16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 1 of 25
16.522, Space Propulsion
Prof. Manuel Martinez-Sanchez
Lecture 13-14: Electrostatic Thrusters
Outline
Page No.
1 Introduction……………………………………………………………………………………
2
2 Principles of Operation…………………………………………………………………..
2
3 Ion Extraction and Acceleration…………………………………………………….
3
4 Ion Production……………………………………………………………………………….
9
4.1 Physical Processes in Electron
Bombardment Ionization Chambers……………………………….
9
4.2 Nature of the Losses………………………………………………………..
10
4.3 Electron Diffusion and Confinement………………………………..
11
4.4 Particle Production Rates………………………………………………….
13
4.5 Lumped Parameter Performance Model……………………………
15
5 Propellant Selection ………………………………….…………………………………..
15
References………………………. 16
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 2 of 25
Lecture 13-14
Electrostatic Thrusters
1 Introduction
Electrostatic thrusters (“ion engines”) are the best developed type of electric
propulsion device, dating in conception to the ‘50’s,
(1)
and having been demonstrated
in space in 1964 on a suborbital flight of the SERT I spacecraft
(2)
. The early history
and concepts are well documented
(1),(3)
, and evolved through progressive
refinements of various types of ion beam sources used in Physics laboratories, the
improvements being essentially dictated by the needs for high efficiency, low mass
and long life for these sources to be used in space. Of the various configurations
discussed for example in Ref. 3 (ca. 1973), only the electron bombardment noble
gas type, plus (in Europe) the radio-frequency ionized thruster
(4)
and (in Japan) the
Electron Cyclotron Resonance thruster, have survived. Other interesting concepts,
such as Cesium Contact thrusters and duo-plasmatron sources have been largely
abandoned, and one new special device, the Field Emission Electrostatic
(5)
thruster
has been added to the roster. The electron bombardment thruster itself has evolved
in the same time interval from relatively deep cylindrical shapes with uniform
magnetic fields produced by external coils and with simple thermoionic cathodes, to
shallow geometrics using sharply nonuniform magnetic field configurations, produced
by permanent magnets, and with hollow cathode plasma bridges used as cathode
and neutralizer. Where a typical ion production cost was quoted in Ref. (3) as 400-
600 eV for Hg at 80% mass utilization fraction, recent work with ring-cusp thrusters
has yielded for example a cost of 116 eV in Xenon at the same utilization
(6)
. Such
reductions make it now possible to design for efficient operation (above 80%) with
environmentally acceptable noble gases at specific impulses below 3000 sec, a goal
that seemed elusive a few years back. The major uncertain issues in this field seem
now reduced to lifetime (measured in years of operation in orbit) and integration
problems, rather than questions of cost and physical principle or major technological
hurdles. Extensions to higher power (tens of kW) and higher specific impulse (to
7,000 – 8,000 s) are now being pursued by NASA for planetary missions requiring
high ?V .
2 Principles of Operation
Electrostatic thrusters accelerate heavy charged atoms (ions) by means of a purely
electrostatic field. Magnetic fields are used only for auxiliary purposes in the
ionization chamber. It is well known that electrostatic forces per unit area (or
energies per unit volume) are of the order of
2
1
E
2
0
ε , where E is the strength of the
field (volts/m) and
0
ε the permittivity of vacuum
12
Farad
8.85 10
m
?
0
??
ε= ×
??
??
. Typical
maximum fields, as limited by vacuum breakdown or shorting due to imperfections,
are of the order of 10
6
V/m, yielding maximum force densities of roughly
2-5
5 Nm =5×10 atm.This low force density is one of the major drawbacks of
electrostatic engines, and can be compared to force densities of the order of 10
4
N/m
2
in self-magnetic devices such as MPD thrusters, or to the typical gas pressures
of 10
6
-10
7
N/m
2
in chemical rockets. Simplicity and efficiency must therefore
compensate for this disadvantage.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 3 of 25
The main elements of an electrostatic thruster are summarized in Fig. 1. Neutral
propellant is injected into an ionization chamber, which may operate on a variety of
principles (electron bombardment, contact ionization, radiofrequency ionization…).
The gas contained in the chamber may only be weakly ionized in the steady state,
but ions are extracted preferentially to neutrals, and so, to a first approximation, we
may assume that only ions and electrons leave this chamber. The ions are
accelerated by a strong potential difference V
a
applied between perforated plates
(grids) and this same potential keeps electrons from also leaving through these
grids. The electrons from the ionization chamber are collected by an anode, and in
order to prevent very rapid negative charging of the spacecraft (which has very
limited electrical capacity), they must be ejected to join the ions downstream of the
accelerating grid. To this end, the electrons must be forced to the large negative
potential of the accelerator (which also prevails in the beam), and they must then be
injected into the beam by some electron-emitting device (hot filament, plasma
bridge…).
The net effect is to generate a jet of randomly mixed (but not recombined) ions and
electrons, which is electrically neutral on average, and is therefore a plasma beam.
The reaction to the momentum flux of this beam constitutes the thrust of the device.
Notice in Fig. 1 that, when properly operating, the accelerator grid should collect no
ions or electrons, and hence its power supply should consume no power, only apply a
static voltage. On the other hand, the power supply connected to the neutralizer
must pass an electron current equal in magnitude to the ion beam current, and must
also have the full accelerating voltage across its terminals; it is therefore this power
supply that consumes (ideally) all of the electrical power in the device.
