fourth edition
ORGANIC CHEMISTRY
Francis A. Carey
University of Virginia
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ORGANIC CHEMISTRY, FOURTH EDITION
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Library of Congress Cataloging-in-Publication Data
Carey, Francis A.
Organic chemistry / Francis A. Carey. — 4th ed.
p. cm.
Includes index.
ISBN 0-07-290501-8 — ISBN 0-07-117499-0 (ISE)
1. Chemistry, Organic. I. Title.
QD251.2.C364 2000
547—dc21 99-045791
CIP
INTERNATIONAL EDITION ISBN 0-07-117499-0
Copyright ? 2000. Exclusive rights by The McGraw-Hill Companies, Inc. for manufacture and export. This
book cannot be re-exported from the country to which it is consigned by McGraw-Hill. The International
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ABOUT THE AUTHOR
Francis A. Carey is a native of Pennsylvania, educated
in the public schools of Philadelphia, at Drexel Univer-
sity (B.S. in chemistry, 1959), and at Penn State (Ph.D.
1963). Following postdoctoral work at Harvard and mil-
itary service, he joined the chemistry faculty of the Uni-
versity of Virginia in 1966.
With his students, Professor Carey has published
over 40 research papers in synthetic and mechanistic
organic chemistry. He is coauthor (with Richard J. Sund-
berg) of Advanced Organic Chemistry, a two-volume
treatment designed for graduate students and advanced
undergraduates, and (with Robert C. Atkins) of Organic
Chemistry: A Brief Course, an introductory text for the
one-semester organic course.
Since 1993, Professor Carey has been a member
of the Committee of Examiners of the Graduate Record
Examination in Chemistry. Not only does he get to par-
ticipate in writing the Chemistry GRE, but the annual
working meetings provide a stimulating environment for
sharing ideas about what should (and should not) be
taught in college chemistry courses.
Professor Carey’s main interest shifted from
research to undergraduate education in the early 1980s.
He regularly teaches both general chemistry and organic
chemistry to classes of over 300 students. He enthusi-
astically embraces applications of electronic media to
chemistry teaching and sees multimedia presentations as
the wave of the present.
Frank and his wife Jill, who is a teacher/director
of a preschool and a church organist, are the parents of
three grown sons and the grandparents of Riyad and
Ava.
ix
BRIEF CONTENTS
Preface xxv
Introduction 1
1 CHEMICAL BONDING 7
2 ALKANES 53
3 CONFORMATIONS OF ALKANES AND CYCLOALKANES 89
4 ALCOHOLS AND ALKYL HALIDES 126
5 STRUCTURE AND PREPARATION OF ALKENES: ELIMINATION REACTIONS 167
6 REACTIONS OF ALKENES: ADDITION REACTIONS 208
7 STEREOCHEMISTRY 259
8 NUCLEOPHILIC SUBSTITUTION 302
9 ALKYNES 339
10 CONJUGATION IN ALKADIENES AND ALLYLIC SYSTEMS 365
11 ARENES AND AROMATICITY 398
12 REACTIONS OF ARENES: ELECTROPHILIC AROMATIC SUBSTITUTION 443
13 SPECTROSCOPY 487
14 ORGANOMETALLIC COMPOUNDS 546
15 ALCOHOLS, DIOLS, AND THIOLS 579
16 ETHERS, EPOXIDES, AND SULFIDES 619
17 ALDEHYDES AND KETONES: NUCLEOPHILIC ADDITION TO THE
CARBONYL GROUP 654
18 ENOLS AND ENOLATES 701
19 CARBOXYLIC ACIDS 736
20 CARBOXYLIC ACID DERIVATIVES: NUCLEOPHILIC ACYL SUBSTITUTION 774
21 ESTER ENOLATES 831
22 AMINES 858
23 ARYL HALIDES 917
24 PHENOLS 939
25 CARBOHYDRATES 972
26 LIPIDS 1015
27 AMINO ACIDS, PEPTIDES, AND PROTEINS. NUCLEIC ACIDS 1051
APPENDIX 1 PHYSICAL PROPERTIES A-1
APPENDIX 2 ANSWERS TO IN-TEXT PROBLEMS A-9
APPENDIX 3 LEARNING CHEMISTRY WITH MOLECULAR MODELS:
Using SpartanBuild and SpartanView A-64
GLOSSARY G-1
CREDITS C-1
INDEX I-1
PREFACE
xxv
PHILOSOPHY
From its first edition through this, its fourth, Organic
Chemistry has been designed to meet the needs of the
“mainstream,” two-semester, undergraduate organic
chemistry course. It has evolved as those needs have
changed, but its philosophy remains the same. The over-
arching theme is that organic chemistry is not only an
interesting subject, but also a logical one. It is logical
because its topics can be connected in a steady pro-
gression from simple to complex. Our approach has
been to reveal the logic of organic chemistry by being
selective in the topics we cover, as well as thorough and
patient in developing them.
Teaching at all levels is undergoing rapid change,
especially in applying powerful tools that exploit the
graphics capability of personal computers. Organic
chemistry has always been the most graphical of the
chemical sciences and is well positioned to benefit sig-
nificantly from these tools. Consistent with our philoso-
phy, this edition uses computer graphics to enhance the
core material, to make it more visual, and more under-
standable, but in a way that increases neither the amount
of material nor its level.
ORGANIZATION
The central message of chemistry is that the properties
of a substance come from its structure. What is less
obvious, but very powerful, is the corollary. Someone
with training in chemistry can look at the structure of a
substance and tell you a lot about its properties. Organic
chemistry has always been, and continues to be, the
branch of chemistry that best connects structure with
properties. This text has a strong bias toward structure,
and this edition benefits from the availability of versa-
tile new tools to help us understand that structure.
The text is organized to flow logically and step by
step from structure to properties and back again. As the
list of chapter titles reveals, the organization is accord-
ing to functional groups—structural units within a mol-
ecule most responsible for a particular property—
because that is the approach that permits most students
to grasp the material most readily. Students retain the
material best, however, if they understand how organic
reactions take place. Thus, reaction mechanisms are
stressed early and often, but within a functional group
framework. A closer examination of the chapter titles
reveals the close link between a functional group class
(Chapter 20, Carboxylic Acid Derivatives) and a reaction
type (Nucleophilic Acyl Substitution), for example. It is
very satisfying to see students who entered the course
believing they needed to memorize everything progress
to the point of thinking and reasoning mechanistically.
Some of the important stages in this approach are
as follows:
? The first mechanism the students encounter (Chap-
ter 4) describes the conversion of alcohols to alkyl
halides. Not only is this a useful functional-group
transformation, but its first step proceeds by the
simplest mechanism of all—proton transfer. The
overall mechanism provides for an early rein-
forcement of acid-base chemistry and an early
introduction to carbocations and nucleophilic sub-
stitution.
? Chapter 5 continues the chemistry of alcohols and
alkyl halides by showing how they can be used to
prepare alkenes by elimination reactions. Here, the
students see a second example of the formation of
carbocation intermediates from alcohols, but in
this case, the carbocation travels a different path-
way to a different destination.
? The alkenes prepared in Chapter 5 are studied
again in Chapter 6, this time with an eye toward
their own chemical reactivity. What the students
learned about carbocations in Chapters 4 and 5
serves them well in understanding the mechanisms
of the reactions of alkenes in Chapter 6.
? Likewise, the mechanism of nucleophilic addition
to the carbonyl group of aldehydes and ketones
described in Chapter 17 sets the stage for aldol con-
densation in Chapter 18, esterification of carboxylic
acids in Chapter 19, nucleophilic acyl substitution in
Chapter 20, and ester condensation in Chapter 21.
xxvi PREFACE
THE SPARTAN INTEGRATION
The third edition of this text broke new ground with its
emphasis on molecular modeling, including the addition
of more than 100 exercises of the model-building type.
This, the fourth edition, moves to the next level of mod-
eling. Gwendolyn and Alan Shusterman’s 1997 Journal
of Chemical Education article “Teaching Chemistry with
Electron Density Models” described how models show-
ing the results of molecular orbital calculations, espe-
cially electrostatic potential maps, could be used effec-
tively in introductory courses. The software used to
create the Shustermans’ models was Spartan, a product
of Wavefunction, Inc.
In a nutshell, the beauty of electrostatic potential
maps is their ability to display the charge distribution in
a molecule. At the most fundamental level, the forces
that govern structure and properties in organic chemistry
are the attractions between opposite charges and the
repulsions between like charges. We were therefore opti-
mistic that electrostatic potential maps held great
promise for helping students make the connection
between structure, especially electronic structure, and
properties. Even at an early stage we realized that two
main considerations had to guide our efforts.
? An integrated approach was required. To be effec-
tive, Spartan models and the information they pro-
vide must be woven into, not added to, the book’s
core.
? The level of the coverage had to remain the same.
