Towards a Modern Industrial State
and the Evolution of China's Labor
Markets during the Reforms
Scott Rozelle, UC Davis
Transformation Path
Percent
of Pop’n
in Ag.
Sector
Income per Capita
Overall Increase in Off-farm Work
0%
20%
40%
60%
80%
100%
1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000
Ye ar
off-farm busy season part time farm only
In 2000: 45% of rural labor force have
jobs off the farm … more than 80% of
households have at least 1 person
working off the farm
In 1980:
only 4%
worked
full time
off the
farm
Percent of Workforce Off-farm, by Age
Range
Age Range 1990 2000
16-20 23.7 75.8
21-25 33.6 67.2
26-30 28.8 52.5
31-35 26.9 47.6
36-40 20.5 43.3
41-50 20.8 37.6
Comparison of Off-farm work, by age
range
Workers Aged 16-20
0%
20%
40%
60%
80%
100%
1
99
1
1
99
2
1
99
3
1
99
4
1
99
5
1
99
6
1
99
7
1
99
8
1
99
9
2
00
0
Ye ar
Workers Aged 41-50
0%
20%
40%
60%
80%
100%
1
99
1
1
99
2
1
99
3
1
99
4
1
99
5
1
99
6
1
99
7
1
99
8
1
99
9
2
00
0
Ye ar
Specialize in
off farm work
Change in Type of Off-Farm Work
0%
4%
8%
12%
16%
20%
1
9
81
1
9
82
1
9
83
1
9
84
1
9
85
1
9
86
1
9
87
1
9
88
1
9
89
1
9
90
1
9
91
1
9
92
1
9
93
1
9
94
1
9
95
1
9
96
1
9
97
1
9
98
1
9
99
2
0
00
Ye ar
Percen
t
o
f
T
o
t
a
l W
o
rk
f
o
rc
e
migrants self-emp. migrants self-employed village wage earners
Migration
Self employed
Percent of Workforce Off-farm, by Age
Range and Gender, poor areas
Age
1990 2000
Range
M F M F
16-20 15.8 8.8 68.3 69.8
21-25 39.6 5.4 70.3 40.4
26-30 38.0 4.1 67.3 31.7
31-35 35.8 2.3 64.1 17.1
36-40 26.9 2.7 61.0 14.4
41-50 26.9 2.4 52.1 10.3
Transformation Path
Percent
of Pop’n
in Ag.
Sector
Income per Capita
China: with only about 30+
percent of population in urban
areas … if it is successful in
developing … it will necessarily
move along this rural-urban
transformation path … clearly the
progress during the reforms has
been great …
Necessary but not Sufficient
? Shifting labor to off farm sector / shifting
population from rural to urban is necessary
? But not sufficient …
– Need to make sure those who are left behind
are taken care of …
– Need to make sure those who do not get jobs
off the farm are being invested in …
–So: process can continue …
–So: there is no rebellion
Role of Agriculture in Development
? Provide Inexpensive Food (does not need)
? Provide Labor for Industry (it is happening)
? Provide Export Earnings (does not need)
? Provide Other Commodities (does not need)
? Provide Income
– Demand for Domestic Markets
– Maintain or Increase Rural Incomes
– Poverty Alleviation
Goal of Presentation
? Understand how healthy is the agricultural
sector … is it developing in a way that is
going to facilitate the nation’s
transformation into a modern economy
? Can it provide those in the sector the
resources to:
– Invest to raise income
– Invest in human capital of children
– Maintain minimum standard of living
Indicators
?Rise in Productivity of Agriculture –
Institutional Change and Technology (for
rise in productivity)
? Emergence of Commodity Markets –
Domestic and International – and Rise in
Specialization (for shifts to specialization
and rises in allocative efficiency)
? Emergence of Land Markets and Changes
in Farm Size (for increased access to
resources for raising incomes)
Limitations …
… do not plan on examining:
? Rural Finance
? Fiscal Problems
? Rural Governance
Agricultural Productivity and the
Technology that is Driving it
TFP for Wheat in China, 1979-95
50
80
110
140
170
200
1979 1981 1983 1985 1987 1989 1991 1993 1995 1997
17 year period: 3.5 - 4%
annually
Recent 10 years: 2% annually
Growth of Wheat, Rice and Maize TFP in China, 1979 to
1997
Rice
Wheat
Maize
Contributions to Productivity
? Before 1984:
– ? property rights reform
– ? technology
– a bit to extension and education
? After 1984
– ZERO to decollectivization
– a bit to market emergence and education
– none to extension
– MOST to technology
Average Number of Varieties
per Province per Year
Planted by Farmers, 1982-95
0
5
10
15
20
25
30
Rice Wheat Maize
Question: Does China have to technological base to
continue its record in TFP in future?