In summary, the main functional elements in an ion engine are the ionization
chamber, the accelerating grids, the neutralizer, and the various power supplies
required. Most of the efforts towards design refinement have concentrated on the
ionization chamber, which controls the losses, hence the efficiency of the device, and
on the power supplies, which dominate the mass and parts count. The grids are, of
course, an essential element too, and much effort has been spent to reduce their
erosion by stray ions and improve its collimation and extraction capabilities. The
neutralizer was at one time thought to be a critical item, but experience has shown
that, with good design, no problems arise from it. Following a traditional
approach
(1),(3)
, we will first discuss the ion extraction system, then turn to the
chamber and other elements.
3 Ion Extraction and Acceleration
The geometry of the region around an aligned pair of screen and accelerator holes is
shown schematically in Fig. 2 (from Ref. 7). The electrostatic field imposed by the
strongly negative accelerator grid is seen to penetrate somewhat into the plasma
through the screen grid holes. This is fortunate, in that the concavity of the plasma
surface provides a focusing effect which helps reduce ion impingement on the
accelerator. The result is an array of hundreds to thousands of individual ion
beamlets, which are neutralized a short distance downstream, as indicated. The
potential diagram in Fig. 2 shows that the screen grid is at somewhat lower potential
than the plasma in the chamber. Typically the plasma potential is near that of the
anode in the chamber, while the screen is at cathode potential (some 30-60 volts
lower, as we will see). This ensures that ions which wander randomly to the vicinity
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 4 of 25
of the extracting grid will fall through its accelerating potential, while electrons (even
those with the full energy of the cathode-anode voltage) are kept inside. The
potential far downstream is essentially that of the neutralizer, if its electron-emission
capacity is adequate. This potential is seen to be set above that of the accelerator
grid, in order to prevent backflow of electrons from the neutralizer through the
accelerating system. In addition, by making the “total voltage”, V
T
, larger than the
“Net voltage”, V
N
, the ion extraction capacity of the system is increased with no
change (if V
N
is fixed) on the final velocity of the accelerated ions. In some designs,
a third grid (“decelerator grid”) is added to more closely define and control V
N
, and
the neutralizer is set at approximately the same potential as this third grid.
It is difficult to analyze the three-dimensional potential and flow structures just
described. It is however, easy and instructive to idealize the multiplicity of beamlets
as a single effective one-dimensional beam. The result is the classical Child-Langmuir
space charge limited current equation.
The elements of the derivation are outlined below:
a) Poisson’s equation in the gap:
2
i
20
end
=-
dx
φ
ε
(1)
b) Ion continuity
ii
env j = constant= (2)
c) Electrostatic ion free-fall:
()
i
i
2e -
v=
m
φ
(3)
Combining these equations, we obtain a 2
nd
order, nonlinear differential equation for
( )xφ
. The boundary conditions are
() ( )
a
0=0, x=d=-Vφφ (4)
In addition, we also impose that the field must be zero at screen grid:
x=0
d
=0
dx
φ??
??
??
(5)
This is because (provided the ion source produces ions at a sufficient rate), a
negative screen field would extract more ions, which would increase the “in transit”
positive space charge in the gap. This would then reduce the assumed negative
screen field, and the process would stop only when this field is driven to near zero
(positive fields would choke off the ion flux). At this point, the grids are automatically
extracting the highest current density possible, and are said to be “space charge
limited”.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 5 of 25
Since three conditions were imposed, integration of the equations (1) to (3) will yield
the voltage profile and also the current density j. The result is
12
32
0 2
i
42 e Va
j=
9md
??
ε
??
??
(6)
and also
()
43
x
x=-Va
d
??
φ
??
??
(7)
()
13
4Va x
Ε x=-
3d d
??
??
??
(8)
Equation (8) in particular shows that the field is zero (as imposed) at x=0, and is
4Va
-
3d
at x=d (the accelerator grid). This allows us to calculate the net electrical
force per unit area on the ions in the gap as the difference of the electric pressures
on both faces of the “slab”:
2
2
2
F1 4Va 8Va
=
A2 3d 9 d
00
??
=
??
??
εε (9)
and this must be also the rocket thrust (assuming there is no force on ions in other
regions, i.e., a flat potential past the accelerator). It is interesting to obtain the same
result from the classical rocket thrust equation. The mass flow rate is
i
mm
=j
Ae
i
,
and the ion exit velocity is
i
2eVa
c=
m
,
giving
i
i
mFm 2eVa
c= j
AA e m
=
i
Using Child-Langmuir’s law for j (Equation 6), this reduces indeed to Equation (9).
For a given propellant (m
i
) and specific impulse (c/g), the voltage to apply to the
accelerator is fixed:
2
i
mc
Va =
2e
(10)
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 6 of 25
and, from (9), increasing the thrust density requires a reduction of the gap distance
d. As noted before, this route is limited by eventual arcing or even by mechanical
shorting due to grid warping or imperfections. For thruster diameters of, say, 10-50
cm., gap distances have been kept above 0.5-1 mm.
The only other control, at this level of analysis, is offered by increasing the ion
molecular mass, m
i
. This allows increased voltages V
a
(Equation 10), and, provided d
can be kept small, higher thrust (Equation 9). In addition to increasing thrust
density, higher molecular mass also reduces the importance of a given ion
production cost ?φ (See lecture 3), and hence increases the thruster efficiency.
