5.1 Introduction
Non-migratory bioactive polymers (NMBP) are a class of polymers that possess
biological activity without the active components migrating from the polymer to
the substrate. This concept has existed for some time (Bachler et al., 1970;
Brody and Budny, 1995; Katchalski-Katzir, 1993) and has been applied
primarily to immobilised enzyme processing (Katchalski-Katzir, 1993;
Mosbach, 1980). It is only now becoming of interest in packaging applications
(Appendini and Hotchkiss, 1997; Soares, 1998).
Bioactive materials are based on molecules that elicit a response from living
systems. The goal is to use bioactive materials for which the response is desirable
from the standpoint of the package or the product, for example inhibition of
microbial growth or flavour improvement. Enzymes are classic examples of
bioactive substances, as are many peptides, proteins, and other organic compounds.
The definition, from the perspective of packaging, is based on function: the way
the substance interacts with living systems. Purely physical processes, for example
adsorption or diffusion, are excluded from this definition. Bioactive polymers can
be formed by attachment of bioactive molecules to synthetic polymers, as in the
case of enzyme immobilisation (Appendini and Hotchkiss, 1997; Soares, 1998), or
may result from an inherent bioactive effect of the polymer structure, as with
chitosan (Collins-Thompson and Cheng-An, 2000; Tanabe et al., 2002). They have
potential applications in the packaging of food and other biological materials, in
food processing equipment, on biomedical devices (Sodhi et al., 2001; Sun and
Sun, 2002) and in textiles (Edwards and Vigo, 2001; Sun and Sun, 2002).
Non-migratory polymers are defined to be those for which the bioactive
component does not migrate out of the polymer system into the surrounding
5
Non-migratory bioactive polymers
(NMBP) in food packaging
M. D. Steven and J. H. Hotchkiss, Cornell University, USA
medium (see Fig. 5.1). Typically this is achieved through covalent attachment of
the active component to the polymer backbone, inherently bioactive polymer
backbones, or entrapment of the active component within the polymer matrix.
The first two of these will be discussed in this chapter.
5.2 Advantages of NMBP
In order for any new technology to be considered, it needs to have advantages
over existing technologies. Typically, however, these advantages come with
certain limitations, in application or utility, and frequently with an increase in
cost. Benefits and limitations will apply differently to the different types of
NMBP.
The benefits of NP can be divided into four main areas: technical benefits,
regulatory advantages, marketing aspects and the food processor’s perspective.
Note that this list is not exhaustive; particular applications will involve some or
all of these plus other considerations specific to that application.
5.2.1 Technical benefits
Technical benefits of NMBP include improved stability of the bioactive
substance, and concentration of the bioactive effect at a specific locus. Improved
stability is a consideration for covalently immobilised bioactive substances;
biological molecules, e.g. enzymes, are typically very sensitive to environmental
conditions. They are readily denatured by some solvents, by high, and in some
cases low, temperatures; by high pressures, high shear or ionising radiation; by
certain levels of pH and in the presence of high concentrations of electrolytes
(Richardson and Hyslop, 1985). Conjugation to polymer supports has been
shown to enhance dramatically the stability of these molecules. Topchieva and
Fig. 5.1 Simplified visual comparison of (a) non-migratory and (b) migratory bioactive
packaging. Adapted from Han (2000).
72 Novel food packaging techniques
colleagues (1995) demonstrated improved thermal stability of chymotrypsin
when conjugated to poly(ethylene glycol) (PEG) (see Fig. 5.2). Appendini and
Hotchkiss (2001) similarly demonstrated the thermal stability of a small
antimicrobial peptide when covalently attached to a PEG-grafted poly(styrene)
(PS) support. The immobilised peptide remained active when dry-heated to
200oC for 30 minutes and when autoclaved at 121oC for 15 minutes. Polymers
are often processed at temperatures that would denature native proteins;
thermally stable protein-polymer conjugates will be resistant to high processing
temperatures and suitable for polymer extrusion and other high temperature
polymer and food processing applications.
Appendini (1999) also demonstrated the improved activity of the conjugated
peptide over a range of pH (see Fig. 5.3). Note that although there is some loss
of activity caused by attaching the peptide to the surface (this will be discussed
in section 5.3 below), the residual activity is retained over a broader pH range
than for the native peptide. Other authors have also reported improved stability
of polymer-conjugated enzymes to pH and temperature (Gaertner and
Puigserver, 1992; Yang et al., 1996; Yang et al., 1995a; Yang et al., 1995b;
Zaks and Klibanov, 1984). The extended range of pH stability will provide
activity in a broader range of food products than would be the case for the native
compound.
The stability of proteins to inimical media, such as organic solvents,
supercritical fluids and gases, is often improved by polymer conjugation and
applications have developed to exploit this in non-aqueous enzymology
Fig. 5.2 Activity of PEG-conjugated chymotrypsin and native chymotrypsin held at
45oC. Activity is expressed in percent relative to the initial activity of each enzyme
preparation. Adapted from Topchieva et al. (1995).
Non-migratory bioactive polymers (NMBP) in food packaging 73
(Mabrouk, 1997; Panza et al., 1997; Veronese, 2001; Yang et al., 1995a; Yang
et al., 1995b; Zaks and Klibanov, 1984). This enhanced stability to organic
solvents is useful in allowing a broader range of solvents and chemicals to be
used in casting, cleaning/sterilising or treating polymer films prior to package
filling without damaging the functional characteristics of immobilised bioactive
constituents.
The long-term stability of immobilised peptides and proteins is generally
enhanced compared to the native compounds (Katchalski-Katzir, 1993; Panza et
al., 1997). The improved stability will help ensure the activity of bioactive
packaging is retained for the shelf-life of the packaged food product. Long-term
stability is also important in ensuring adequate shelf-life of the NMBP packages
before filling; packaging materials are often warehoused for extended periods
prior to use; any modifications need to remain active after storage.
The second technical benefit is concentration of the activity at a specific locus
within the package and/or the food. This allows the activity to be concentrated
where it will be most effective. For many minimally processed food products, such
as fresh meat and fresh-cut fruit and vegetables, the majority of contaminating
bacteria are located on the surface of the product (Collins-Thompson and Cheng-
An, 2000; Hotchkiss, 1995). Concentrating antimicrobials on the surface of the
product, as occurs with antimicrobial packaging, allows minimal amounts of the
Fig. 5.3 Antimicrobial activity of a small synthetic peptide against E.coli 0157:H7 in
0.1M citrate buffer from pH 3.5 to 7.0. Activity is shown for the native peptide ( ) and
peptide attached to a PS surface through a PEG spacer ( ). Equivalent peptide
concentrations were used in each determination. Adapted from Appendini (1999).
74 Novel food packaging techniques
active compounds to be used to maximum effect. Similarly, sampling the
headspace of a product for substances indicative of microbial growth using an
enzymatic spoilage indicator (de Kruijf et al., 2002), could be accomplished by
locating the indicator in the package headspace in a position where it will be most
visible to a consumer. This minimises use of expensive materials, e.g. enzymes,
and possible undesirable interactions with the food.
5.2.2 Regulatory advantages
Regulations relating to active food packaging are still evolving. As new
technologies develop, regulations generally must be modified to encompass
them. A detailed discussion of European Union regulations relating to food
packaging, with specific discussions of the implications for active and intelligent
packaging systems, is presented by de Kruif and Rijk in Chapter 22 of this text
(de Kruijf and Rijk, 2003). It is important in interpreting this work from a
NMBP standpoint to recall that NMBP do not result in migration of the active
components into the food.
