lecture5 for Chu Kechen Honors College
Advanced Economics
(lecture 5,consumption theory I)
Ye Jianliang
lecture5 for Chu Kechen Honors College
Preference and Choice
? Content,
? Preference and rationality
? The rule of choice
? Budget
? Demand function
? WA and demanded law
lecture5 for Chu Kechen Honors College
1.Preference
? An (acceptable) alternatives set (or a
consumption set )
? A (weak) preference relation,”,a binary
relationship on X,for any,means”
x is at least as good as y”,
? A strict preference,,,
? An indifference relation,,,
k???X
%
,xy? X xy%
,b u t n o t x y x y y x? %%
,a n d x y x y y x? %%
lecture5 for Chu Kechen Honors College
1.Preference
? Definition,preference on X is rational if,
? It’s complete,
? It’s reflexive,
? It’s transitive,
%
,,e i t h e r o r,o r b o t hx y x y y x? X %%
,x x x?? X %
,,,i f a n d,t h e n x y z x y y z x z? X % % %
lecture5 for Chu Kechen Honors College
1.Preference
? Propersition1,if is rational,then,
? is irreflexive and transitive
? is reflexive and transitive and symmetric
? If
%
,t h e n x y z x z%
lecture5 for Chu Kechen Honors College
2.The rule of choice
? We can only observe what a man choice
under a certain constrain,
?Is the man’s preference rational when we
observed several choice of him?
? Or if his preference was rational,what
rules will his choice take?
lecture5 for Chu Kechen Honors College
2.The rule of choice
? Choice construct,a choice under certain
budget,
? Budget set,and,is a
budget family,represented a limited list of all
possible choice under certain system,nature,
technology and other social environments that
the decision-maker must take,
? Choice rule:,
maybe contain more than one elements,
(,(.))CB
B ?B a nd BB? ? ?X B
( ),f o r C B B B?? B(.)C ??
lecture5 for Chu Kechen Honors College
2.The rule of choice
? Weak Axiom of Revealed Preference
(WARP or WA), if for certain,
and for and,
then must
?Revealed Preference,,,
B ?B
,x y B?
()x C B?
B??B ()y C B ??,x y B??
()x C B ??
?%
,,,a n d ( )x y B x y B x C B? ? ? ? ? ? ?B%
lecture5 for Chu Kechen Honors College
2.The rule of choice
? Choice set
? Proposition2,if are rational,then choice
construct satisfied WA,
? Prop.2 indicate that if the decision-maker
have rational preference,than his choice
satisfied WA,Is his preference rational if
his choice is observed satisfy WA?
(,(,,) )C ? %B
%
(,) {,,}C B x B x y y B? ? ? ? ?%%
lecture5 for Chu Kechen Honors College
2.The rule of choice
?Definition,for,we say,rational
preference rationalization
? Propersition3,if satisfied WA
and contain all subsets of X that is
ternary and less than ternary,
? example,X={x,y,z},B ={{x,y},{y,z},{x,z}},
C({x,y})={x},C({y,z})={y},C({x,z})={z},(B,C(.))
satisfied WARP,but there is no rationalization
preference relation over it,
(,(,,) )C ? %B
% (.)C
(,(,,) )C ? %B
B
lecture5 for Chu Kechen Honors College
3.Competive budget
? Consumption set X and it’s price
with the wealth w>0,
? Definition,Walras (competive) budget set
? Proposition4,if X is concave,then is
n??p
(,) {, }nB w w?? ? ? ? ?p x p x
(,)Bwp
lecture5 for Chu Kechen Honors College
4.Demand function
? For any p and w are strictly positive,the
corresponding demand set x(p,w) are
nonempty,if x(p,w) is single point,we call
it the Walrasian( Marshallian) demand
function,
? x(p,w) is homogenous of degree zero and
satisfied Walras’ law,That is px=w for all
(we will prove them next lecture)
(,) a n d 0,0w p w??x x p
lecture5 for Chu Kechen Honors College
4.Demand function
? Wealth effects,
? Engel function,given price,function over
wealth
? Wealth expansion path,
? Wealth effects,
p
(,)wxp
{ (,), 0 }E w w??p xp
1
2
(,)
(,)
(,)
(,)
n
xw
w
xw
w
w
xw
w
Dw
?
?
?
?
?
?
??
??
??
?
??
??