The effect of ion deceleration past the accelerator grid (either through the use of a
“decel” grid, or by relative elevation of the neutralizer potential) can be easily
incorporated in this 1-D model. For the usual geometries, the screen-accelerator gap
still controls the ion current (Equation 6 with V
a
replaced by V
T
, and d by d
a
). This is
because the mean ion velocity is high (and hence the mean ion density is low) in the
second gap, between the accelerator and the real or virtual decelerator, so that no
electrostatic choking occurs there. This is schematically indicated in Figure 4 by a
break in the slope of the potential at the decelerator. More specifically, it can be
shown that Equation (6) still controls the current provided that
()()
12
12 12d N
aT
d V
>1-R 1+2R ; R=
dV
(11)
(for equal gaps, this is satisfied for all R between 0 and 0.75, for instance; at higher
R, the second gap limits current). Accepting, then, Equation (6), the thrust is again
given by
Fm
c
AA
=
i
, where
m
A
i
has not changed, but c is proportional to
12
N
V . Hence we
obtain instead of (9)
22
32 12
12 -32TN T N
2
aaa
VV V VF8 8 8
=RR
A9 9 d 9 dd
00 0
?? ??
==
?? ??
?? ??
εε ε (12)
The last form shows that for a given specific impulse (hence given V
N
), reducing
R=V
N
/V
T
increases thrust. It does so by extracting a higher ion current through the
flux-limiting first gap.
Returning to Equation (6), if we imagine a beam with diameter D, we would predict a
total beam current of
12
2
32 32
0TT
i
42 e D
Ι V=PV
49 m d
=
??
??
??
??
??
??
π
ε (13)
where P is the so-called “perveance” of the extraction system. Equation (13) shows
that this perveance should scale as the dimensionless ratio
2
2
D
d
, so that, for example
the same current can be extracted through two systems, one of which is twice the
size of the other, provided diameter and grid spacing are kept in the same ratio.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 7 of 25
While the one-dimensional model is important in identifying many of the governing
effects and parameters, its quantitative predictive value is limited. Three-dimensional
effects, such as those of the ratio of extractor to accelerator diameter, the finite grid
thicknesses, the potential variation across the beam etc. (see Fig. 2) are all left out
of account. So are also the effects of varying the properties of the upstream plasma,
such as its sheath thickness, which will vary depending on the intensity of the
ionization discharge, for example. Also, for small values of R=V
N
/V
T
, the beam
potential (averaged in its cross-section) cannot be expected to approach the deep
negative value of the accelerator, particularly for the very flattened hole geometry
prevalent when d/D is also small. Thus, the perveance per hole can be expected to
be of the functional form
aa s D
ssss T
Dt t Vd
P=p ,,,,R,
DDDD V
??
??
??
(14)
where the subscripts (s) and (a) identify the screen and accelerator respectively, t is
a grid thickness, and V
D
is the discharge voltage, which in a bombardment ionizer
controls the state of the plasma. These dependencies were examined for a 2-grid
extractor in an Argon-fueled bombardment thruster in Ref. 7. Some of the salient
conclusions of that study will be summarized here:
(1) Varying the screen hole diameter D
s
while keeping constant all the ratios
(d/D
s
, D
a
/D
s
, etc.) has only a minor effect, down to
s
D0.5≈ mm if the
alignment can be maintained. This confirms the dependence upon the ratio
d/D
s
.
(2) The screen thicknesses are also relatively unimportant in the range studied
(
s
t/D 0.2 - 0.4≈ ).
(3) Reducing R=V
N
/V
T
always reduces the perveance, although the effect tends to
disappear at large ratios of spacing to diameter (d/ D
s
), where the effect of
the negative accelerator grid has a better chance to be felt by the ions. The
value of d/ D
s
at which R becomes insensitive is greater for the smaller R
values.
(4) For design purposes, when V
N
and not V
T
is prescribed, a modified perveance
32
N
I
V
??
??
??
(called the “current parameter” in Ref. 7) is more useful. As Equation
(13) shows, one would expect this parameter to scale as R
-3/2
, favoring low
values of R (strong accel-decel design). This trend is observed at low R, but,
due to the other effects mentioned, it reverses for R near unity, as shown in
Fig. 5. This is especially noticeable at small gap/diameter ratios, when a point
of maximum extraction develops at R
~
0.7-0.8, which can give currents as
high as those with R
~
0.2. However, as Fig. 5 also shows, the low – R portion
of the operating curves will give currents which are independent of the
gap/diameter ratio (this is in clear opposition to the 1-D prediction of
Equation 13). Thus, the current, in this region, is independent of both d and
D
s
. This opens up a convenient design avenue using low R values: Fix the
smallest distance d compatible with good dimensional control, then reduce
the diameter D
s
to the smallest practicable size (perhaps 0.5 mm). This will
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 8 of 25
allow more holes per unit area (if the hole spacing varies in proportion to
their size), hence more current per unit grid area. Due to this circumstance,
Ref. 7 recommends low R designs.
(5) The perveance generally increases as D
a
/D
s
increases, with the exception of
cases with R near unity, when an intermediate
as
D/D 0.8≈ is optimum.
(6) Increasing V
D
/V
T
, which increases the plasma density, appears to flatten the
contour of the hole sheath
(8)
, which reduces the focusing of the beam. This
results in direct impingement on the screen, and, in turn, forces a reduction
of the beam current.
Some appreciation for the degree to which Child-Langmuir’s law departs from the
observed current extraction capacity of real devices can be obtained from the data
for the 30 cm. J-series thruster, as reported for example in Ref. (9). In this case, we
have d=0.5 mm, t
a
=t
s
=0.38 mm, D
s
=1.9 mm, D
a
=1.14 mm, and a total of 14860
holes. We will refer to data in X
e
, for V
NET
/V
T
=0.7 and V
D
=31.2 Volts. V
Beam
=1200 v.