As noted by various authors (de Kruijf et al., 2002; de Kruijf and Rijk,
2003; Meroni, 2000; Vermeiren et al., 2002; Vermeiren et al., 1999), there are
no specific EU regulations for active or intelligent packaging; rather these
packaging systems are subject to the same regulations as traditional packaging.
These regulations require that all components used to manufacture food
contact materials be on ‘positive lists’; active and intelligent agents are not
typically included on these lists. Further, the regulations set down migration
limits for both overall migration and migration of specific components. For
NMBP the migration requirements should not be problematic, although a lack
of migration will need to be established as detailed in the appropriate
regulations. The compounds used to manufacture NMBP, however, will need
to be included on the relevant positive lists. The key Directive (regulation) of
concern is 89/109/EEC. De Kruijf and Rijk (2003) indicate that a new
Directive, to replace 89/109/EEC, will soon be published and will allow the
use of active and intelligent food contact materials. For more information,
consult Chapter 22.
In the United States, regulations relating to food contact materials can be
found in the Code of Federal Regulations (CFR) Title 21 Parts 170 through 190
(Anon., 2002). The regulations revolve around determining if compounds in
packaging materials are food additives. Food additives are defined as substances
‘the intended use of which results or may reasonably be expected to result,
directly or indirectly, either in their becoming a direct component of food or
otherwise affecting the characteristics of food’. Further, ‘If there is no migration
of a packaging component from the package to the food, it does not become a
component of the food and thus is not a food additive’ unless it is used ‘to give a
different flavour, texture of other characteristic in the food’, in which case it
‘may’ be a food additive (21 CFR §170.3 (e) (1)). The regulations also establish
guidelines for determining limits below which migration can be considered
Non-migratory bioactive polymers (NMBP) in food packaging 75
negligible, negating food additive classification of that substance for that
specific application.
These US regulations can be interpreted that any substance for which it can
be shown that there is negligible migration into a food product is not classified
as a food additive (21 CFR §170.39). This would imply that NMBP needs to
meet the regulations required of items for food contact use, but do not need to
meet the more stringent food additive regulations, provided lack of migration is
proven. However, additive classification may also depend on the intended
function of the component. If it was intended that a packaging component be
active in the food product, as with an immobilised antimicrobial on a packaging
film intended to extend the shelf-life of packaged food, then the component
might be classified as a Direct Food Additive and be required to comply with
food additive regulations (Brackett, 2002). There is, therefore, some ambiguity
as to the status of NMBP materials. If the active components of NMBP are not
classified as food additives, then it will be a significant advantage, allowing the
use of substances in food packaging that are not currently permitted as food
additives, provided, of course, that negligible migration is proven. The process
of obtaining food contact approval has been recently reviewed (Heckman and
Ziffer, 2001).
The above discussion on US regulations mainly focuses on the issues of
attached or entrapped bioactive compounds where the active agent is added to
the polymer backbone. For inherently bioactive polymers, which will be
discussed in more depth shortly, a different situation may exist. A structural
component of the packaging film may not be classified as a direct food additive,
for example UV irradiated nylon (Shearer et al., 2000) with antibacterial
properties, even if it has a direct effect in the food. This will probably not apply
if an edible film is considered, as is often the case in applications involving
chitosan (Coma et al., 2002) and other biopolymers. In these cases, food additive
regulations will most likely apply.
5.2.3 Marketing aspects
In recent years, consumers have become more aware and concerned about the
composition and safety of their food. There have been increasing demands for
safe, but minimally processed and preservative-free products (Appendini and
Hotchkiss, 2002; Collins-Thompson and Cheng-An, 2000; Vermeiren et al.,
1999). This is against a background of recent food-borne microbial disease
outbreaks (Appendini and Hotchkiss, 2002; Mead et al., 1999). NMBP may have
a key role to play in this area. Incorporating non-migratory antimicrobials in
packaging materials may significantly reduce microbial contamination, while
providing minimally processed, preservative-free food products. Similarly,
immobilised enzyme packaging (Soares, 1998) may provide in-package
processing opportunities which would not otherwise be possible for ‘fresh’
products, enhancing the acceptability and shelf-life of minimally processed
foods.
76 Novel food packaging techniques
5.2.4 The food processor’s perspective
From the perspective of the food processor, NMBP would have several
advantages. A general benefit would be in achieving a more stable product with
a longer shelf-life, but beyond that certain NMBP technologies and applications
may offer specific benefits. As an example, consider the production of lactose-free
milk. The demand for this product is not high, although there is a place for it in the
market. It sells at a high price due to the high cost of production and the low sales
volume. Processing requires significant plant down time for cleaning or dedicated
production facilities and the high capacity of modern plants means that the
minimum production volume may be greater than the demand, leading to product
wastage and requiring the use of expensive UHT technology to extend shelf-life.
Using lactase-active packaging, however, regular milk could be packed off a
normal production run to obtain a lactose-reduced or lactose-free product after a
short period of storage. A migratory enzyme, or the direct addition of lactase to
milk, cannot be used in this application, due to the strict requirements of the
pasteurised milk ordinance (Anon., 1999). Similarly for other products, some of
the processing may be accomplished in package, instead of in the processing plant,
reducing processing costs and increasing flexibility for the food processor.
5.3 Current limitations
As noted above, any new technology must have benefits over current
technologies in order to be successful, but these benefits also typically come
with limitations. The most pertinent limitations of NMBP are: a limited locus of
activity, specific requirements on the mechanism of activity of the active agent,
reduced activity, availability of appropriate technology and an increase in
packaging cost.
5.3.1 Limited locus of activity
A significant limitation of NMBP is the need for the reaction constituents to be
transported to the package-product interface. This limits the function to areas in
intimate contact with the packaging material for solid and viscous liquid foods.
For low-viscosity foods this is less of a problem, as agitation during distribution
mixes the product and will bring the required constituents in contact with the
packaging. With viscous liquids, the high viscosity makes it unlikely that there
will be sufficient mixing during distribution to bring all the target constituents
into contact with the packaging material. Additionally, the high viscosity will
limit diffusive mixing. For solid products, diffusive migration of the target
constituents will also be limited and unlikely to be an effective mechanism of
ensuring adequate action of the NMBP. Even for applications where the surface
of a product is the target, the need for intimate contact with the packaging
material may prevent application of the active agent within crevices and folds of
the packaged item. This can, however, be alleviated through package design
Non-migratory bioactive polymers (NMBP) in food packaging 77
and/or vacuum packaging. Migratory bioactive packaging technologies are often
similarly limited in their diffusion and mixing requirements, as the active agent
may need to diffuse through the food to achieve the desired effect.
5.3.2 Mechanisms of action
In order for a bioactive agent to be active when covalently anchored to a
packaging material, the conformation of the active component in the
immobilised state (compared to the free solution form), the location of the
covalent link to the polymer, and the mechanism by which the agent interacts
with the environment to achieve the desired function must all be considered. If,
for example, an antimicrobial ingredient needs to enter the microbial cell to be
effective, then it is unlikely to be active in a tethered state, whereas an
antimicrobial agent that is active at the microbial surface may maintain activity
when tethered. If attachment causes conformational changes in the bioactive
compound, or an active site is altered, then activity will be disrupted. Consider
also the attachment of an enzyme that requires a co-enzyme for activity. If this
coenzyme is not present in the food or otherwise attached along with the primary
enzyme, then the primary enzyme will be inactive. Understanding the
mechanism of the active agent is a key requirement in creating NMBP.