Spartan is versatile. We used the same software
package to develop this edition that is used in
research laboratories worldwide. It was essential
that we limit ourselves to only those features that
clarified a particular point. Organic chemistry is
challenging enough. We didn’t need to make it
more difficult. If we were to err, it would there-
fore be better to err on the side of caution.
A third consideration surfaced soon after the work
began.
? Student access to Spartan would be essential.
Nothing could help students connect with molec-
ular modeling better than owning the same soft-
ware used to produce the text or, even better, soft-
ware that allowed them not only to view models
from the text, but also to make their own.
All of this led to a fruitful and stimulating collab-
oration with Dr. Warren Hehre, a leading theoretical
chemist and the founder, president, and CEO of Wave-
function, Inc. Warren was enthusiastic about the project
and agreed to actively participate in it. He and Alan
Shusterman produced a CD tailored specifically to
NEW IN THIS EDITION
ALL-NEW ILLUSTRATIONS All figures were redrawn
to convey visual concepts clearly and forcefully. In ad-
dition, the author created a number of new images
using the Spartan molecular modeling application.
Now students can view electrostatic potential maps
to see the charge distribution of a molecule in vivid
color. These striking images afford the instructor a
powerful means to lead students to a better under-
standing of organic molecules.
FULL SPARTAN IMAGE INTEGRATION The Spartan-
generated images are impressive in their own right,
but for teaching purposes they are most effective
when they are closely aligned with the text content.
Because the author personally generated the images
as he wrote this edition, the molecular models are
fully integrated with text, and the educational value
is maximized. Additionally, icons direct students to
specific applications of either the SpartanView or
SpartanBuild program, found on the accompanying
CD-ROM. Appendix 3 provides a complete guide to
the Learning By Modeling CD-ROM.
ALL-NEW SPECTRA Chapter 13, Spectroscopy, was
heavily revised, with rewritten sections on NMR and
with all the NMR spectra generated on a high-field
instrument.
IMPROVED SUMMARIES The end-of-chapter sum-
maries are recast into a more open, easier-to-read
format, inspired by the popularity of the accompany-
ing summary tables.
NEW DESIGN This edition sports a new look, with an
emphasis on neatness, clarity, and color carefully
used to heighten interest and to create visual cues for
important information.
PREFACE xxvii
accompany our text. We call it Learning By Modeling.
It and Organic Chemistry truly complement each other.
Many of the problems in Organic Chemistry have been
written expressly for the model-building software Spar-
tanBuild that forms one part of Learning By Modeling.
Another tool, SpartanView, lets students inspect more
than 250 already constructed models and animations,
ranging in size from hydrogen to carboxypeptidase.
We were careful to incorporate Spartan so it would
be a true amplifier of the textbook, not just as a stand-
alone tool that students might or might not use, depend-
ing on the involvement of their instructor. Thus, the
content of the CD provides visual, three-dimensional
reinforcement of the concepts covered on the printed
page. The SpartanView icon invites students to view
a molecule or animation as they are reading the text.
Opportunities to use SpartanBuild are similarly
correlated to the text with an icon directing students
to further explore a concept or solve a modeling-based
problem with the software.
In addition to its role as the electronic backbone
of the CD component and the integrated learning
approach, the Spartan software makes a visible impact
on the printed pages of this edition. I used Spartan on
my own computer to create many of the figures, pro-
viding students with numerous visual explorations of the
concepts of charge distribution.
BIOLOGICAL APPLICATIONS AND THEIR
INTEGRATION
Comprehensive coverage of the important classes of bio-
molecules (carbohydrates, lipids, amino acids, peptides,
proteins, and nucleic acids) appears in Chapters 25–27.
But biological applications are such an important part of
organic chemistry that they deserve more attention
throughout the course. We were especially alert to oppor-
tunities to introduce more biologically oriented material
to complement that which had already grown signifi-
cantly since the first edition. Some specific examples:
? The new boxed essay “Methane and the Bio-
sphere” in Chapter 2 combines elements of
organic chemistry, biology, and environmental sci-
ence to tell the story of where methane comes
from and where it goes.
? A new boxed essay, “An Enzyme-Catalyzed
Nucleophilic Substitution of an Alkyl Halide,” in
Chapter 8 makes a direct and simple connection
between S
N
2 reactions and biochemistry.
? Two new boxed essays, “How Sweet It Is!” in
Chapter 25, and “Good Cholesterol? Bad Choles-
terol? What’s the Difference?” in Chapter 26,
cover topics of current interest from an organic
chemist’s perspective.
? The already-numerous examples of enzyme-
catalyzed organic reactions were supplemented by
adding biological Baeyer-Villiger oxidations and
fumaric acid dehydrogenation.
Chapters 25–27 have benefited substantially from
the Spartan connection. We replaced many of the artist-
rendered structural drawings of complex biomolecules
from earlier editions with accurate models generated
from imported crystallographic data. These include:
? maltose, cellobiose, and cellulose in Chapter 25
? triacylglycerols in Chapter 26
? alanylglycine, leucine enkephalin, a pleated H9252-
sheet, an H9251-helix, carboxypeptidase, myoglobin,
DNA, and phenylalanine tRNA in Chapter 27
All of these are included on Learning By Model-
ing, where you can view them as wire, ball-and-spoke,
tube, or space-filling models while rotating them in three
dimensions.
Both the text and Learning By Modeling include
other structures of biological interest including:
? a space-filling model of a micelle (Chapter 19)
? electrostatic potential maps of the 20 common
amino acids showing just how different the vari-
ous side chains are (Chapter 27)
SPECTROSCOPY
Because it offers an integrated treatment of nuclear mag-
netic resonance (NMR), infrared (IR), and ultraviolet-
visible (UV-VIS) spectroscopy, and mass spectrometry
(MS), Chapter 13 is the longest in the text. It is also the
chapter that received the most attention in this edition.
All of the sections dealing with NMR were extensively
rewritten, all of the NMR spectra were newly recorded
on a high-field instrument, and all of the text figures
were produced directly from the electronic data files.
Likewise, the IR and UV-VIS sections of Chapter
13 were revised and all of the IR spectra were recorded
especially for this text.
After being first presented in Chapter 13, spec-
troscopy is then integrated into the topics that follow it.
The functional-group chapters, 15, 16, 17, 19, 20, 22,
xxviii PREFACE
and 24, all contain spectroscopy sections as well as
examples and problems based on display spectra.
INTEGRATION OF TOPICS
Too often, in too many courses (and not just in organic
chemistry), too many interesting topics never get cov-
ered because they are relegated to the end of the text as
“special topic chapters” that, unfortunately, fall by the
wayside as the end of the term approaches. We have,
from the beginning and with each succeeding edition,
looked for opportunities to integrate the most important
of these “special” topics into the core material. I am
pleased with the results. Typically, this integration is
accomplished by breaking a topic into its component
elements and linking each of those elements to one or
more conceptually related core topics.
There is, for example, no end-of-text chapter enti-
tled “Heterocyclic Compounds.” Rather, heteroatoms
are defined in Chapter 1 and nonaromatic heterocyclic
compounds introduced in Chapter 3; heterocyclic aro-
matic compounds are included in Chapter 11, and their
electrophilic and nucleophilic aromatic substitution reac-
tions described in Chapters 12 and 23, respectively. Het-
erocyclic compounds appear in numerous ways through-
out the text and the biological role of two classes of
them—the purines and pyrimidines—features promi-
nently in the discussion of nucleic acids in Chapter 27.
The economic impact of synthetic polymers is too
great to send them to the end of the book as a separate
chapter or to group them with biopolymers. We regard
polymers as a natural part of organic chemistry and pay
attention to them throughout the text. The preparation of
vinyl polymers is described in Chapter 6, polymer ste-
reochemistry in Chapter 7, diene polymers in Chapter
10, Ziegler–Natta catalysis in Chapter 14, and conden-
sation polymers in Chapter 20.
INTEGRATING THE CHEMISTRY
CURRICULUM
I always thought that the general chemistry course
would be improved if more organic chemists taught it,
and have done just that myself for the past nine years.
I now see that just as general chemistry can benefit from
the perspective that an organic chemist brings to it, so
can the teaching and learning of organic chemistry be
improved by making the transition from general chem-
istry to organic smoother. Usually this is more a matter
of style and terminology than content—an incremental
rather than a radical change. I started making such
changes in the third edition and continue here.
I liked, for example, writing the new boxed essay
“Laws, Theories, and the Scientific Method” and placing
it in Chapter 6. The scientific method is one thing that
everyone who takes a college-level chemistry course
should be familiar with, but most aren’t. It normally
appears in Chapter 1 of general chemistry texts, before the
students have enough factual knowledge to really under-
stand it, and it’s rarely mentioned again. By the time our
organic chemistry students get to “Laws, Theories, and the
Scientific Method,” however, we have told them about the
experimental observations that led to Markovnikov’s law,
and how our understanding has progressed to the level of
a broadly accepted theory based on carbocation stability.
It makes a nice story. Let’s use it.
FEWER TOPICS EQUALS MORE HELP
By being selective in the topics we cover, we can
include more material designed to help the student learn.