Table III of Ref. (9) then gives a beam current J
B
=4.06 A. The correlation given in
the same reference for various propellants is
()
2.2
T
B
17.5 V 1000
J= +-25%
Mα
(15)
where αis a double-ion correction factor, given as 0.934 for this case, and M is the
molecular mass in a.m.u.. The power of 2.2 instead of 1.5 for the effect of extraction
voltage is to be noticed. This correlation yields for our case I
B
=5.4 A, on the outer
boundary of the error band.
For these data, if we apply the Child-Langmuir law (Equation 13) to each hole
(diameter D
s
), and use directly the spacing d=0.5 mm, we obtain a hole current of
3.83 mA, or, in total I
B
=57.1 A, i.e., 14 times too high. An approximate 3-D
correction (Ref.’s 10a, b) is to replace d
2
by
22
ss
(d + t ) + D /4 in Child-Langmuir’s
equation. This gives now I
B
=8.4 A, still twice the experimental value. It is of interest
to see how well the data of Rovang and Wilbur (Ref. 7) can be extrapolated to the J-
thruster. We first use the data in Fig. 6a of Ref. (7), which are for D
s
=2mm., R=0.8
D
a
/D
s
=0.66 (lowest value measured), and V
D
/V
T
=0.1. Corrections for the actual
D
a
/D
s
=0.6 and V
D
/V
T
=0.018 can be approximated from Fig.’s 5 and (6a) of the same
reference. The effects of R=0.7 instead of 0.8, as well as of the slightly different D
s
,
should be small, according to Ref. 7. We obtain in this manner I
B
=5.2 A., which is
indeed as accurate as the correlation of Equation (15).
Additional data on grid perveance are shown and assessed Ref. (10c) in the context
of ion engine scaling.
To complete this discussion, two limiting conditions should be mentioned here:
(a) Direct ion impingement on screen: At low beam current, the screen collects a
very small stray current, which is due to charge-exchange ion-neutral
collisions in the accelerating gap: after one such collision, the newly formed
low speed ion is easily accelerated into the screen. The screen current takes,
however, a strong upwards swing when the beam current increases beyond
some well defined limit. This is due to interception of the beam edges, and,
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 9 of 25
since the high energy ions are very effective sputtering agents, results in a
very destructive mode of operation. All the perveance values reported in Ref.
(7), for instance, are impingement-limited, i.e., correspond to the highest
current prior to onset of direct impingement.
(b) Electron back-streaming: For R values near unity, the barrier offered by the
accelerator negative potential to the neutralizer electrons becomes weak, and
beyond some threshold value of R, electrons return up the accelerator
potential to the chamber. This results in screen damage, space charge
distortion, and shorting of the neutralizer supply. Kaufman
(10a)
gave the
theoretical estimate
max
a
aa
0.2
R=1-
tle
exp
DD
?? ??
?? ??
?? ??
(16)
which was confirmed experimentally in Ref. 7, except that it was found to be
a somewhat conservative estimate.
4 Ion Production
4.1 Physical Process in Electron Bombardment Ionization Chambers
In an electron bombardment ionizer, the neutral gas is partially ionized by an
auxiliary DC discharge between conveniently located electrodes. Of these, the anode
is the same anode which receives the electrons from the ionization process (see Fig.
1). The primary electrons responsible for the ionization of the neutral gas are
generated at a separate cathode, which can be a simple heated tungsten filament, or
for longer endurance, a hollow cathode. The cathode-anode potential difference V
D
is
selected in the vicinity of the peak in the ionization cross-section of the propellant
gas, which occurs roughly between three and four times the ionization energy (i.e.,
around 30-50 Volts for most gases). The structure of the potential distribution in the
discharge is very unsymmetrical: most of the potential difference V
D
occurs in a thin
sheath near the cathode, and the body of the plasma is nearly equipotential, at a
level slightly above that of the anode (typically the anode current density is below
the electron saturation level, and so an electron-retarding voltage drop develops).
Ionization is due both to the nearly mono-energetic primary electrons (with energies
of the order of eV
D
) and to the thermalized secondary electrons themselves. These
have typically temperatures (T
m
) of a few eV, so that only the high energy tail of the
Maxwellian energy distribution is above the ionization energy and can contribute to
the process, but their number density greatly exceeds that of the primaries, and
both contributions are, in fact, of the same order. It is therefore desirable to
maximize the residence time of both types of electrons in the chamber before they
are eventually evacuated by the anode. This is achieved by means of a suitable
distribution of confining magnetic fields. Fig.’s 6 (a), (b) and (c) show three types of
magnetic configurations, of which only the last two are today of practical importance.
These will be discussed in more detail later, but we note here that magnetic field
strengths can vary from about 10 to 1000 Guass, depending on type and location.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 10 of 25
The ions generated in the active part of the discharge chamber are only weakly
affected by the magnetic field, and so they wander at random, colliding rarely with
neutral atoms before reaching any of the wall surfaces. Since these walls (or the
cathode itself) are all negative with respect to the plasma, the ions penetrate the
negative sheaths at a velocity of the order of the so-called Bohm velocity, or
isothermal ambipolar speed of sound,
e
B
i
KT
V=
m
(17)
and are then further accelerated in the sheath proper. Those that happen to arrive at
one of the extractor hole sheaths become thus the ion beam, but those arriving at
solid walls collide with them at an energy corresponding to that of the sheath, which
often leads to sputtering, and are neutralized. They then return as neutrals to the
plasma, where they are again subject to ionization or excitation processes.