5.3.3 Reduced activity
One concern in immobilising bioactive compounds is the potential for loss of
activity. In many cases, activity is reduced compared to the native compound
(Katchalski-Katzir, 1993), and in some cases it is lost completely. With
appropriate coupling methodology, however, activity can be retained, albeit
normally at a lower level than for the free compound. The activity of a bound
bioactive compound can vary drastically compared to the free soluble form.
Appendini (1999) compared the activity of a small antimicrobial peptide when
immobilised to PEG grafted poly(styrene) (PS) beads and found that it was 200–
7000 times less active than the free soluble peptide. It still possessed significant
antimicrobial activity, however, and was effective against E. coli 0157:H7 at
immobilised peptide concentrations of 4 mol/ml in growth media.
In the immobilisation of naringinase, Soares (1998) found that the enzyme
retained 23% of its free activity when immobilised. Soares also found that at a pH
less than 3.1, the immobilised naringinase possessed higher activity than free
naringinase. This often occurs with immobilised enzymes – their increased stability
leads to higher activity compared to the free enzyme when conditions depart
significantly from the optimum. Mosbach (1980) also suggested that for sequential
enzyme pathways, the activity of the immobilised enzymes could be higher than
that of the enzymes in free solution if the enzymes were immobilised in close
proximity. In other words, although the activity of immobilised enzymes is
typically reduced under optimum conditions, they still normally retain sufficient
activity to be useful and may show improved activity under extreme conditions.
78 Novel food packaging techniques
5.3.4 Technology availability
The commercial availability of technology required to produce NMBP could
limit applications. Technologies for functionalising the surface of polymer films
are readily available, but newer technologies, which provide controlled surface
functionalisation, are still in development; this is especially true with respect to
their application in high throughput continuous processes, as required for
production of packaging materials. Surface functionalisation is discussed in
more detail in section 5.5. Beyond basic surface functionalisation, further
modification of film surfaces is not typically practised commercially. Production
of most NMBP will require further processing, probably involving wet chemical
treatments for immobilisation of active agents; adaptation of existing
technologies will be required to implement these treatments. If NMBP becomes
widespread, the technology will become more readily available and this will
cease to be a limitation.
5.3.5 Cost
The final limitation of NMBP is the likely increase in cost. NMBP will require
further steps and additional materials in film manufacturing/converting
processes, increasing production costs. Intensive modifications, such as the
attachment of proteins, will incur significant cost increases due to the additional
processing steps required, the chemicals used in processing, and from the cost of
the agent itself. The peptides, proteins and enzymes involved can be quite
expensive, although increased demand will undoubtedly result in cost reductions
of these components in the long term. Additionally, the need to recover research
and development expenses and new equipment requirements will also increase
the film cost. Over time, new equipment will become cheaper and more readily
available, increased material availability should lead to lower material costs and
the overall cost of the films will decrease. This is typical of the cycle involved in
introducing new technologies.
5.4 Inherently bioactive synthetic polymers: types and
applications
As previously mentioned, there are two main types of NMBP – inherently
bioactive polymers and polymers with covalently immobilised bioactive agents.
For inherently bioactive polymers, the structural polymer itself is bioactive. For
example, polymers containing free amines have been shown to be antimicrobial
(Shearer et al., 2000). Included in this definition are structural polymers with
modified backbones. These polymers differ from those with immobilised
bioactive compounds in that no previously synthesised bioactive compound is
attached to the polymer chain. Several materials have been found to have
inherent bioactivity (Oh et al., 2001; Ozdemir and Sadikoglu, 1998; Shearer et
al., 2000; Vigo, 1999; Vigo and Leonas, 1999) and new ones are currently being
Non-migratory bioactive polymers (NMBP) in food packaging 79
developed (Tew et al., 2002). Most examples of inherently bioactive polymers
involve antimicrobial activity.
5.4.1 Chitosan
Chitosan is the probably the most studied inherently bioactive NMBP to date
(Coma et al., 2002; Oh et al., 2001; Tanabe et al., 2002). It possesses broad
spectrum antimicrobial activity in simple media and is available commercially
as an antifungal coating for shelf-life extension of fresh fruit (Appendini and
Hotchkiss, 2002; Padgett et al., 1998). Chitosan is the deacetylated form of
chitin (poly- -(1!4)-N-acetyl-D-glucosamine), a common natural biopolymer
extracted from the shells of crustaceans. Production of chitosan from chitin
involves demineralisation, deproteinisation, and deacetylation (Oh et al., 2001).
The properties of chitosan films, including antimicrobial efficacy, mechanical
and barrier properties, are significantly affected by the degree of deacetylation
(Oh et al., 2001; Paulk et al., 2002).
Recent research suggests that chitosan disrupts the outer membrane of
bacteria (Helander et al., 2001; Tsai and Su, 1999); there were earlier
suggestions that the activity was solely due to bacterial adsorption (Appendini
and Hotchkiss, 2002), but the weight of evidence now suggests it possesses true
antimicrobial activity. Given that chitosan is a large polymeric macromolecule,
activity is unlikely to require penetration of the polymer to the intracellular area
(Helander et al., 2001). Helander and colleagues (2001) comment that the key
feature of the antimicrobial effect of chitosan is probably the positive charge that
exists on the amino group at C-2 below pH 6.3. The positive charge on this
group creates a polycationic structure, which may interact with the
predominantly negatively charged components of the gram-negative outer
membrane. They investigated the membrane interactions of chitosan with E.
coli, P. aeruginosa and S. typhimurium in microbiological media and
determined that the activity was affected by pH, being significant at pH 5.3,
but non-existent at pH 7.2; was dependent on the absence of MgCl
2
in the media
and resulted in increased uptake of a hydrophobic probe (1-N-
phenylnaphthylamine) from the media, indicating increased membrane
permeability. Activity was thought to result from chitosan binding to the outer
membrane, and was reduced for mutant S. typhimurium strains with cationic
outer membranes. Chitosan was found to significantly sensitise the outer
membrane to the action of other compounds, for example bile acids and dyes.
Tsai and Su (1999) similarly investigated the mechanism of activity of chitosan
against E. coli and found that higher temperatures and an acidic pH increased
chitosan activity, and that divalent cations, such as Mg
2+
, reduced activity.
Chitosan caused leakage of glucose and lactate dehydrogenase from bacterial
cells. They also concluded that the activity involves interaction between
polycationic chitosan and anions on the bacterial surface, resulting in changes in
membrane permeability. A similar mode of action can be assumed against gram-
positive bacteria, fungi and yeasts.
80 Novel food packaging techniques
The activity of chitosan has been tested against a broad range of
microorganisms by researchers in many different fields, including dentistry
and pharmaceuticals (Ikinci et al., 2002), textiles (Takai et al., 2002) and food
packaging (Oh et al., 2001; Paulk et al., 2002; Tanabe et al., 2002). In microbial
growth broths, chitosan has been found effective against gram-positive and
gram-negative bacteria, along with some moulds and yeasts (Oh et al., 2001;
Tsai and Su, 1999; Tsai et al., 2002). The minimum inhibitory concentration
varies with organism and increases as the chitosan degree of deacetylation
decreases. Chitosan activity has also been tested in mayonnaise against Z. bailii
and L. fructivorans (Oh et al., 2001). The addition of chitosan to the mayonnaise
formulation increased the bacterial inhibition compared to the control
mayonnaise, although bacteria numbers also decreased in the control. Higher
concentrations of chitosan were required for a significant inhibitory effect in
mayonnaise than in growth broth. Tsai and colleagues (2000) investigated the
antimicrobial efficacy of chitosan in milk, although strict milk composition
regulations and the significant solubility of chitosan in milk mean that this
application is unlikely to be commercially viable. At this stage, it is important to
note that most research on chitosan activity has been conducted in solution, not
with chitosan films, so extrapolation to packaging applications is difficult.
