12.1 Introduction
Modified atmosphere packaged (MAP) prepared fresh produce provides
substrates and environmental conditions conducive to the survival and growth
of microorganisms. Minimal processing treatments such as peeling and slicing
disrupt surface tissues, expose cytoplasm and provide a potentially richer source
of nutrients than intact produce (Brackett, 1994; Barry-Ryan and O’Beirne,
1998, 2000). This, combined with high Aw and either close to neutral
(vegetables) or low acid (many fruits) tissue pH, facilitate microbial growth
(Beuchat, 1996).
These products can harbour large and diverse populations of microorganisms,
and counts of 10
5
–10
7
CFU/g are frequently present. Most bacteria present are
Gram-negative rods, predominantly Pseudomonas, Enterobacter or Erwinia
species (Brocklehurst et al., 1987; Garg et al., 1990; Magnuson et al., 1990;
Manvell and Ackland, 1986; Marchetti et al., 1992; Nguyen-the and Prunier,
1989). The organisms present and counts are affected by product type and
storage conditions. Lactic acid bacteria have been detected in mixed salads and
grated carrots, and may predominate in salads when held at abuse (30oC)
temperatures (Manvell and Ackland, 1986). Yeasts commonly isolated include
Cryptococcus, Rhodotorula, and Candida (Brackett, 1994). Webb and Mundt
(1978) surveyed 14 different vegetables for moulds. The most commonly
isolated genera were Aureobasidium, Fusarium, Mucor, Phoma, Rhizopus, and
Penicillium.
A number of important human pathogens can also be found in MAP prepared
produce. Their presence is a consequence of contamination during agricultural
production (mainly from contaminated seed, soil, irrigation water, and air),
12
Reducing pathogen risks in
MAP-prepared produce
D. O’Beirne and G. A. Francis, University of Limerick, Ireland
during harvesting and manual preparation (human contact) or during machine
processing and packaging (contaminated work surfaces/packaging materials/
equipment). Cross-contamination by end-users after pack opening can also
occur.
By extending shelf-life and protecting product quality, MAP prepared
produce systems can provide sufficient time for pathogens to grow to significant
numbers on otherwise acceptable fresh foods (Berrang et al., 1989b). The risk of
food poisoning is greatest in products eaten raw without any further preparation.
While the food safety record of these products is good, a comprehensive
understanding of the implications of this technology for pathogen survival and
growth is required in order to optimise production systems and to inform
HACCP protocols. The effects of MAP technology on the survival and growth
of non-pathogens and on the interaction between pathogens and non-pathogens
is also important (Francis and O’Beirne, 1998b). Non-pathogens are both
potential competitors of pathogens and important indicators of product spoilage.
While considerable progress has been made in the past decade in our
understanding of the safety of these novel and complex food systems there
are still significant gaps in knowledge requiring further research.
12.2 Measuring pathogen risks
A range of pathogens have been isolated from raw produce (Brackett, 1999;
Francis et al., 1999) and foodborne infections have been linked to the
consumption of raw vegetables and fruits (Tables 12.1 and 12.2). While
pathogens have also been isolated from MAP prepared produce (see Table 12.1)
relatively few foodborne infections have been directly linked with this range of
products. Those that have been linked include an outbreak of botulism
ultimately linked to an MAP dry coleslaw product (Solomon et al., 1990) and a
Salmonella Newport outbreak linked to ready-to-eat salad vegetables (PHLS,
2001). There was also an outbreak of shigellosis linked to shredded lettuce
(Davis et al., 1988) though exactly how this product was packaged is unclear.
Increasing consumption of fresh produce in the United States has been paralleled
by an increase in produce-linked food poisoning outbreaks (NACMCF, 1999).
Contributory factors include the increased range and diversity of products
available to consumers and the elimination of seasonality by almost year-round
availability of many commodities. This diversity and availability has been
achieved by increased globalisation of the produce trade, and has brought with it
new food safety risks and challenges. While the main pathogens of concern are
still non-proteolytic Clostridium botulinum, Listeria monocytogenes, Yersinia
entercolitica and Aeromonas hydrophila, there are important emerging threats
from viral and protozoan pathogens.
There are a number of difficulties in estimating the magnitude of the true
microbial risk from fresh produce and MAP fresh produce. Studies where
samples of produce are examined for the presence of pathogens are, of necessity,
232 Novel food packaging techniques
limited in size and may not accurately reflect global contamination levels. In
addition, surveys showing the absence of pathogens may receive less attention
than those showing their presence, and this may distort the true picture. A recent
examination of 127 fresh produce items from the Washington DC area
(Thunberg et al., 2002) showed low levels of contamination, no Salmonella or
Campylobacter contamination, and seven samples positive for L.
monocytogenes. On the other hand, food poisoning incidents related to fresh
produce may be under-reported. By comparison with those linked to meat and
poultry, outbreaks related to produce do not have the same pathogen and product
characteristics which assist in recognition, investigation, and reporting
(NACMCF, 1999). For example, the short shelf-lives, complex distribution
and universal consumption of fresh produce make produce-implicated outbreaks
more difficult to pin down. Even when produce is almost certainly implicated,
the exact point of contamination is difficult to prove beyond doubt. Of 27
examples of produce-linked food poisoning outbreaks considered by NACMCF,
investigators had definitively identified the point of contamination in only two.
The main pathogens of concern in MAP produce are discussed below, focusing
on sources and levels of contamination, and their likely health risk to consumers.
12.2.1 Listeria monocytogenes
L. monocytogenes is a Gram-positive rod which causes several diseases in man
including meningitis, septicaemia, still-births and abortions (ICMSF, 1996). It is
considered ubiquitous in the environment, being isolated from soil, faeces,
sewage, silage, manure, water, mud, hay, animal feeds, dust, birds, animals and
man (Al-Ghazali and Al-Azawi, 1990; Gunasena et al., 1995; Gray and
Killinger, 1966; Nguyen-the and Carlin, 1994; Welshimer, 1968).
Contamination of vegetables by L. monocytogenes may occur through
agricultural practices, such as irrigation with polluted water or use of
contaminated manure (Nguyen-the and Carlin, 1994; Geldreich and Bordner,
1971). It may also occur during processing (see Section 12.3.3). L.
monocytogenes has been isolated from minimally processed vegetables at rates
ranging from 0% (Farber et al., 1989; Fenlon et al., 1996; Gohil et al., 1995;
Petran et al., 1988) to 44% (Arumugaswamy et al., 1994; Beckers et al., 1989;
Doris and Seah, 1995; Harvey and Gilmour, 1993; MacGowan et al., 1994;
McLauchlin and Gilbert, 1990; Sizmur and Walker, 1988; Velani and Roberts,
1991). In France (Nguyen-the and Carlin, 1994) and Germany (Lund, 1993)
levels of >10
2
CFU/g are unacceptable, while in the UK and USA the organism
must be absent in 25g.
Of particular concern is the organism’s ability to grow at refrigeration
temperatures; the minimum temperature for growth is reported to be 0.4oC
(Walker and Stringer, 1987). It is also facultatively anaerobic, capable of
survival/growth under the low O
2
concentrations within MA packages of
prepared vegetables. While counts generally remain constant at 4oC (Farber et
al., 1998), they can increase to high numbers at mild abuse temperatures (8oC),
Reducing pathogen risks in MAP-prepared produce 233
Table 12.1 Occurrence of pathogens on minimally processed produce
Vegetable Number (and %) Country and Reference
of positive samples comments
Listeria monocytogenes
Cucumber slices 4/5 (80%) Malaysia Arumugaswamy et al., 1994
Bean-sprouts 6/7 (85%) Malaysia Arumugaswamy et al., 1994
Coleslaw 2/92 (2.2%) Canada Schlech et al., 1983
2/50 (4%) Singapore Doris and Seah, 1995
3/39 (7.7%) United Kingdom MacGowan et al., 1994
Harvey and Gilmour, 1993
Pre-packed mixed salads 3/21 (14.3%) Northern Ireland
4/60 (6.7%) United Kingdom Sizmur and Walker, 1988
Chopped lettuce 5/39 (13%) Canada Odumeru et al., 1997
Cut and packaged lettuce 3/120 (2.5%) Australia Szabo et al., 2000
Prepared mixed vegetables 8/42 (19%) United Kingdom Velani and Roberts, 1991
(contamination during processing
suspected; <200/g present)
Fresh cut salad vegetables 11/25 (44%) The Netherlands Beckers et al., 1989
(<10
2
/g present)
Chicory salads (8.8%) France Nguyen-the and Carlin, 1994
(<1/g present)
Prepared vegetables 1/26 (3.8%) United Kingdom MacGowan et al., 1994
Processed vegetables and salads (13%) United Kingdom McLaughlin and Gilbert, 1990
Aeromonas spp.