4.2 Nature of the Losses
Since electron-ion recombination, even if it did happen in the beam, would contribute
nothing to the engine thrust, the ionization energy per beam ion is the minimum
energy expenditure required. This would amount to 10.5 eV in Hg, 15.8 in Argon or
12.1 eV in Xenon. In reality the energy loss per beam ion ranges from about 100 to
400 or more eV. The sources of the additional losses can be identified from the
description of processes in the previous section:
(a) Some primary electrons reach the anode and surrender their high energy.
(b) The thermal electrons arrive at the anode with energies of a few eV.
(c) Ions that fall to cathode-potential surfaces lose their kinetic energy to
them. In addition, they also lose the energy spent in their ionization.
(d) Metastable excited atoms surrender the excitation energy upon wall
collision.
(e) Short-lived excited atoms emit radiation, which is mostly lost directly.
Of a different nature are the energy losses required to heat the cathode emitters or,
in the case of Hg, the vaporizers and chamber walls. Finally, not all the injected gas
leaves in the form of ions (only a fraction η
u
, called the “utilization factor” does). At
the best conditions, η
u
ranges from 75 to 95%. It is of interest to examine the
relationship between η
u
and the degree of ionization, α, in the chamber plasma. If n
e
is the electron (and ion) density, the flux of ions being extracted is approximately
()
1
-
2
2
ieBs
= n v × e ions/m /secΓφ (18)
1
-
2
s
include e in φ
where v
B
is as in Equation (17) and φ
s
is the open area fraction of the screen grid.
The flux of neutrals through the same overall area is
n
nn
c
=n
4
Γφ (19)
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 11 of 25
where
12
n
i
8KTg
c=
m
??
??
π
??
is the mean thermal speed of the heavy particles, and φ is an
open-area fraction for the combination of grids, reflecting the fact that neutrals,
unlike ions, are not focused into the accelerator grid holes, if φ
s
and φ
a
are the
geometrical open-area fractions of the screen and accelerator grids, we have
sa
111
=+-1
φφφ
(20)
The ratio of (18) and (19) gives, after rearrangement,
g
u
eu
s
T
=
1- T 1-
2
ηαφ
αη
φπ
(21)
where
()
ee n
=n n +nα and ( )
uiin
=+ηΓΓΓ. As an illustration (using once again the
J-series Xenon data of Ref. 9), if φ
s
=0.67, φ
a
=0.24 (hence φ=0.215), and if we take
T
e
=70,000 K=6.03 eV, Tg=400 K (wall temperature), and
u
0.8η = (a common
operating point) we obtain =0.0372α , i.e., a 3.7% ion density fraction gurantees
an 80% ion flux fraction.
4.3 Electron Diffusion and Confinement
For the same example,
using
B
i
2
J
=
eD
4
Γ
π
,
with J
B
=4.06 A. and D=28.3 cm,
Equation (18) can be used to calculate
17 3
e
n =2.85 10 m
?
× , and hence, from α,
18 3
n
n =7.38 10 m
?
× . If we estimate the effective collision cross-section between ions or
electrons and neutrals at Q
in
=10 A
2
=10
-19
m
2
, the mean free path for a charged
particle would then be
()
i,e n in
=1 nQλ =1.36 m, so that collisions with neutrals are
indeed infrequent. The e-e or e-i cross-section is approximately
()
-17 2 18 2
ei
Q = 6.5×10 E eV =1.79×10 m
?
, so that the e-i mean free path is in this case
1.96 m. and charged-charged particle collisions are about equally infrequent.
The gyro radius (Larmor radius) for an electron in a magnetic field B is
L
mv
r=
eB
(22)
For a 6 eV electron in a field of B=100 Gauss=0.01 Tesla, this is about 1 mm.
Primary electrons, with energies of 30-50 eV have gyro radii of 2-3 mm in the same
field.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 12 of 25
With a Samarium-Cobalt magnet, the B level could reach ~0.2-0.4 Tesla near the
cusp. The ion Larmor radius is then comparable to the cusp size, and ions are also
confined partially.
Example:
ie
B=0.2 T, v 250ms, X :null
i
L
0.13×250
r = = 0.0017 m =1.7 mm
95000×0.2
The picture that emerges from these figures is that of the electrons being very
tightly guided by the magnetic field lines, but with very large mobility along such
lines, except at their ends, where extractor or cathodic sheaths reflect the electrons
back along their guiding magnetic line. Lines terminating at the anode can be
“drained”, with only low energy electrons being typically reflected. As a result, one
can speak about a “virtual anode” formed by the outermost magnetic surface which
intersects the anode (see Figure 6(b)), since electrons reaching such a surface have
a high probability of anode capture. Similarly, there are “critical field lines” (Figure
6(b)) which bound the region directly accessible to cathodic (primary) electrons.
Secondary electrons are generated in the shaded area of Figure 6(b) by primaries
diffusing out of the confines of this directly accessed region, and then, both,
primaries and secondaries must diffuse further to the virtual anode surface prior to
collection. Similar concepts apply, to cusped magnetic configurations, such as that of
Figure 6(c). Here, it is clear that only the areas very near the cusp lines can serve as
active anodes, and the “virtual anode” has a complex, scalloped configuration.
Diffusion across the magnetic lines would be extremely slow if it were controlled by
the classical collisional mechanism. For 6 eV electrons, in a 100 Gauss field, we
found a ratio β ≈ 1000 between the m.f.p. and the Larmor radius. The scalar
diffusivity e
o,classical e
1
D c
3
≈ λ is about
52
5×10 m /sec, and the cross-field diffusivity
would then be
o,class
class 2
D
D
β
= , i.e.,
2
clas.