Additionally, the high solubility of chitosan makes its use in liquid packaging
applications unlikely, as it would dissolve into the food over time, violating the
non-migratory principle.
As far as packaging uses go, chitosan activity has been investigated as an
edible antimicrobial film for fish fillets (Tsai et al., 2002). The indigenous
microflora of fish was inhibited by films formed from 0.5% and 1.0% chitosan
solutions. After ten days of storage, mesophilic and psychrotrophic bacteria
were reduced compared to control samples. For both types of organism, counts
were reduced by approximately 1 log. Additionally, volatile basic nitrogen
evolution was decreased and pH increase was suppressed compared to the
controls. Coliforms were inhibited throughout a 14-day storage trial, while
Aeromonas and Vibrio species showed negligible initial inhibition but slower
growth and decreased numbers during the second half of storage. Pseudomonas
spp. were initially inhibited on the dipped fillets, but increased after five days to
the same levels as the control fillets. Overall, chitosan appeared to be an
effective antibacterial coating; it may be suitable for use as an antimicrobial
edible film for processed fish products.
In another edible film application, the antimicrobial effect of edible 98%
deacetylated chitosan films was investigated against Listeria spp. on agar media
and cheese. Significant anti-listerial activity was found in an agar plate assay:
reductions of 5–8 log cycles were observed. The effect was also significant on
the chitosan coated cheese samples. No viable cells were detected three and five
days after dipping the cheese samples first in an inoculating solution of 10
4
cells/
ml and then in a chitosan film-forming solution. These results are promising for
the application of chitosan edible films to help control pathogenic contamination
on the surfaces of solid food products. Similarly, the antifungal properties of
Non-migratory bioactive polymers (NMBP) in food packaging 81
chitosan may make it suitable for use as an edible film for low moisture
applications where mould spoilage is a concern, e.g. bakery applications.
5.4.2 UV irradiated nylon
A recent development is surface modification of polymers leading to
antimicrobial activity, for example treatment of nylon with an excimer laser
at UV frequencies (193 nm) (Ozdemir and Sadikoglu, 1998; Shearer et al.,
2000). This has been described as a physical modification (Appendini and
Hotchkiss, 2002), although the actual change which leads to the induced
antimicrobial activity is a chemical change: amides on the nylon surface are
converted to amines, which remain bound to the polymer chains, as observed
with X-ray photoemission spectroscopy (XPS). Antimicrobial nylon-6,6 is
prepared by irradiating with an UV excimer laser at 193 nm for a total exposure
of 1-3 J/cm
2
. This results in conversion of approximately 10% of the surface
amides and some etching of the film surface (see Fig. 5.4). The antimicrobial
effect is strongly dependent on the wavelength of the laser used, with films
treated at 193 nm showing a 5 log reduction in K. pneumoniae in one hour, while
film treated at 248 nm had no antimicrobial effect (Ozdemir and Sadikoglu,
1998). XPS analysis of the surface of film treated at 193 nm indicated that
surface amide groups were converted to amines, while film treated at 248 nm
showed no such change. The mechanism of antimicrobial activity is presumably
similar to that of chitosan, poly-L-lysine and other cationic polymers, involving
interaction with negatively charged microbial membranes leading to membrane
disruption and leakage of cellular constituents.
The activity of UV irradiated nylon has been tested against various bacteria
(Shearer et al., 2000). In comparisons with untreated nylon, the treated nylon
resulted in slight reductions in viable cell numbers for E. coli and S. aureus. Some
bacterial reduction was also observed for the untreated nylon, presumably due to
bacterial adsorption. The treated and untreated nylons were not significantly
different for reduction of E. faecalis and P. fluorescens. At least three hours of
exposure were required for a significant reduction in cell counts and, for S.aureus,
the activity of the treated nylon increased with increasing temperature; no effect
was observed a 4oC or 15oC. Protein (0.1% Bovine Serum Albumin) completely
inhibited the antimicrobial activity. Shearer and colleagues (2000) compared the
antimicrobial effect of treated film to that of secondary amines (n-butyl butyl
amine) in solution and found that, to obtain a significant effect, a ten fold higher
concentration of soluble secondary amine was required compared to the
calculated number of amines formed on the surface of the film. It is not
mentioned if the increased surface roughness was factored into this calculation;
increased surface roughness results in a significant increase in the absolute
surface area of the film, with a consequent increase in the number of active sites.
The results of the antimicrobial assays of UV irradiated nylons are not
definitive. The data does not clearly show that the bacteria are killed as opposed
to adsorbed on the surface of the film; the increased surface area resulting from
82 Novel food packaging techniques
etching of the film by the laser treatment would result in increased bacterial
adsorption compared to the native film. Bacterial adsorption is the most likely
cause of the decreased bacterial populations observed for the untreated nylon
films, and in most cases the differences observed between the treated and
untreated films were small, typically of the order of one log. More investigation
is needed to determine whether cells are adsorbed or inactivated.
5.4.3 Others
In addition to the polymers mentioned above, many others have been investigated
for potential bioactivity. An interesting recent development is the possibility of
Fig. 5.4 Atomic force microscopy surface profiles of (a) untreated and (b) UV irradiated
nylon film (from Shearer et al. (2000), reprinted by permission of Wiley-Liss, Inc., a
subsidiary of John Wiley and Sons, Inc.)
Non-migratory bioactive polymers (NMBP) in food packaging 83
designing biomimetic antimicrobial polymers. Tew and colleagues (2002) have
designed a series of amphiphilic acrylic polymers that possess very similar
structures to the magainin class of amphiphilic antimicrobial peptides. These
peptides kill microbes by disrupting cell membranes and are active against a broad
range of microorganisms. Similarly, the new synthetic biomimetic polymers were
found to disrupt synthetic membranes and to be active against several bacteria: E.
coli, K. pneumoniae, S. typhimurium, P. aeruginosa and E. faecium. These
synthetic polymers might be suitable as independent polymer layers in packaging
materials, or as a grafted layer on a structural-polymer backbone.
Poly(ethylene glycol) (PEG) has also been reported to possess inherent
antimicrobial activity (Jinkins and Leonas, 1994; Vigo, 1999; Vigo and Bruno,
1993; Vigo and Leonas, 1999). Unpublished results from our laboratory have
been mixed as to the antimicrobial effectiveness of PEG: it does possess
antimicrobial activity, but only at high concentrations (80mg/ml in liquid
media). The water soluble nature of this polymer suggests it would be best
applied as tethered graft chains on a structural polymer backbone, for example
poly(ethylene) (PE), rather than as an independent polymer layer. PEG is also
known to reduce the adhesion of proteins and cells to materials (Sofia and
Merrill, 1998; Zalipsky and Harris, 1997).