Cut lettuce 66/120 (55%) Australia Szabo et al., 2000
Salad mix 12/12 (100%) Italy Marchetti et al., 1992
Prepared salads (21.6%) UK Fricker and Tompsett, 1989
E. coli O157:H7
Salad mix 0/63 (0%) US Lin et al., 1996
Clostridium botulinum
MAP Salad mix 2/350 (0.6%) US Lilly et al., 1996
MAP cabbage 1/337 (0.3) US Lilly et al., 1996
MAP green pepper 1/201 (0.5%) US Lilly et al., 1996
Salmonella spp.
Salad mix 1/159 (0.6%) Egypt Saddik et al., 1985
Endive 2/26 (7.7%) Netherlands Tamminga et al., 1978
Yersinia spp.
Cut and packaged lettuce 71/120 (59%) Australia Szabo et al., 2000
Prepacked salads 3/3 (100%) UK Brocklehurst et al., 1987
Campylobacter jejuni
Mushrooms 3/200 (1.5%) United States Doyle and Schoeni, 1986
particularly after anti-microbial dipping treatments or within nitrogen flushed
packages (Francis and O’Beirne, 1997). However, evidence is emerging that
levels of virulence may vary greatly among L. monocytogenes strains, and that
some serotypes found in MAP produce may be different (and less virulent) than
those isolated in food poisoning outbreaks (Beuchat and Ryu, 1997). Further
research is required to determine the significance of different L. monocytogenes
strains for human health.
12.2.2 Clostridium botulinum
Cl. botulinum is a member of the genus Clostridium, characterised as Gram-
positive, rod-shaped, endospore forming, obligate anaerobes (Varnum and
Evans, 1991). The foodborne Clostridia have been comprehensively reviewed by
McClane (1997) and Dodds and Austin (1997). Cl. botulinum is divided into
numerous sub-divisions, based on the serological specificity of the neurotoxin
produced, and physiological differences between strains. Human botulism is
normally attributed to sub-species antigenic types A, B, E and occasionally type
F. Endospores of Cl. botulinum are ubiquitous, being distributed in soils, aquatic
sediments and the digestive tract of animals and birds.
Vegetables are potentially contaminated during growth, harvesting and
processing (Rhodehamel, 1992). Despite their ubiquity, a recent study identified
only 0.36% of pre-cut MAP vegetables to be contaminated with Cl. botulinum
spores (Lilly et al., 1996). In the case of mushrooms, a much lower incidence of
Cl. botulinum was reported (Notermans et al., 1989) than had been reported
previously (Hauschild et al., 1978), a change attributed to hygienic improve-
ments in growing techniques.
The possibility of growth and toxin production by Cl. botulinum before
obvious spoilage has long been of concern in over-wrapped mushrooms
(Sugiyama and Yang, 1975) and in vacuum packaged prepared potatoes
(O’Beirne and Ballantyne,1987). In addition, sufficiently anoxic conditions are
frequently observed in MA packages where the respiration rate of the product is
not matched by the permeability of the packaging used. Anoxic conditions may
also develop within MAP produce where edible coatings are used (Guilbert et
al., 1996). Highly permeable or perforated over-wrapping films have been used
for fresh mushrooms and low storage temperatures and short shelf-lives have
been requirements in prepared potato products (IFST, 1990). In the case of other
items of vacuum packaged/MAP prepared produce, the data suggest that
spoilage is likely to preceed toxin production (Larson et al., 1997; Petran et al.,
1995), with a probability of 1 in 10
5
for toxin production to occur prior to
obvious spoilage (Larson et al., 1997). However, there is a report linking a
botulism outbreak with coleslaw prepared from a MAP dry coleslaw mix
(Solomon et al., 1990). The short shelf-lives of retail packs and the good control
of temperature/modest storage lives of catering packs are likely to minimise
such risks, but there is need for vigilance and further research.
236 Novel food packaging techniques
12.2.3 Escherichia coli O157:H7
E. coli, type species of the type Enterobacteriaceae genus, Escherichia, is a
common inhabitant of the gastrointestinal tract of mammals. Despite the
commensal status of the majority of strains, pathogenic strains, particularly
enterohaemorrhagic E. coli O157:H7, have emerged as highly significant
foodborne pathogens. Gastroenteritis and haemorrhagic colitis are classical
symptoms, while complications including thrombocytopenic purpura and
haemolytic uraemic syndrome have been documented (Martin et al., 1986),
the latter potentially leading to renal failure and death in 3–5% of juvenile cases
(Karmali et al., 1983; Griffin and Tauxe, 1991).
The principal reservoir of E. coli O157:H7 is believed to be the bovine
gastrointestinal tract (Wells et al., 1991; Doyle et al., 1997). Hence,
contamination of meat and other food products with faeces is a significant
risk factor. Contamination of, and survival of the organism in natural water
sources make these also potential sources in the distribution of infection,
particularly if untreated water is used to wash produce. The potential for cross-
contamination during distribution and domestic storage are also of concern.
Information regarding contamination rates of MAP prepared vegetables is
limited. Recent surveys in the UK and US failed to find this pathogen (FDA,
2001).
12.2.4 Aeromonas hydrophila
Aeromonas hydrophila is a motile, Gram-negative, rod-shaped bacterium in the
family Vibrionaceae. It causes a broad spectrum of infections (septicaemia,
meningitis, endocarditis) in humans, often in immunocompromised hosts, and
Aeromonas spp. have been associated epidemiologically with travellers
diarrhoea. Its significance as a human pathogen has been reviewed by Altwegg
and Geiss (1989).
A. hydrophila is considered to be ubiquitous and has been isolated from many
sources. The best known sources are treated and untreated water, and animals
associated with water, such as fish and shellfish (ICMSF, 1996). Hazen et al.
(1978) isolated A. hydrophila from the vast majority of aquatic environments. A.
hydrophila is also associated with soil (Brandi et al., 1996) and with a range of
foods including fresh vegetables. Foods in which A. hydrophila was isolated
were most likely contaminated by water, soil or animal faeces.
A. hydrophila possesses a number of characteristics of concern in relation to
MAP prepared vegetables. It is a psychrotroph; it grows slowly at 0oC, but
temperatures of 4–5oC will support growth in foods. It is also a facultative
anaerobe, capable of growing in atmospheres containing low concentrations of
oxygen. Marchetti et al. (1992) isolated high counts (10
3
–10
6
/g) of A.
hydrophila in commercial MAP prepared vegetable salads. Aeromonas spp.
were also recovered from green salad, coleslaw (Hudson and De Lacy, 1991),
pre-made salad samples (Fricker and Tompsett, 1989), mayonnaise salad
samples (Kn?chel and Jeppesen, 1990) and commercial mixed vegetable salads
Reducing pathogen risks in MAP-prepared produce 237
(Garc?′a-Gimeno et al., 1996). By contrast, none of the vegetable samples from
shops in Sweden was positive for Aeromonas spp. (Krovacek et al., 1992).
12.2.5 Salmonella
Salmonella, a genus of the family Enterobacteriaceae, are characterised as
Gram-negative, rod-shaped bacteria. Pathogenic species include S.
Typhimurium, S. Enteritidis, S. Heidelberg, S. Saint-paul, and S. Montevideo.
Salmonellae are mesophiles, with optimum temperatures for growth of 35–43oC.
The growth rate is substantially reduced at <15oC, while the growth of most
salmonellae is prevented at <7oC. Salmonella are facultatively anaerobic,
capable of survival in low O
2
atmospheres.
These organisms are abundant in faecal material, sewage and sewage-polluted
water; consequently they may contaminate soil and crops with which they come
into contact. Sewage sludge may contain high numbers of salmonellae and, if used
for agricultural purposes, will disseminate the bacterium. Once introduced into the
environment, salmonellae remain viable for months (ICMSF, 1996). Potential
contamination from workers who handle produce in the field or in processing
plants is of great concern (see Section 12.4). Salmonellae have not generally been
found in MAP produce, though they have been isolated from bean-sprouts (20%) in
Malaysia (Arumugaswamy et al., 1994).
