Demography in Traditional Societies
? In traditional societies population growth rates are low
(about 0.4% per year)
? Between 1400 and 1850, China grew from 72 million to
412 million (1/3 of world’s population)
? This is despite birth rates in developing countries
(including China) are high (30 to 40 per 1000) … each
women had, on average, 6 children … but so are death
rates (20 to 40 per 1000) …. so population is in a
precarious balance …
? China was in same demographic pattern through 1949
… birth rates still very high … but civil war and famine
and poor sanitation kept death rates high …
– In 1952, population of China was 552 million (from 1850 to 1950)
Demographic Transition
Phase I
? Nutrition and sanitation improves, health
of the population improves … death rates
decline (and infants mortality falls) …
? Birth rates do not fall right away …
? Therefore: population accelerates … up to
3% per year …
Figure VII-1: Crude Birth and Death Rates
0
10
20
30
40
50
60
1953 1956 1959 1962 1965 1968 1971 1974 1977 1980 1983 1986 1989 1992 1995 1998 2001
V
i
t
a
l
R
a
t
es p
e
r
1000
Births
Deaths
Hi birth rates; low death rates
… hi population growth rates
Figure VII-1: Crude Birth and Death Rates
0
10
20
30
40
50
60
1953 1956 1959 1962 1965 1968 1971 1974 1977 1980 1983 1986 1989 1992 1995 1998 2001
V
i
t
a
l
R
a
t
es p
e
r
1000
Births
Deaths
Disruption from the Great
Leap …
Demographic Transition
Phase II
? Population explosion does not last forever
…
? In countries that are growing and
developing, birth rates begin to decline.
? What causes birth rates to decline:
– Families adjust to higher survival rates
– Adjust their family “target rate”
How is target rate decided?
? Economics of Children
? Two sets of benefits and costs:
– Pre-modern
– After growth starts
Risk and Information Behavioral Determinants
A1 A2 A3 A4 A5 A6
Risk Costly Selfish Consump. Effort Risk
Information (+) (-) Averse
C1
Asymetric Information
C2
Incentive Problems
(Moral Hazard and Adverse Selection)
C4 Demand for Insurance
Preferences, Environment and Fertility Behavior in Rural
China
Environment:
Risk and costly
poor information
Preferences
Children as tools of economic:
we will see that many of the benefits of children are particularly great for
parents in agrarian developing countries because material and behavioral
determinants have created an economic environment in which families:
demand labor for their on-farm activities
lack credit
demand insurance because of the riskiness of agriculture in the
absence of insurance markets
children are able to play a role in allowing the family to access the things
they demand: labor, insurance, and credit.
Cost and Benefits of Children:
Costs:
Economic
Monetary
Food, clothing, and shelter; child care; education
Implicit
Child care leads to a loss of earning time (usually by
mother)
Deciding on the target: given the decision making
environment, count up the costs and benefits …
Cost of Children (continued)
Psychic
Anxiety
Loss of leisure time (and adult goods conumption)
[costs involve tradeoffs: more children, less inheritance per
capita of fixed resource, like land; may be unable to educate
all, due to high cost of schooling and fixed budget constraint—
same tradeoffs felt by family and national leaders]
Benefits:
Labor—source of income: children become family
members (have full incentives to work hard and are not subject
to moral hazard problems like hired labor). In other words,
having children produce a superior form of labor. Less likely
to leave the job, even if punish. Children can do many things
in the household, including housework and helping to raise
other children.
Insurance: Children take care of parents when they are old.
Skilled labor—source of income + insurance: Can get a job
outside of the farm that increases productivity and can lead to
covarying income source.
Benefits
Boys more valued than girls if the “tradition” is for male
children to marry in the village and female children to marry
outside of the household—keep the child that has a
comparative advantage in agriculture (the male), since
agriculture is the industry that the family has the resources for
(i.e., land).
Girls are valuable as a source of insurance—therefore make
the insurance more effective: marry them out of the village
(after they have been an on-farm or off-farm laborer) … Value
of girl seen by bride price or dowry … Girls are usually taken
care of by the families … though poorest of poor often do
practice (female) infanticide.
Lots of children needed in highly risky environments: Benefits
could be lost to sickness or death of child.
The anomaly: Fertility should be higher with higher incomes because the costs are more
easily born – FALSE in almost every case …
Explanation by Becker:
Couple maximize: a.) number of children; b.) child quality; c.) conventional
goods and services. Couples have constraints on their time and incomes (have a
budget contraint). Fall in fertility can be shown to fall as incomes rise by saying
that the cost of children rise, especially because the opportunity cost of parents’
time goes up. Given the cost of child quantity rises, the family opts to invest in
quality and spends more money on a decreasing number of children.
Other factors reinforce Beckers’s arguments: As incomes rise, the things that
children are used for: labor on the farm; insurance; are less important …
Others: claim “taste and preference” for children change .. maybe .. but, also may
be that these other changes influence the preferences …
Target in Pre-modern times
? High Birth Targets
– Farm households need:
? Labor for agriculture (can’t hire it)
? Labor for the off farm sector:
–For income
– For credit and insurance
? For other insurance needs
? Old age insurance
Targets in times of Growth and
Development
? As family income rises and savings rise
? Capital in agriculture replaces labor
? Living in cities with job … or at least one
spouse with a job ...
? Gov’t pension and social security and
insurance market …
*****
? Children are not needed (as much) …
target falls
Figure VII-1: Crude Birth and Death Rates
0
10
20
30
40
50
60
1953 1956 1959 1962 1965 1968 1971 1974 1977 1980 1983 1986 1989 1992 1995 1998 2001
V
i
t
a
l
R
a
t
es p
e
r
1000
Births
Deaths
Falling birth rates; leveling off
death rates … population
growth rates finally fall
Table VII-1: Fertility Decline in East Asia
Total Fertility Rate
China Korea Thailand Taiwan Hong Kong
1950-55 6.25.26.66.7 4.
