformed rules: the meaning of a
particular rule in a particular cultural and national context can only be established after
studying that context. The legal mentalités within the various cultures are different,
after all. 20 They are even irreconcilable in the case of continental and English law.
Epistemologically, the reasoning in Common Law is inductive with an emphasis on
facts and legal precedent ; in Civil Law the focus is on systemization. 21 Whereas Civilian
lawyers try to fit a legal decision into a logical system, Anglo-American jurists abhor
formal rules and consciously choose to shun and counteract continental Civilian
influence. This choice derives from unbridgeable differences: an English child is a
common-law-lawyer-in-being long before it even knows whether it will read law. 22 No
matter the degree of European legislation, an Englishman will see it with Common Law
eyes, a Frenchman with Civilian. This has led Legrand to the poignant conclusion that
`legal systems (...) have not been converging, are not converging and will not be
converging.' 23
Legrand backs up his argument that a uniform text lacking the necessary
rationality and morality to effect it, will never lead to uniform law , with a number of
18 Pierre Legrand, `Against a European Civil Code', 60 Modern Law Review (1997), 59: `the idea
of a European Civil Code belongs to another era.'
19 Pierre Legrand, `European legal systems are not converging', 45 International and
Comparative Law Quarterly (1996), 52 ff., same author, `Sens et non-sens d'un Code Civil
Européen', Revue Internationale de Droit Comparé (1996), 779 ff, same author, `Against a
European Civil Code', 60 Modern Law Review (1997), 44 ff.
20 Legrand 1996, at 60, cf. 1997, at 59: `jus is not reducible to lex'.
21 Legrand 1996, at 74, Legrand 1997, at 46 ff.
22 Legrand 1997, at 51.
23 Legrand 1996, at 61- 62.
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additional arguments. 24 For instance, the whole idea of a European codification is
arrogant in his view, because it imposes on common lawyers the supposedly superior
world view of continental lawyers. They each offer different accounts of reality and
those preaching codification of private law consider the Anglo-American reality as
without merit. A ECC is only in the interests of the European economy and
consequently cultural differences must disappear. Furthermore, the suggestion that
Europe with a ECC will return to a Golden Age of a true ius commune is misleading,
because English law was never part of it.
What to say about this line of arguing? Legrand's argumentation can be
assessed as correct in essence. There is indeed a difference between English legal style
with its eye for detail and the continental style with its emphasis on abstraction.
Legrand's observation that this is evidenced, for instance, by the way decisions are
studied in the two mentalités is intriguing. Paraphrased and translated for the Dutch
situation this means that for a Dutch person the facts and circumstances in Lindenbaum
v. Cohen or in Blaauboer v. Berlips (two seminal cases of Dutch private law) are far
less interesting than the Netherlands Supreme Court's decision in these cases. Those
teaching at Dutch Universities (and the same is true for Germany, France or Italy) want
their students to know the rule; the case itself comes second. Not so in England and the
United States, where the legal rule cannot be separated from the facts. Beware the
student who does not know the facts and circumstances of the case and is not able to
compare it with other cases. 25
On the basis of the above, Legrand rightly estimates that the chance of a
successful ECC is very slight. As indicated earlier, a positivist world view does not fit
with the times: how could uniform law spring from a single uniform text, where a
common (legal) culture - the determining factor in the courts' construing and
supplementing uniform provisions - does not exist in Europe? The requirement that the
ECC must be interpreted according to its underlying principles rather than in
conformity with national law, as is also customary in the case of treaties, is not very
enlightning to legal practice.
Nevertheless, in my point of view Legrand's argumentation has a weak point. A
more careful analysis reveals that he is not, in fact, against a European private law, but
rather against a European Code imposed authoritatively , in which national cultural
differences are `terrorized away' in a centralist fashion. The better part of his
argumentation is aimed at this point. 26 Legrand's objections are thus to the point if a
European private law were to be achieved in a centralist way, but not where other
methods are concerned. Another method of establishing a ius commune , for instance
through academic scholarship or European education, he feels, is illusory in view of the
still present national legal positivism. 27 The third road, that of a European private law
other than by centralism, is not really discussed by Legrand, apart from saying that
24 Legrand 1997, at 56 ff.
25 Cf. Legrand 1997, at 49-50.
26 Although he also expressly denies the desirability (Legrand 1996, at 62). This does not seem to
square with his own observations (Legrand 1997, at 62) where he questions understanding
without `terrorizing' Civil Law and Common Law.