????
p
p
p
xp
lecture5 for Chu Kechen Honors College
4.Demand function
? Wealth effects,
? Commodity l is normal goods if
? Commodity l is inferior goods if
? The demand is normal if
See the fig
(,) / 0lx w w? ? ?p
(,) / 0lx w w? ? ?p
(,) / 0 1,lx w w l n? ? ? ? ?p
lecture5 for Chu Kechen Honors College
4.Demand function
? Price effects,
? Supply curve,
? Price effects,
? Giffen good,
See the fig,
{ (,), }l l lw ????x x p p p
11
1
1
(,) (,)
(,) (,)
(,)
n
nn
n
x w x w
pp
p
x w x w
pp
Dw
??
??
??
??
??
??
?
??
??
xp
(,) / 0llx w p? ? ?p
lecture5 for Chu Kechen Honors College
4.Demand function
? Cournot Aggregation,if Walrasian demand
function x(p,w) is HD0 and satisfied
Walras Law,then,
? Engel Aggregation,if Walrasian demand
function x(p,w) satisfied Walras Law,then,
(,) (,) 0TTpD w w??p x p x p
(,) 1wDw ?p x p 其实就是对 p*x=w的求
导数,
第一个是对 p求导
第二个是对 W求导
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Walrasian demand function x(p,w) satisfied
WA if for any we have,
See the fig,
(,) a n d (,)ww ??pp
(,),i f (,) a n d (,) (,)w w w w w w? ? ? ? ? ? ?? ? ? ? ?p x p p x p x p x p
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Changing in price will change wealth too,
But how can we tell the demand changing
by price changing from wealth changing?
? Given a changing from,and
people will not get worse that is
here wealth changing (compensation )
was called,Slutsky wealth
compensation” and,(Slutsky)
compensated price changing”,
(,) t o (,)ww ??pp
(,) ww????p x p
(,) ww? ? ? ?p x p
?? ? ?p p p
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Proposition5,x(p,w) satisfied WA if and
only if,and when
,
?Prop.5 indicates,,or that’s
called,demand law,,or,compensation
demand law,,
( ) [ (,) (,) ] 0ww? ? ?? ? ? ?p p x p x p
(,) (,)ww?? ?x p x p ( ) [ (,) (,) ] 0ww? ? ?? ? ? ?p p x p x p
0? ?? ?px 0dd??px
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Slutsky matrix (substitution matrix)
? Substitution effects
? is n.s.d
? Giffen good is necessary inferior good,
(,) ( (,) )l k n nS w s w ??pp
(,) (,)(,) (,)ll
l k k
k
x w x ws w x w
pw
????
??
pppp
(,)Swp
(,) (,)(,) (,) 0ll
l l l
l
x w x ws w x w
pw
??? ? ?
??
pppp
lecture5 for Chu Kechen Honors College
Assignment
? If
Then
? For
then
? If Laspeyres quantity index is less than 1,
then,and if Paasche quantity
index is large than1,then
,,,,,,a n d ( ),( )B B x y B x y B x C B y C B? ? ?? ? ? ? ?B
{,} ( ),{,} ( )x y C B x y C B ???
,,a n d,( ) ( )B B B B C B C B? ? ?? ? ?B B B
( ) ( ) ( ( ) ( ) )C B C B C C B C B???
01xx?%
10xx?%
lecture5 for Chu Kechen Honors College
Consumption set
x2
x1
nX ???
x2
x1
1
2
3
lecture5 for Chu Kechen Honors College
Consumption set
x1
X
Leisure
24
8
x1
Leisure
X
24
lecture5 for Chu Kechen Honors College
Consumption set
rice
X4
bread 4
Rice of Hangzhou
X
Bread of Shanghai
lecture5 for Chu Kechen Honors College
expansion path
1(,)wxp
1(,)Bwp
2(,)Bwp
2(,)wxp
3(,)Bwp
3(,)wxp
Ep
x2
x1
lecture5 for Chu Kechen Honors College
Wealth effects
Ep
x2
x1
Ep
x2
x1
Ep
x2
x1
luxury goods
lecture5 for Chu Kechen Honors College
Supply curve,
2/wp
12(,,)p p wx
x2
x1
1/wp
2/wp?
12(,,)p p w?x
2/wp??
12(,,)p p w??x
lecture5 for Chu Kechen Honors College
Giffen good
2/wp
12(,,)p p wx
x2
x1
1/wp
2/wp?
12(,,)p p w?x
2/wp??