Solved sample problems: In addition to a generous
number of end-of-chapter problems, the text
includes more than 450 problems within the chap-
ters themselves. Of these in-chapter problems
approximately one-third are multipart exercises
that contain a detailed solution to part (a) outlin-
ing the reasoning behind the answer.
Summary tables: Annotated summary tables have
been a staple of Organic Chemistry ever since the
first edition and have increased in number to more
than 50. Well received by students and faculty
alike, they remain one of the text’s strengths.
End-of-chapter summaries: Our experience with the
summary tables prompted us to recast the narra-
tive part of the end-of-chapter summaries into a
more open, easier-to-read format.
SUPPLEMENTS
For the Student
Study Guide and Solutions Manual by Francis A.
Carey and Robert C. Atkins. This valuable supplement
provides solutions to all problems in the text. More than
simply providing answers, most solutions guide the stu-
dent with the reasoning behind each problem. In addi-
tion, each chapter of the Study Guide and Solutions
Manual concludes with a Self-Test designed to assess
the student’s mastery of the material.
Online Learning Center
At www.mhhe.com/carey, this comprehensive, exclusive
Web site provides a wealth of electronic resources for
PREFACE xxix
instructors and students alike. Content includes tutorials,
problem-solving strategies, and assessment exercises for
every chapter in the text.
Learning By Modeling CD-ROM
In collaboration with Wavefunction, we have created a
cross-function CD-ROM that contains an electronic
model-building kit and a rich collection of animations
and molecular models that reveal the interplay between
electronic structure and reactivity in organic chemistry.
Packaged free with the text, Learning By Model-
ing has two components: SpartanBuild, a user-friendly
electronic toolbox that lets you build, examine, and eval-
uate literally thousands of molecular models; and Spar-
tanView, an application with which you can view and
examine more than 250 molecular models and anima-
tions discussed in the text. In the textbook, icons point
the way to where you can use these state-of-the-art mol-
ecular modeling applications to expand your under-
standing and sharpen your conceptual skills. This edi-
tion of the text contains numerous problems that take
advantage of these applications. Appendix 3 provides a
complete guide to using the CD.
For the Instructor
Overhead Transparencies. These full-color transparen-
cies of illustrations from the text include reproductions
of spectra, orbital diagrams, key tables, computer-
generated molecular models, and step-by-step reaction
mechanisms.
Test Bank. This collection of 1000 multiple-
choice questions, prepared by Professor Bruce Osterby
of the University of Wisconsin–LaCrosse, is available to
adopters in print, Macintosh, or Windows format.
Visual Resource Library. This invaluable lecture
aid provides the instructor with all the images from the
textbook on a CD-ROM. The PowerPoint format
enables easy customization and formatting of the images
into the lecture.
The Online Learning Center, described in the pre-
vious section, has special features for instructors, includ-
ing quiz capabilities.
Please contact your McGraw-Hill representative
for additional information concerning these supple-
ments.
ACKNOWLEDGMENTS
xxxi
You may have noticed that this preface is almost entirely
“we” and “our,” not “I” and “my.” That is because
Organic Chemistry is, and always has been, a team
effort. From the first edition to this one, the editorial and
production staffs at WCB/McGraw-Hill have been com-
mitted to creating an accurate, interesting, student-
oriented text. Special thanks go to Kent Peterson, Terry
Stanton, and Peggy Selle for their professionalism, skill,
and cooperative spirit. Linda Davoli not only copy
edited the manuscript but offered valuable advice about
style and presentation. GTS Graphics had the critical job
of converting the copy-edited manuscript to a real book.
Our contact there was Heather Stratton; her enthusiasm
for the project provided us an unusual amount of free-
dom to fine-tune the text.
I have already mentioned the vital role played by
Warren Hehre and Alan Shusterman in integrating Spar-
tan into this edition. I am grateful for their generosity in
giving their time, knowledge, and support to this proj-
ect. I also thank Dr. Michal Sabat of the University of
Virginia for his assistance in my own modeling efforts.
All of the NMR and IR spectra in this edition were
recorded at the Department of Chemistry of James
Madison University by two undergraduate students, Jef-
frey Cross and Karin Hamburger, under the guidance of
Thomas Gallaher. We are indebted to them for their
help.
Again, as in the three previous editions, Dr. Robert
C. Atkins has been indispensable. Bob is the driving
force behind the Study Guide and Solutions Manual that
accompanies this text. He is much more than that,
though. He reads and critiques every page of the man-
uscript and every page of two rounds of proofs. I trust
his judgment completely when he suggests how to sim-
plify a point or make it clearer. Most of all, he is a great
friend.
This text has benefited from the comments offered
by a large number of teachers of organic chemistry who
reviewed it at various stages of its development. I appre-
ciate their help. They include
Reviewers for the Fourth Edition
Jennifer Adamski, Old Dominion University
Jeffrey B. Arterburn, New Mexico State University
Steven Bachrach, Trinity University
Jared A. Butcher, Jr., Ohio University
Barry Carpenter, Cornell University
Pasquale R. Di Raddo, Ferris State University
Jill Discordia, Le Moyne College
William A. Donaldson, Marquette University
Mark Forman, St. Joseph’s University
Warren Giering, Boston University
Benjamin Gross, University of Tennessee–Chattanooga
R. J. Hargrove, Mercer University
E. Alexander Hill, University of Wisconsin–Milwaukee
Shawn Hitchcock, Illinois State University
L. A. Hull, Union College
Colleen Kelley, Northern Arizona University
Brenda Kesler, San Jose State University
C. A. Kingsbury, University of Nebraska–Lincoln
Francis M. Klein, Creighton University
Paul M. Lahti, University of Massachusetts–Amherst
Rita S. Majerle, South Dakota State University
Michael Millam, Phoenix College
Tyra Montgomery, University of Houston–Downtown
Richard Narske, Augustana University
Michael A. Nichols, John Carroll University
Bruce E. Norcross, SUNY–Binghamton
Charles A. Panetta, University of Mississippi
Michael J. Panigot, Arkansas State University
Joe Pavelites, William Woods College
Ty Redd, Southern Utah University
Charles Rose, University of Nevada
Suzanne Ruder, Virginia Commonwealth University
Christine M. Russell, College of DuPage
Dennis A. Sardella, Boston College
Janice G. Smith, Mt. Holyoke College
Tami I. Spector, University of San Francisco
Ken Turnbull, Wright State University
Clifford M. Utermoehlen, USAF Academy
Curt Wentrup, University of Queensland
S. D. Worley, Auburn University
Reviewers for the Third Edition
Edward Alexander, San Diego Mesa College
Ronald Baumgarten, University of Illinois–Chicago
Barry Carpenter, Cornell University
John Cochran, Colgate University
xxxii ACKNOWLEDGMENTS
I. G. Csizmadia, University of Toronto
Lorrain Dang, City College of San Francisco
Graham Darling, McGill University
Debra Dilner, U.S. Naval Academy
Charles Dougherty, Lehman College, CUNY
Fillmore Freeman, University of California–Irvine
Charles Garner, Baylor University
Rainer Glaser, University of Missouri–Columbia
Ron Gratz, Mary Washington College
Scott Gronert, San Francisco State University
Daniel Harvey, University of California–San Diego
John Henderson, Jackson Community College
Stephen Hixson, University of Massachusetts–Amherst
C. A. Kingsbury, University of Nebraska–Lincoln
Nicholas Leventis, University of Missouri–Rolla
Kwang-Ting Liu, National Taiwan University
Peter Livant, Auburn University
J. E. Mulvaney, University of Arizona
Marco Pagnotta, Barnard College
Michael Rathke, Michigan State University
Charles Rose, University of Nevada–Reno
Ronald Roth, George Mason University
Martin Saltzman, Providence College
Patricia Thorstenson, University of the District
of Columbia
Marcus Tius, University of Hawaii at Manoa
Victoria Ukachukwu, Rutgers University
Thomas Waddell, University of Tennessee–Chattanooga
George Wahl, Jr., North Carolina State University
John Wasacz, Manhattan College
Finally, I thank my family for their love, help, and
encouragement. The “big five” remain the same: my
wife Jill, our sons Andy, Bob, and Bill, and daughter-in-
law Tasneem. They have been joined by the “little two,”
our grandchildren Riyad and Ava.
Comments, suggestions, and questions are wel-
come. Previous editions produced a large number of
e-mail messages from students. I found them very help-
ful and invite you to contact me at:
fac6q@unix.mail.virginia.edu.
Francis A. Carey
A GUIDE TO USING
THIS TEXT
The following pages provide a walk-through of the key features of
this text. Every element in this book has a purpose and serves the
overall goal of leading students to a true understanding of the
processes in organic chemistry.
xxxiii
INTEGRATED TEXT AND VISUALS
With All-new Figures
Because visualization is so important to understanding,
illustrations work hand-in-hand with text to convey infor-
mation. The author generated many of the figures himself
as he wrote the text using Spartan software, so that images
are fully coordinated with the text.