27 Legrand, 1996, at 53.
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`difference (is) to act as the pertinent dialogical vehicle between European legal
traditions.' 28
I wish to prove in the subsequent section that a European private law without a
centralistically imposed ECC, but without the loss of national cultural differences, is a
feasibility. I will not refer to the alternatives presented earlier, such as the development
of a new European tradition by scholars, 29 reverting back to the traditional ius
commune , 30 mutual recognition by member-states of their national rules, 31 European
legal education, 32 or the `discovery' of a lex mercatoria . 33 These methods have in
common that they do not create European private law where it is needed - also in the
vision of the European Parliament -: in legal practice itself . In my point of view,
European private law must come into existence, because parties and courts applying
the law, are convinced of its importance, and will develop it themselves.
4. Reception of Law: a Law and Economics Perspective
A remarkable feature of the debate on the feasibility of a European private law is that
one aspect which would allegedly play an important role remains virtually undiscussed:
the insight into the way in which a (private) legal system evolves and has evolved in the
past, may raise awareness as to what is the most successful road towards a future
European private law. Regardless of what a future common law may look like, it will
certainly greatly change the national legal systems. Insight into the dynamics of such a
change in general will then probably contribute to finding the best road towards a
European private law.
This brings me to the subject of reception of foreign law into contemporary
legal systems. Since the publication in 1974 of Alan Watson's book Legal
Transplants , 34 in many European countries and in the United States attention for this
phenomenon has grown exponentially. Legal `transplants', also referred to as `legal
borrowing', involve the `implant' in a certain legal system of a rule or doctrine from
another legal system. It is also possible to adopt an entire legal system. This may occur
in an centralist way, as has been the case with the introduction of the Code Napoléon in
many European countries, but in most cases foreign rules or doctrines are `borrowed' in
practice itself, because they fill a gap in the importing 35 country. If another country has
28 Legrand 1997, at 62.
29 Reiner Schulze, `Gemeineurop?isches Privatrecht und Rechtsgeschichte', in Müller-Graff (ed.),
op. cit., 71 ff.
30 Cf. Reinhard Zimmerma nn, for instance, `Savigny's Legacy', 112 Law Quarterly Review
(1996), 576 ff.
31 F. De Ly, Europese gemeenschap en privaatrecht , inaugural lecture, Rotterdam, 1993,
(Zwolle, 1993).
32 Axel Flessner, `Rechtsvereinheitlichung durch Rechtswissenscha ft und Juristenausbildung', 56
RabelsZ (1992), 243 ff.
33 Cf. the papers for the Conference `Alternativen zur legislatorischen Rechtsvereinheitlichung',
56 RabelsZ (1992), 215 ff.
34 Edinburgh, 1974. From the same author: Society and Legal Change , (Edinburgh, 1977).
35 The terms `import and `export' are taken from Eric Agostini, Droit comparé , (Paris, 1988),
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already found a solution to a specific legal problem, it would after all be inefficient not
to benefit from it in one's own.
Watson calls this phenomenon the most important factor in legal development:
`most changes in most systems are the result of borrowing.' 36 The similarities that
already exist among many legal systems are for the most part the result of legal
transplanting. Untill the nineteenth century, they predominantly took place within
Europe, where they resulted in the already mentioned ius commune of the 17th and
18th century, but subsequently legal transplants took place between European countries
and (predominantly) the United States and Japan. There is an abundance of examples in
private law: apart from the modern instruments of commercial law and finance, mainly
imported from the United States, whose original English denotations, such as `trust',
`swaps', `franchising' and `sale and lease back', have been preserved in continental
Europe, there is a multitude of `classic' private-law concepts which became law by
reception. From the post-war period, the distinction between an obligation de résultat
(full performance) and an obligation de moyens (`substantial' performance) developed
in Belgian law, was, or instance, received into the Netherlands and France; strict
liability for defective products is based on the relevant American doctrine; the Dutch
rules on unfair contract terms were inspired by the German AGB Gesetz ; in the past
few years, Dutch law has served as a source of inspiration for the new Civil Codes of
the former East-Block countries. 37
For my argumentation it is interesting at thi s point to determine what exactly
brings about the reception of foreign ideas and legal rules: why does reception take
place? Prestige, which, incidentally, is not much more than the quality of the rule, and
the power wielded by a particular country are, of course, factors. For instance, the
prestigious German Pandektenwissenschaft greatly influenced not only the continental
systems, but also English law, and even, be it indirectly, American law. Pollock and
Maitland considered themselves followers of Von Savigny. 38 In the past few decades,
the reverse occurs. Transplants now mostly flow into the other direction, Europe
deriving benefit from American law. 39
Under the influence of the Law and Economics-movement, a tendency has
grown, however, to seek the reason for a transplant in economic efficiency. 40 Only
efficient rules are allegedly transplanted. Mattei regards the reception of legal rules, for
243 ff.