12.2.6 Yersinia enterocolitica
Y. enterocolitica is currently considered to be the most significant genus
member with respect to foodborne disease (Varnum and Evans, 1991).
Traditional gastrointestinal symptoms, potentially mediated through the activity
of a heat-stable enterotoxin, may develop into suppurative and autoimmune
complications (Robins-Browne, 1997). The psychrotrophic status of Y.
enterocolitica is potentially of great significance with regard to refrigerated
MAP prepared produce.
Y. enterocolitica occupies a broad range of ecosystems including the
intestinal tract, birds, flies, fish and a variety of terrestrial and aquatic
ecosystems. However, most environmental isolates lack virulence markers and
are of doubtful significance for human or animal health (Delmas and Vidon,
1985). Isolation of Yersinia spp. from raw vegetables has been reported at rates
ranging from 3.3% (Tassinari et al., 1994) to 46.1% (Delmas and Vidon, 1985),
although specific isolation rates of pathogenic Y. enterocolitica strains are likely
to be significantly lower.
12.2.7 Campylobacter jejuni
Since their principal identification as human gastrointestinal pathogens in the
1970s (Butzler et al., 1973; Skirrow, 1977) members of the thermophilic
campylobacters, e.g. C. jejuni, have emerged as major human gastrointestinal
238 Novel food packaging techniques
pathogens (Ketley, 1997). Despite fastidious growth requirements, members of
the genus survive at refrigeration temperatures for extended periods within
nutrient limited environments. This property, combined with the low infective
dose (Robinson, 1981) and their microaerophilic nature, indicates the potential
significance of the genus with respect to refrigerated MAP prepared produce.
Campylobacter are zoonotic pathogens, being primarily associated with the
intestinal tracts of wild and domestic animals (Thomas et al., 1995) and are
distributed throughout the environment through vehicles including birds, surface
water and flies. Inappropriate food preparation and handling procedures may
lead to the cross-contamination of fresh produce with Campylobacter from
uncooked meats, and such errors could have resulted in the identification of
MAP prepared vegetable products as sources of infection (Bean and Griffin,
1990; Altrkruse et al., 1994). A Canadian study of 296 fresh-cut MAP vegetable
products detected no Campylobacter contamination (Odomeru et al., 1997).
12.2.8 Shigella species
The genus Shigella is composed of four species, S. dysenteriae, S. sonnei, S.
boydii and S. flexneri, all of which are pathogenic to humans at a low dose of
infection. Fruits and vegetables may become contaminated with Shigella via
infected food handlers or through the use of contaminated manure and irrigation
water (FDA, 2001; Saddik et al., 1985). Several outbreaks of shigellosis have
been attributed to contaminated produce (Freudland et al., 1987; see Table 12.1)
and a 1986 outbreak of shigellosis was traced back to commercially distributed
shredded packaged lettuce (Davis et al., 1988). Despite their mesophilic status,
Shigella can survive on lettuce stored at 5oC for seven days (Davis et al., 1988)
and on coleslaw at 4oC for 16 days with numbers decreasing slightly during
storage (Rafii and Lundsford, 1997).
12.2.9 Viral and protozoan pathogens
The significance of viruses with respect to foodborne disease is clear with the
inclusion of Norwalk virus, Hepatitis A virus and ‘other viruses’ within the top
ten causes of foodborne disease outbreaks in the USA (1983–1987; Cliver,
1997). Outbreaks caused by hepatitis A virus, calicivirus and Norwalk-like
viruses have been associated with the consumption of frozen raspberries and
strawberries, melons, lettuce, watercress and diced tomatoes (Beuchat, 1996;
Hedberg and Osterholm, 1993; Hutin et al., 1999; Lund and Snowdon, 2000;
Rosenblum et al., 1990). Viruses can be transmitted by infected food handlers,
through the fecal-oral route, and have been isolated from sewage and untreated
water used for crop irrigation. Despite their significance, data regarding the
effects of food preparation and storage conditions on the survival and infectivity
of viruses is extremely limited, partly through the complexity of viral detection
assays. Nonetheless, the potential of several viruses to survive on vegetables for
periods exceeding their normal shelf-life has been identified (Badawy et al.,
Reducing pathogen risks in MAP-prepared produce 239
Table 12.2 Foodborne infections linked to the consumption of raw fruits and vegetables
Pathogen Product suspected No. of cases Location Reference
Bacteria
L. monocytogenes Shredded cabbage in coleslaw 41 Canada Schlech et al., 1983
Raw tomatoes, lettuce and celery 20 Boston, US Ho et al., 1986
Cl. botulinum Shredded cabbage in coleslaw 4 Florida, US Solomon et al., 1990
Chopped garlic in oil 37 British Columbia Solomon and Kautter, 1988
Salmonella spp. Sliced watermelon 39 Michigan, US Blostein, 1993
Cantaloupe melon 22 Canada Deeks et al., 1998
Cress sprouts 31 UK Feng, 1997
Mung sprouts 143 UK O’Mahony et al., 1990
Tomatoes 85 Multi-state US Susman, 1999
Tomatoes 174 Multi-state US Tauxe, 1997
E. coli O157:H7 Cantaloupe melon 9 Oregon, US Del Rosario and Beuchat, 1995
Radish sprouts 6561 Japan WHO, 1996
Alfalfa sprouts 108 US CDC, 1997a
Lettuce 70 Montana, US Ackers et al., 1998
Lettuce 23 Canada Preston et al., 1997
Shigella sonnei Watermelon 15 Sweden Freudlund et al., 1987
Shredded lettuce 347 Texas Davis et al., 1988
Lettuce 140 Texas Martin et al., 1986
Lettuce 118 Norway, UK, Sweden, Kapperud et al., 1995
Spain
Parsley 310 Multi-state US CDC, 1999
Bacillus cereus Soy, mustard and cress sprouts 4 Texas Portnoy et al., 1976
Yersinia enterocolitica Beansprouts 16 US Cover and Aber, 1989
Camylobacter jejuni Salad 330 Canada Allen, 1985
Lettuce 14 Oklahoma, US CDC, 1998a
Viruses
Hepatitis A virus Raspberries (frozen) 24 Scotland Reid and Robinson, 1987
Strawberries (frozen) 242 + 14 suspect Multistate, US Hutin et al., 1999
Lettuce 103 Florida, US Lowry et al., 1989
Watercress 129 Tennessee CDC, 1971
Diced tomatoes 92 Arkansas, US Lund and Snowdon, 2000
Norwalk virus Melon 206 UK Lund and Snowdon, 2000
Fresh-cut fruit >217 Hawaii Herwaldt et al., 1994
Raspberries (frozen) >500 Finland Lund and Snowdon, 2000
Parasites
Cyclospora cayetanensis Raspberries 1465 20 US states & Canada Herwaldt and Ackers, 1997
Raspberries 1012 Multi-state US & Herwaldt and Beach, 1999
Canada
Blackberries 104 Canada Herwaldt, 2000
Baby lettuce leaves >91 Florida, US Herwaldt and Beach, 1999
Basil >308 Multi-state US CDC, 1997b
Cryptosporidium parvum Green onions 54 Washington CDC, 1998b
Giardia Lettuce and onions 21 New Mexico CDC, 1989
1985; Konowalchuk and Speirs, 1975; Sattar et al., 1994). Survival appears to be
dependent upon temperature and moisture content (Bidawid et al., 2001;
Konowalchuk and Speirs, 1975); however, little information is available on the
effects of MAP on virus survival.
The protozoan parasites Giardia lamblia, Cyclospora cayetanensis and
Cryptosporidium parvum have been the cause of serious foodborne outbreaks
involving berries (Herwaldt, 2000; Herwaldt and Ackers, 1997), lettuce and
onions (CDC, 1989) and raw sliced vegetables (Mintz et al., 1993). These
organisms normally gain access to produce before harvest, usually as a result of
contaminated manure or irrigation water and poor hygiene practices by food
handlers (Beuchat, 1996). The lack of sensitive methods for determining the
survival or inactivation of oocysts has hampered incidence studies and studies
focused on the effects of minimal processing and packaging. However, the
increase in produce-linked outbreaks due to these organisms (see Table 12.2)
indicates that research is needed to examine the behaviour of foodborne
protozoan parasites on MAP produce.