EFFECTIVE ORGANIZATION OF FUNCTIONAL
GROUPS
Reaction mechanisms are stressed early and often, but
within a functional framework. For example, Chapter 4 is
the first chapter to cover a functional group (alcohols and
alkyl halides) but it introduces mechanism simultaneously.
proton involved must be bonded to an electronegative element, usually oxygen or nitro-
gen. Protons in C±H bonds do not participate in hydrogen bonding. Thus fluoroethane,
even though it is a polar molecule and engages in dipole—dipole attractions, does not
form hydrogen bonds and, therefore, has a lower boiling point than ethanol.
Hydrogen bonding can be expected in molecules that have ±OH or ±NH groups.
Individual hydrogen bonds are about 10—50 times weaker than typical covalent bonds,
but their effects can be significant. More than other dipole—dipole attractive forces, inter-
molecular hydrogen bonds are strong enough to impose a relatively high degree of struc-
tural order on systems in which they are possible. As will be seen in Chapter 27, the
three-dimensional structures adopted by proteins and nucleic acids, the organic mole-
cules of life, are dictated by patterns of hydrogen bonds.
PROBLEM 4.5 The constitutional isomer of ethanol, dimethyl ether (CH3OCH3),
is a gas at room temperature. Suggest an explanation for this observation.
Table 4.1 lists the boiling points of some representative alkyl halides and alcohols.
When comparing the boiling points of related compounds as a function of the alkyl
group, we find that the boiling point increases with the number of carbon atoms, as it
does with alkanes.
4.5 Physical Properties of Alcohols and Alkyl Halides: Intermolecular Forces 131
TABLE 4.1 Boiling Points of Some Alkyl Halides and Alcohols
Name of
alkyl group
Methyl
Ethyl
Propyl
Pentyl
Hexyl
Formula
CH3X
CH3CH2X
CH3CH2CH2X
CH3(CH2)3CH2X
CH3(CH2)4CH2X
Functional group X and boiling point, H11543C (1 atm)
X H11549 F
H1100278
H1100232
H110023
65
92
X H11549 Cl
H1100224
12
47
108
134
X H11549 Br
3
38
71
129
155
X H11549 I
42
72
103
157
180
X H11549 OH
65
78
97
138
157
FIGURE 4.4 Hydrogen
bonding in ethanol involves
the oxygen of one molecule
and the proton of an ±OH
group of another. Hydrogen
bonding is much stronger
than most other types of
dipole—dipole attractive
forces.
Hydrogen bonds between
±OH groups are stronger
than those between ±NH
groups, as a comparison of
the boiling points of water
(H2O, 100°C) and ammonia
(NH3, H1100233°C) demonstrates.
For a discussion concerning
the boiling point behavior of
alkyl halides, see the January
1988 issue of the Journal of
Chemical Education,
pp. 62—64.
CHAPTER 4
ALCOHOLS AND ALKYL HALIDES
O
ur first three chapters established some fundamental principles concerning the
structure of organic molecules. In this chapter we begin our discussion of organic
chemical reactions by directing attention to alcohols and alkyl halides. These
two rank among the most useful classes of organic compounds because they often serve
as starting materials for the preparation of numerous other families.
Two reactions that lead to alkyl halides will be described in this chapter. Both illus-
trate functional group transformations. In the first, the hydroxyl group of an alcohol is
replaced by halogen on treatment with a hydrogen halide.
In the second, reaction with chlorine or bromine causes one of the hydrogen substituents
of an alkane to be replaced by halogen.
Both reactions are classified as substitutions, a term that describes the relationship
between reactants and products one functional group replaces another. In this chapter
we go beyond the relationship of reactants and products and consider the mechanism of
each reaction. A mechanism attempts to show how starting materials are converted into
products during a chemical reaction.
While developing these themes of reaction and mechanism, we will also use alco-
hols and alkyl halides as vehicles to extend the principles of IUPAC nomenclature, con-
H11001H11001R±H
Alkane
X2
Halogen
R±X
Alkyl halide
H±X
Hydrogen halide
H11001H11001R±OH
Alcohol
H±X
Hydrogen halide
R±X
Alkyl halide
H±OH
Water
126
xxxiv A GUIDE TO USING THIS TEXT
LEARNING BY MODELING
A Full Correlation
Not only can students view molecular models while using
the book, but with the free CD-ROM that accompanies the
text, they have access to the software that was used to cre-
ate the images. With the SpartanView and SpartanBuild
software, students can view models from the text and also
make their own. The SpartanView icon identifies mol-
ecules and animations that can be seen on the CD. Appen-
dix 3 provides a complete tutorial guide to the CD.
LEARNING BY MODELING
An Active Process
Many of the problems in this edition of the text have been
expressly written to involve use of the SpartanBuild soft-
ware on the Learning By Modeling CD-ROM. Students dis-
cover the connection between structure and properties by
actually building molecules on their own. The SpartanBuild
icon directs them when to use this tool.
Both the isotactic and the syndiotactic forms of polypropylene are known as stereoreg-
ular polymers, because each is characterized by a precise stereochemistry at the carbon
atom that bears the methyl group. There is a third possibility, shown in Figure 7.17c,
which is described as atactic. Atactic polypropylene has a random orientation of its
methyl groups; it is not a stereoregular polymer.
Polypropylene chains associate with one another because of attractive van der
Waals forces. The extent of this association is relatively large for isotactic and syndio-
tactic polymers, because the stereoregularity of the polymer chains permits efficient pack-
ing. Atactic polypropylene, on the other hand, does not associate as strongly. It has a
lower density and lower melting point than the stereoregular forms. The physical prop-
erties of stereoregular polypropylene are more useful for most purposes than those of
atactic polypropylene.
When propene is polymerized under free-radical conditions, the polypropylene that
results is atactic. Catalysts of the Ziegler—Natta type, however, permit the preparation of
either isotactic or syndiotactic polypropylene. We see here an example of how proper
choice of experimental conditions can affect the stereochemical course of a chemical
reaction to the extent that entirely new materials with unique properties result.
7.15 Stereoregular Polymers 289
(a) Isotactic polypropylene
(b) Syndiotactic polypropylene
(c) Atactic polypropylene
FIGURE 7.17 Poly-
mers of propene. The main
chain is shown in a zigzag
conformation. Every other
carbon bears a methyl sub-
stituent and is a stereogenic
center. (a) All the methyl
groups are on the same side
of the carbon chain in isotac-
tic polypropylene. (b) Methyl
groups alternate from one
side to the other in syndio-
tactic polypropylene. (c) The
spatial orientation of the
methyl groups is random in
atactic polypropylene.
16.2 STRUCTURE AND BONDING IN ETHERS AND EPOXIDES
Bonding in ethers is readily understood by comparing ethers with water and alcohols.
Van der Waals strain involving alkyl groups causes the bond angle at oxygen to be larger
in ethers than alcohols, and larger in alcohols than in water. An extreme example is di-
tert-butyl ether, where steric hindrance between the tert-butyl groups is responsible for
a dramatic increase in the C±O±C bond angle.
Typical carbon—oxygen bond distances in ethers are similar to those of alcohols
(H11015142 pm) and are shorter than carbon—carbon bond distances in alkanes (H11015153 pm).
An ether oxygen affects the conformation of a molecule in much the same way
that a CH2 unit does. The most stable conformation of diethyl ether is the all-staggered
anti conformation. Tetrahydropyran is most stable in the chair conformation—a fact that
has an important bearing on the structures of many carbohydrates.
Incorporating an oxygen atom into a three-membered ring requires its bond angle
to be seriously distorted from the normal tetrahedral value. In ethylene oxide, for exam-
ple, the bond angle at oxygen is 61.5°.
Thus epoxides, like cyclopropanes, are strained. They tend to undergo reactions that open
the three-membered ring by cleaving one of the carbon—oxygen bonds.
PROBLEM 16.2 The heats of combustion of 1,2-epoxybutane (2-ethyloxirane)
and tetrahydrofuran have been measured: one is 2499 kJ/mol (597.8 kcal/mol); the
other is 2546 kJ/mol (609.1 kcal/mol). Match the heats of combustion with the
respective compounds.
Ethers, like water and alcohols, are polar. Diethyl ether, for example, has a dipole
moment of 1.2 D. Cyclic ethers have larger dipole moments; ethylene oxide and tetrahy-
drofuran have dipole moments in the 1.7- to 1.8-D range about the same as that of
water.
H2C
O
CH2
147 pm
144 pm
C O C
C C O
angle 61.5°
angle 59.2°
H H
O
105°
Water
108.5°HCH3
O
Methanol
112°CH3 CH3
O
Dimethyl ether
132°
O
C(CH3)3(CH3)3C
Di-tert-butyl ether
16.2 Structure and Bonding in Ethers and Epoxides 621
Use Learning By Modeling
to make models of water,
methanol, dimethyl ether, and
di-tert-butyl ether. Minimize
their geometries, and examine
what happens to the C±O±C
bond angle. Compare the C±O
bond distances in dimethyl ether
and di-tert-butyl ether.