12(,,)p p w??x
lecture5 for Chu Kechen Honors College
5.WA and demand law
x2
x1
x2
x1
x2
x1
lecture5 for Chu Kechen Honors College
5.WA and demand law
x2
x1
x2
x1
lecture5 for Chu Kechen Honors College
Advanced Economics
(lecture 5,consumption theory I)
Ye Jianliang
lecture5 for Chu Kechen Honors College
Preference and Choice
? Content,
? Preference and rationality
? The rule of choice
? Budget
? Demand function
? WA and demanded law
lecture5 for Chu Kechen Honors College
1.Preference
? An (acceptable) alternatives set (or a
consumption set )
? A (weak) preference relation,”,a binary
relationship on X,for any,means”
x is at least as good as y”,
? A strict preference,,,
? An indifference relation,,,
k???X
%
,xy? X xy%
,b u t n o t x y x y y x? %%
,a n d x y x y y x? %%
lecture5 for Chu Kechen Honors College
1.Preference
? Definition,preference on X is rational if,
? It’s complete,
? It’s reflexive,
? It’s transitive,
%
,,e i t h e r o r,o r b o t hx y x y y x? X %%
,x x x?? X %
,,,i f a n d,t h e n x y z x y y z x z? X % % %
lecture5 for Chu Kechen Honors College
1.Preference
? Propersition1,if is rational,then,
? is irreflexive and transitive
? is reflexive and transitive and symmetric
? If
%
,t h e n x y z x z%
lecture5 for Chu Kechen Honors College
2.The rule of choice
? We can only observe what a man choice
under a certain constrain,
?Is the man’s preference rational when we
observed several choice of him?
? Or if his preference was rational,what
rules will his choice take?
lecture5 for Chu Kechen Honors College
2.The rule of choice
? Choice construct,a choice under certain
budget,
? Budget set,and,is a
budget family,represented a limited list of all
possible choice under certain system,nature,
technology and other social environments that
the decision-maker must take,
? Choice rule:,
maybe contain more than one elements,
(,(.))CB
B ?B a nd BB? ? ?X B
( ),f o r C B B B?? B(.)C ??
lecture5 for Chu Kechen Honors College
2.The rule of choice
? Weak Axiom of Revealed Preference
(WARP or WA), if for certain,
and for and,
then must
?Revealed Preference,,,
B ?B
,x y B?
()x C B?
B??B ()y C B ??,x y B??
()x C B ??
?%
,,,a n d ( )x y B x y B x C B? ? ? ? ? ? ?B%
lecture5 for Chu Kechen Honors College
2.The rule of choice
? Choice set
? Proposition2,if are rational,then choice
construct satisfied WA,
? Prop.2 indicate that if the decision-maker
have rational preference,than his choice
satisfied WA,Is his preference rational if
his choice is observed satisfy WA?
(,(,,) )C ? %B
%
(,) {,,}C B x B x y y B? ? ? ? ?%%
lecture5 for Chu Kechen Honors College
2.The rule of choice
?Definition,for,we say,rational
preference rationalization
? Propersition3,if satisfied WA
and contain all subsets of X that is
ternary and less than ternary,
? example,X={x,y,z},B ={{x,y},{y,z},{x,z}},
C({x,y})={x},C({y,z})={y},C({x,z})={z},(B,C(.))
satisfied WARP,but there is no rationalization
preference relation over it,
(,(,,) )C ? %B
% (.)C
(,(,,) )C ? %B
B
lecture5 for Chu Kechen Honors College
3.Competive budget
? Consumption set X and it’s price
with the wealth w>0,
? Definition,Walras (competive) budget set
? Proposition4,if X is concave,then is
n??p
(,) {, }nB w w?? ? ? ? ?p x p x
(,)Bwp
lecture5 for Chu Kechen Honors College
4.Demand function
? For any p and w are strictly positive,the
corresponding demand set x(p,w) are
nonempty,if x(p,w) is single point,we call
it the Walrasian( Marshallian) demand
function,
? x(p,w) is homogenous of degree zero and
satisfied Walras’ law,That is px=w for all
(we will prove them next lecture)
(,) a n d 0,0w p w??x x p
lecture5 for Chu Kechen Honors College
4.Demand function
? Wealth effects,
? Engel function,given price,function over
wealth
? Wealth expansion path,
? Wealth effects,
p
(,)wxp
{ (,), 0 }E w w??p xp
1
2
(,)
(,)
(,)
(,)
n
xw
w
xw
w
w
xw
w
Dw
?
?
?
?
?
?
??
??
??
?
??
??
