receptors with complement proteins controls B-cell activi- ties gives this system a role in the highly developed acquired immune system. Thus we have a system that straddles in- nate and acquired immunity, contributing to each in a vari- ety of ways. After initial activation, the various complement compo- nents interact, in a highly regulated cascade, to carry out a number of basic functions (Figure 13-1) including: a73 Lysis of cells, bacteria, and viruses a73 Opsonization, which promotes phagocytosis of particulate antigens a73 Binding to specific complement receptors on cells of the immune system, triggering specific cell functions, inflammation, and secretion of immunoregulatory molecules a73 Immune clearance, which removes immune complexes from the circulation and deposits them in the spleen and liver chapter 13 a73 The Functions of Complement a73 The Complement Components a73 Complement Activation a73 Regulation of the Complement System a73 Biological Consequences of Complement Activation a73 Complement Deficiencies The Complement System T ?? ?????????? ?????? ?? ??? ????? ???????? of the humoral branch of the immune system. Research on complement began in the 1890s, when Jules Bordet at the Institut Pasteur in Paris showed that sheep antiserum to the bacterium Vibrio cholerae caused lysis of the bacteria and that heating the antiserum destroyed its bacteriolytic activity. Surprisingly, the ability to lyse the bacteria was restored to the heated serum by adding fresh serum that contained no antibodies directed against the bacterium and was unable to kill the bacterium by itself. Bordet correctly reasoned that bacteriolytic activ- ity requires two different substances: first, the specific an- tibacterial antibodies, which survive the heating process, and a second, heat-sensitive component responsible for the lytic activity. Bordet devised a simple test for the lytic ac- tivity, the easily detected lysis of antibody-coated red blood cells, called hemolysis. Paul Ehrlich in Berlin indepen- dently carried out similar experiments and coined the term complement, defining it as “the activity of blood serum that completes the action of antibody.” In ensuing years, re- searchers discovered that the action of complement was the result of interactions of a large and complex group of proteins. This chapter describes the complement components and their activation pathways, the regulation of the complement system, the effector functions of various complement com- ponents, and the consequences of deficiencies in them. A Clinical Focus section describes consequences of a defect in proteins that regulate complement activity. The Functions of Complement Research on complement now includes more than 30 solu- ble and cell-bound proteins. The biological activities of this system affect both innate and acquired immunity and reach far beyond the original observations of antibody- mediated lysis of bacteria and red blood cells. Structural comparisons of the proteins involved in complement path- ways place the origin of this system in primitive organisms possessing the most rudimentary innate immune systems. By contrast, the realization that interaction of cellular Poly-C9 Complex ART TO COME The Complement Components The proteins and glycoproteins that compose the complement system are synthesized mainly by liver hepatocytes, although significant amounts are also produced by blood monocytes, tis- sue macrophages, and epithelial cells of the gastrointestinal and genitourinary tracts. These components constitute 5% (by weight) of the serum globulin fraction. Most circulate in the serum in functionally inactive forms as proenzymes, or zymo- gens, which are inactive until proteolytic cleavage, which re- moves an inhibitory fragment and exposes the active site. The complement-reaction sequence starts with an enzyme cascade. Complement components are designated by numerals (C1–C9), by letter symbols (e.g., factor D), or by trivial names (e.g., homologous restriction factor). Peptide frag- ments formed by activation of a component are denoted by small letters. In most cases, the smaller fragment resulting from cleavage of a component is designated “a” and the larger fragment designated “b” (e.g., C3a, C3b; note that C2 is an exception: C2a is the larger cleavage fragment). The larger fragments bind to the target near the site of activation, and the smaller fragments diffuse from the site and can initiate localized inflammatory responses by binding to specific re- ceptors. The complement fragments interact with one an- other to form functional complexes. Those complexes that have enzymatic activity are designated by a bar over the num- ber or symbol (e.g., C4b2a, C3bBb). Complement Activation Figure 13-2 on page 301 outlines the pathways of comple- ment activation. The early steps, culminating in formation of 300 PART III Immune Effector Mechanisms C5b, can