1955-60 5.46.16.46.0 4.7
1960-65 5.95.46.45.1 5.3
1965-70 6.04.56.14.2 4.0
1970-75 4.84.15.03.4 2.9
1975-80 2.92.84.32.7 2.3
1980-85 2.52.43.02.2 1.8
1985-90 2.41.72.61.7 1.4
Source: Shultz 1995
China’s rates fall like other East Asian nations … except
started much earlier, given income levels …
As fertility falls … after long time,
population growth rates finally fall
? Population
growth rates
after long times
in Europe finally
fall to zero
? Asian countries
have fallen
faster …
? China falling,
too
0
0.5
1
1.5
2
2.5
3
3.5
Germany Japan China,
1950s
China,
now
Question: how did China’s rate fall so
far, so fast …
Structural Determinants--Urban
? Urban
– Better Health for Children (reduce target
fertility)
– Rise is in employment (why?)
– Pension plans (why?)
– Women’s education (why?)
– Women’s employment (why?)
Structural Determinants--Rural
? Rural
– Better Health for Children (reduce target
fertility)
– Commune system’s welfare system (why?)
? How about:
– Education – men/women (why not?)
– Off farm employment or pensions (why not?)
Figure VII-1: Crude Birth and Death Rates
0
10
20
30
40
50
60
1953 1956 1959 1962 1965 1968 1971 1974 1977 1980 1983 1986 1989 1992 1995 1998 2001
V
i
t
a
l
R
a
t
es p
e
r
1000
Births
Deaths
No precedent … for fall in the
1970s and early 1980s ..
If other countries never experienced such a
rapid fall in fertility, what is the role of policy?
One Child Policy – not yet
? Until mid-1970s—Start and Stop:
– 1953: contraceptive information/services on
voluntary basis
– Great Leap Forward: Mao says China’s
people are its greatest assets, personally
rejects family planning
– 1962-64: pilot family planning education
program in urban areas
– Cultural Revolution (stop again)
Interesting: fall in 1960s – not policy!
Background for One Child Policy
? Early 1970s: “later marriages / longer spacing
between births / fewer children”
– [how? Through urban “work units” … party ideology –
pressure …]
– Started the fall, but no change except reduced third
child births (and above) … i.e., still no one child policy
…
? Mid-1970s: worried about baby boom echo in
early 1990s … see population out of control … in
typical China-style, set out on radical,
unprecedented policy road …
The policy
? “Most desirable family size is ONE”
? Array of sanctions and penalties (only a few rewards)
? Close monitoring … apply for birth permit
? Controversy in China … fluctuations in strictness …
? Strict times: mandatory IUDs for women with one child; sterlization
for couples with two children; abortions for unauthorized pregancies
? Less strict times: great pressure … come night after night after night
… don’t allow 2
nd
child into child care or pre-school … will not
guarantee 2
nd
child job …
? Big penalties for out-of-plan births (sometimes up to 1 year’s salary /
income
? Great plunge in birth rates …
One does not mean One
? Exceptions for minorities …
? In all but suburban areas, exceptions:
– one boy or two child
– one child … wait 5 years … another child
– one child … pay for more
CONSEQUENCES
? Exceptions caused China to miss their goal of keeping population to
under 1.2 billion by 2000 … they hit 1.2 billion in 1995,
? But still progress in limiting population growth … China is now set to
stop growing by about 2030 … at 1.6 billion ….
? Total fertility: 1.33
Consequences
? Gender consequences:
– In normal country: 106 boys to 100 girls
– China, 1930s: 120 boys to 100 girls (female
infanticide)
– In 1960s/1970s: 108 to 100
– 1980s: 111 to 100
– In some areas / remote rural areas: 130 to 100
Where are the missing girls?
? As in traditional China, especially in remote areas, could
be female infanticide … [some, but not main reason]
? Families do not register girls … [census officials do not
believe this is so … but of course they want to believe
there results … probably not main reason]
? Select abortions … probably main reason
? Ultimate consequences: “bachelor problem” … rising
premium for bride prices … may lead to illegal
immigration … or even banditry …
Why are boys better?
? Compare costs and benefits of boys versus
girls:
– Why traditionally does family give land to boys
and marry girls out of village?
[what is pattern in hunting and gathering
societies?]
– What is role of girl in family livelihood strategy?
Worthless? If so, why not more female
infanticide?
– Girls are valuable … boys are more valuable …
Figure VII-2: Dependency Rates
0%
5%
10%
15%
20%
25%
30%
35%
40%
1982 1990 1995 2000 2005 2010 2015 2020 2025
Total
Young
Old
total
young
elderly
This
means
that
proportion
of working
age
population
that is
between
15 and 64
will be
71% …
good or
bad for
growth?
What happens after 2010? Dependency ratio goes up?
Consequences of dependency
ratios
? When dependency ratios low, grow fast … fast
growth is necessary … because:
? As dependency growth rises, growth will slow …
why? Extra time and effort spent in caring for
elderly … elderly do not save/they dissave …
[this is one of reason for Japan’s slow down]
[how has US cushioned impact?]
[policy consequence: need to plan for social security –
NOW!
Conclusions
? Demography powerful force …
? China has tampered with population more than
any nation in the history of the world …
? Policies to deal with consequences:
– Nothing can do about bachelor problem
– Start social security system
– Implement health insurance in rural areas
– Relax “One Child Policy” …