A GUIDE TO USING THIS TEXT xxxv
LEARNING BY MODELING
Build Biomolecules
In the biological-specific chapters, learning is once again
enhanced by the access to Spartan model building. Carbo-
hydrates, lipids, amino acids, peptides, proteins, and
nucleic acid benefit from Spartan, and many for this edi-
tion were generated from imported crystallographic data.
And students can view models of the 20 common amino
acids on Learning By Modeling, and rotate them in three
dimensions, or view them as ball-and-spoke, tube, or space-
filling models.
LEARNING BY MODELING
From Spartan to the Page
New in this edition’s figures are molecular models that the
author generated using the Spartan modeling application.
Electrostatic potential maps give a vivid look at the charge
distribution in a molecule, showing the forces that govern
structure and properties in organic chemistry.
1.10 The Shapes of Some Simple Molecules 27
LEARNING BY MODELING
A
s early as the nineteenth century many
chemists built scale models in order to better
understand molecular structure. We can gain a
clearer idea about the features that affect structure
and reactivity when we examine the three-
dimensional shape of a molecule. Several types of
molecular models are shown for methane in Figure
1.7. Probably the most familiar are ball-and-stick
models (Figure 1.7b), which direct approximately
equal attention to the atoms and the bonds that con-
nect them. Framework models (Figure 1.7a) and
space-filling models (Figure 1.7c) represent opposite
extremes. Framework models emphasize the pattern
of bonds of a molecule while ignoring the sizes of the
atoms. Space-filling models emphasize the volume
occupied by individual atoms at the cost of a clear de-
piction of the bonds; they are most useful in cases in
which one wishes to examine the overall molecular
shape and to assess how closely two nonbonded
atoms approach each other.
The earliest ball-and-stick models were exactly
that: wooden balls in which holes were drilled to ac-
commodate dowels that connected the atoms. Plastic
versions, including relatively inexpensive student
sets, became available in the 1960s and proved to be
a valuable learning aid. Precisely scaled stainless steel
framework and plastic space-filling models, although
relatively expensive, were standard equipment in
most research laboratories.
Computer graphics-based representations are
rapidly replacing classical molecular models. Indeed,
the term “molecular modeling” as now used in or-
ganic chemistry implies computer generation of mod-
els. The methane models shown in Figure 1.7 were all
drawn on a personal computer using software that
possesses the feature of displaying and printing the
same molecule in framework, ball-and-stick, and
space-filling formats. In addition to permitting mod-
els to be constructed rapidly, even the simplest soft-
ware allows the model to be turned and viewed from
a variety of perspectives.
More sophisticated programs not only draw
molecular models, but also incorporate computa-
tional tools that provide useful insights into the elec-
tron distribution. Figure 1.7d illustrates this higher
level approach to molecular modeling by using colors
to display the electric charge distribution within the
boundaries defined by the space-filling model. Fig-
ures such as 1.7d are called electrostatic potential
maps. They show the transition from regions of high-
est to lowest electron density according to the colors
of the rainbow. The most electron-rich regions are
red; the most electron-poor are blue. For methane,
the overall shape of the electrostatic potential map is
similar to the volume occupied by the space-filling
model. The most electron-rich regions are closer to
carbon and the most electron-poor regions closer to
the hydrogen atoms.
(a) (b) (c) (d)
FIGURE 1.7 (a) A framework (tube) molecular model of methane (CH4). A framework model shows the bonds
connecting the atoms of a molecule, but not the atoms themselves. (b) A ball-and-stick (ball-and-spoke) model of methane.
(c) A space-filling model of methane. (d ) An electrostatic potential map superimposed on a ball-and-stick model of methane.
The electrostatic potential map corresponds to the space-filling model, but with an added feature. The colors identify regions
according to their electric charge, with red being the most negative and blue the most positive.
—Cont.
FIGURE 27.1 Electro-
static potential maps of the
20 common amino acids
listed in Table 27.1. Each
amino acid is oriented so
that its side chain is in the
upper left corner. The side
chains affect the shape and
properties of the amino
acids.
27.2 Stereochemistry of Amino Acids 1053
xxxvi A GUIDE TO USING THIS TEXT
SPECTROSCOPY
Spectroscopy coverage is up-to-date and thorough in this
edition. Chapter 13, “Spectroscopy,” features NMR spectra
that were newly recorded on a high-field instrument, and
all the text figures were produced directly from electronic
files. In addition, spectroscopy is integrated into all the
functional group chapters that follow 13: Chapters 15, 16,
17, 19, 20, 22, and 24, which contain spectroscopy sections
and examples and problems based on displayed spectra.
BIOLOGICAL APPLICATIONS THROUGHOUT
While biological topics receive greatest emphasis in Chap-
ters 25–27, they are also introduced throughout the book,
reflecting their growing role in the study of organic chem-
istry. Examples include:
? Biological oxidation of alcohols (p. 600)
? Epoxides in biological processes (p. 637)
?“Methane and the Biosphere” (boxed essay, p. 58)
? A biological dehydrogenation (new, p. 181)
? Figure 19.5, showing a realistic representation of a
micelle (p. 744)
?“Chiral drugs” (boxed essay, p. 273)
This alkyl chromate then undergoes an elimination reaction to form the carbon—oxygen
double bond.
In the elimination step, chromium is reduced from Cr(VI) to Cr(IV). Since the eventual
product is Cr(III), further electron-transfer steps are also involved.
15.11 BIOLOGICAL OXIDATION OF ALCOHOLS
Many biological processes involve oxidation of alcohols to carbonyl compounds or the
reverse process, reduction of carbonyl compounds to alcohols. Ethanol, for example, is
metabolized in the liver to acetaldehyde. Such processes are catalyzed by enzymes; the
enzyme that catalyzes the oxidation of ethanol is called alcohol dehydrogenase.
In addition to enzymes, biological oxidations require substances known as coen-
zymes. Coenzymes are organic molecules that, in concert with an enzyme, act on a sub-
strate to bring about chemical change. Most of the substances that we call vitamins are
coenzymes. The coenzyme contains a functional group that is complementary to a func-
tional group of the substrate; the enzyme catalyzes the interaction of these mutually com-
plementary functional groups. If ethanol is oxidized, some other substance must be
reduced. This other substance is the oxidized form of the coenzyme nicotinamide ade-
nine dinucleotide (NAD). Chemists and biochemists abbreviate the oxidized form of this
CH3CH
O
Acetaldehyde
CH3CH2OH
Ethanol
alcohol dehydrogenase
H11001 H3O
H11001
H11001 HCrO3
H11002
CrOH
C
H
O
O
O
Alkyl chromate
H
H
O
C O
Aldehyde
or ketone
600 CHAPTER FIFTEEN Alcohols, Diols, and Thiols
N
N
N
N
C
NH2
O
H11001
N
NH2
O
P
HO
HO
O
OO
H11002
P
O
O O
H11002
O O
HO
OH
FIGURE 15.3 Structure of NAD
H11001
, the oxidized form of the coenzyme nicotinamide adenine
dinucleotide.
13.10 Splitting Patterns: Pairs of Doublets 505
0.01.02.03.04.0
Chemical shift (δ, ppm)
6.07.08.09.010.0 5.0
CH
CH3
H
W
W
Cl
4.04.14.24.34.4
H3C±C±CH3
1.41.61.8
FIGURE 13.15 The 200-MHz
1
H NMR spectrum of iso-
propyl chloride, showing the
doublet—septet pattern of
an isopropyl group.
13.9 SPLITTING PATTERNS: THE ISOPROPYL GROUP
The NMR spectrum of isopropyl chloride (Figure 13.15) illustrates the appearance of an
isopropyl group. The signal for the six equivalent methyl protons at H9254 1.5 ppm is split
into a doublet by the proton of the H±C±Cl unit. In turn, the H±C±Cl proton sig-
nal at H9254 4.2 ppm is split into a septet by the six methyl protons. A doublet—septet pat-
tern is characteristic of an isopropyl group.
13.10 SPLITTING PATTERNS: PAIRS OF DOUBLETS
We often see splitting patterns in which the intensities of the individual peaks do not
match those given in Table 13.2, but are distorted in that the signals for coupled protons
“lean” toward each other. This leaning is a general phenomenon, but is most easily illus-
trated for the case of two nonequivalent vicinal protons as shown in Figure 13.16.
H1±C±C±H2
The appearance of the splitting pattern of protons 1 and 2 depends on their coupling con-
stant J and the chemical shift difference H9004H9263 between them. When the ratio H9004H9263/J is large,
two symmetrical 1:1 doublets are observed. We refer to this as the “AX” case, using two
This proton splits the
signal for the methyl
protons into a doublet.
These six protons
split the methine
signal into a septet.