Number of “Major” Varieties per Province by Year
Average Variety Turnover
0
0.1
0.2
0.3
0.4
0.5
1983 1989 1995
Rice Wheat Maize
All varieties turnover
every 2 to 5 years!!!
Varietal Turnover in China’s Agriculture, 1983 to
1995 (proportion of area planted to new varieties)
Yield “Frontier” of Rice, Wheat, and Maize,
0
2000
4000
6000
8000
10000
12000
1982 1984 1986 1988 1990 1992 1994 1995
Tons per Hectare
Rice Wheat Maize
Sown area weighted of sample provinces
Rise of “Yield Frontier” in China’s Experiment
Stations for Rice, Wheat, and Maize
Around 2 percent
per year growth
Plant biotech research expenditure
(million yuan in 1999 price, 22 institutes)
0
10
20
30
40
50
60
70
80
90
100
1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999
2003
Total--1999: $100 million US
Total—2003: $300+ million
Table 1. The number of cases in agricultural biotechnology submitted and approved for
field trials, environmental release, and commercialization in 1997- July 2000.
1997 1998 1999 July 2000 Total
Plant
Field trial
-- Submitted 7 21 14 na
-- Approved 5 20 27(18+9)* na 52
Environmental release
-- Submitted 35 16 53 na
-- Approved 29 8 28 na 65
Commercialization
-- Submitted 6 9 30 na
-- Approved 4 2 24 1 31
Total (plant + microoganism + animal)
-- Submitted 57 68 126 102 353
-- Approved
Approved rate (%)
46
81
52
76
101
80
52
51
251
71
GM rice commercialized in China?
Introduced trait
Field
Trial
Environmental
release
Commercialized
Insect resistance
Stem borer (Bt) Yes
Yes No
Stem borer (CpTI) Yes
Yes No
Rice planthopper Yes
Yes No
Disease resistance
Bacteria blight (Xa21) Yes
Yes No
Fungal disease Yes
Yes No
Rice dwarf virus Yes
Yes No
Herbicide resistance
Yes
Yes No
Salt tolerance (BADH)
Yes
No No
Ac/Ds (rice mutant)
Yes
No No
Source: Huang, Wang, Zhang and Zepeda, 2001.
Performance of GM Rice in Field Trial
? Reduce pesticide use: 40-50%
? Reduce labor input: 6-9%
? Impacts on yield: + 6-8%
Scenario B: Bt cotton + GM rice
Impacts on Welfare (EV, million US$) in 2010
0
1000
2000
3000
4000
5000
6000
Bt cotton GM rice Total
Comparing scenarios B, C, and D
Rice net export changes (million US$, relative to baseline)
-50
0
50
100
150
200
B: GM cotton & Rice C: ban D: labeling
But share of export is only about 1% of production
Impact on trade due to
ban of East Asian
nations and EU on
imports of China’s rice
Comparing Scenarios A, B, C, and D
Impacts on Welfare (EV, million US$) in 2001
0
1000
2000
3000
4000
5000
6000
Bt cotton Bt cotton + GM rice Trade ban C+labeling
Impact of
“ban” on
national
welfare /
almost
ZERO
Improvements to Domestic and
International Markets
Corn and Soybean
Marketing
Regions and Flows
Distance from port
y = -0.0002x + 2.0022
0
1
2
3
4
0 500 1000 1500 2000 2500
km
P
r
i
c
e
(
y
ua
n)
Changes in corn price across China as markets increase its
distance from port, 2000
Port--NO
Location of Major Corn Markets in
Greater Mississippi Valley
“We are here”
U.S Soybean (1985) price
480.00
490.00
500.00
510.00
520.00
530.00
540.00
550.00
560.00
570.00
580.00
Sample markets: distance from coast
P
r
ic
e
($
/1
0
0
b
u
)
U.S Soybean Price. 1985
Percentage change in price for every
1000 kilometers of distance from port
na-3.5%-5%US – 1998
-7%-8%-3%2000
-9%-11%-4%1999
-10%-10%-4%
China
1998
RiceSoybeanCorn
Dalian
Guangzhou
(Shekou Port)
Soybean Market Integration between Regions
-4.83*-4.33*-4.01*-3.93*-4.84*-5.87*-5.36*
1996
-3.84*-3.82*-3.21*-4.15*-5.21*-4.33*-3.88*
1997
-4.02*
-4.84*
AH=>
NX
