1
§27.1 The Heisenberg uncertainty principles
Nature is bilateral: particles are waves and
waves are particles.The particle aspect
carries with it the traditional concepts of
position and momentum; The wave aspect
carries with it the concepts of wavelength
and frequency.
Nature places natural limits on the precision
of our measurements; some knowledge and
information forever is shrouded from our
prying eyes.
2
1. The position-momentum uncertainty principle
Single slit diffraction
of electrons:
.
.
.
.
.
.
.
.
λθ =
1
sina
z
p
h
a =
1
θ
hpa
z
=
1
θ
§27.1 The Heisenberg uncertainty principles
1
θ
p
r
y
z
The position uncertainty:
ay =?
hpy
y
=???
1
θ
zyy
ppp ==?
p
p
z
p
y
1
θ
The momentum
uncertainty in y
direction:
1
θ
p
r
y
§27.1 The Heisenberg uncertainty principles
z
If we account for the secondary maxima
hpy
y
≥???hpx
x
≥??? hpz
z
≥???
3
The Heisenberg uncertainty principle states
that there exists a fundamental limit to the
extent to which we can simultaneously
determine the position and corresponding
momentum component of a wave-particle in
any given direction.
2. The energy-time uncertainty principle
)2
2
cos(
)cos(),(
txA
tkxAtx
πν
λ
π
ωΨ
?=
?=
Recall mathematical form of a monochromatic
wave
§27.1 The Heisenberg uncertainty principles
νλ hE
p
h
x
== ,
Substitution for λ and ν
)
22
cos(),( Et
h
xp
h
Atx
x
ππ
Ψ ?=
The role of E and t in the equation are mathem-
atically identical to the role of x and p
x
.
htE ≥??
3.The implications of the uncertainty principles
1 the uncertainty principle indicate that it is
not exact describing the microscopic particle
by classical theory.
§27.1 The Heisenberg uncertainty principles
4
2the uncertainty principle gives an limitation
using classical model.
?Implications of the position-momentum
uncertainty principle
In classical physics, the position and
momentum component can be measured with
arbitrary precision in principle, but in
quantum mechanics, this is not strictly true,
because of the nature of particles.
Example 1:Why atoms do not collapse?
The minimum momentum of an electron is
r
h
x
h
pp ≈≈≈
?
?
§27.1 The Heisenberg uncertainty principles
The total energy of the electron is
r
e
mr
h
r
e
m
p
PEKEE
0
2
2
2
0
22
4242 πεπε
?=?=+=
The value of r minimizes the total energy satisfied
2
2
0
2
0
2
3
2
4
0)
1
(
4
)
2
(
2d
d
me
h
r
r
e
rm
h
r
E
πε
πε
=
=???=
It is same order of magnitude as the fictitious
of the Bohr model.
§27.1 The Heisenberg uncertainty principles
5
Example 2: You measure the diameter of a
shotgun pellet of mass 1.0 g to be 1.00±0.01
mm with a micrometer. What is the minimum
uncertainty of its momentum if the magnitude
of its momentum is measured simultaneously?
Solution:
m/skg107
100.1
10626.6
29
5
34
?×=
×
×
==
?
?
?
x
h
p
x
?
?
It is exceedingly small. As a result, for such a
macroscopic particle, the uncertainty principle
has no effect.
§27.1 The Heisenberg uncertainty principles
13
pp
smkg1.0100100.1
??
??=××== vmp
Example 3: The accelerating potential
difference of TV kinescope is 9kV, the
diameter of exit of electron gun is 0.1 mm, is
it reasonable to describe the electrons as
classical particles?
Solution:
m/s27.7
101.01011.9
10626.6
331
34
=
×××
×
==
≥?=
??
?
xm
h
v
hvmxpx
x
xx
?
?
????
The uncertainty of the speed
The speed of the electrons
m/s106.5
1011.9
10106.1222
7
31
319
×≈
×
×××
===
?
?
m
Ve
m
KE
v
?
§27.1 The Heisenberg uncertainty principles
6
Example 4: Minimum energy of a particle in
a box —zero point energy
222
22
22
)2(
)()(
ppp
pppp
ppp
av
av
=?=
??=
?=?
0
22
)()(
2
22
222
≠≥=
≥=
mL
h
m
p
E
x
h
pp
?
?
For a particle in a box of length L
§27.1 The Heisenberg uncertainty principles
Solution:
The microscopic
particle cannot
be rest!
Example 5: A proton is known to be in the
nucleus of an atom. The size of the nucleus is
about 1.0×10
-14
m. Find a. p
min
=?; b. v
min
=? For
nonrelativeistic situation. c. is it reasonable to
express its momentum in classical expression?