H
CH3
CH3
C
Cl
A GUIDE TO USING THIS TEXT xxxvii
PROBLEM SOLVING—BY EXAMPLE
Problem-solving strategies and skills are emphasized
throughout. Understanding of topics is continually rein-
forced by problems that appear within topic sections. For
many problems, sample solutions are given.
. . . AND MORE PROBLEMS
Every chapter ends with a comprehensive bank of problems
that give students liberal opportunity to master skills by
working problems. And now many of the problems are
written expressly for use with the software on the Learn-
ing By Modeling CD-ROM. Both within the chapters and
at the end, these problems are flagged with the Spartan-
Build icon.
its alkoxy oxygen gives a new oxonium ion, which loses a molecule of alcohol in step
5. Along with the alcohol, the protonated form of the carboxylic acid arises by dissoci-
ation of the tetrahedral intermediate. Its deprotonation in step 6 completes the process.
PROBLEM 20.10 On the basis of the general mechanism for acid-catalyzed ester
hydrolysis shown in Figure 20.4, write an analogous sequence of steps for the spe-
cific case of ethyl benzoate hydrolysis.
The most important species in the mechanism for ester hydrolysis is the tetrahe-
dral intermediate. Evidence in support of the existence of the tetrahedral intermediate
was developed by Professor Myron Bender on the basis of isotopic labeling experiments
he carried out at the University of Chicago. Bender prepared ethyl benzoate, labeled with
the mass-18 isotope of oxygen at the carbonyl oxygen, then subjected it to acid-catalyzed
hydrolysis in ordinary (unlabeled) water. He found that ethyl benzoate, recovered from
the reaction before hydrolysis was complete, had lost a portion of its isotopic label. This
observation is consistent only with the reversible formation of a tetrahedral intermediate
under the reaction conditions:
The two OH groups in the tetrahedral intermediate are equivalent, and so either the
labeled or the unlabeled one can be lost when the tetrahedral intermediate reverts to ethyl
benzoate. Both are retained when the tetrahedral intermediate goes on to form benzoic
acid.
PROBLEM 20.11 In a similar experiment, unlabeled 4-butanolide was allowed
to stand in an acidic solution in which the water had been labeled with
18
O. When
the lactone was extracted from the solution after 4 days, it was found to contain
18
O. Which oxygen of the lactone do you think became isotopically labeled?
20.10 ESTER HYDROLYSIS IN BASE: SAPONIFICATION
Unlike its acid-catalyzed counterpart, ester hydrolysis in aqueous base is irreversible.
This is because carboxylic acids are converted to their corresponding carboxylate anions
under these conditions, and these anions are incapable of acyl transfer to alcohols.
H11001H11001RCORH11032
O
X
Ester
HO
H11002
Hydroxide ion
RH11032OH
AlcoholCarboxylate
ion
RCO
H11002
O
X
O
O
4-Butanolide
794 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution
C
C6H5 OCH2CH3
O
Ethyl benzoate
(labeled with
18
O)
C
C6H5 OCH2CH3
O
Ethyl benzoate
H11001 H2O
Water
H
H11001
H
H11001
HO OH
C
C6H5 OCH2CH3
Tetrahedral
intermediate
H11001 H2O
Water
(labeled with
18
O)
Since it is consumed, hydrox-
ide ion is a reactant, not a
catalyst.
may be named 2-methyl-1,3-epoxyhexane. Using the epoxy prefix in this way, name each of the
following compounds:
(a) (c)
(b) (d)
16.23 The name of the parent six-membered sulfur-containing heterocycle is thiane. It is num-
bered beginning at sulfur. Multiple incorporation of sulfur in the ring is indicated by the prefixes
di-, tri-, and so on.
(a) How many methyl-substituted thianes are there? Which ones are chiral?
(b) Write structural formulas for 1,4-dithiane and 1,3,5-trithiane.
(c) Which dithiane isomer is a disulfide?
(d) Draw the two most stable conformations of the sulfoxide derived from thiane.
16.24 The most stable conformation of 1,3-dioxan-5-ol is the chair form that has its hydroxyl
group in an axial orientation. Suggest a reasonable explanation for this fact. Building a molecular
model is helpful.
16.25 Outline the steps in the preparation of each of the constitutionally isomeric ethers of
molecular formula C4H10O, starting with the appropriate alcohols. Use the Williamson ether
synthesis as your key reaction.
16.26 Predict the principal organic product of each of the following reactions. Specify stereo-
chemistry where appropriate.
(a)
(b)
(c) CH3CH2CHCH2Br
OH
NaOH
CH3CH2I H11001 C ONa
CH3
CH3CH2
H
Br H11001 CH3CH2CHCH3
ONa
OH
O O
1,3-Dioxan-5-ol
O
O
H3C
H3C
CH2CH2CH3
O
O
CHCH2CH2CH3
O
H2C
2
CH3
CH
34 5 61
648 CHAPTER SIXTEEN Ethers, Epoxides, and Sulfides
xxxviii A GUIDE TO USING THIS TEXT
ONLINE LEARNING CENTER
The exclusive Carey Online Learning Center, at
www.mhhe.com/carey, is a rich resource that provides
additional support for the fourth edition of Organic Chem-
istry, offering tutorials, practice problems, and assessment
exercises for every chapter in the text.
The tutorial materials provide a short overview of the
chapter content, drawing attention to key concepts. The
Learning Center also provides access to review materials
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vide instant feedback, to pinpoint the topics on which a stu-
dent needs to spend more time.
THE SUMMARY
Summaries ending each chapter are crafted to allow stu-
dents to check their knowledge and revisit chapter content
in a study-friendly format. Learning is reinforced through
concise narrative and through Summary Tables that stu-
dents find valuable.
INSTRUCTIVE BOXED ESSAYS
The essays in the book aren’t just for decoration; they help
students think and learn by relating concepts to biological,
environmental, and other real-world applications. Examples
include:
?“Methane and the Biosphere”
?“An Enzyme-Catalyzed Nucleophilic Substitution of
an Alkyl Halide”
?“Good Cholesterol? Bad Cholesterol? What’s the Dif-
ference?”
Many heterocyclic systems contain double bonds and are related to arenes. The
most important representatives of this class are described in Sections 11.21 and 11.22.
3.16 SUMMARY
In this chapter we explored the three-dimensional shapes of alkanes and cycloalkanes.
The most important point to be taken from the chapter is that a molecule adopts the
shape that minimizes its total strain. The sources of strain in alkanes and cycloal-
kanes are:
1. Bond length distortion: destabilization of a molecule that results when one or more
of its bond distances are different from the normal values
2. Angle strain: destabilization that results from distortion of bond angles from their
normal values
3. Torsional strain: destabilization that results from the eclipsing of bonds on adja-
cent atoms
4. Van der Waals strain: destabilization that results when atoms or groups on non-
adjacent atoms are too close to one another
The various spatial arrangements available to a molecule by rotation about single
bonds are called conformations, and conformational analysis is the study of the dif-
ferences in stability and properties of the individual conformations. Rotation around car-
bon—carbon single bonds is normally very fast, occurring hundreds of thousands of times
per second at room temperature. Molecules are rarely frozen into a single conformation
but engage in rapid equilibration among the conformations that are energetically
accessible.
Section 3.1 The most stable conformation of ethane is the staggered conformation.
It is approximately 12 kJ/mol (3 kcal/mol) more stable than the eclipsed,
which is the least stable conformation.
Staggered conformation of ethane
(most stable conformation)
Eclipsed conformation of ethane
(least stable conformation)
Lipoic acid: a growth factor required
by a variety of different organisms
S S
CH2CH2CH2CH2COH
O
X
Lenthionine: contributes to the
odor of Shiitake mushrooms
SS
S
S
S
3.16 Summary 117
1038 CHAPTER TWENTY-SIX Lipids
GOOD CHOLESTEROL? BAD CHOLESTEROL? WHAT’S THE DIFFERENCE?
C
holesterol is biosynthesized in the liver, trans-
ported throughout the body to be used in a va-
riety of ways, and returned to the liver where it
serves as the biosynthetic precursor to other steroids.
But cholesterol is a lipid and isn’t soluble in water.
How can it move through the blood if it doesn’t dis-
solve in it? The answer is that it doesn’t dissolve, but
is instead carried through the blood and tissues as
part of a lipoprotein (lipid H11001 protein H11005 lipoprotein).
The proteins that carry cholesterol from the
liver are called low-density lipoproteins, or LDLs;
those that return it to the liver are the high-density
lipoproteins, or HDLs. If too much cholesterol is being
transported by LDL, or too little by HDL, the extra
cholesterol builds up on the walls of the arteries caus-
ing atherosclerosis. A thorough physical examination
nowadays measures not only total cholesterol con-
centration but also the distribution between LDL and
HDL cholesterol. An elevated level of LDL cholesterol
is a risk factor for heart disease. LDL cholesterol is
“bad” cholesterol. HDLs, on the other hand, remove
excess cholesterol and are protective. HDL cholesterol
is “good” cholesterol.