occur by the classical pathway, the alternative pathway, or the lectin pathway. The final steps that lead to a membrane attack are the same in all pathways. The Classical Pathway Begins with Antigen-Antibody Binding Complement activation by the classical pathway commonly begins with the formation of soluble antigen-antibody com- plexes (immune complexes) or with the binding of antibody to antigen on a suitable target, such as a bacterial cell. IgM and certain subclasses of IgG (human IgG1, IgG2, and IgG3) can activate the classical complement pathway. The initial stage of activation involves C1, C2, C3, and C4, which are present in plasma in functionally inactive forms. Because the compo- nents were named in order of their discovery and before their functional roles had been determined, the numbers in their names do not always reflect the order in which they react. The formation of an antigen-antibody complex induces conformational changes in the Fc portion of the IgM mole- cule that expose a binding site for the C1 component of the complement system. C1 in serum is a macromolecular com- plex consisting of C1q and two molecules each of C1r and C1s, held together in a complex (C1qr 2 s 2 ) stabilized by Ca 2H11001 ions. The C1q molecule is composed of 18 polypeptide chains that associate to form six collagen-like triple helical arms, the tips of which bind to exposed C1q-binding sites in the C H 2 domain of the antibody molecule (Figure 13-3, on page 302). Each C1r and C1s monomer contains a catalytic domain and an interaction domain; the latter facilitates in- teraction with C1q or with each other. Each C1 molecule must bind by its C1q globular heads to at least two Fc sites for a stable C1-antibody interaction to FIGURE 13-1 The multiple activities of the complement system. Serum complement proteins and membrane-bound complement receptors partake in a number of immune activities: lysis of foreign cells by antibody-dependent or antibody-independent pathways; opsonization or uptake of particulate antigens, including bacteria, by phagocytes; activation of inflammatory responses; and clearance of circulating immune complexes by cells in the liver and spleen. Soluble complement proteins are schematically indicated by a trian- gle and receptors by a semi-circle; no attempt is made to differenti- ate among individual components of the complement system here. Complement receptor Blood Tissue Phagocyte Phagocyte Degranulation Target cell Ag-Ab complex Complement Extravasation Bacteria LYSIS OPSONIZATION ACTIVATION OF INFLAMMATORY RESPONSE CLEARANCE OF IMMUNE COMPLEXES occur. When pentameric IgM is bound to antigen on a target surface it assumes the so-called “staple” configuration, in which at least three binding sites for C1q are exposed. Circu- lating IgM, however, exists as a planar configuration in which the C1q-binding sites are not exposed (Figure 13-4, on page 302) and therefore cannot activate the complement cascade. An IgG molecule, on the other hand, contains only a single C1q-binding site in the C H 2 domain of the Fc, so that firm C1q binding is achieved only when two IgG molecules are within 30–40 nm of each other on a target surface or in a complex, The Complement System CHAPTER 13 301 providing two attachment sites for C1q. This difference ac- counts for the observation that a single molecule of IgM bound to a red blood cell can activate the classical complement pathway and lyse the red blood cell while some 1000 mole- cules of IgG are required to assure that two IgG molecules are close enough to each other on the cell surface to initiate C1q binding. The intermediates in the classical activation pathway are depicted schematically in Figure 13-5 (page 303). Binding of C1q to Fc binding sites induces a conformational change in FIGURE 13-2 Overview of the complement activation pathways. The classical pathway is initiated when C1 binds to antigen-antibody complexes. The alternative pathway is initiated by binding of spon- taneously generated C3b to activating surfaces such as microbial cell walls. The lectin pathway is initiated by binding of the serum protein MBL to the surface of a pathogen. All three pathways generate C3 and C5 convertases and bound C5b, which is converted into a mem- brane-attack complex (MAC) by a common sequence of terminal reactions. Hydrolysis of C3 is the major amplification step in all path- ways, generating large amounts of C3b, which forms part of C5 con- vertase. C3b also can diffuse away from the activating surface and bind to immune complexes or foreign cell surfaces, where it func- tions as an opsonin. + C4 C2 C3b C3 C5 C5b C9 C8 C7 C6 C3 C3b C3bB Factor B Factor D C4b2a C3bBb C3bBb3b C4b2a3b C5 convertase C5 convertase C3 convertase C3 convertase Activated C1 MBL-associated proteases (MASP1 + 2) bind MBL, generate activated C1-like complex Mannose-binding lectin (MBL) binds foreign surface