Poly-l-lysine and poly(lactic acid) have both been reported to possess limited
antimicrobial activity (Appendini and Hotchkiss, 2002; Ariyapitipun et al.,
2000; Mustapha et al., 2002). Poly-l-lysine is a cationic polymer that promotes
cell adhesion and is thought to be active by a mechanism similar to that of
chitosan; interaction with the negative charges on the cell membrane causing
membrane disruption and leakage of cellular constituents (Appendini and
Hotchkiss, 2002). Low molecular weight poly(lactic acid) has been found to be
active against several organisms, although the mechanism of antimicrobial
activity is not known (Ariyapitipun et al., 2000; Mustapha et al., 2002). It has
been suggested that it releases lactic acid and that the activity derives from this.
New antimicrobial compounds are constantly being discovered. Some are
compounds that are well known, but for which the activity was not recognised,
whereas others are novel compounds. Regardless, the possible applications for
inherently antimicrobial polymers are significant and research in this area will
continue. One important note: many of the abovementioned compounds are
water soluble and initial trials are normally conducted on the soluble form of the
polymer. Activity of the soluble form does not necessarily carry over to activity
of the polymer in a film, either as an independent layer or as a graft layer on
another backbone polymer. It is important to test the film activity as well as the
solution activity if there is to be any application of these new materials.
5.5 Polymers with immobilised bioactive compounds
The second major type of NMBP is a polymer backbone to which an active
agent is covalently attached. The active agent may be a peptide, protein or
84 Novel food packaging techniques
enzyme; it can be synthesised on the surface, or it can be synthesised or
extracted separately and then covalently linked to the polymer. To date there has
been more research conducted in this area than in that of inherently bioactive
polymers, and a number of examples have been commercialised.
Often, enzymes that are adsorbed on polymers are termed immobilised,
however, these compounds are not truly immobilised as they readily migrate out
of the polymer in suitable non-reactive solvents (solvents that do not result in
significant disruption of the covalent linkages of the system; concentrated acids
and bases, for example, will cleave some covalent linkages). The term
immobilised, as used here, implies covalent attachment of bioactive molecules
to the polymer backbone. In some cases large compounds can also be
immobilised by entrapment in the polymer matrix such that they cannot migrate
out of the polymer under ambient conditions, but this state is harder to preserve
at elevated polymer processing temperatures. This review does not consider
entrapment immobilisation.
5.5.1 Developing NMBP by immobilisation
Some key considerations in developing NMBP by immobilising bioactive
compounds are the nature of the polymer backbone and whether immobilisation
is needed in the bulk polymer or just on the polymer surface. The nature of the
polymer backbone is a significant consideration in designing attachment
schemes. If the polymer is essentially inert, such as PE, then reactive functional
groups need to be created on the polymer backbone to provide sites for
attachment. This step is termed functionalisation of the polymer – the
development of functional groups on the polymer backbone – and should be
tailored to develop the maximum number of target groups for the desired
coupling (immobilisation) chemistry while minimising polymer degradation and
side reactions. For polymers which already possess suitable functional groups in
the polymer backbone, for example poly(acrylic acid), the coupling chemistry
needs to be chosen to target the available groups.
Most of the functionalisation and coupling chemistries we will describe are
surface centric, but bulk functionalisation can also be achieved with these
technologies by treating the polymer as a fine powder and then heat processing,
e.g. extruding, moulding or pressing. This will result in the bioactive component
being distributed throughout the bulk of the polymer. Polymers can also be bulk
modified by dissolution in appropriate solvents, followed by solution
modification and then removal of the solvent. However, these solvents may
also denature the bioactive compounds of interest, e.g. proteins; proteins can
sometimes be protected from denaturation by conjugation with, for example,
PEG oligomers prior to dissolution in a solvent. Bulk modification in solution is
definitely an option for water-soluble biopolymers such as chitosan, zein and
poly(lactic acid).
For bulk covalent immobilisation, the active agent will not be able to migrate
from the bulk of the polymer to the surface where it will be active, so the
Non-migratory bioactive polymers (NMBP) in food packaging 85
applications of non-migratory bulk immobilisation in food packaging are
limited. Covalent immobilisation in the bulk may be of interest for constructing
food-processing equipment where surface wear is an issue. Many of the
technologies used for surface coupling are also applicable to coupling reagents
in solution.
For surface modification of polymers, it is a good idea to have the polymer in
as close to the final container form as possible to prevent surface rearrangement
burying the active groups in the bulk polymer during heat processing/forming.
Surface modification of a polymer film is the simplest situation. For more
complex shapes and processes, such as blow moulding, it may be best to perform
the covalent attachment with powdered polymer prior to forming the container.
Extruding the active polymer as a thin layer in the appropriate location, e.g. an
inner layer in a blow-moulding parison, will minimise wastage of the active
agent. Similarly, covalently modified polymer powder could be used in co-
extrusion of polymer films to provide an inner layer, but given the typically high
cost of the active agent, it may be more economical to attach it only to the
surface of the container. For both films and powders, the basic processes of
surface immobilisation are the same and the active agent will be attached to the
surface of either the individual powder grains or the film.
Some organic solvents swell polymers without dissolving them, allowing
reagents to penetrate the polymer matrix; polar polymers often swell in water.
Polymer swelling allows increased modification of the polymer surface, but may
bury some of the active agent in the polymer bulk if the food to be contained
does not similarly swell the polymer. Tailoring the solvents used for the
reactions can control swelling.
Polymer functionalisation
For inert polymers, such as PE, the polymer backbone requires functionalisation
prior to attaching or generating the bioactive agent of interest. The polymer
processing literature contains many examples of this. Some of the simplest
methods for laboratory use involve wet chemical treatments of the polymers to
oxidise the surface, for example concentrated chromic acid in sulphuric acid,
potassium permanganate in concentrated sulphuric acid (Eriksson et al., 1984;
Larsson et al., 1979) and potassium hypochlorite in concentrated sulphuric acid
(Eriksson et al., 1984). Although these methods are relatively simple and do not
require overly complex equipment, the hazardous nature of the reagents makes
them undesirable in commercial applications. A recent development ameliorates
this problem by utilising a microwave catalysed reaction between solid
potassium permanganate and powdered polyolefins (Mallakpour et al., 2001a;
Mallakpour et al., 2001b). This process reduces some of the problems inherent
with wet chemical methods, but still produces waste water containing high
concentrations of KMnO
4
.
Wet chemical oxidations introduce various carbonyl groups, predominantly
carboxylic acids, aldehydes and ketones, on polymer surfaces. The reaction can
be optimised to produce the maximum concentration of the desired carbonyl
86 Novel food packaging techniques
function (Eriksson et al., 1984; Holmes-Farley et al., 1985; Rasmussen et al.,
1977). Side reactions include incorporation of sulphate groups and surface
etching/ablation. Sulphate groups can be removed by nitric acid treatment post-
oxidation and surface etching can be controlled by optimising the reaction
conditions. For more information, a recent review of polymer surface
modification using wet chemical procedures is recommended (Garbassi et al.,
1994), as is a second review on the chemical modification of poly(ethylene)
surfaces (Bergbreiter, 1994).
Wet chemical modifications have numerous safety and environmental concerns
that limit their commercial application. More common in commercial applications
are physical surface treatments such as flame treatment and corona discharge.