????
p
p
p
xp
lecture5 for Chu Kechen Honors College
4.Demand function
? Wealth effects,
? Commodity l is normal goods if
? Commodity l is inferior goods if
? The demand is normal if
See the fig
(,) / 0lx w w? ? ?p
(,) / 0lx w w? ? ?p
(,) / 0 1,lx w w l n? ? ? ? ?p
lecture5 for Chu Kechen Honors College
4.Demand function
? Price effects,
? Supply curve,
? Price effects,
? Giffen good,
See the fig,
{ (,), }l l lw ????x x p p p
11
1
1
(,) (,)
(,) (,)
(,)
n
nn
n
x w x w
pp
p
x w x w
pp
Dw
??
??
??
??
??
??
?
??
??
xp
(,) / 0llx w p? ? ?p
lecture5 for Chu Kechen Honors College
4.Demand function
? Cournot Aggregation,if Walrasian demand
function x(p,w) is HD0 and satisfied
Walras Law,then,
? Engel Aggregation,if Walrasian demand
function x(p,w) satisfied Walras Law,then,
(,) (,) 0TTpD w w??p x p x p
(,) 1wDw ?p x p 其实就是对 p*x=w的求
导数,
第一个是对 p求导
第二个是对 W求导
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Walrasian demand function x(p,w) satisfied
WA if for any we have,
See the fig,
(,) a n d (,)ww ??pp
(,),i f (,) a n d (,) (,)w w w w w w? ? ? ? ? ? ?? ? ? ? ?p x p p x p x p x p
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Changing in price will change wealth too,
But how can we tell the demand changing
by price changing from wealth changing?
? Given a changing from,and
people will not get worse that is
here wealth changing (compensation )
was called,Slutsky wealth
compensation” and,(Slutsky)
compensated price changing”,
(,) t o (,)ww ??pp
(,) ww????p x p
(,) ww? ? ? ?p x p
?? ? ?p p p
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Proposition5,x(p,w) satisfied WA if and
only if,and when
,
?Prop.5 indicates,,or that’s
called,demand law,,or,compensation
demand law,,
( ) [ (,) (,) ] 0ww? ? ?? ? ? ?p p x p x p
(,) (,)ww?? ?x p x p ( ) [ (,) (,) ] 0ww? ? ?? ? ? ?p p x p x p
0? ?? ?px 0dd??px
lecture5 for Chu Kechen Honors College
5.WA and demand law
? Slutsky matrix (substitution matrix)
? Substitution effects
? is n.s.d
? Giffen good is necessary inferior good,
(,) ( (,) )l k n nS w s w ??pp
(,) (,)(,) (,)ll
l k k
k
x w x ws w x w
pw
????
??
pppp
(,)Swp
(,) (,)(,) (,) 0ll
l l l
l
x w x ws w x w
pw
??? ? ?
??
pppp
lecture5 for Chu Kechen Honors College
Assignment
? If
Then
? For
then
? If Laspeyres quantity index is less than 1,
then,and if Paasche quantity
index is large than1,then
,,,,,,a n d ( ),( )B B x y B x y B x C B y C B? ? ?? ? ? ? ?B
{,} ( ),{,} ( )x y C B x y C B ???
,,a n d,( ) ( )B B B B C B C B? ? ?? ? ?B B B
( ) ( ) ( ( ) ( ) )C B C B C C B C B???
01xx?%
10xx?%
lecture5 for Chu Kechen Honors College
Consumption set
x2
x1
nX ???
x2
x1
1
2
3
lecture5 for Chu Kechen Honors College
Consumption set
x1
X
Leisure
24
8
x1
Leisure
X
24
lecture5 for Chu Kechen Honors College
Consumption set
rice
X4
bread 4
Rice of Hangzhou
X
Bread of Shanghai
lecture5 for Chu Kechen Honors College
expansion path
1(,)wxp
1(,)Bwp
2(,)Bwp
2(,)wxp
3(,)Bwp
3(,)wxp
Ep
x2
x1
lecture5 for Chu Kechen Honors College
Wealth effects
Ep
x2
x1
Ep
x2
x1
Ep
x2
x1
luxury goods
lecture5 for Chu Kechen Honors College
Supply curve,
2/wp
12(,,)p p wx
x2
x1
1/wp
2/wp?
12(,,)p p w?x
2/wp??
12(,,)p p w??x
lecture5 for Chu Kechen Honors College
Giffen good
2/wp
12(,,)p p wx
x2
x1
1/wp
2/wp?
12(,,)p p w?x
2/wp??
12(,,)p p w??x
lecture5 for Chu Kechen Honors College
5.WA and demand law
x2
x1
x2
x1
x2
x1
lecture5 for Chu Kechen Honors College
5.WA and demand law
x2
x1
x2
x1
lecture5 for Chu Kechen Honors College