D0.5 m/sec≈ . An electron would then diffuse
through l=1 cm in a time
2-4
t l 2D 10 sec≈≈ . For comparison, the time between
ionizing collisions for a primary electron
()
-202 6 19-3
ioniz n
Q10 m, v6×10msec,10 m≈≈ ≈is ( )
1
-6
ioniz ioniz n
tQ n v1.5×10sec
?
≈≈ ,
and so this would represent a very good confinement indeed.
However, experiments indicate that the microturbulence which accompanies the
discharge has the effect of greatly increasing the rate of electron scattering, and
hence the cross-field diffusion. Bohm
(11)
first proposed the widely used empirical
formula
e
KT
D
16eB
⊥
= (23)
which amounts to replacing the mean free path by roughly 1/16 (more exactly,
128
=13.5 times
3π
) of the Larmor radius. The validity of (23) was confirmed for ion
engine conditions in Ref.’s (12) and (13), although Ref. (13) found that best results
can be obtained if an additional factor of 0.44 is included in Equation (23). Using
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 13 of 25
(23) for 6 eV electrons and B=100 Gauss gives
2
m
D=40
sec
⊥
, i.e., 80 times the
classical value. The diffusion time through 1 cm is then about 10
-6
sec, which is of
the same order as the ionization time. As the contours in Figure 6(c) show, the 100
Gauss level is exceeded in the outer parts of the chamber in cusped designs (levels
as high as 3000 Gauss are reached on the surface of the Sa-Co permanent magnets
used). Thus, electrons may diffuse rapidly throughout the “ion producing core” of the
discharge, but their diffusion is considerably slowed down near the outer walls, which
leads to efficient ionizer operation.
4.4 Particle Production Rates
The Ion production rate per unit volume can be expressed as a sum over the various
ionizable excited states, involving rate coefficients for both primary and thermalized
electrons. This is discussed, for instance in Ref. (14). The result is
mi
n υ , where the
ionization frequency
i
υ is
() ()
exc.states, j
iiP
ijjPjm
m
n
nPE+QT
n
??
υ=
??
??
∑
(24)
Here n
m
and n
P
are the densities of thermalized (Maxwellian) and primary electrons,
respectively, and
ii
jj
P, Q are rate coefficients for ionization from the j
th
state by,
respectively, primary and maxwellian electrons. Expressions for these factors are
given in Ref. (14), in terms of the various cross-sections. For overall modeling
purposes, it is convenient to define an “ion production current” by
PmiP
J=en Vυ (25)
where V
P
is the active ion production volume.
Similar atomic calculations can be made for the production rates of each of the
excited states, and also of multiple ions
(14),(12)
. Ref. (12) gives a predictive
correlation for the double-ion current in various propellants, and compares to data.
Both data and theory indicate that the ratio r=J
++
/J
+
of the fluxes of double and
single ions is a function of only the propellant utilization efficiency
u
η for a given
propellant. Additional data, for the ring-cusp geometry first introduced by Sovey
(15)
are given in Figure 7 (from Ref. (9)), which shows that all noble gases fall nearly on
the same curve, with mercury having a higher double-ion fraction.
The values of
u
η used in Figure 7 are based on the total measured beam current
B++
u
TOT TOT
JJ+J
==
JJ
η
TOT
i
e
J=m
m
??
??
??
i
and may exceed unity. The actual flux ratio between charged and uncharged
particles is
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 14 of 25
+++
+++
u
TOT
TOT
1
J+ J
n+n
2
==
J
n
η
ii
i
so that a correction factor should be applied to the current-based utilization factor,
given by
r
1+
2
=
1+r
β
(26)
Similarly, the presence of the double ions reduces the thrust by a factor
(9)
:
r
1+
2
=
1+r
α
(27)
We conclude this section with charge flux balances for the casing-cathode-screen
grid (which are assumed to be all interconnected and at cathode potential) and for
the anode. This will be useful for modeling purposes in the next section.
The total ion production rate in the plasma was called J
P
(Equation 25), and an
electron current of equal magnitude is also produced, which must be evacuated by
the anode. In addition, the anode must also evacuate the electron current J
E
emitted
by the cathode. The two together make up the “discharge current”
DPE
J=J+J (28)
The discharge power supply, connected between anode and cathode at a voltage V
D
must handle this current J
D
, and hence consumes a power J
D
V
D
.
Of the ions produced (J
P
) a current J
B
is extracted into the beam, while a small
current J
acc
is intercepted by the accelerator grid. The balance is the stray ion current
that goes to the cathode-potential surfaces (cathode-screen-casing):
CPBac
J=J-J-J (29)
Electrons are returned to the cathode-potential structure by the discharge power
supply, at the rate J
D
. Electrons are also removed from it by the cathode itself (J
E
),
by the neutralizer power supply, which must send to the neutralizer an electron
current equal to the ion beam current J
B
, and, to a small extent, by the accelerator
power supply to neutralize the intercepted ion current J
acc
. Setting the total rate of
positive charge gain to zero,
( )
P B acc D E B acc
J-J-J -J+J+J+J =0
which agrees with (28).
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 15 of 25
4.5 Lumped Parameter Performance Model
For design purposes, as well as for characterization of existing engines, it is useful to
develop aggregate physical models of the performance of ionization chambers, where
temperatures, densities, etc., are either assumed to be constant or are given their
average value.