-----3.73*-3.57*
1999
-4.05*-4.85*-4.67*-4.72*-5.56*-4.13*
1998
GD=>
GS
GD=>
SaX
HLJ=>
DL
JL=>
TJ
AH=>
SaX
AH=>
SD
Year
Dicky-Fuller Test critical value rejecting null of no integration @ 5% (10%) level is -3.3 (-3.0)
Integration in China’s Markets (percent of
markets that have integrated price series)
9346Maize
9665Rice
9556Soybean
1997-001991-92
Nominal Protection Rates (%)
-20
0
20
40
60
80
100
78-79 80-84 85-89 90-94 95-97 98-99
Rice Wheat Maize Soybean
Huang, 2001
WTO commitments are “radical”
? Aggressive tariff reductions on most
commodities
? Fairly sizeable TRQs and strict rules to make
sure they operate on market principles
? Low above-quota tariff bindings (around 60 to
70 percent … more like Australia than Japan,
Korea, or Indonesia)
? Strict rules against “dumping”
? Liberalize many rules that are keeping inputs out
Agri. Trade Balance by Factor Intensity (mil US$)
-8000
-6000
-4000
-2000
0
2000
4000
6000
85 86 87 88 89 90 91 92 93 94 95 96 97
Land Labor
Domestic Shifts--Dramatic
? Examine the move to specialization … inside
China: producers are moving toward
comparative advantage …
– Zhejiang: “no agriculture” in 20 years
– Parts of Hebei: vegetable basket of North China
? Rapid rise in mechanization … as wages rise
in certain areas
Land Markets
Land Facts
? Land still belongs to state, but property rights have
proved to be flexible …
? Initially rights thought to hurt productivity:
– Carter et al.; Kung et al.; Jacoby et al.; Benjamin and Brandt;
Li et al; Chen and Du and others … all find some impact of
land rights on investment (almost all of analyses have been on
“manure”]
? May not be as bad as initially believed:
– Of 1200 households surveyed about 20 years of history on
land, only 6 reported cases of expropriations of fixed land
investments …
? Improving:
– Over 90% of farmers and village officials report no restrictions
on rental transactions
– Restrictions on land conversions almost gone
Rising Rental Markets in China
? China (unlike Japan,
Korea, and Taiwan) is
going to need to
expand farm size to
solve part of its rural
income problem
? Rapidly increasing
over time
? Nearly 30% in
Zhejiang Province
Land Rented-In
0
2
4
6
8
10
1988 1995 2000 2001
Percen
t
New Policy Initiatives -- Land
? 2003 Land Law
– 30 year lease (no adjustments)
– Long term rental transactions encouraged
? But, still serious implementation problems
…
? Need land titling … or private ownership?
Summary -- Progress
? Labor is beginning to shift from ag to non-
ag / rural to urban …
? Substantial progress already in areas of
agricultural productivity, commodity market
and trade liberalization, land (rental) market
emergence …
Per capita income in rural
Average:330%; Bottom 10%:180%; Top 10%:407%
-500
500
1500
2500
3500
4500
5500
6500
7500
1980 1985 1990 1995 2001
Average
-500
500
1500
2500
3500
4500
5500
6500
7500
1980 1985 1990 1995 2001
Botton 10% Top 10%
Summary – Signs of Weaknesses
? Farm incomes are still low / still substantial
poverty
? Farm sizes are still declining
? Unimaginable quantity of labor still needs
to be shifter to non-ag / urban sector
Summary – Key Constraints
? But not done yet …
-- Land rights far from full
-- Remaining restrictions on urban migration
-- Huge discrepancy in fiscal expenditures
Health / Edu / Welfare
-- Problems with fiscal and financial systems
? In some sense, more like development problems
faced by all developing countries … done with
transition / now the development challenge!