36 Legal Transplants, at 94.
37 See on this F.J.M. Feldbrugge, `Het nieuwe Burgerlijk Wetboek van de Russische Federatie',
Rechtsgeleerd Magazijn Themis 1997, at 43 ff, and Jan M. Smits, Systems Mixing and in
Transition: Import and Export of Legal Models: the Dutch Experience, in E.H. Hondius (ed.),
Netherlands Reports to the Fifteenth International Congress of Comparative Law
(Antwerpen/Groningen, 1998), 47 ff.
38 See Michael H. Hoeflich, `Savigny and his Anglo-American Disciples', 37 American Journal
of Comparative Law (1989), 17 ff. and Mathias Reimann (ed.), The Reception of Continental
Ideas in the Common Law World 1820-1920 , (Berlin, 1993).
39 Ugo Mattei, `Why the Wind Changed: Intellectual Leadership in Western Law', 42 American
Journal of Comparative Law (1994), 199: Europe is now a "follower".
40 See, in particular, Ugo Mattei, `Efficiency in Legal Transplan ts: An Essay in Comparative
Law and Economics', 14 International Review of Law and Economics , (1994), 3 ff.
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instance, as the end result of a competition, in which each legal system provides
different rules for the resolution of a specific problem. In a `market of legal culture',
where rule suppliers seek to satisfy demand, ultimately, the most efficient rule will
prove to be the winner. 41 An example is the concept of `trust', originally an Anglo-
American legal concept, which is increasingly used in continental Europe, because it
offers more possibilities, e.g. limited property protection by circumventing the
continental numerus clausus of rights in rem , than can be achieved by continental
concepts. In continental law, one has to fall back, as a rule, on contract law, which
creates only rights in personam . That the `buyers' in the marketplace now have mostly
opted for the trust is also evidenced by the existence of the 1985 Hague Convention on
the law applicable to trusts and their recognition , which, incidentally, is an unnecessary
private international law formality, in my view. 42
It is a rule of Law and Economics that a correct choice can only be made if all
necessary information is available. This also holds true in this instance: if one is not
familiar with all the legal rules available, it will not be possible for the most efficient rule
to come out on top. The more positivist the legal system and the more nationalist the
country, the less efficient the law. Those who think that state-imposed law and state-
recognized judge-made law are the only positive law are not able, when having to
resolve a concrete dispute, to benefit from rules laid down elsewhere.
5. Towards a Mixed Legal System of European Private Law
What lessons can be learnt from the above with regard to the development of a
European private law? One very important lesson, in my view: one of the effects of the
process of legal development described immediately above is that the ultimate result
will be unification : if the legal marketplace functions well, one rule will eventually be
singled out by the `buyers' as the best. We may not be aware of this, but the fact that in
the majority of European countries private law is now already more or less uniform, is
also the result of this process. The traditional ius commune , which those adhering to a
European private law like to evoke, originated in exactly the same way, rather than by
having been mandatorily imposed by a centralist national authority. That precisely the
position of English law is different, is the result of the insular position which this
country has always had.
I argue that this `natural' process of reception should run its course. If trade
partners, judges and others involved in shaping private law relations, such as attorneys
and trade organizations, are capable of making a choice from the largest possible array
of solutions, then, through trial and error, eventually the best rule will triumph. In the
most dynamic area of the law, contract law, the process has virtually been concluded: it
is significant that the Lando Commission was able to formulate principles which were
generally approved of by scholars and practitioners. By taking this path, European
41 Mattei, op. cit., at 8 and Ugo Mattei and Francesco Pulitini, `A Competitive Model of Legal
Rules', in Breton et al . (eds.), The Competitive State , (Dordrecht, 1991), 207 ff.
42 Cf. also Mattei, `Efficiency....', op. cit., 9 and 10.
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private law will eventually become a `mixed legal system': elements from the European-
continental and the English legal tradition will blend, as happened earlier in South
Africa and Scotland, countries commended on the flexibility of their legal systems. 43
Consequently, put more concisely, I argue for a free movement of legal rules . 44
Unification through the free movement of legal rules has three important
advantages over the centralist road which is advocated by most proponents of
European private law. In the first place, unification happens in practice itself and not by
an authoritatively imposed text which carries in it the risk of failure, since a text alone
does not produce uniform law . Not imposition, but the law opted for by those
organizations and bodies which will have to apply the rules in the future themselves, as
the law of superior quality is what is needed. How can we expect the succesful
acceptance of an imposed ECC, where in twelve years France even failed to implement
a directive on liability for defective products? Inasmuch as European private law is
created in practice itself, monopolization by the one legal world view of the other, so
feared by Legrand, will not materialize.