Corona discharge involves applying a high voltage (10–40 kV) at a high frequency
(1–4 kHz) between a discharge electrode and an earthed roller carrying the film
(Robertson, 1993). This oxidises the surface of the film, introducing a range of
oxygen and nitrogen functional groups to the polymer backbone. Careful control is
required to prevent excessive etching. Flame treatment also produces an oxidised
film surface and introduces a range of oxygen and nitrogen functions, but is more
difficult to control than corona treatment. Both treatments require specialised
equipment, but this equipment is common in polymer processing and converting
operations. The disadvantage of both these methods is that it is very difficult to
control the exact chemical nature of the functional groups created on the surface of
the film, increasing the difficulty of further coupling. It might be possible to
control the chemical groups formed in corona discharge treatment by varying the
gas composition of the treatment atmosphere, although the typical installation does
not have such capabilities.
Controlling the treatment atmosphere has been a successful strategy to control
the chemical groups created in plasma surface treatment of polymers (Groning et
al., 2001; Klapperich et al., 2001; Schroder et al., 2001; Terlingen et al., 1995).
The disadvantage of classic plasma processing is that it requires a high vacuum to
generate a stable plasma. As such, plasma processing is a batch process, which is
not suited to high throughput polymer converting operations. A new development
in plasma processing is the APNEP system, an atmospheric pressure plasma
treatment system developed by EA Technology Ltd in the UK (Shenton and
Stevens, 1999). This has been tested with a range of common polymers and various
atmospheric compositions (Shenton et al., 2001; Shenton and Stevens, 1999;
Shenton and Stevens, 2001; Shenton et al., 2002). Controlled surface
functionalisation should be possible similar to that obtainable through vacuum
plasmas. One disadvantage of the APNEP system compared to vacuum plasmas is
that the plasma is at a very high temperature and care is needed to prevent thermal
degradation of polymers during treatment. This is achieved by placing the films in
the downstream afterglow region of the plasma rather than in the plasma itself –
the distance from the plasma source is an important variable for this system. The
APNEP system was also found to cause greater polymer etching than vacuum
plasmas.
Non-migratory bioactive polymers (NMBP) in food packaging 87
Plasma treatment technologies, or possibly controlled atmosphere corona
discharge treatments, are likely to be the most useful techniques for controlled
surface functionalisation of a broad range of polymers for coupling with
bioactive compounds. Reviews of physical methods for modification/
functionalisation of polymer surfaces are available (Lane and Hourston, 1993;
Ozdemir et al., 1999a; Ozdemir et al., 1999b), although these do not include the
novel APNEP technology. One review by Ozdemir and colleagues (1999a) is
particularly apt in that it approaches surface functionalisation from the food
packaging standpoint, albeit with different intended applications.
Polymeric spacers
One of the difficulties in attaching bioactive agents to polymeric systems is the
necessity of maintaining the conformation and structure of the attached
compound. The activity of most bioactive compounds is closely related to their
structure and is normally lost if this structure is disrupted. The hydrophobic
nature of many common polymers will disrupt the structure of a hydrophilic
bioactive compound if they are coupled directly. To prevent this, it may be
necessary to use a hydrophilic spacer molecule between the bioactive compound
and the hydrophobic polymer backbone. A spacer also helps reduce steric
hindrances to the activity of the attached compound (Weetall, 1993). Many
different oligomers can be used as spacers, although the one most commonly
used is PEG. The main considerations in selecting a spacer are that it does not
disrupt the structure of the bioactive compound, it is approved for food contact
use and suitable chemistry exists for coupling it to both the polymer backbone
and the bioactive compound. PEG is safe, well characterised (Zalipsky and
Harris, 1997) and approved for food use (Anon., 2002). It has been used
extensively for conjugation with peptides and proteins (Zalipsky and Harris,
1997) and a large range of derivatives are available for conjugation with
different functional groups (Anon., 2001b). Methods are also well established
for grafting it to polymer backbones, typically by attaching preformed PEG
chains of defined molecular weight using various coupling chemistries (Bae et
al., 1999; Emoto et al., 1998; Kang et al., 2001; Malmsten et al., 1998; Sofia
and Merrill, 1998). PEG is water soluble, allowing coupling in aqueous media
and increasing the probability that liquid food products will swell the polymer
surface, so increasing the interactions between the attached active agent and the
target constituents in the food.
Coupling chemistries
There are many coupling chemistries available for covalently linking bioactive
compounds to polymers and many different types of linkage can be formed.
Amide bonds are formed between an amino group (on either the bioactive agent
or the polymer) and a carboxylic acid group. Other common linkages are esters
and thioesters, formed by interactions between carboxylic acids and alcohols or
thiols, respectively. All these groups are common constituents of peptides,
proteins and enzymes. The coupling chemistries which have been explored for
88 Novel food packaging techniques
polymer conjugation are generally the same as those used for peptide synthesis;
texts on peptide synthesis are good sources of information on coupling
techniques (Bodanszky, 1993a; Bodanszky, 1993b; Bodanszky and Bodanszky,
1994).
The carbodiimide method is a well-established and relatively simple coupling
technique (see Fig. 5.5). It can be used in organic solvents or aqueous systems,
depending on the carbodiimide chosen. 1,3-Dicyclohexyl carbodiimide (DCC) is
typically the carbodiimide of choice in organic solvents (Bodanszky and
Bodanszky, 1994), whereas 1-ethyl-3-(3-dimethylaminopropyl) carbodiimide,
often referred to as WSC or EDC, is the most commonly used carbodiimide for
aqueous coupling (Bae et al., 1999; Carraway and Koshland, 1972; Hinder et al.,
2002; Kang et al., 2001; Nakajima and Ikada, 1995; Plummer and Bohn, 2002;
Valuev et al., 1998). The ideal situation is for carboxylic acid groups to be
present on the film and amino functions on the bioactive compound. The
carboxyl functions are activated by the carbodiimide; if amines are present
within the structure of an activated compound, as with a peptide, then the
activated carboxyl groups couple with them spontaneously, leading to inter- and
intra-molecular cross-linking. The film is immersed in a buffered solution of
carbodiimide to activate the carboxyl functions, removed and gently rinsed, then
immersed in a buffered solution containing the bioactive compound to be
attached. The exact conditions, e.g. time, temperature and pH, require fine
tuning for each individual coupling system.
A second common method for coupling bioactive agents to polymers is
glutaraldehyde coupling. Glutaraldehyde has long been recognised as an
efficient cross-linking agent for use with proteins and other biological molecules
(Bigi et al., 2001; Kikuchi et al., 2002; Weissman, 1979) and has been used to
immobilise bioactive materials onto polymeric backbones (Appendini and
Hotchkiss, 1997; Molday et al., 1975; Soares, 1998). It has also been used
clinically for cross-linking biological molecules in the construction of
bioprosthetic implants (Bigi et al., 2001). Glutaraldehyde (OHC-CH
2
-CH
2
-
CH
2
-CHO) is a bifunctional short-chain aldehyde that reacts with amines. It
requires amines on both the support and the bioactive molecule, and forms three-
dimensional cross-linked aggregates.
A third possibility for coupling reagents are succinimidyl succinate (SS)
active esters and their derivatives. These are commercially available (Anon.,
2001b) and have been extensively employed for PEG conjugation to peptides
and proteins. Succinimide esters react with free amine groups to form stable
amide linkages. The most commonly used derivative is the succinimidyl
propionic acid ester of PEG (PEG-SPA), which has been used to conjugate PEG
with insulin (Caliceti and Veronese, 1999) and human growth hormone
antagonist (hGHA) (Olson et al., 1997). The reaction conditions can be modified
to suit the system of interest.