12.3 Factors affecting pathogen survival
Pathogen survival on produce is influenced by a number of interdependent
factors, principally storage temperature, product type/product combinations (e.g.
vegetables combined with cooked ingredients), minimal processing operations
(e.g. slicing, washing/disinfection), package atmosphere and competition from
the natural microflora present on produce.
12.3.1 Storage temperature
Storage temperature is the single most important factor affecting survival/growth
of pathogens on MAP produce. Storage of produce at adequate refrigeration
temperatures, will limit pathogen growth to those that are psychrotrophic; L.
monocytogenes, Y. enterocolitica, non-proteolytic Cl. botulinum and A. hydrophila
being amongst the most notable. Although psychrotrophic organisms, such as L.
monocytogenes, are capable of growth at low temperatures, reducing the storage
temperature ( 4oC) will significantly reduce the rate of growth (Beuchat and
Brackett, 1990a; Carlin et al., 1995). L. monocytogenes populations remained
constant or decreased on packaged vegetables stored at 4oC, while at 8oC, growth
of L. monocytogenes was supported on all vegetables, with the exception of
coleslaw mix (Francis and O’Beirne, 2001a). Thus even mild temperature abuse
during storage permits more rapid growth of psychrotrophic pathogens (Berrang et
al., 1989a; Carlin and Peck, 1996; Conway et al., 2000; Farber et al., 1998; Garc?′a-
Gimeno et al., 1996; Rodriguez et al., 2000).
Mesophilic pathogens, such as Salmonella and E. coli O157:H7, are unable to
grow where temperature control is adequate (i.e. 4oC). However, if
temperature abuse occurs, they may then grow. Survival of Salmonella in
242 Novel food packaging techniques
produce stored for extended periods in chilled conditions may be of concern
(Piagentini et al., 1997; Zhuang et al., 1995); Salmonella survived on a range of
vegetables for more than 28 days at 2–4oC (ICMSF, 1996). E. coli O157:H7
populations survived on produce stored at 4oC and proliferated rapidly when
stored at 15oC (Richert et al., 2000). Reducing the storage temperature from 8 to
4oC significantly reduced growth of E. coli O157:H7 on MAP vegetables;
however, viable populations remained at the end of the storage period at 4oC
(Francis and O’Beirne, 2001a).
The survival of viruses on produce also depends upon temperature. Survival
of Hepatitis A virus on lettuce was significantly lower at room temperature than
at 4oC (Bidawid et al., 2001). These results are consistent with those of
Bagdasaryan (1964), as well as with those of Badawy et al. (1985), who found
the greatest survival rates of viruses were at refrigeration temperatures. The
behaviour of protozoan parasites on refrigerated produce is not known.
However, the increase in incidence of produce-linked outbreaks due to these
organisms indicates that research in this area is necessary.
Besides its direct effect on pathogen survival/growth, temperature may
indirectly affect pathogen growth. Temperature determines the respiration rate
of produce, and therefore changes in gas atmospheres within packages, which
may influence pathogen growth. Reducing the storage temperature also reduces
the growth of the mesophilic spoilage microflora. In the absence of spoilage
microflora, high populations of pathogens may be achieved and the item
consumed because it is not perceived as spoiled. The elimination or significant
inhibition of spoilage microorganisms should not be practised, as their
interactions with pathogens may play an integral role in product safety.
Guidelines for handling chilled foods, published by the UK Institute of Food
Science and Technology (IFST, 1990), recommend a storage temperature range
of 0–5oC for prepared salad vegetables, noting that some vegetables may suffer
damage if kept at the lower end of this temperature range. Strict control of
refrigeration temperature throughout the chill-chain is crucial for maintaining
microbiological safety.
12.3.2 Product type/product combinations
Produce may include whole or sliced/diced fruits, leaves, stems, roots, tubers or
flowers (Burnett and Beuchat, 2001). While all produce items have factors in
common, each product has a unique combination of compositional and physical
characteristics and will have specific growing, harvesting and processing
practices, and storage conditions.
Survival/growth of pathogens on produce varies significantly with the type of
product (Austin et al., 1998; Carlin and Nguyen-the, 1994; Jacxsens et al.,
1999). Dry coleslaw mix was largely unsuitable for L. monocytogenes and E.
coli O157:H7 growth while significant growth of the pathogens occurred on
shredded lettuce (Francis and O’Beirne, 2001a, b). Product factors that may
affect pathogen survival and/or growth include: pH, presence of competitive
Reducing pathogen risks in MAP-prepared produce 243
microflora and/or naturally occurring antimicrobials and respiration rate/
packaging interactions.
Product pH strongly influences the survival/growth of pathogens. Most
vegetables have a pH of 5.0, and consequently support the growth of most
foodborne bacteria. Many fruits have acidic pH; however, a number of melons/
soft fruits have pH values 5.0 which will support growth of pathogens
(Beuchat, 1996; NACMCF, 1999; Escartin et al., 1989; Lund 1992; Nguyen-the
and Carlin, 1994). L. monocytogenes survived and grew on apple slices and
cantaloupe melon (Conway et al., 2000; Ukuku and Fett, 2002), and whole
tomatoes (Beuchat and Brackett, 1991). Acid tolerance is common in E. coli
O157:H7 and Salmonella serotypes and these organisms can survive/grow in
acidic produce (Dingman, 2000; Liao and Sapers, 2000; Ukuku and Sapers,
2001; Wei et al., 1995; Zhuang et al., 1995).
Some plant tissues have naturally occurring antimicrobials that provide
varying levels of protection against pathogens (Lund, 1992; Sofos et al., 1998).
The inhibitory effects of raw carrots and carrot juice on growth of L.
monocytogenes have been reported (Beuchat et al., 1994; Beuchat and
Brackett, 1990b; Jacxsens et al., 1999; Nguyen-the and Lund, 1991). Garlic
and onion extracts exhibited antimicrobial properties, red chicory was
antagonistic to certain Pseudomonas spp. as well as to A. hydrophila, and
cooked cabbage and Brussels sprouts were inhibitory towards Listeria (Beuchat
et al. 1986; Beuchat and Brackett, 1990b; Jacxsens et al., 1999; Nguyen-the
and Carlin, 1994).
MAP produce harbours a large and diverse microflora. Effects of competition
between the indigenous microflora and pathogens on MAP produce may play an
important role in product safety (see Section 12.3.5). Beansprouts did not
support good growth of L. monocytogenes or E. coli O157:H7, due presumably
to competition from high populations of background microflora, inhibition from
the relatively high in-pack CO
2
levels (25–30%) and the more limited nutrient
availability of intact vegetables (Francis and O’Beirne, 2001a).
Minimally processed produce may be combined with cooked ingredients.
Growth of L. monocytogenes on raw endive was probably limited by nutrient
availability, but reached higher numbers when sweetcorn was added (Carlin et
al., 1996b; Nguyen-the et al., 1996). The addition of cooked products to raw
vegetables supplied a source of nutrients and permitted rapid growth of both
spoilage and pathogenic populations on such products (Thomas and O’Beirne,
2000).
12.3.3 Minimal processing operations
The unit operations employed during the production of minimally processed
produce (handling, peeling, slicing, washing, packaging) cause the destruction
of surface cells, affect product respiration rate and pH, and release nutrients and
possibly antimicrobial substances from the plant cells (Brackett, 1994), which
will in turn affect the behaviour of pathogens.
244 Novel food packaging techniques
In general, pathogens will not grow on uninjured surfaces of fresh intact
produce; however, cutting or slicing facilitates contamination by pathogens and
subsequent survival and/or growth. Injuries to the wax layer, cuticle and
underlying tissues increased bacterial adhesion and growth (Han et al., 2000a,
2001; Seo and Frank, 1999; Takeuchi and Frank, 2001; Takeuchi et al., 2000).
Consequently, minimising damage throughout harvesting and processing
reduces the chances of pathogen contamination, penetration and growth (Liao
and Cooke, 2001).
Pathogens can become attached to processing equipment (slicers, shredders)
and once attached (biofilms) are very difficult to remove by chemical sanitisers
(Bremer et al., 2001; Frank and Koffi, 1990; Garg et al., 1990; Jo¨ckel and Otto,
1990; Nguyen-the and Carlin, 1994). Indeed, L. monocytogenes has been
recovered from the environment of processing operations used to prepare
minimally processed vegetables (Zhang and Farber, 1996), highlighting the
importance of strict hygiene during processing. Recommendations implemented
to ensure quality and safety of produce relate to good manufacturing practices
(see Section 12.4; Koek et al. (1983), microbial specifications for the processed
product, and proper storage conditions (Nguyen-the and Carlin, 1994).