C1 binds antigen-antibody complex Classical pathway Alternative pathway Lectin pathway Major amplification step Membrane attack complex Spontaneous, slow, small amounts (text continues on page 304) 302 PART III Immune Effector Mechanisms (b) FIGURE 13-3 Structure of the C1 macromolecular complex. (a) Di- agram of C1qr 2 s 2 complex. A C1q molecule consists of 18 polypep- tide chains arranged into six triplets, each of which contains one A, one B, and one C chain. Each C1r and C1s monomer contains a cat- alytic domain with enzymatic activity and an interaction domain that facilitates binding with C1q or with each other. (b) Electron micro- graph of C1q molecule showing stalk and six globular heads. [Part (b) from H. R. Knobel et al., 1975, Eur. J. Immunol. 5:78.] (a) C1r C1s Stalk Heads C1q FIGURE 13-4 Models of pentameric IgM in planar form (a) and “staple” form (b). Several C1q-binding sites in the Fc region are accessible in the staple form, whereas none are exposed in the pla- nar form. Electron micrographs of IgM antiflagellum antibody bound to flagella, showing the planar form (c) and staple form (d). [From A. Feinstein et al., 1981, Monogr. Allergy, 17:28, and 1981, Ann. N.Y. Acad. Sci. 190:1104.] (a) (b) (c) (d) The Complement System CHAPTER 13 303 VISUALIZING CONCEPTS FIGURE 13-5 Schematic diagram of intermediates in the classi- cal pathway of complement activation. The completed membrane- attack complex (MAC, bottom right) forms a large pore in the membrane. Poly-C9 3 5 C5b binds C6, initiating the formation of the membrane-attack complex C1s cleaves C4 and C2. Cleaving C4 exposes the binding site for C2. C4 binds the surface near C1 and C2 binds C4, forming C3 convertase C3 convertase hydrolyzes many C3 molecules. Some combine with C3 convertase to form C5 convertase 4 The C3b component of C5 convertase binds C5, permitting C4b2a to cleave C5 1 C1q binds antigen-bound antibody. C1r activates auto- catalytically and activates the second C1r; both activate C1s + C3 convertase C5 convertase C5 convertase + C5 C5b C5a C1q F C Antibody C1r 2 s 2 C4b2a C4b2a C4b2a3b C1qr 2 s 2 C4a C2 C2b C4 C3 C3b C3a 2 C9 C5b678 C8 C5b678C5b C567 C7C6 Membrane attack complex C1r that converts C1r to an active serine protease enzyme, C1rH33526, which then cleaves C1s to a similar active enzyme, C11sH33526. C11sH33526 has two substrates, C4 and C2. The C4 component is a glycoprotein containing three polypeptide chains H9251,H9252, and H9253. C4 is activated when C11sH33526 hydrolyzes a small fragment (C4a) from the amino terminus of the H9251 chain, exposing a binding site on the larger fragment (C4b). The C4b fragment attaches to the target surface in the vicinity of C1, and the C2 proen- zyme then attaches to the exposed binding site on C4b, where the C2 is then cleaved by the neighboring C11sH33526; the smaller fragment (C2b) diffuses away. The resulting C4b2aH33526H33526 complex is called C3 convertase, referring to its role in converting the C3 into an active form. The smaller fragment from C4 cleav- age, C4a, is an anaphylatoxin, or mediator of inflammation, which does not participate directly in the complement cas- cade; the anaphylatoxins, which include the smaller frag- ments of C4, C3, and C5 are described below. The native C3 component consists of two polypeptide chains, H9251 and H9252. Hydrolysis of a short fragment (C3a) from the amino terminus of the H9251 chain by the C3 convertase gen- erates C3b (Figure 13-6). A single C3 convertase molecule can generate over 200 molecules of C3b, resulting in tremendous amplification at this step of the sequence. Some of the C3b binds to C4b2aH33526H33526 to form a trimolecular complex C4bH335262aH335263bH33526, called C5 convertase. The C3b component of this complex binds C5 and alters its conformation, so that the C4b2aH33526H33526 com- ponent can cleave C5 into C5a, which diffuses away, and C5b, which attaches to C6 and initiates formation of the membrane- attack complex in a sequence described later. Some of the C3b generated by C3 convertase activity does not associate with C4b2aH33526H33526; instead it diffuses away and then coats immune complexes and particulate antigens, functioning as an opsonin as described in the Clinical Focus. C3b may also bind directly to cell membranes. The Alternative Pathway Is Antibody-Independent The alternative pathway generates bound C5b, the same product that the classical pathway generates, but it does so without the need for antigen-antibody complexes for initia- tion. Because no antibody is required, the alternative path- way is a component of the innate immune system. This major pathway of complement activation involves four serum proteins: C3, factor B, factor D, and properdin. The al- ternative pathway is initiated in most cases by cell-surface constituents that are foreign to the host (Table 13-1). For ex- ample, both gram-negative and gram-positive