Solution:
a. According to the uncertainty principle
m/skg106.6
100.1
10626.6
20
14
34
?×=
×
×
==
?
?
?
x
h
p
?
?
b. The minimum speed of the proton
m/s100.4
1067.1
106.6
7
27
20
min
×=
×
×
==
?
?
m
p
v
§27.1 The Heisenberg uncertainty principles
7
c. The fraction of the speed of light
0.1
/1
1
13.0
100.3
100.4
22
8
7
≈
?
=
=
×
×
=
cv
c
v
γ
It is reasonable to express its momentum in
classical expression.
§27.1 The Heisenberg uncertainty principles
?Implications of the energy-time uncertainty
principle
a. The mass of fundamental particles
According to special relativity
mcEmcE ??
2
rest
2
rest
=?=
According to the energy-time uncertainty
principle
htmc ≥??
2
kg1029.8
)888()103(
10626.6
54
28
34
2
?
?
×=
×
×
==
tc
h
m
?
?
The mean lifetime of a free neutron is 888 s, then
§27.1 The Heisenberg uncertainty principles
8
The mass of the neutron can be determined
quite precisely because it is a relatively long-
lived particle.
The values of the masses of very short-lived
particles will have intrinsic spread because of
the Heisenberg uncertainty principle.
b. The nature of a vacuum
—vacuum is not empty
The idea of a vacuum in quantum physics is
quite different from classical idea of a vacuum
as simply a volume with nothing in it.
§27.1 The Heisenberg uncertainty principles
0
2
2
≥=?=
m
p
PEEKE
Classical mechanics
422242222
, cmcpEcmcpE +±=+=
Relativity quantum mechanics
E
+
=mc
2
E
-
=-mc
2
E=0
E
+
=mc
2
E
-
=-mc
2
E=0
Dirac sea: positive energy states are empty,
negative energy states are filled fully.
42224222
cmcpcmcpEEE +++=?=
?+
?
§27.1 The Heisenberg uncertainty principles
9
The quantum mechanical vacuum is a seething
sea of particle-antiparticle pairs, called virtual
particles, since their existence is ephemeral.
The pairs of virtual particles well up out of
nothing, live for very short time, and then
disappear(annihilate each other).
According to energy-time uncertainty principle
htE ≥??
s1004.4
)103)(1011.9(2
10626.6
2
21
2831
34
2
?
?
?
×=
××
×
=
==
mc
h
E
h
t
?
?
For a virtual electron-positron pair
§27.1 The Heisenberg uncertainty principles
c. The verification of experiment:
H. B. G. Casimir effect:
Lamb shift:
Example: Light of wavelength 632.8 nm is
incident on an extremely fast shutter that chops
the beam into pulses. The shutter stays open for
only 1.5×10
-9
s. What is the approximately
minimum range of wavelengths ?λ in the light
pulses that pass the shutter?
§27.1 The Heisenberg uncertainty principles
10
J104.4
105.1
10626.6
25
9
34
?
?
?
×=
×
×
==
=?≥
t
h
E
htEhtE
?
?
????
since
λ?
λ
?
λ
ν
2
hc
E
c
hhE =?==
therefore
m109.8
)1000.3)(10626.6(
)108.632)(104.4(
13
834
925
2
?
?
??
×≈
××
××
=
=
hc
Eλ?
λ?
§27.1 The Heisenberg uncertainty principles
§27.2 Particle-waves and the wavefunction
1. The strange behavior of microscopic particles
11
We will get one pattern on the distant screen if
the particles go through a single slit, but a
completely different pattern if a the particles go
through two or more slits. Thus we cannot think
of the particles as going through either on the
slit or the other in the double slits arrangement.
The idea of a particle as a discrete billiard ball
entity must be abandoned in favor of some
abstract particle-wave which can diffract and
interfere with it self.
§27.2 Particle-waves and the wavefunction
Display the
property of
particle,
restrain the
property of
wave.
Display the
property of
wave, restrain
the property of
particle.
§27.2 Particle-waves and the wavefunction
12
§27.2 Particle-waves and the wavefunction
2. The principle of complementarity
Microscopic particles propagate as if they
were waves and exchange energy as if they
were particles—that’s the wave-particle
duality.When we measure the arrival of one
of them at a detector, we always measure the
energy it delivers to a single point, even
though that point may be part of a pattern
that could only be created by a wave. In
experimental event, such entities of wave do
one or the other—they cannot
simultaneously manifest the properties of
wave and particle.
Classical particles have precise path of motion.
Quantum particle have no path of motion.
hpx
x
≥???
),(
x
px
§27.2 Particle-waves and the wavefunction
13
3. Wavefunction
How are the particle-waves to be
represented in a mathematical context by a
wavefunction Ψ(x,t) ?
What equation governs the propagation of
the particle-waves?