Washing/antimicrobial dipping
Washing in tap water removes soil and other debris, some of the surface
microflora, and cell contents and nutrients released during slicing that help
support growth of microorganisms (Bolin et al., 1977). However, water washing
had minimal effects on microorganisms on fresh produce (Beuchat, 1992;
Nguyen-the and Carlin, 1994; Brackett, 1987; Adams et al., 1989; Izumi, 1999)
and due to the re-use of wash water in industry may result in cross-
contamination of food products and food-preparation surfaces (Beuchat and
Ryu, 1997; Brackett, 1992; Beuchat, 1996; Garg et al., 1990).
A variety of antimicrobial wash solutions have been used to reduce populations
of microorganisms on fresh produce. The effectiveness of disinfection depends on
a number of factors including: (i) type of treatment, (ii) type, numbers and
physiology of the target microorganism(s), (iii) product type, (iv) disinfectant
concentration, (v) pH of the disinfectant solution, (vi) exposure time, (vii)
temperature of washing water and (viii) general sanitation of plant and equipment
(Adams et al., 1989; Best et al., 1990; El-Kest and Marth, 1988a,b).
Chlorine (50–300ppm) is the most frequently used disinfectant for fresh fruits
and vegetables; added to water as a solid, liquid or gas (Adams et al., 1989;
Anon., 1973; Beuchat and Ryu, 1997; Lund, 1983). Total microbial populations
were reduced about 1000-fold when lettuce was dipped in water containing
300ppm total chlorine, but no effect was seen against microbial populations on
red cabbage or carrots (Garg et al., 1990). Generally, no more than 2- to 3-log
10
reductions of bacteria on produce after chlorine treatment have been reported
(Adams et al., 1989; Beuchat, 1992; 1999).
The effects of chlorine in removing pathogens from produce have been
studied. L. monocytogenes counts on Brussels sprouts were reduced approxi-
Reducing pathogen risks in MAP-prepared produce 245
mately 100-fold by chlorine treatment (200mg/l), 10-fold more than those
treated with water (Brackett, 1987). The maximum log
10
reductions of L.
monocytogenes, after treatment with chlorine (200ppm), were 1.7 for lettuce and
1.2 for cabbage (Zhang and Farber, 1996). Dipping coleslaw and lettuce in a
chlorine solution (100ppm) reduced initial L. innocua and E. coli populations,
but resulted in enhanced survival during extended storage at 8oC (Francis and
O’Beirne, 2002). Chlorine (100–200ppm) was only marginally effective at
reducing E. coli levels on lettuce tissue surfaces (Beuchat, 1999), apple surfaces
(Wisniewsky et al., 2000; Wright et al., 2000) and broccoli florets (Behrsing et
al., 2000). Salmonella populations on alfalfa sprouts were reduced by about 2
log
10
CFU/g after treatment with 500ppm chlorine, and to undetectable levels
after treatment with 2,000ppm chlorine (Beuchat and Ryu, 1997). Ten-minute
exposures of Y. enterocolitica on shredded lettuce to 100 and 300ppm chlorine
resulted in population reductions of 2–3 log
10
cycles (Escudero et al., 1999). In
the same study, a combination of 100ppm chlorine and 0.5% lactic acid
inactivated Y. enterocolitica by >6 log cycles, suggesting that Y. enterocolitica
may be more sensitive to chlorine than other pathogens.
Chlorine, used at concentrations currently permitted in the industry to wash
fresh produce, cannot be relied upon to eliminate pathogens (see Chapter 23).
The ineffectiveness of chlorine treatment may be due to a number of factors. The
hydrophobic nature of the waxy cuticle on produce protects surface
contaminants from exposure to chlorine which does not penetrate or dissolve
these waxes/oils (Adams et al., 1989). In addition, microbial cells may become
embedded in crevices, creases or injured tissues and are inaccessible to chlorine
treatments (Adams et al., 1989; Lund, 1983; Koseki et al., 2001; Seo and Frank,
1999; Takeuchi and Frank, 2000, 2001). Organic matter (fruit and vegetable
components) neutralises chlorine, rendering it inactive against microorganisms
(Beuchat, 1996; Beuchat et al., 1998; Lund, 1983). It is important to sanitise
injured surfaces before cutting as once cut or injured surfaces are contaminated
by pathogens, it is very difficult to remove these attached and growing
microorganisms. The most useful effect of chlorine may be in inactivating
vegetative cells in washing water and on equipment during processing as part of
a HACCP system, thus avoiding build-up of bacteria and cross-contamination
(Wilcox et al., 1994).
A concern regarding the use of chlorine dips is that pathogens may not be
fully eliminated by commercial treatments, while at the same time natural
competitive organisms may be removed. L. monocytogenes inoculated onto
disinfected (10% hydrogen peroxide) endive leaves grew better than on water-
rinsed produce (Carlin et al., 1996b) and dipping lettuce in a chlorine (100ppm)
solution followed by storage at 8oC, significantly enhanced Listeria growth
compared with undipped samples (Francis and O’Beirne, 1997). Disinfection
before contamination with the pathogen occurs may increase growth of the
pathogen because populations of competing microflora have been removed
(Bennik et al., 1996). Therefore, temperature management (i.e. 4oC) after
reduction of microbial populations is crucial for microbial safety.
246 Novel food packaging techniques
Due to the ineffectiveness of chlorine in removing pathogens from produce
and increasing concern over the production of chlorinated organic compounds
and their impact on human and environmental safety, a variety of other
disinfectants, including acidic electrolysed water (Park et al., 2001),
peroxyacetic acid (Park and Beuchat, 1999), chlorine dioxide (Zhang and
Farber, 1996), hydrogen peroxide (Sapers and Simmons, 1998), organic acids
(Karapinar and Gonul, 1992), trisodium phosphate (Zhang and Farber, 1996)
and ozone (Burrows et al., 1999) have been evaluated (Beuchat, 1999) (see
Chapter 23). However, none of the sanitiser treatments tested is likely to be
totally effective against all pathogens, and behaviour of pathogens during
subsequent storage remains unpredictable (Beuchat and Ryu, 1997; Escudero et
al., 1999; Park and Beuchat, 1999; Zhang and Farber, 1996).
Viruses and protozoan cysts on fruits and vegetables generally exhibit higher
resistance to disinfectants than do bacteria or fungi (Beuchat, 1998). Feline
caliciviruses were very resistant to commercial disinfectants; however,
peroxyacetic acid and H
2
O
2
were effective at decontaminating strawberries
and lettuce when used at four-fold higher concentrations than generally
recommended (Gulati et al., 2001). Treatment of Cryptosporidium parvum
oocysts with 1ppm ozone for five minutes resulted in <1 log
10
inactivation
(Korich et al., 1990).
12.3.4 Package atmosphere
When a sliced product is packaged, it continues respiring thereby modifying the
gas atmosphere inside the package. Ideally, O
2
levels will fall from the 21% found
in air to 2–5%, and CO
2
levels will increase to the 3–10% range. Atmospheres
within MA packages might be cause for public health concern in at least three
ways. The atmospheres and refrigeration temperatures employed may inhibit the
development of some spoilage aerobic microorganisms (Daniels et al., 1985;
Farber, 1991). Consequently, their suppression may facilitate pathogen survival/
growth, without the product showing obvious signs of spoilage. Secondly, MAP
increases the shelf-life of products, thus increasing the time available for pathogens
to grow. Over-extending the shelf-life may allow development of significant
populations, particularly if combined with exposure to even modest abuse
temperatures. Thirdly, although the low levels of O
2
(2–5%) within packages (e.g.
at 4oC) should inhibit growth of obligate anaerobes such as Cl. botulinum, if
packages are subjected to temperature abuse, they may become anaerobic as a
result of increased product respiration. This could enable growth and toxin
production by Cl. botulinum to occur (see Section 12.2.2). In addition to the target
atmospheres described above, there is evidence of significant incidence of
‘unintended’ atmospheres in commercial practice. Where the gas permeability of
packaging films is insufficient, produce with high respiration rates may generate
MAs which are anoxic and/or contain high levels (>20%) of CO
2
.
