J. Peraire
16.07 Dynamics
Fall 2004
Version 1.1
Lecture D7 - Work and Energy
So far we have used Newton’s second law F = ma to establish the instantaneous relation between the sum
of the forces acting on a particle and the acceleration of that particle. Once the acceleration is known, the
velocity (or position) is obtained by integrating the expression of the acceleration (or velocity).
There are two situations in which the cumulative effects of unbalanced forces acting on a particle are of
interest to us. These involve:
a) forces acting along the trajectory. In this case, integration of the forces with respect to the displacement
leads to the principle of work and energy.
b) forces acting over a time interval. In this case, integration of the forces with respect to the time leads
to the principle of impulse and momentum.
It turns out that in many situations, these integrations can be carried beforehand to produce equations
that relate the velocities velocities at the initial and final integration points. In this way, the velocity can be
obtained directly, thus making it unnecessary to solve for the acceleration. We shall see that these integrated
forms of the equations of motion are very useful in the practical solution of dynamics problems.
In this lecture, we will concentrate on situation a), and consider the space integrated form of Newton’s
second law. We will defer the discussion of b), time integrated equations, to lecture D9.
Mechanical Work
Consider a force F acting on a particle that moves along a path. Let r be the position of the particle
measured relative to the origin O. The work done by the force F when the particle moves an infinitesimal
amount dr is defined as
dW = F · dr . (1)
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That is, the work done by the force F, over an infinitesimal displacement dr, is the scalar product of F and
dr. It follows that the work is a scalar quantity. Using the definition of the scalar product, we have that
dW = F ·dr = Fdscosα, where ds is the modulus of dr, and α is the angle between F and dr. Since dr is
parallel to the tangent vector to the path, et, (i.e. dr = dset), we have that F ·et = Ft. Thus,
dW = Ft ds , (2)
which implies that only the tangential component of the force “does” work.
During a finite increment in which the particle moves from position r1 to position r2, the total work done
by F is
W12 =
integraldisplay r2
r1
F ·dr =
integraldisplay s2
s1
Ft ds . (3)
Here, s1 and s2 are the path coordinates corresponding to r1 and r2.
Note Units of Work
In the international system, SI, the unit of work is the Joule (J). We have that 1 J = 1 N · m. In the
English system the unit of work is the ft-lb. We note that the units of work and moment are the same. It
is customary to use ft-lb for work and lb-ft for moments to avoid confusion.
Principle of Work and Energy
We now a consider a particle moving along its path from point r1 to point r2. The path coordinates at
points 1 and 2 are s1 and s2, and the corresponding velocity magnitudes v1 and v2.
If we start from (3) and use Newton’s second law (F = ma) to express Ft = mat, we have
W12 =
integraldisplay s2
s1
Ft ds =
integraldisplay s2
s1
mat ds =
integraldisplay v2
v1
mvdv = 12mv22 ? 12mv21 . (4)
Here, we have used the relationship at ds = vdv, which can be easily derived from at = ˙v and v = ˙s (see
lecture D4).
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Defining the kinetic energy1, as
T = 12mv2 ,
we have that,
W12 = T2 ? T1 or T1 + W12 = T2 . (5)
The above relationship is known as the principle of work and energy, and states that the mechanical work
done on a particle is equal to the change in the kinetic energy of the particle.
Example Block sliding down an incline
A block is released from rest at the top of a ramp. The coefficient of kinetic friction between the surface of
the ramp and the block is μ. We want to determine the velocity of the block as a function of the distance
traveled on the ramp, s.
The forces on the block are: the weight, mg, the normal force, N, and, the friction force, μN. We have
that Fn = man and Ft = mat. Since Fn = N ? mgcosα and an = 0, we have N = mgcosα. Thus,
Ft = mgsinα?μN = mgsinα?μmgcosα, which is constant. If we apply the principle of work and energy
between the position (1), when the block is at rest at the top of the ramp, and the position (2), when
the block has travelled a distance s, we have T1 = 0, T2 = (mv2)/2, and the work done by Ft is simply
W12 = Fts. Thus,
T1 + W12 = T2 , or, mg(sinα ? μcosα) = 12mv2 .
From which we obtain, for the velocity,
v =
radicalbig
2g(sinα ? μcosα)s .
We make two observations: first, the normal force, N, does no work since it is, at all times, perpendicular
to the path, and second, we have obtained the velocity of the block directly without having to carry out
any integrations. Note that an alternative, longer approach would have been to directly use F = ma, and
integrate the corresponding expression for the acceleration.
1The use of T to denote the kinetic energy, instead of K, is customary in dynamics textbooks
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Note Alternative expressions for dW
We have seen in expression (2) that a convenient set of coordinates to express dW are the tangential- normal-
binormal coordinates. Alternative expressions can be derived for other coordinate systems. For instance, we
can express dW = F · dr in:
cartesian coordinates,
dW = Fx dx + Fy dy + Fz dz ,
cylindrical (polar) coordinates,
dW = Fr dr + Fθ rdθ + Fz dz ,
or spherical coordinates,
dW = Fr dr + Fθ rcosφdθ + Fφ rdφ .
As an illustration, let’s calculate the work done by a constant force, such as that due to gravity. The force
on a particle of mass m is given by F = ?mgk. When the particle moves from position r1 = x1i+y1j+z1k
to position r2 = x2i + y2j + z2k, work is done, and the work may be written as
W12 =
integraldisplay r2
r1
F ·dr =
integraldisplay z2
z1
?mgdz = ?mg(z2 ? z1) .
Power
In many situations it is useful to consider the rate at which a device can deliver work. The work per unit
time is called the power, P. Thus,
P = dWdt = F · drdt = F · v .
The unit of power in the SI system is the Watt (W). We have that 1 W = 1 J /s. In the English system the
unit of power is the ft-lb/s. A common unit of power is also the horse power (hp), which is equivalent to
550 ft-lb/s, or 746 W.
Note Efficiency
The ratio of the power delivered out of a system, Pout, to the power delivered in to the system, Pin, is called
the efficiency, e, of the system.
e = PoutP
in
.
This definition assumes that the energy into and out of the system flows continuously and is not retained
within the system. The efficiency of any real machine is always less than unity since there is always some
mechanical energy dissipated as heat due to friction forces.
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ADDITIONAL READING
J.L. Meriam and L.G. Kraige, Engineering Mechanics, DYNAMICS, 5th Edition
3/6
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