5 Propellant Selection
As implied by many points of the preceding discussion, the ideal propellant for an ion
thruster would have a high molecular mass, low first ionization potential and high
maximum cross-section for 1
st
ionization (but the reverse properties for 2
nd
and
higher levels of ionization), and it should also be easy to store and handle and be
benign in terms of materials compatibility and human safety. Mercury has many of
these attributes, except for its low 2
nd
ionization threshold and its toxicity and
chemical aggressivity in general. The same can be said to a greater extent about
Cesium, which, because of its handling difficulty, has been only used in contact
ionization thrusters
(3)
. Concerns about spacecraft contamination by condensation of
plume-derived atoms on external surfaces has led to a shift away from Hg (and any
other liquid metals) and towards alternative, safer propellants. Molecular gases tend
to be rejected because of the multiplicity of ionic and excited species their discharges
can generate, and thus the noble gases are the natural choice, especially Xenon,
which is the heaviest (and easiest to ionize) of the naturally occurring noble gases.
Argon has also been considered due to its low cost.
Table 2.1 gives a compilation of physical and operational properties of these
propellants, with some comments as to their impact on thruster operation. Much of
the material comes from the excellent discussions in Refs. (30) and (9). The overall
performance with Xe is very similar to that with Hg, although the efficiency at a
given thrust level is slightly better in Hg
(30)
. The same was also found in Ref. (9),
which also showed that the efficiency correlated uniquely with the product of the
specific impulse, the square root of the molecular mass and the double-ion factor
α (Equation 27), although this depends to some extent upon the choice of other
parameters. Thus, the simplified performance modeling based upon the “loss
velocity” (lecture 2) appears justified.
Table 2.1
SPECIES
PROPERTY Hg A Xe IMPACT
1
st
ionization potential (eV) 10.43 15.8 12.13 Hg best, lower ionization losses
2
nd
ionization potential (eV) 29.2 27.6 33.3 Higher 2
nd
leads to fewer 2
nd
ions
3
rd
ionization potential (eV) 63.4 45 65.5 High enough in all
1
st
excitation potential (eV) 4.8 11.7 8.39 More radiation from Hg
2
nd
excitation potential (eV) 4.6 (Metast.) 13.2 8.28 (Metast.) More effective Hollow Cathodes in Hg
3
rd
excitation potential (eV) 5.4 (Metast.) 14.1 9.4 (Metast.) More effective Hollow Cathodes in Hg
Atomic Mass (AmU) 200.59 39.9 131.3 Lowest acceleration voltage for an Isp in
Hg.
Lowest current for a given thrust in Hg.
Boiling Point (
o
C) 356.58 -189.2 -107 +/- 3 Only Hg storable as liquid
Storage Condition Liquid
3
= 13.6 g/cmρ
Compr. Gas
or
Cryogenic Liq.
Near Critical
3
=0.5 g/cmρ
at 35
o
c, 60
Bar
Hg and Xe both compact tanks. A
bulkier.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 16 of 25
Chemical Activity (Toxicity) High None A, Xe safer. Cu, Al, common brazes can
be used.
Cost Moderate Low High May be issue in large systems
(Relative) Sputtering yield 1 4 2 Higher erosion in A, Xe, despite fewer
2
nd
ions.
Propellant Flow Control Simple, through
vaporizer T-cont.
More Complex through plenum,
control or servo-needle valve
Heavier propellant system in A, Xe
(despite elimination of heaters)
Power Processing No need for heaters on fuel
lines, vaporizer
Higher reliability with A, Xe. Also, some
loss reductions.
Chapter 2 References
(1) Stuhlinger, E. Ion Propulsion for Space Flight McGraw-Hill Book Co., New
York, NY, 1964.
(2) Cybulski, R.J. et al. “Results from SERT-I Ion Rocket Test”, NASA Tech. Note
D-2718, 1965.
(3) R. L. Jahn “Physics of Electric Propulsion” McGraw-Hill, 1968, Ch. 7.
(4) Groh, K.H., Loeb, H.W., Mueller, J., Schmidt, W., and Schuetz, B., “RIT-35
RT-Ion Thruster-Design and Performance”. Paper AIAA-87-1033, 19
th
Int.
Electric Propulsion Conference, Colorado Springs, May 1987.
(5) Petagna, C., Van Rohden, H., Bartoli, C. and Valentian, D., “Field Emmission
Electric Propulsion (FEEP): Experimental Investigation of Continuous and
Pulsed Modes of Operation”. Proc of the 20
th
International Electrical
Propulsion Conference, paper 88-127. Garmisch-Partenkirchen, W. Germany,
Oct.1988.
(6) Beattie, J.R., Matossian, J.N. and Robson, R.R. “Status of Xenon Ion
Propulsion Technology”, Paper AIAA ’87, 19
th
International Electrical
Propulsion Conference, Colorado Springs, May 1987.
(7) Rovang, D.C. and Wilbur, P.J. “Ion Extraction Capabilities of Two-Grid
Accelerator Systems”. J. Propulsion, Vol. 1, No. 3, pp. 172-179 (1985).
(8) Kaufmann, H.R. “Ion Source Design for Industrial Applications” AIAA J., Vol.
20, June 1982, pp. 745-760.
(9) Rawlin, V.K. “Operation of the J-Series Thruster Using Inert Gas”. NASA TM-
82977. Also AIAA 82-1929 (1982).
(10a) Kaufman, H.R. “Accelerator System Solution for Broad-Beam Ion Sources”,
AIAA J., Vol. 15, July 1977, pp. 1025-1034.
(10b) Wilbur, P.J., Beattie, J.R. and Hyman, J. “An Approach to the Parametric
Design of Ion Thrusters” Proc. of the 20
th
Int. Electrical Propulsion
Conference, Garmisch-Partenkirchen, W. Germany, Oct. 1988. Paper 88-080.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 17 of 25
(10c) Martin, A.R., Bond, A., Lavender, K.E., Harvey, M.S. and Lathem, P.M. “A UK
Large Diameter ion Thruster for Primary Propulsion”. 19
th
Int. Electrical
Propulsion Conference, Colorado Springs, May 1987. Paper AIAA-87-1031.