Of particular concern with refrigerated MAP produce is the growth of
psychrotrophic, facultatively anaerobic and microaerophilic microorganisms,
Reducing pathogen risks in MAP-prepared produce 247
which can tolerate refrigeration temperatures and low O
2
atmospheres (Bennik
et al., 1995), and a number of studies have indicated that MAP may select for
such pathogens (Hintlian and Hotchkiss, 1986; Brackett, 1994; Beuchat and
Brackett, 1990a; Kallender et al., 1991). There are inconsistencies in the
literature regarding the effects of MAP on the growth of L. monocytogenes.
Numerous researchers have shown that survival of L. monocytogenes on produce
remains largely unaffected by MAP (Amatanidou et al., 1999; Berrang et al.,
1989b; Beuchat and Brackett; 1990a, 1991; Conway et al., 1998, Jacxsens et al.,
1999). However, in other work, nitrogen flushing combined with storage at 8oC
enhanced the growth of L. monocytogenes on shredded lettuce (Francis and
O’Beirne, 1997) and shredded chicory salads (Ringle′ et al., 1991).
Several studies have demonstrated that A. hydrophila can grow rapidly on
vegetables stored at 4–5oC and MAP does not significantly affect its growth
(Berrang et al., 1989a). Austin et al. (1998) found that some samples of MAP
vegetables appeared organoleptically acceptable when Cl. botulinum toxin was
detected (see Section 12.2.2). Salmonella and E. coli O157:H7 can grow under
MAP conditions; however, there is insufficient information available on whether
atmospheres inhibit or enhance their growth. CO
2
had little or no inhibitory
effect on growth of E. coli O157:H7 on shredded lettuce stored at 13 or 22oC,
and growth potential was increased in an atmosphere of O
2
/CO
2
/N
2
: 5/30/65,
compared with growth in air (Abdul-Raouf et al., 1993; Diaz and Hotchkiss,
1996). A recent study, investigating C. jejuni survival on MAP vegetables found
that refrigeration temperatures in combination with a MA (2% O
2
, 18% CO
2
and
80% N
2
) were favourable for the organism (Tran et al., 2000). The highest rates
of Hepatitis A virus survival on lettuce stored at 4oC (12 days) was observed
under 70% CO
2
/30% N
2
and 100% CO
2
(Bidawid et al., 2001).
In ‘unintended’ atmospheres, high CO
2
levels may develop within packages.
Carlin et al. (1996a) examined the survival of L. monocytogenes on chicory
leaves stored at 10oC in air, or under 10%, 30% or 50% CO
2
, with 10% O
2
and
found that L. monocytogenes grew better as the concentration of CO
2
increased.
The growth rate of A. hydrophila decreased with increasing CO
2
concentrations,
but maximum population densities were not affected by CO
2
concentrations of
up to 50% (Bennik et al., 1995). Novel, alternative techniques to low O
2
MAP
are the use of high O
2
(i.e. >70% O
2
) atmospheres and noble gases (Day, 1996;
see Chapter 10). In an agar-based study to investigate the effects of high O
2
(90%) and moderate CO
2
(10–20%) concentrations on foodborne pathogens at
8oC, Amanatidou et al. (1999) noted inhibitory action against L. monocytogenes,
A. hydrophila, S. Typhimurium, S. Enteritidis and E. coli.
Studies to determine the behaviour of Y. enterocolitica on MAP produce have
not been published and information describing the survival of Campylobacter
spp. on MAP produce is extremely limited. In addition, the behaviour of
protozoan parasites under MAP is not known. Therefore, more research to
determine the survival of these and other pathogens on MAP produce is
warranted.
248 Novel food packaging techniques
12.3.5 Competition between the indigenous microflora and pathogen
MAP produce harbours large populations of native microorganisms including
pseudomonads, lactic acid bacteria (LAB) and Enterobacteriaceae (Francis et
al., 1999; Nguyen-the and Carlin, 1994). The background microflora provide
indicators of temperature abuse largely by causing detectable spoilage, and can
vary significantly for each product and during storage.
LAB can exert antibacterial effects due to one or more of the following
mechanisms: lowering the pH (Raccach and Baker, 1979); generating H
2
O
2
(Price and Lee, 1970); competing for nutrients (Iandolo et al., 1965); and
possibly by producing antimicrobial compounds, such as bacteriocins (Arihara
et al., 1993; Harris et al., 1989; Klaenhammer, 1988). Cai et al. (1997) reported
that a large portion of LAB isolates from bean sprouts inhibited the growth of L.
monocytogenes. Strains of LAB were reported to inhibit A. hydrophila, L.
monocytogenes, S. Typhimurium, and Staphylococcus aureus on vegetable
salads (Vescovo et al., 1996). Competition from LAB may limit pathogen
growth on produce, but there is insufficient data available to prove this
conclusively.
Various researchers have reported antagonism by the native microflora of
vegetables against Listeria (Francis and O’Beirne, 1998a,b; Liao and Sapers,
1999). Reducing the background microflora of endive leaves (Carlin et al.,
1996b) and shredded lettuce (Francis and O’Beirne, 1997) resulted in enhanced
growth of Listeria. A mixed bacterial population isolated from endive or lettuce
reduced Listeria growth in vegetable media (Carlin et al., 1996b; Francis and
O’Beirne, 1998a, b). However, the inhibitory effects were dependent on gas
atmosphere; in 3% O
2
(balance N
2
) growth of the mixed population was
inhibited while L. monocytogenes proliferated (Francis and O’Beirne, 1998a).
Fluorescent pseudomonads have previously been shown to stimulate growth of
L. monocytogenes in various foods, due to the release of potential nutrients by
pseudomonads (Nguyen-the and Carlin, 1994; Liao and Sapers, 1999; Marshall
and Schmidt, 1991). Bennik et al. (1996) found that strains of fluorescent
pseudomonads slightly reduced final population densities of L. monocytogenes
in an endive leaf medium. P. fluorescens and P. viridiflava inhibited growth of
L. monocytogenes on potato slices while Erwinia carotovora and Xanthomonas
campestris did not affect its growth (Liao and Sapers, 1999). Enterobacter
isolates (Enterobacter cloacae, Enterobacter agglomerans) significantly
reduced L. monocytogenes growth during storage on a model medium; however,
the inhibitory activities of Enterobacter spp. decreased as the concentration of
CO
2
increased (Francis and O’Beirne, 1998a). Del Campo et al. (2001) also
found that Enterobacteriaceae (Enterobacter agglomerans, Rhanella aquatilis)
reduced maximum population densities of L. monocytogenes in minimal media,
presumably due to competition for glucose and/or amino acids. Ukuku and Fett
(2002) reported that the native microflora of cantaloupe melon, especially the
yeast and mould populations, might have out-competed L. monocytogenes for
colonisable space and available nutrients, thus resulting in the decline of
populations of L. monocytogenes.
Reducing pathogen risks in MAP-prepared produce 249
Growth of the background microflora also significantly affected the growth
and toxigenesis of Cl. botulinum in refrigerated foods (Hutton et al., 1991;
Hauschild, 1989) and Larson and Johnson (1999) demonstrated the ability of
spoilage microflora to protect against Cl. botulinum outgrowth. A. hydrophila
has been reported to be a poor competitor with LAB and other spoilage
organisms (Palumbo and Buchanan, 1988). MAP and chill temperatures,
combined with the use of a Lactobacillus casei inoculum, reduced growth of A.
hydrophila on vegetables such as lettuce (Vescovo et al., 1997). Competitive
microflora had a significant effect on the growth of E. coli O157:H7 in broth
media; Hafnia alvei significantly inhibited the growth of E. coli O157:H7 at
37oC, whereas Pseudomonas fragi inhibited growth of the pathogen at 15oC
(Duffy et al., 1999). Little is known about the mechanism by which Salmonella
manages to compete with natural microflora and survive on plant products (Liao
and Cooke, 2001). Wells and Butterfield (1997) demonstrated that salmonellae
grew better on vegetables when co-cultured with Erwinia carotovora or P.
viridiflava, two major causes of bacterial soft-rot.
Complex interactions with the indigenous microflora may have significant
effects on survival/ growth of pathogens. More research needs to be done to
examine the influence of gas atmospheres, background microflora and storage
temperatures on the survival/growth of pathogens, including foodborne viruses
and protozoan parasites on MAP produce in order to ensure that novel mild
preservation technology can continue to be applied safely.