The distribution between LDL and HDL choles-
terol depends mainly on genetic factors, but can be
altered. Regular exercise increases HDL and reduces
LDL cholesterol, as does limiting the amount of satu-
rated fat in the diet. Much progress has been made in
developing new drugs to lower cholesterol. The
statin class, beginning with lovastatin in 1988 fol-
lowed by simvastatin in 1991 have proven especially
effective.
The statins lower cholesterol by inhibiting the en-
zyme 3-hydroxy-3-methylglutaryl coenzyme A reduc-
tase, which is required for the biosynthesis of meva-
lonic acid (see Section 26.10). Mevalonic acid is an
obligatory precursor to cholesterol, so less mevalonic
acid translates into less cholesterol.
OHO
O
O
O
CH3
H3C
H3CCH3
CH3CH2
Simvastatin
1
INTRODUCTION
A
t the root of all science is our own unquenchable curiosity about ourselves and
our world. We marvel, as our ancestors did thousands of years ago, when fire-
flies light up a summer evening. The colors and smells of nature bring subtle
messages of infinite variety. Blindfolded, we know whether we are in a pine forest or
near the seashore. We marvel. And we wonder. How does the firefly produce light? What
are the substances that characterize the fragrance of the pine forest? What happens when
the green leaves of summer are replaced by the red, orange, and gold of fall?
THE ORIGINS OF ORGANIC CHEMISTRY
As one of the tools that fostered an increased understanding of our world, the science
of chemistry—the study of matter and the changes it undergoes—developed slowly until
near the end of the eighteenth century. About that time, in connection with his studies
of combustion the French nobleman Antoine Laurent Lavoisier provided the clues that
showed how chemical compositions could be determined by identifying and measuring
the amounts of water, carbon dioxide, and other materials produced when various sub-
stances were burned in air. By the time of Lavoisier’s studies, two branches of chem-
istry were becoming recognized. One branch was concerned with matter obtained from
natural or living sources and was called organic chemistry. The other branch dealt with
substances derived from nonliving matter—minerals and the like. It was called inorganic
chemistry. Combustion analysis soon established that the compounds derived from nat-
ural sources contained carbon, and eventually a new definition of organic chemistry
emerged: organic chemistry is the study of carbon compounds. This is the definition
we still use today.
BERZELIUS, W?HLER, AND VITALISM
As the eighteenth century gave way to the nineteenth, J?ns Jacob Berzelius emerged as
one of the leading scientists of his generation. Berzelius, whose training was in medi-
cine, had wide-ranging interests and made numerous contributions in diverse areas of
chemistry. It was he who in 1807 coined the term “organic chemistry” for the study of
compounds derived from natural sources. Berzelius, like almost everyone else at the time,
subscribed to the doctrine known as vitalism. Vitalism held that living systems possessed
a “vital force” which was absent in nonliving systems. Compounds derived from natural
sources (organic) were thought to be fundamentally different from inorganic compounds;
it was believed inorganic compounds could be synthesized in the laboratory, but organic
compounds could not—at least not from inorganic materials.
In 1823, Friedrich W?hler, fresh from completing his medical studies in Germany,
traveled to Stockholm to study under Berzelius. A year later W?hler accepted a position
teaching chemistry and conducting research in Berlin. He went on to have a distinguished
career, spending most of it at the University of G?ttingen, but is best remembered for a
brief paper he published in 1828. W?hler noted that when he evaporated an aqueous
solution of ammonium cyanate, he obtained “colorless, clear crystals often more than an
inch long,” which were not ammonium cyanate but were instead urea.
The transformation observed by W?hler was one in which an inorganic salt, ammonium
cyanate, was converted to urea, a known organic substance earlier isolated from urine.
This experiment is now recognized as a scientific milestone, the first step toward over-
turning the philosophy of vitalism. Although W?hler’s synthesis of an organic compound
in the laboratory from inorganic starting materials struck at the foundation of vitalist
dogma, vitalism was not displaced overnight. W?hler made no extravagant claims con-
cerning the relationship of his discovery to vitalist theory, but the die was cast, and over
the next generation organic chemistry outgrew vitalism.
What particularly seemed to excite W?hler and his mentor Berzelius about this
experiment had very little to do with vitalism. Berzelius was interested in cases in which
two clearly different materials had the same elemental composition, and he invented the
term isomerism to define it. The fact that an inorganic compound (ammonium cyanate)
of molecular formula CH
4
N
2
O could be transformed into an organic compound (urea)
of the same molecular formula had an important bearing on the concept of isomerism.
NH
4
H11001H11002
OCN ±£
Ammonium cyanate
(an inorganic compound)
O?C(NH
2
)
2
Urea
(an organic compound)
2 Introduction
The article “W?hler and the
Vital Force” in the March
1957 issue of the Journal of
Chemical Education
(pp. 141–142) describes how
W?hler’s experiment af-
fected the doctrine of vital-
ism. A more recent account
of the significance of W?h-
ler’s work appears in the
September 1996 issue of the
same journal (pp. 883–886).
This German stamp depicts a
molecular model of urea and
was issued in 1982 to com-
memorate the hundredth an-
niversary of W?hler’s death.
The computer graphic that
opened this introductory chap-
ter is also a model of urea.
Lavoisier as portrayed on a
1943 French postage stamp.
A 1979 Swedish stamp honor-
ing Berzelius.
THE STRUCTURAL THEORY
It is from the concept of isomerism that we can trace the origins of the structural
theory—the idea that a precise arrangement of atoms uniquely defines a substance.
Ammonium cyanate and urea are different compounds because they have different struc-
tures. To some degree the structural theory was an idea whose time had come. Three sci-
entists stand out, however, in being credited with independently proposing the elements
of the structural theory. These scientists are August Kekulé, Archibald S. Couper, and
Alexander M. Butlerov.
It is somehow fitting that August Kekulé’s early training at the university in
Giessen was as a student of architecture. Kekulé’s contribution to chemistry lies in his
description of the architecture of molecules. Two themes recur throughout Kekulé’s
work: critical evaluation of experimental information and a gift for visualizing molecules
as particular assemblies of atoms. The essential features of Kekulé’s theory, developed
and presented while he taught at Heidelberg in 1858, were that carbon normally formed
four bonds and had the capacity to bond to other carbons so as to form long chains.
Isomers were possible because the same elemental composition (say, the CH
4
N
2
O molec-
ular formula common to both ammonium cyanate and urea) accommodates more than
one pattern of atoms and bonds.
Shortly thereafter, but independently of Kekulé, Archibald S. Couper, a Scot work-
ing in the laboratory of Charles-Adolphe Wurtz at the école de Medicine in Paris, and
Alexander Butlerov, a Russian chemist at the University of Kazan, proposed similar
theories.
ELECTRONIC THEORIES OF STRUCTURE AND REACTIVITY
In the late nineteenth and early twentieth centuries, major discoveries about the nature
of atoms placed theories of molecular structure and bonding on a more secure founda-
tion. Structural ideas progressed from simply identifying atomic connections to attempt-
ing to understand the bonding forces. In 1916, Gilbert N. Lewis of the University of Cal-
ifornia at Berkeley described covalent bonding in terms of shared electron pairs. Linus
Pauling at the California Institute of Technology subsequently elaborated a more sophis-
ticated bonding scheme based on Lewis’ ideas and a concept called resonance, which
he borrowed from the quantum mechanical treatments of theoretical physics.
Once chemists gained an appreciation of the fundamental principles of bonding, a
logical next step became the understanding of how chemical reactions occurred. Most
Introduction 3
A 1968 German stamp com-
bines a drawing of the struc-
ture of benzene with a portrait
of Kekulé.
The University of Kazan was
home to a number of promi-
nent nineteenth-century or-
ganic chemists. Their
contributions are recognized
in two articles published in
the January and February
1994 issues of the Journal of
Chemical Education
(pp. 39–42 and 93–98).
Linus Pauling is portrayed on
this 1977 Volta stamp. The
chemical formulas depict the
two resonance forms of ben-
zene, and the explosion in the
background symbolizes Paul-
ing’s efforts to limit the testing
of nuclear weapons.
notable among the early workers in this area were two British organic chemists, Sir
Robert Robinson and Sir Christopher Ingold. Both held a number of teaching positions,
with Robinson spending most of his career at Oxford while Ingold was at University
College, London.
Robinson, who was primarily interested in the chemistry of natural products, had
a keen mind and a penetrating grasp of theory. He was able to take the basic elements
of Lewis’ structural theories and apply them to chemical transformations by suggesting
that chemical change can be understood by focusing on electrons. In effect, Robinson
analyzed organic reactions by looking at the electrons and understood that atoms moved
because they were carried along by the transfer of electrons. Ingold applied the quanti-
tative methods of physical chemistry to the study of organic reactions so as to better
understand the sequence of events, the mechanism, by which an organic substance is
converted to a product under a given set of conditions.