(11) Bohm, D. “Qualitative Description of the Arc Plasma in a Magnetic Field”. In
The Characteristics of Electrical Discharges in Magnetic Fields. A. Guthrie
and R.K. Wakerling, editors. McGraw-Hill, NY 1949.
(12) Kaufman, H.R. and Robinson, R.S. “Plasma Processes in Inert-Gas
Thrusters”. J. Spacecraft, Vol. 18, no. 5, Sept. 1981, pp. 470-476.
(13) J.R. Brophy and P.J. Wilbur, “Electron Diffusion Through the Baffle Aperture
of a Hollow Cathode Thruster”. Progress in Aeronautics and Astronautics,
Vol. 79, pp. 159-172. Also AIAA Paper 79-2060 (1979).
(14) Longhurst, G.R and Wilbur, P.J. “Plasma Properties and Performance
Prediction for Mercury Ion Thrusters” AIAA Paper 79-2054, Princeton, NJ,
1979.
(15) Sovey, J.S., “Improved Ion Containment Using a Ring-Cusp Ion Thruster”,
AIAA Paper 82-1928, Nov. 1982.
(16) Brophy, J.R. and Wilbur, P.J. “Simple Performance Model for Ring and Line
Cusp Ion Thrusters”, AIAA Journal, Vol. 23, Nov. 1985, pp. 1731-1736.
(17) Brophy, J.R. and Wilbur, P.J. “An Experimental Study of Cusped Magnetic
Field Discharge Chambers”, AIAA J., Vol. 24, Jan. 1986, pp. 21-26.
(18) Wilbur, P.J. and Brophy, J.R., “The Effect of Discharge Chamber Wall
Temperature on Ion Thruster Performance”. AIAA Journal, Vol. 24, No. 2,
Feb. 1986, pp. 278-283.
(19) Wilbur, P.J., Beattie, J.R. and Hyman, J. Jr. “An Approach to the Parametric
Design of Ion Thrusters”. 20
th
International Conference on Electric
Propulsion, Paper IEDC 88-080. Garmisch-Partenkirchen, W. Geramany,
1988.
(20) Matossian, J.N. and Beattie, J.R. “Plasma Properties in Electron
Bombardment Ion Thrusters”. Paper AIAA-87-1076, Colorado Springs. CO,
1987.
(21) Hyatt, J.M. and Wilbur, P.J. “Ring Cusp Discharge Chamber Performance
Optimization”. Paper AIAA-85-2077. Alexandria, VA, 1985.
(22) Collett, C.R. and Poeschel, R.L., “A 10,000 hr. Endurance Test of a 700-
Series 30-cm Engineering Model Thruster”. AIAA Paper 76-1019, 1976.
(23) Bechtel, R.T., Trump, G.E. and James, E.L. “Results of the Mission”Profile
Life Test, AIAA Paper 82-1905, 1982.
(24) Rock, B.A., Mantenieks, M.A. and Parsons, M.L., “Rapid Evaluation of Ion
Thruster Lifetime Using Optical Emission Spectroscopy”, NASA TM 87103,
1985.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 18 of 25
(25) Beattie, J.R. “A Model for Predicting the Wearout Lifetime of the
LeRC/Hughes 30-cm Mercury Ion Thruster”, AIAA Paper 79-2079, 1979.
(26) Mantenieks, M.A. and Rawlin, V.K., “Sputtering in Mercury Ion Thrusters”.
AIAA Paper 79-2061, Oct. 1979.
(27) Rawlin, V.K. and Mantenieks, M.A., “Effect of Facility Background Gases on
Internal Erosion of the 30-cm Hg Ion Thruster”. NASA TM-73803, 1978.
(28) Garner, C.E., Brophy, J.R. and Aston, G. “The Effects of Gas Mixtures on Ion
Engine Erosion and Performance”. AIAA Paper 87-1080, Colorado Springs,
1987.
(29) Wilbur, P.J., “A Model for Nitrogen Chemisorption in Ion Thrusters”. AIAA
Paper 79-2062, Princeton, NJ, 1979. Also in Progress in Aeronautics and
Astronautics, Vol. 79.
(30) Fearn, D.G. “Factors Influencing the Integration of the UK-10 Ion Thruster
System with a Spacecraft”. AIAA Paper 87-1004, Colorado Springs, CO,
1987.
(31) Beattie, J.R. and Kami, S. “Advanced Technology 30 cm. Diameter Mercury
Ion Thruster”. AIAA Paper 82-1910, New Orleans, 1982.
16.522, Space Propulsion Lecture 13-14
Prof. Manuel Martinez-Sanchez Page 19 of 25
Figure 1 Simplified Schematic of Ion Transfer
Figure 2 The Two-grid Acceleration System – see Reference 7.
Figure 3 Idealized One-Dimensional Extraction and Acceleration System
Figure 4 Accel-Decel Geometry and Potential Profile
Figure 5 Effect of grid separation on impingement-limited current
parameter – see Reference 7.
Figure 6(a) Early chamber design, with axial magnetic field and simple
cathode
Figure 6(b) Divergent-Field Chamber with magnetically shielded Hollow
Cathode
Figure 6(c) Ring-Cusp Chamber, with body acting as anode.
Figure 7 Doubly to singly charged ion current ratios as functions of
measured discharge propellant efficiencies
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