In the second place, uniform law will only come about in those areas where it is
really needed; this corresponds with the views of the European Parliament which called
for a ECC only to the degree required by the internal market. Commerce, after all,
determines to what extent national rules will be adapted. The economy, the motor of
European integration, is also the motor of legal unification; it is not necessary, for
instance, that a uniform law be drafted governing the typically real rights like
emphyteusis (hereditary lease of real property) or common property of neighbours. In
so far as unification along these lines has adverse effects, because it encroaches, in
particular, on consumer interests, directives may be issued, as is currently done.
In the third place, the proposed mixed system lends itself for change, whereas
changing centralistically imposed rules is much more difficult. The acceptance of the
Lando Principles is partly the result of the fact that they express a lex mercatoria , in full
conformity with the, mostly economic, objectives of the European Union. However, in
a Europe which focuses more on social justice, other legal rules are desired. The
perception of contract underlying the Lando Principles, stresses freedom of contract,
which seems to be less compatible with modern ideas on `contractual justice'. 45 Should
there be no codification, then adaptation by natural course as advocated here is simple.
Formulated in terms of Law and Economics: the buyers in the legal marketplace
demand legal rules which realize economic goals. However, free movement of legal
rules guarantees that, whenever a different economic goal is desired, the marketplace
can offer rules for that goal as well. To regulate contract there are both the classic rules
43 See the various articles in Esin ?rücü et al. (eds.), Studies in Legal Systems: Mixed and
Mixing , (The Hague, 1996).
44 Pierre Legrand, `The Impossibility of "Legal Transplants"', 4 Maastricht Journal of European and
Comparative Law (1997), 111 ff argues that since legal rules cannot be segregated from society and
culture, legal transplants are impossible. In my view, about the possibility of a transplant one cannot say
much in general: it depends on the uniqueness of the rule in question, i.e. its embedment in a particular
country and culture.
45 See draft article 2.101. See for a similiar criticism of the Union Principles and references to
modern ideas my article in Europees contractenrecht ( BW-krant Jaarboek 1995 ), (Arnhem,
1995), 127 ff.
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on the binding force of contract and the mechanisms which allow a party to escape
from contractual ties. A qualitatively superior supplier, in this context, is the Dutch
Civil Code, which offers sophisticated considerations, for instance, in the field of force
majeur ( overmacht , Article 6:75) and the limiting effect of the rules of reasonableness
and fairness ( redelijkheid en billijkheid , Article 6:248 (2)).
One readily made objection to unification is that it may take a long time for a
uniform rule to evolve through the free movement of legal rules. That will however not
be the case: the `trust' is a typical example of successful reception within a short period
of time. But more importantly, it is a spurious argument. As argued above, the
alternative would be the imposition of a uniform text which will not automatically result
in uniform law, but, conversely, will have an adverse effect, because the market will be
distorted: those using a uniform text will be inclined not to consider possible other rules
and solutions. This makes the answer to the question as to the fastest road to a
successful European private law unequivocal: the choice is either for a European Code
creating only a semblance of uniformity, or for no Code, but a law evolving from the
free movement of legal rules that is both uniform and flexible.
6. In Conclusion
The view of uniform law defended in this article seems to express an unconditional faith
in the play of societal forces, since in simplified form it says: in an internal market
without trade restrictions, European law will emerge automatically. To those seizing
upon this to criticize me I say that they must address the European Union, rather than
this author. I only intend to offer a model for unification which is compatible with the
Community objectives of economic integration, but which, I repeat, would also be
compatible with other objectives. Furthermore, it is definitively possible, even requisite,
to stimulate the emergence of a marketplace of legal rules. After all, part of the
conditions for a free movement of legal rules have not yet been created. Legal science
must, for example, proceed on the chosen path of making accessible the different
solutions which in the various European countries have been adopted for one and the
same problem. 46 Drafting Principles is also important, not just for contract law, but for
the law of property and the law of torts as well. The Lando Commission accompanies
the publication of its Principles with information of a comparative legal nature on the
countries under study. This is to be welcomed, since those applying the Principles will
retain the choice between either the proposed uniform rule or a national solution. The
question as to how a centralist authority can create a new ius commune by mandatorily
imposing it, should therefore not be posed. A truly European private law comes into
existence where there is a need for it: in legal practice.
46 Examplary is the book by Heinz K?tz and Axel Flessner, Europ?isches Vertragsrecht ,
(Tübingen, 1996).