A succinimidyl ester, N-hydroxy succinimide (NHS), can also be used in an
extension of carbodiimide coupling (Hinder et al., 2002; Plummer and Bohn,
2002). Carbodiimide activated carboxylic acids are relatively unstable and may
Non-migratory bioactive polymers (NMBP) in food packaging 89
not be suitable for two-step coupling processes, especially if there is a
significant delay between the activation and the coupling steps. Instead, the
activation can be performed in the presence of NHS, creating a more stable, but
still reactive, NHS ester of the carboxylic acid. The NHS-activated polymer film
is then immersed in a solution of the amine-containing compound to be coupled
and coupling proceeds with the formation of amide linkages. NHS active esters
of PEG can also be obtained commercially (Anon., 2001b).
5.6 Applications of polymers with immobilised bioactive
compounds
Although there are many possible applications of immobilised bioactives in food
packaging, only a few have been explored to date. These can be broken into
three main applications: in-package processing, antimicrobial packaging/shelf-
life extension and intelligent packaging.
5.6.1 In-package processing
In-package processing is the most novel form of NMBP packaging. It involves
immobilising an enzyme on the surface of the packaging material so as to
perform in the package what would otherwise be a processing step prior to
packaging. An example is the hydrolysis of naringin, one of the bitter
compounds in citrus juices, with immobilised naringinase (a mixture of -
rhamnosidase and -glucosidase) (Soares and Hotchkiss, 1998; Soares, 1998).
This packaging material was able to reduce significantly the bitter naringin
content of grapefruit juice during storage, providing what was perceived as a
sweeter product as storage progressed. Another potential application exists for
immobilised lactase ( -galactosidase) packaging to produce lactose-reduced or
Fig. 5.5 Simplified mechanism of attaching peptides to surface carboxyl functions using
1-ethyl-3-(3-dimethylaminopropyl) carbodiimide (WSC). R1: ethyl, R2: 3-
dimethylaminopropyl, R3: molecule to be attached. Based on the mechanism proposed by
Nakajima and Ikada (1995).
90 Novel food packaging techniques
lactose-free milk products at a reduced cost compared to current methods.
Lactose-free milk products are required for consumers who are lactose-
intolerant; these people are unable to consume regular milk products.
Only the number of enzymes with potential processing applications limits the
range of potential applications. Other examples include the use of hydrolases to
inactivate enzymes which limit shelf-life (many of these are currently
inactivated with thermal techniques which also cause loss of product
‘freshness’), glucose isomerase to convert glucose to fructose, so increasing
the sweetness of products, and cholesterol reductase to reduce the cholesterol
content of products. The concepts of lactase and cholesterol reductase
immobilised packaging were explored by Pharmacal Biotechnologies in the
early 1990s (Brody and Budny, 1995), although no known commercialisation
has arisen to date.
The basic principle of in-package processing with immobilised enzymes is
shown using the example of cholesterol reductase in Figure 5.6. The interior
surface of the packaging material contains immobilised cholesterol reductase in
contact with the food. The enzyme substrate, in this case cholesterol, contacts
the immobilised enzyme due to natural convective currents or diffusion within
the product or mixing caused by product agitation during handling and
transportation. The substrate is acted on by the enzyme, producing the desired
Fig. 5.6 The principle of in-package processing with NMBP, using the example of
cholesterol reduction of milk with covalently immobilised cholesterol reductase enzyme.
Adapted from Brody and Budny (1995).
Non-migratory bioactive polymers (NMBP) in food packaging 91
products, or as in this case, removing the undesirable component. Over storage,
the composition of the packaged food changes to that desired by the food
processor for optimum consumer acceptability, nutritional content or shelf-life.
5.6.2 Antimicrobial packaging/shelf-life extension
Shelf-life extension and prevention of food-borne disease are the two goals of
antimicrobial packaging. Considering the later goal, it is clearly important to
maintain pathogen levels in food below the level that will cause illness, be it by
toxin production or food-borne infection. To this end, it is important to prevent
pathogen growth and to inactivate any that may be present in the food.
Considering shelf-life extension, destruction and complete growth inhibition is
not necessarily important. In order to extend the shelf-life of a product where
microbial growth is the limiting factor, it is only necessary to reduce the growth
rate or extend the lag phase of the organisms, i.e. to retard microbial growth. It is
not necessary totally to inactivate the microbes. Even where microbial growth is
not the limiting factor for shelf-life, immobilised enzymes may have a role in
extending shelf-life by targeting shelf-life limiting reactions, e.g. oxidation, by
removing catalysts or reactants.
The primary concern of all food processors should be the safety of the food
they produce. A recent review estimated that there were 76 million illnesses,
325,000 hospitalisations and 5000 deaths per year due to food-related illness in
the United States (Mead et al., 1999). The role of antimicrobial packaging in
preventing food-borne illness has two major aspects; sterilisation or sanitation of
packaging materials and prevention of pathogen growth in packaged foods.
Although less dire than food poisoning, food spoilage due to microbial action is
also a problem, resulting in the loss of large quantities of food. Preventing
microbial spoilage may allow food, which would otherwise spoil and be wasted,
to be transported to places where it is needed. Several reviews of antimicrobial
food packaging have recently been published (Appendini and Hotchkiss, 2002;
Collins-Thompson and Cheng-An, 2000; Han, 2000; Vermeiren et al., 2002).
Both synthetic and natural compounds have been investigated for attachment
to polymers to create non-migratory antimicrobial packaging. Appendini and
Hotchkiss (Appendini, 1996; Appendini and Hotchkiss, 1997) investigated the
attachment of lysozyme, derived from hen egg white, to poly(vinyl alcohol),
nylon and cellulose triacetate (CTA). Although lysozyme was successfully
immobilised on all materials, its activity on nylon and poly(vinyl alcohol) was
insufficient for commercial use when tested against M. lysodeikticus. Greater
activity was retained on CTA films, with significant bacterial retardation
observed in trypticase soy broth exposed to the modified CTA. There was still,
however, a significant reduction in activity compared to free lysozyme. Activity
of the lysozyme film also decreased with repeated usage, indicating that the
lysozyme was either inactivated over time/use or migrated out of the film.
Another natural antimicrobial system that could be used for antimicrobial
packaging is the lactoperoxidase system of milk. The immobilisation of lactase
92 Novel food packaging techniques
and glucose oxidase enzymes on nylon pellets has been investigated with the
goal of producing hydrogen peroxide to activate the lactoperoxidase system
naturally present in milk (Garcia-Garibay et al., 1995). The system investigated
was designed for use in a bioreactor, rather than in packaging. The advantage of
this system is that milk regulations in many countries prevent the addition of
preservatives to milk; activating a natural antimicrobial system present in the
milk provides antimicrobial effect without contravening regulations. Lactase
and glucose oxidase were immobilised onto nylon pellets using glutaraldehyde
coupling with a poly(ethyleneimine) spacer. The system resulted in reductions
of 0.5–2 log cycles in the natural microflora of raw milk. Milk samples were
exposed to the enzymes for only three minutes and microbial counts were taken
24 hours after exposure (storage at 8oC). Modifying this system for use in a
package, with prolonged exposure of the milk to the hydroperoxide, would
probably result in greater bacterial inhibition, but might also result in oxidation
of milk components leading to undesirable sensory characteristics.