bacteria have cell-wall constituents that can activate the alternative path- way. The intermediates in the alternative pathway for gener- ating C5b are shown schematically in Figure 13-7 (page 306). In the classical pathway, C3 is rapidly cleaved to C3a and C3b by the enzymatic activity of the C3 convertase. In the al- ternative pathway, serum C3, which contains an unstable thioester bond, is subject to slow spontaneous hydrolysis to yield C3a and C3b. The C3b component can bind to foreign surface antigens (such as those on bacterial cells or viral par- ticles) or even to the host’s own cells (see Figure 13-6c). The membranes of most mammalian cells have high levels of sialic acid, which contributes to the rapid inactivation of bound C3b molecules on host cells; consequently this bind- ing rarely leads to further reactions on the host cell mem- brane. Because many foreign antigenic surfaces (e.g., bac- terial cell walls, yeast cell walls, and certain viral envelopes) have only low levels of sialic acid, C3b bound to these sur- faces remains active for a longer time. The C3b present on the surface of the foreign cells can bind another serum protein called factor B to form a complex stabilized by Mg 2H11001 .Bind- ing to C3b exposes a site on factor B that serves as the sub- 304 PART III Immune Effector Mechanisms FIGURE 13-6 Hydrolysis of C3 by C3 convertase C4b2a (a) Native C3. (b) Activated C3 showing site of cleavage by C4b2a resulting in production of the C3a and C3b fragments. (c) A labile internal thioester bond in C3 is activated as C3b is formed, allowing the C3b fragment to bind to free hydroxyl or amino groups (R) on a cell mem- brane. Bound C3b exhibits various biological activities, including binding of C5 and binding to C3b receptors on phagocytic cells. (b)(a) (c) C O S S S S S S S S S S S S S α β C3 C4b2a C3a C + O – S Activated C3b C O SH R O Bound C3b Cell membrane strate for an enzymatically active serum protein called factor D. Factor D cleaves the C3b-bound factor B, releasing a small fragment (Ba) that diffuses away and generating C33bBbH33526H33526.The C33bBbH33526H33526 complex has C3 convertase activity and thus is analo- gous to the C4b2aH33526H33526 complex in the classical pathway. The C3 convertase activity of C33bBbH33526H33526 has a half-life of only 5 minutes unless the serum protein properdin binds to it, stabilizing it and extending the half-life of this convertase activity to 30 minutes. The C33bBbH33526H33526 generated in the alternative pathway can acti- vate unhydrolyzed C3 to generate more C3b autocatalytically. As a result, the initial steps are repeated and amplified, so that more than 2 H11003 10 6 molecules of C3b can be deposited on an antigenic surface in less than 5 minutes. The C3 con- vertase activity of C33bBbH33526H33526 generates the C33b H33526 Bb3b H33526H33526H33526 complex, which exhibits C5 convertase activity, analogous to the C4b2a H33526H33526 3b H33526 complex in the classical pathway. The nonenzy- matic C3b component binds C5, and the Bb component subsequently hydrolyzes the bound C5 to generate C5a and C5b (see Figure 13-7); the latter binds to the antigenic surface. The Lectin Pathway Originates With Host Proteins Binding Microbial Surfaces Lectins are proteins that recognize and bind to specific car- bohydrate targets. (Because the lectin that activates comple- ment binds to mannose residues, some authors designate this the MBLectin pathway or mannan-binding lectin pathway.) The lectin pathway, like the alternative pathway, does not de- pend on antibody for its activation. However, the mechanism is more like that of the classical pathway, because after initia- tion, it proceeds, through the action of C4 and C2, to pro- duce a C5 convertase (see Figure 13-2). The lectin pathway is activated by the binding of man- nose-binding lectin (MBL) to mannose residues on glyco- proteins or carbohydrates on the surface of microorganisms including certain Salmonella, Listeria, and Neisseria strains, as well as Cryptococcus neoformans and Candida albicans. MBL is an acute phase protein produced in inflammatory responses. Its function in the complement pathway is similar to that of C1q, which it resembles in structure. After MBL binds to the surface of a cell or pathogen, MBL-associated serine proteases, MASP-1 and MASP-2, bind to MBL. The ac- tive complex formed by this association causes cleavage and activation of C4 and C2. The MASP-1 and -2 proteins have structural similarity to C1r and C1s and mimic their activi- ties. This means of activating the C2–C4 components to form a C5 convertase without need for specific antibody binding represents an important innate defense mechanism comparable to the alternative pathway, but utilizing the ele- ments of the classical pathway except for the C1 proteins. The Three Complement Pathways Converge at the Membrane-Attack Complex The