12.3.6 Minimal processing and stress responses
Pathogenic bacteria can respond or adapt to sub-lethal stresses encountered in
minimal processing in ways that increase their resistance to more severe
treatments and enable better survival in foods (Buncic and Avery, 1998; Abee
and Wouters, 1999; Gahan and Hill, 1999). Apart from the enhanced survival in
foods and increased resistance to subsequent food processing/preservation
treatments, adapted or hardened pathogens may also have enhanced virulence
(Abee and Wouters, 1999; Gahan and Hill, 1999; Rouquette et al., 1998).
Two of the best studied adaptive tolerance responses are to heat (heat stress
response) and to acid (acid tolerance response, ATR). Acid adapted L.
monocytogenes, Salmonella and E. coli O157:H7 survived significantly better
in acidic foods such as salad dressing and fruit juices, when compared to non-
adapted cells (Gahan et al., 1996; Leyer and Johnson, 1992). Acid adaptation
induces acid tolerance to more severe or normally lethal acid, but it can also
induce cross-protection against other environmental stresses such as thermal and
osmotic stress (Leyer and Johnson, 1993; Lou and Yousef, 1997; O’Driscoll et
al., 1996). Equally other stresses can induce acid tolerance. Acid adaptation
enhanced survival of L. monocytogenes during storage in packages of vegetables
which had relatively high in-pack CO
2
levels (25–30% in MAP coleslaw and
bean sprouts; Francis and O’Beirne, 2001b). E. coli O157:H7 survived in an
acidic environment better at 4oC than at 10oC, which implies that induction of
250 Novel food packaging techniques
acid tolerance may enhance resistance to low temperature (Conner and Kotrola,
1995).
12.3.7 Implications of strain variation among pathogens
The selection of strain(s) of a particular pathogen to be used in survival studies
is extremely important as different strains may behave differently on MAP
produce. Unpublished work carried out by the authors has shown that strains of
L. monocytogenes differ significantly in their inherent ability to survive/grow on
MAP vegetables. In addition, there was significant variation among strains in
their inherent stress resistance characteristics; some strains may be more
resistant to the stressful conditions encountered in foods and during food
processing.
Although the response of L. monocytogenes to food related growth factors
(e.g. temperature, pH, gas atmosphere) has been studied extensively, in most
studies only one strain has been tested. In studies where multiple isolates were
examined, significant strain variation in resistance existed among L.
monocytogenes isolates (Begot et al., 1997; Barbosa et al., 1994; Buncic et
al., 2001; Dykes and Moorhead, 2000; Mackey et al., 1990; Palumbo et al.,
1995) and there were some differences between serotypes (Davies and Adams,
1994; Embarek and Huss, 1993; So¨rqvist, 1994). Junttila et al. (1988) reported
that there were differences in ability of L. monocytogenes strains to grow at low
temperatures, with strains in the serotype 1/2 capable of growth at colder
temperatures than strains of serotype 4b. Evidence also suggests that L.
monocytogenes strains differ at the molecular level; however, little is known of
the attributes that contribute to the ability of certain strains to cause disease, an
ability that can vary significantly between individual strains (Barbour et al.,
1996; Del Corral et al., 1990; Tabouret et al., 1991; Brosch et al., 1993; Farber
and Peterkin, 1991; Rocourt, 1994).
The diversity of the genus Salmonella has been observed in many different
forms, from genetic to physiological observations. The ability of E. coli
O157:H7 to tolerate heat was strain dependent (Clavero et al., 1998; Duffy et al.,
1999) and survival of E. coli O157:H7 on vegetables depended on bacterial
strain and product type (Francis and O’Beirne, 2001a). Different strains of
pathogens may respond differently to treatments including mild acid, low
temperature and gas atmosphere, which may result in variations in the ability of
surviving populations to cause human disease (Buncic et al., 2001).
12.4 Improving MAP to reduce pathogen risks
The pathogen risks from MAP produce cannot be totally eliminated, but they
can be minimised by applying best practice at every stage – agricultural
production, pre-processing, processing, distribution and final use. At all stages,
strategies to minimise contamination by pathogens, product storage at 4oC and
Reducing pathogen risks in MAP-prepared produce 251
education/training of workers and consumers are important recurring themes.
Clearly, Good Agricultural Practices (GAP) and Good Manufacturing Practices
(GMP) need to be put in place to minimise hazards, and many Codes of Practice
have been published by national agencies (e.g. FSAI, 2001) and industry sectors.
However, there may be insufficient data available on which to base a
comprehensive validated Hazard Analysis and Critical Control Points (HACCP)
Programme for most produce items (NACMCF, 1999).
12.4.1 Production of raw materials
Agricultural production practices can have major implications for contamination of
raw produce with pathogens (Gorny and Zagory, 2000), and producer awareness of
their role in assuring food safety is vitally important. This is an extremely complex
arena with great diversity in crop production methods, scale, environmental
factors, etc. (FDA, 1998). Land subject to flooding or on which animals have
grazed should be avoided (Brackett, 1999). Improperly composted sewage or
animal manure should not be applied to land where vegetables for processing are
grown. However, persistence of L monocytogenes has been demonstrated even in
treated sewage sludge (Al Ghazali and Al Azawi, 1986). Proximity to animal
production facilities may also be a significant cross-contamination hazard.
Irrigation should be carried out with clean water, pretreated if necessary (Robinson
and Adams, 1978) and applied as trickle irrigation at ground level rather than as an
overall spray (NACMCF, 1999). However, serious deficits in water quality and
availability exist globally, with water pollution from sewage and animal
production facilities posing serious problems.
Workers involved in harvesting and handling should be trained in the
principles of good sanitation and provided with adequate washing/toilet facilities
in fields and packhouses (Brackett, 1999). Harvesting equipment should be
thoroughly cleaned and sanitised. Birds such as gulls and pigeons, wild animals,
domestic animals and insects should be excluded from packhouses and
processing areas (NACMCF, 1999). Wild birds are known to disseminate
Campylobacter, Salmonella, Vibrio cholera, Listeria species and E.coli O157,
apparently picked up from feeding on garbage, sewage, etc; control of
preharvest contamination of produce by wild birds is particularly difficult
(Beuchat and Ryu, 1997).
Increasing globalisation of produce supplies poses serious new challenges
(Tauxe, 1997) and knowledge of contamination levels in imported produce is
minimal (Beuchat and Ryu, 1997). The only rational solution is the extension of
the requirement for GAPs to wherever primary production takes place.
12.4.2 Minimal processing
Based on the data discussed in Section 12.3, processing can be geared to
minimise opportunities for pathogen contamination and growth. Starting at
harvest, bruising and cutting should be minimised prior to processing (Liao and
252 Novel food packaging techniques
Cooke, 2001). Immediately prior to processing, preliminary decontamination
should be carried out by removing outer leaves, soil, etc., from produce using
sharp sanitised knives for any cutting. Peeling, cutting, shredding, etc., should be
carried out with equipment designed to cause the minimum of tissue disruption,
as severe processing may facilitate more effective contamination and subsequent
growth by pathogens (Gleeson et al., 2002). Severe processing may also reduce
the effectiveness of subsequent anti-microbial treatments (Han et al., 2000a;
Han et al., 2000b; Liao and Cooke, 2001; Liao and Sapers, 2000; Takeuchi and
Frank, 2000, 2001). GMP should include effective surface and machine
sanitising to eliminate the risk of pathogen contamination from the processing
environment or from machines used in processing (Zhang and Farber, 1996;
Nguyen-the and Carlin, 1994). Food safety experts should be consulted by
engineers designing processing equipment to ensure ease of sanitisation
(Beuchat and Ryu, 1997). Human contact should be eliminated or minimised
to reliable trained staff.
Although its benefits are questioned (Brackett, 1999), anti-microbial dipping is
probably a valuable tool for reducing numbers of potential pathogens (Beuchat and
Ryu, 1997). State-of-the-art effective systems are available and should be used.
Some of these greatly reduce the levels of chlorine needed (Varoquaux, 2001).
Special care should be exercised to avoid contamination after dipping. Post-
processing risks introduced by anti-microbial dips (Francis and O’Beirne, 1997;
Carlin et al., 1996b; Bennik et al., 1996) should be addressed in HACCP protocols:
the most important of these are measures to ensure that products are stored at 4oC
at all times and the use of conservative use-by dates. Where alternatives to chlorine
are being introduced, any differences in their anti-microbial effects should be
understood and taken into account.