§27.2 Particle-waves and the wavefunction
?The wavefunction of an individual
particle traveling in one dimension in free
space.
)(cos
0when
)cos(),(
222
kxA
t
tkxAtx
=
=
?=
Ψ
ωΨ
The probability of finding a particle in space
for a plane monochromatic wave should not
depend on the value of x.
AAAeeA
tkxitkxA
Aetx
tkxitkxi
tkxi
***
)]sin()[cos(
),(
)()(
)(
==
?+?=
=
???
?
ωω
ω
ΨΨ
ωω
Ψ
The wavefunction Ψ(x,t) , whatever
mathematical form it takes in a particular
context, typically is a complex-valued
function.
§27.2 Particle-waves and the wavefunction
14
①The standard condition of wavefunctions:
Single valued, continuous, and finite.
②Normalized condition:
1d),,,(*),,,( =
∫
∞
VtzyxΨtzyxΨ
4. The properties of wavefunctions
§27.2 Particle-waves and the wavefunction
For one-dimension
1d),(*),( =
∫
∞
xtxΨtxΨ
Quantity Ψ*(x,t) Ψ(x,t)dx is usefully defined as the
probability of finding the particle in a region of space
between x and x+dx at a particular time t. Ψ(x,t)is
known as probability amplitude.
Since the wavefunction Ψ(x,t) is a complex-
valualed function, Ψ(x,t) itself is not a physical
quantity that can be observed directly in any
experiment; measurements in experiments
always yield real numbers.
§27.2 Particle-waves and the wavefunction
In the quantum domain we lose the ability to
predict with certainty what happens to
individual particles such as electrons.
Notice:
15
§27.3 Operators and the Schr?dinger equation
1. Operators
A mathematical operator is a symbolic way of
representing a mathematical operation.
Notice:
Some operators do not commute,
but certain operators do commute.
x
x
?
?
and
xt ?
?
?
?
and
1The momentum operator
h
p
p
h
k
txikAe
x
tx
x
tkxi
===
=
?
?
=
?
?
?
π
λ
π
ΨΨ
ω
22
),(][),(
)(
since
Ψ
ΨΨ
Ψ
Ψ
p
x
i
xi
p
i
x
=
?
?
?=
?
?
=
?
?
h
h
h
then
x
i
?
?
? h --momentum operator
§27.3 Operators and the Schr?dinger equation
16
2 The energy operator
ων
Ψω
Ψ
ω
h==
?=
?
?
=
?
?
?
hE
iAe
tt
tkxi
][
)(
since
then
Ψ
ΨΨ
Ψ
Ψ
E
t
i
ti
E
i
t
=
?
?
=
?
?
?
?=
?
?
h
h
h
t
i
?
?
h --- energy operator
§27.3 Operators and the Schr?dinger equation
Various mathematical operators correspond to
physical observable properties, such as
momentum and energy. The operators act on
the wavefunction, and the resulting eigenvalues
are the appropriate values of that physical
observable.
With the operator formalism, we say that the
wavefunction contains all the information
about the physical system. This explains why
such a premium is placed in quantum
mechanics on discovering the form for the
wavefunction in a peculiar physical context;
the wavefunction Ψ says it all.
§27.3 Operators and the Schr?dinger equation
17
§27.3 Operators and the Schr?dinger equation
2. The schr?dinger equation
The procedure for finding such an equation
was by no means obvious then, nor is it really
clear even in hindsight.
The best that can be done is to surmise an
equation for the particle-waves based on what
we know of them and then test the equation
and its predictions in situations that can be
compared with experiment.
The total energy of a particle for nonrelativistic
situation
),(
2
2
txV
m
p
E +=
§27.3 Operators and the Schr?dinger equation
Multiply this expression by the wavefunction
),(),()],(
2
[
2
txEtxtxV
m
p
ΨΨ =+
t
iEand
x
ip
?
?
→
?
?
?→ hh
By using the operators of p and E
t
tx
itxtxV
x
i
x
i
m ?
?
=+
?
?
?
?
?
?
),(
),()],())((
2
1
[
Ψ
Ψ hhh
t
tx
itxtxV
x
tx
m ?
?
=+
?
?
?
),(
),(),(
),(
2
2
22
Ψ
Ψ
Ψ
h
h
18
§27.3 Operators and the Schr?dinger equation
This is called one-dimensional Schr?dinger
equation.
t
tx
itxtxV
x
tx
m ?
?
=+
?
?
?
),(
),(),(
),(
2
2
22
Ψ
Ψ
Ψ
h
h
HtxV
xm
=+
?
?
? ),(
2
2
22
h
Is called Hamiltonian of the system.
t
tx
itxH
?
?
=
),(
),(
Ψ
Ψ h