Our current understanding of elementary reaction mechanisms is quite good. Most
of the fundamental reactions of organic chemistry have been scrutinized to the degree
that we have a relatively clear picture of the intermediates that occur during the passage
of starting materials to products. Extension of the principles of mechanism to reactions
that occur in living systems, on the other hand, is an area in which a large number of
important questions remain to be answered.
THE INFLUENCE OF ORGANIC CHEMISTRY
Many organic compounds were known to and used by ancient cultures. Almost every
known human society has manufactured and used beverages containing ethyl alcohol and
has observed the formation of acetic acid when wine was transformed into vinegar. Early
Chinese civilizations (2500–3000 BC) extensively used natural materials for treating ill-
nesses and prepared a drug known as ma huang from herbal extracts. This drug was a
stimulant and elevated blood pressure. We now know that it contains ephedrine, an
organic compound similar in structure and physiological activity to adrenaline, a hor-
mone secreted by the adrenal gland. Almost all drugs prescribed today for the treatment
of disease are organic compounds—some are derived from natural sources; many oth-
ers are the products of synthetic organic chemistry.
As early as 2500 BC in India, indigo was used to dye cloth a deep blue. The early
Phoenicians discovered that a purple dye of great value, Tyrian purple, could be extracted
from a Mediterranean sea snail. The beauty of the color and its scarcity made purple the
color of royalty. The availability of dyestuffs underwent an abrupt change in 1856 when
William Henry Perkin, an 18-year-old student, accidentally discovered a simple way to
prepare a deep-purple dye, which he called mauveine, from extracts of coal tar. This led
to a search for other synthetic dyes and forged a permanent link between industry and
chemical research.
The synthetic fiber industry as we know it began in 1928 when E. I. Du Pont de
Nemours & Company lured Professor Wallace H. Carothers from Harvard University to
direct their research department. In a few years Carothers and his associates had pro-
duced nylon, the first synthetic fiber, and neoprene, a rubber substitute. Synthetic fibers
and elastomers are both products of important contemporary industries, with an economic
influence far beyond anything imaginable in the middle 1920s.
COMPUTERS AND ORGANIC CHEMISTRY
A familiar arrangement of the sciences places chemistry between physics, which is highly
mathematical, and biology, which is highly descriptive. Among chemistry’s subdisci-
4 Introduction
The discoverer of penicillin, Sir
Alexander Fleming, has ap-
peared on two stamps. This
1981 Hungarian issue in-
cludes both a likeness of Flem-
ing and a structural formula for
penicillin.
Many countries have cele-
brated their chemical industry
on postage stamps. The stamp
shown was issued in 1971 by
Argentina.
plines, organic chemistry is less mathematical than descriptive in that it emphasizes the
qualitative aspects of molecular structure, reactions, and synthesis. The earliest applica-
tions of computers to chemistry took advantage of the “number crunching” power of
mainframes to analyze data and to perform calculations concerned with the more quan-
titative aspects of bonding theory. More recently, organic chemists have found the graph-
ics capabilities of minicomputers, workstations, and personal computers to be well suited
to visualizing a molecule as a three-dimensional object and assessing its ability to inter-
act with another molecule. Given a biomolecule of known structure, a protein, for exam-
ple, and a drug that acts on it, molecular-modeling software can evaluate the various
ways in which the two may fit together. Such studies can provide information on the
mechanism of drug action and guide the development of new drugs of greater efficacy.
The influence of computers on the practice of organic chemistry is a significant
recent development and will be revisited numerous times in the chapters that follow.
CHALLENGES AND OPPORTUNITIES
A major contributor to the growth of organic chemistry during this century has been the
accessibility of cheap starting materials. Petroleum and natural gas provide the building
blocks for the construction of larger molecules. From petrochemicals comes a dazzling
array of materials that enrich our lives: many drugs, plastics, synthetic fibers, films, and
elastomers are made from the organic chemicals obtained from petroleum. As we enter
an age of inadequate and shrinking supplies, the use to which we put petroleum looms
large in determining the kind of society we will have. Alternative sources of energy,
especially for transportation, will allow a greater fraction of the limited petroleum avail-
able to be converted to petrochemicals instead of being burned in automobile engines.
At a more fundamental level, scientists in the chemical industry are trying to devise ways
to use carbon dioxide as a carbon source in the production of building block molecules.
Many of the most important processes in the chemical industry are carried out in
the presence of catalysts. Catalysts increase the rate of a particular chemical reaction
but are not consumed during it. In searching for new catalysts, we can learn a great deal
from biochemistry, the study of the chemical reactions that take place in living organ-
isms. All these fundamental reactions are catalyzed by enzymes. Rate enhancements of
several millionfold are common when one compares an enzyme-catalyzed reaction with
the same reaction performed in its absence. Many diseases are the result of specific
enzyme deficiencies that interfere with normal metabolism. In the final analysis, effec-
tive treatment of diseases requires an understanding of biological processes at the molec-
ular level—what the substrate is, what the product is, and the mechanism by which sub-
strate is transformed to product. Enormous advances have been made in understanding
biological processes. Because of the complexity of living systems, however, we have
only scratched the surface of this fascinating field of study.
Spectacular strides have been made in genetics during the past few years. Although
generally considered a branch of biology, genetics is increasingly being studied at the
molecular level by scientists trained as chemists. Gene-splicing techniques and methods
for determining the precise molecular structure of DNA are just two of the tools driving
the next scientific revolution.
You are studying organic chemistry at a time of its greatest influence on our daily
lives, at a time when it can be considered a mature science, when the challenging ques-
tions to which this knowledge can be applied have never been more important.
Introduction 5
A DNA double helix as pic-
tured on a 1964 postage
stamp issued by Israel.
6 Introduction
WHERE DID THE CARBON COME FROM?
A
ccording to the “big-bang” theory, the uni-
verse began expanding about 12 bil-
lion years ago when an incredibly dense
(10
96
gH11080cm
H110023
), incredibly hot (10
32
K) ball containing
all the matter in the universe exploded. No particles
more massive than protons or neutrons existed until
about 100 s after the big bang. By then, the temper-
ature had dropped to about 10
9
K, low enough to
permit the protons and neutrons to combine to form
helium nuclei.
Conditions favorable for the formation of he-
lium nuclei lasted for only a few hours, and the uni-
verse continued to expand without much “chem-
istry” taking place for approximately a million years.
As the universe expanded, it cooled, and the
positively charged protons and helium nuclei com-
bined with electrons to give hydrogen and helium
atoms. Together, hydrogen and helium account for
99% of the mass of the universe and 99.9% of its
atoms. Hydrogen is the most abundant element;
88.6% of the atoms in the universe are hydrogen,
and 11.3% are helium.
Some regions of space have higher concentra-
tions of matter than others, high enough so that the
expansion and cooling that followed the big bang is
locally reversed. Gravitational attraction causes the
“matter clouds” to collapse and their temperature to
increase. After the big bang, the nuclear fusion of hy-
drogen to helium took place when the temperature
dropped to 10
9
K. The same nuclear fusion begins
when gravitational attraction heats matter clouds to
10
7
K and the ball of gas becomes a star. The star ex-
pands, reaching a more or less steady state at which
hydrogen is consumed and heat is evolved. The size
of the star remains relatively constant, but its core
becomes enriched in helium. After about 10% of the
hydrogen is consumed, the amount of heat produced
is insufficient to maintain the star’s size, and it begins
to contract. As the star contracts the temperature of
the helium-rich core increases, and helium nuclei fuse
to form carbon.
2 H11001 2n
Two neutrons Two protons Helium nucleus
H11545
H11545
n
H11545
n
3
Three helium nuclei Nucleus of
12
C
H11545
n
H11545
n
6 H11545
6 n
Fusion of a nucleus of
12
C with one of helium
gives
16
O. Eventually the helium, too, becomes de-
pleted, and gravitational attraction causes the core
to contract and its temperature to increase to the
point at which various fusion reactions give yet heav-
ier nuclei.
Sometimes a star explodes in a supernova, cast-
ing debris into interstellar space. This debris includes
the elements formed during the life of the star, and
these elements find their way into new stars formed
when a cloud of matter collapses in on itself. Our
own sun is believed to be a “second generation” star,
one formed not only from hydrogen and helium, but
containing the elements formed in earlier stars as
well.
According to one theory, earth and the other
planets were formed almost 5 billion years ago from
the gas (the solar nebula) that trailed behind the sun
as it rotated. Being remote from the sun’s core, the
matter in the nebula was cooler than that in the in-
terior and contracted, accumulating heavier ele-
ments and becoming the series of planets that now
circle the sun.
Oxygen is the most abundant element on
earth. The earth’s crust is rich in carbonate and sili-
cate rocks, the oceans are almost entirely water, and
oxygen constitutes almost one fifth of the air we
breathe. Carbon ranks only fourteenth among the el-
ements in natural abundance, but is second to oxy-
gen in its abundance in the human body. It is the
chemical properties of carbon that make it uniquely
suitable as the raw material for the building blocks
of life. Let’s find out more about those chemical
properties.