A small synthetic antimicrobial peptide has been investigated for non-
migratory antimicrobial packaging applications (Appendini, 1999; Appendini
and Hotchkiss, 2001; Haynie et al., 1995; Haynie, 1998). The peptide was
attached to a PEG grafted PS bead support during peptide synthesis, but this
support was not amenable to further processing. A high activity was observed
for the immobilised peptide, however, with significant antimicrobial activity
against a broad range of microorganisms, gram positive and gram negative
bacteria, yeasts and moulds. There is some doubt as to whether the peptide
remained bound to the support: some evidence suggested that the PEG spacer
was hydrolysing, releasing PEG-peptide conjugates into solution. The conditions
that caused the hydrolysis were not investigated. The degree of activity was
found to be dependent on the test media; positive activity was found in buffer,
trypticase soy broth, apple juice and meat exudate. Further investigation of this
system continues, with research focusing on producing a non-migratory
antimicrobial film using this peptide.
Other enzymes with indirect antimicrobial activity have also been
immobilised onto polymers suitable for food packaging. Glucose oxidase was
immobilised in conjunction with catalase for use as an oxygen scavenger (de
Kruijf et al., 2002; Labuza and Breene, 1989). The glucose oxidase oxidises
glucose to produce glucono-delta-lactone and hydrogen peroxide. Hydrogen
peroxide could lead to potential undesirable oxidations of food components, so
is degraded to water and oxygen by catalase. The net reduction in oxygen
content is half a mole per mole of reactions. A review of the mechanism and
kinetics of glucose oxidase can be found in the literature (Labuza and Breene,
1989). Alcohol dehydrogenase has also been immobilised to polymer films and
can also be used as an oxygen scavenger (Labuza and Breene, 1989). Reduced
oxygen concentration inhibits the growth of aerobic microbes, especially yeasts
and moulds, however care must be taken that anaerobic, low acid, high moisture
conditions do not result, as these may favour the growth of pathogenic
Clostridium botulinum.
Non-migratory bioactive polymers (NMBP) in food packaging 93
Immobilising suitable enzymes on packaging films could also control carbon
dioxide concentration. Non-enzymatic carbon dioxide emitters and absorbers
have been developed and commercialised (Labuza and Breene, 1989), although
there has been no commercialisation of enzymatic carbon dioxide-reducing
systems to date. Other enzymes may be used to produce ethanol, which has well
known antimicrobial activity. Commercial ethanol emitters (Labuza and Breene,
1989) are not typically enzyme based, however, normally using encapsulated
slow-release ethanol instead. The ethanol vapours released have been found to
inhibit microbial growth.
In addition to their indirect antimicrobial effect, many enzymes that modify
the gaseous atmosphere of packaged products can also extend product shelf-life
by inhibiting non-microbial degradative mechanisms. The main application of
this is in reduced-oxygen packaging to inhibit the oxidation of food components
and prevent resulting negative sensory and nutritional effects. Carbon dioxide
control can also be important in extending shelf-life, as in the case of packaged
coffee. Enzyme systems may be used to prevent taints and off-flavours by
metabolising compounds of concern. Care needs to be taken, however, that the
taints inhibited are not indicative of microbial spoilage. Off odours and flavours
can be key indicators to consumers that food is spoiled and unfit for
consumption; removing these indicators may result in consumption of spoiled,
possibly pathogenic, foods.
In all cases where indirect enzyme action is used to control microbial growth,
and in fact for all immobilised enzyme reactions in food packaging, the by-
products of the reaction must be carefully considered. As noted above, glucose
oxidase produces hydrogen peroxide, which could cause potentially detrimental
oxidations of food components. Other enzymes also produce by-products that
may have detrimental effects on the sensory characteristics or shelf-life of the
packaged food. Complete understanding of the catalysed reactions is required to
ensure undesirable by-products are minimised.
5.6.3 Intelligent packaging
Intelligent packaging, defined as packaging systems that monitor the condition
of packaged food and communicate information on food quality during transport
and storage (de Kruijf et al., 2002), has recently received a lot of attention and is
dealt with in detail in other chapters of this text. The following discussion is a
brief overview of potential NMBP applications in intelligent packaging.
Immobilised enzymes and antibodies are common components of intelligent
packaging systems, so NMBPs have many potential applications in this area. A
range of different indicators involving immobilised bioactive compounds has
been developed, including time-temperature integrators (de Kruijf et al., 2002;
Labuza and Breene, 1989), spoilage indicators (Anon, 2001a) and indicators of
chemical or other contamination (Woodaman, 2001). Time-temperature
integrators (TTIs) based on enzyme catalysed reactions are available
commercially (de Kruijf et al., 2002; Labuza and Breene, 1989). Although the
94 Novel food packaging techniques
commercial versions do not include NMBP, this is an area in which NMBP
could be effective. For microbial spoilage, enzymatic TTIs indicators may be
particularly suited since microbial growth depends on enzyme-catalysed
reactions.
For indicators of microbial or toxicant contamination, there are two main
methods by which immobilised bioactive compounds can be used: (i) enzyme
catalysed reactions requiring microbial metabolites or contaminant chemicals as
substrates, or (ii) immobilised antibodies specific to bacterial metabolites and
toxins, or contaminating chemicals. Both the enzymes in (i) and the antibodies
in (ii) could be used to develop NMBP which indicates contamination.
A final paradigm for the use of immobilised bioactive compounds in
intelligent packaging is as detection units on biosensors. The incorporation of
biosensor systems in packaging films is an area for future research. Biosensors
may allow remote monitoring of package conditions or point-of-sale testing of
product condition by interfacing with appropriate electronic devices. These may
be useful for both TTIs or for the detection of contaminating bacteria or
toxicants. Various systems are in development.
5.7 Future trends
Some clear trends and opportunities exist in the field of non-migratory bioactive
polymers for food packaging. The use of immobilised enzymes in food
packaging is well established and will become more so, leading to in-package
enzymatic processing as an extension of the food processing factory.
Antimicrobial packaging will become another weapon in the war against
foodborne disease and spoilage indicators will help prevent consumption of food
that does spoil, leading to fewer food-poisoning incidents. The technology will
increasingly involve the combination of biotechnology and materials science
leading to a broader range of materials with a bioactive function. Additionally,
the understanding of the processes causing food deterioration will increase, as
will knowledge of the structure and function of bioactive polymers, enzymes
and antibodies, leading to still more opportunities for NMBP in food packaging.
5.8 References
ANON. (1999) Grade ‘A’ pasteurized milk ordinance, 1999 revision, Website:
http://vm.cfsan.fda.gov/~ear/p-nci.html: US Department of Health and
Human Services: Public Health Service and Food and Drug
Administration.
ANON. (2001a) Plastic wrap detects spoiled food. J. Sci. Ind. Res. 60, 171.
ANON. (2001b) Shearwater Corporation Catalog 2001: Polyethylene glycol and
derivatives for biomedical applications. Huntsville, AL: Shearwater
Corporation.
Non-migratory bioactive polymers (NMBP) in food packaging 95
ANON. (2002) Code of Federal Regulations, Title 21, Parts 170-199. http://
www.access.gpo.gov/nara/cfr/waisidx_02/21cfrv3_02.html. Published: 1
Apr. 2002.
APPENDINI, P. (1996) Immobilization of Lysozyme on synthetic polymers for
application to food packages. Masters Thesis. Ithaca, NY: Cornell
University.
APPENDINI, P. (1999) Synthetic antimicrobial peptide. Potential application in
foods and food packaging materials. PhD Thesis. Ithaca, NY: Cornell
University.
APPENDINI, P. and HOTCHKISS, J.H. (1997) Immobilisation of lysozyme on food
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