12.4.3 Modified atmosphere packaging
Packaging materials must be carefully selected to ensure that their gas
permeability properties match the respiration rates of the products being
packaged. This is necessary in order to achieve package atmospheres within the
technically useful range of 2–5% O
2
and 3–10% CO
2
(Cliffe-Byrnes et al., 2003;
Barry-Ryan et al., 2000). Technical advice from researchers and packaging
suppliers is essential (see Section 12.6), though user-friendly software may be
developed to assist industry in the future. Poor ‘package-product compatibility’
will result in the creation of unintended atmospheres with uncertain
microbiological implications (Bennik et al., 1998).
The use of coatings with gas barrier properties can be a feature of MAP
produce (Guilbert et al., 1996), but more information is needed on their effects
on internal atmospheres. Other novel elements of MAP include the use of high
oxygen and noble gas enriched atmospheres (see Chapter 10). While
atmospheres with 80% oxygen have been used in MAP of fresh meat for a
few decades and appear safe, less is known about the effects of noble gases such
as argon on microbial ecology. The microbial quality of the final packaged
Reducing pathogen risks in MAP-prepared produce 253
product should be monitored to ensure that it complies with international
guidelines (see Francis et al., 1999).
12.4.4 Distribution and final use
Ensuring that temperatures are kept at or below 4oC throughout the cold chain is
essential for microbial safety and requires considerable attention to detail.
Refrigerated distribution requires suitably designed vehicles, properly loaded to
allow for air movement (Brackett, 1999). At supermarket level, LeBlanc et al.
(1996) found 90% of produce items above 4
0
C in supermarket chill cabinets.
Problems can also arise at consumer level where products are held for extended
periods in cars or experience elevated temperatures in (poorly operating) domestic
refrigerators. Time temperature indicators embedded in the packaging may have a
significant role in ensuring that safe storage temperatures are used (see Chapter 6).
Distributors, retailers and consumers must be educated on the importance of low
storage temperatures. Consumers also need to be educated on the nature of
minimal processing technologies for fresh foods, in particular that consumption of
apparently fresh food beyond its use-by date is potentially hazardous.
General principles of good hygiene must apply throughout the distribution
chain, particularly avoiding cross-contamination. For example, refrigerated
trucks carrying vegetables on an outward journey may be used to ‘backhaul’
animals or raw meats (Brackett, 1999). Truck use needs to be monitored and
vehicles appropriately sanitised. In the food service sector training of operatives
is important since many of these are teenagers and may require food hygiene
training within the school system, as they receive little food preparation
experience in the modern home (Beuchat and Ryu, 1997).
12.4.5 HACCP strategies
While HACCP principles are being applied by many growers, manufacturers,
and distributors based on current knowledge, the US National Advisory
Committee on Microbiological Criteria for Foods claim that there is insufficient
evidence to put in place a comprehensive validated system for fresh produce
(NACMCF, 1999). Model farm-to-table HACCP protocols have been developed
for only a few commodities (sprouted seeds, shredded lettuce and tomatoes) but
even these have not been completely validated. According to NACMCF, further
research is needed to provide data and technology for the validated control
measures needed for GAP and GMP.
12.5 Future trends
The recent rapid growth in the volume of produce consumption and in the
globalisation of sourcing can be expected to continue. There will be improved
information on emerging and existing pathogens and their interaction with
254 Novel food packaging techniques
production and processing technologies. There will be greater application of
new and existing technology and of best practice.
12.5.1 Production of raw materials
Greater emphasis can be expected on the development and application of GAP
protocols, particularly for use of water and manure, for worker hygiene and for
transportation of produce. Serious efforts will be made to apply these protocols
to production in developing as well as industrialised countries. These initiatives
should result in a safer, more reliable raw material stream.
12.5.2 Processing, packaging, and distribution
Current interest in alternatives to chlorine dipping are likely to result in novel
chemical treatments and the application of physical treatments such as UV
radiation (see Chapter 23). Ionising radiation may also be used either alone or in
combination with other treatments, as a means of extending the shelf-life of
produce (Diehl, 1995; Langerak, 1978). Doses in the range of <1 to 3 kGy have
been shown to reduce or eliminate populations of pathogens and postharvest
spoilage organisms on produce (Farkas, 1997) and salmonellae were not
recovered from alfalfa sprouts irradiated with 0.5 kGy (Rajkowski and Thayer,
2000). However, despite the efficiency, safety and suitability to products with
surface contamination (O’Beirne, 1989) the use of irradiation will depend on its
acceptance by consumers.
Greater use of edible coatings (e.g. sucrose polyesters of fatty acids, cellulose
derivatives, etc.) to food surfaces can be expected (Krochta and De Mulder-
Johnston, 1997; Baldwin et al., 1995). Edible coatings (e.g. hydroxypropyl
methylcellulose) can extend shelf-life, and with the inclusion of anti-microbials,
reduce the potential growth of pathogens (Zhuang et al., 1996).
Other additional novel processing steps may be introduced such as inoculation
of MAP produce with organisms inhibitory to one or more pathogens. For
example, strains of LAB inhibited A. hydrophila, L. monocytogenes, S.
typhimurium, and Staphylococcus aureus on vegetable salads (Vescovo et al.,
1996) and use of a Lactobacillus casei inoculum, reduced growth of A. hydrophila
on MAP vegetables such as lettuce (Vescovo et al., 1997).
More reliable package atmospheres can be expected as a result of improved
materials, temperature-responsive smart packaging and better software to define
gas permeability requirements for individual products. There will be widespread
commercial application of active packaging with anti-microbial and other
properties.
Stress responses of pathogens and cross-protection must be considered when
current food processing technologies are being modified or new ones developed.
These responses are particularly significant in minimal processing/packaging
technology where the imposition of one sub-lethal stress may lead to the
induction of multiple stress responses that may reduce the efficacy of later
Reducing pathogen risks in MAP-prepared produce 255
treatments (Hill et al., 1995). Strategies to prevent such stress responses would
facilitate the development of improved procedures for prevention of pathogen
survival and growth. For example, new decontamination technologies will be
developed which provoke minimal levels of stress response. More generally,
micro-array technology will be used to assess the response of both plant
materials and pathogens to processing and storage regimes.
In relation to temperature control, greater use of IT can be expected in
wireless and internet based data collection/operator alerting systems such as
those developed by Freshloc Technologies Inc. for monitoring product
temperatures during transportation.
12.5.3 Research
Research trends driven by the needs of this sector include greater understanding
of emerging pathogens, particularly viruses and protozoan parasites; greater
understanding of processes of produce contamination generally, and of how to
prevent them; the development of new effective decontamination technologies;
development and application of active and intelligent packaging. In order to
improve surveillance for food-borne illness, there is a need for greater use of
molecular techniques for sub-typing of pathogens (serotyping/molecular typing).
This technology can help establish sources/points of contamination, links
between geographically isolated outbreaks of food poisoning with a common
source (NACMCF, 1999), and provide other types of data which will help
develop HACCP protocols which can be validated.
12.6 Sources of further information and advice
Campden and Chorleywood Food Research Association (1996), Code of
practice for the manufacture of vacuum and modified atmosphere
packaged chilled foods with particular regards to the risks of botulism,
Guideline No. 11.
Campden and Chorleywood Food Research Association (1992), Guidelines for
the good manufacture and handling of modified atmosphere packed food
products, Technical Manual No. 34.
Codex Alimentarius http://www.fao.org/es*/esn/codex/
Food and Drug Administration (1998), Guide to minimize microbial food safety
hazards for fresh fruits and vegetables. http:www.foodsafety.gov/~dms/
prodguid.html
Food and Drug Administration (2000), Kinetics of microbial inactivation for
alternative food processing technologies. http:vm.cfsan.fda.gov/~comm/
ift-toc.html
Food Safety Authority of Ireland (FSAI, 2001), Code of practice for food safety
in the fresh produce supply chain in Ireland, Code of practice No. 4. ISBN
0953918343.
256 Novel food packaging techniques
Institute of Food Science and Technology (1990), Guidelines for the handling of
chilled foods. ISBN 0905367073.
Institute of Food Science and Technology (1992), Guidelines to good catering
practice. ISBN 090536709X.
International Fresh-cut Produce Association (1996), in Food Safety Guidelines
for the Fresh-cut Product Industry, 3rd edn, Alexandria (VA), IFPA. 125p.
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