terminal sequence of complement activation involves C5b, C6, C7, C8, and C9, which interact sequentially to form a macromolecular structure called the membrane-attack complex (MAC). This complex forms a large channel through the membrane of the target cell, enabling ions and small molecules to diffuse freely across the membrane. The end result of activating the classical, alternative, or lectin pathways is production of an active C5 convertase. This enzyme cleaves C5, which contains two protein chains, H9251 and H9252. After binding of C5 to the nonenzymatic C3b com- ponent of the convertase, the amino terminus of the H9251 chain is cleaved. This generates the small C5a fragment, which dif- fuses away, and the large C5b fragment, which binds to the surface of the target cell and provides a binding site for the subsequent components of the membrane-attack complex (see Figure 13-5, step 5). The C5b component is extremely la- bile and becomes inactive within 2 minutes unless C6 binds to it and stabilizes its activity. Up to this point, all the complement reactions take place on the hydrophilic surface of membranes or on immune complexes in the fluid phase. As C5b6 binds to C7, the result- ing complex undergoes a hydrophilic-amphiphilic structural transition that exposes hydrophobic regions, which serve as binding sites for membrane phospholipids. If the reaction occurs on a target-cell membrane, the hydrophobic binding sites enable the C5b67 complex to insert into the phospho- lipid bilayer. If, however, the reaction occurs on an immune The Complement System CHAPTER 13 305 TABLE 13-1 Initiators of the alternative pathway of complement activation PATHOGENS AND PARTICLES OF MICROBIAL ORIGIN Many strains of gram-negative bacteria Lipopolysaccharides from gram-negative bacteria Many strains of gram-positive bacteria Teichoic acid from gram-positive cell walls Fungal and yeast cell walls (zymosan) Some viruses and virus-infected cells Some tumor cells (Raji) Parasites (trypanosomes) NONPATHOGENS Human IgG, IgA, and IgE in complexes Rabbit and guinea pig IgG in complexes Cobra venom factor Heterologous erythrocytes (rabbit, mouse, chicken) Anionic polymers (dextran sulfate) Pure carbohydrates (agarose, inulin) SOURCE: Adapted from M. K. Pangburn, 1986, in Immunobiology of the Complement System, Academic Press. complex or other noncellular activating surface, then the hy- drophobic binding sites cannot anchor the complex and it is released. Released C5b67 complexes can insert into the mem- brane of nearby cells and mediate “innocent-bystander” lysis. Regulator proteins normally prevent this from occurring, but in certain diseases cell and tissue damage may result from in- nocent-bystander lysis. A hemolytic disorder resulting from deficiency in a regulatory protein is explained in the Clinical Focus section and an autoimmune process in which immune 306 PART III Immune Effector Mechanisms complexes mediate tissue damage will be considered in Chapter 20. Binding of C8 to membrane-bound C5b67 induces a con- formational change in C8, so that it too undergoes a hy- drophilic-amphiphilic structural transition, exposing a hydrophobic region, which interacts with the plasma mem- brane. The C5b678 complex creates a small pore, 10 ? in di- ameter; formation of this pore can lead to lysis of red blood cells but not of nucleated cells. The final step in formation of VISUALIZING CONCEPTS 3 2 4 1 Factor B binds C3a, exposes site acted on by Factor D. Cleavage generates C3bBb, which has C3 convertase activity Binding of properdin stabilizes convertase Convertase generates C3b; some binds to C3 convertase activating C5' convertase. C5b binds to antigenic surface C3 hydrolyzes spontaneously, C3b fragment attaches to foreign surface + Properdin + C3 + C3 C3b C3a + C5 C5b Membrane attack complex C5a Factor B Factor D C3 convertase C3bBb C3bBb3B C3 convertase FIGURE 13-7 Schematic diagram of intermediates in the for- mation of bound C5b by the alternative pathway of complement activation. The C3bBb complex is stabilized by binding of prop- erdin. Conversion of bound C5b to the membrane-attack complex occurs by the same sequence of reactions as in the classical path- way (see Figure 13-5). the MAC is the binding and polymerization of C9, a per- forin-like molecule, to the C5b678 complex. As many as 10–17 molecules of C9 can be bound and polymerized by a single C5b678 complex. During polymerization, the C9 molecules undergo a hydrophilic-amphiphilic transition, so that they too can insert into the membrane. The completed MAC, which has a tubular form and functional pore size of 70–100 ?, consists of a C5b678 complex surrounded by a poly-C9 complex (Figure 13-8). Since ions and small mole- cules can diffuse freely through the central channel of the MAC, the cell cannot maintain its osmotic stability and is killed by an influx of water and loss of electrolytes. Regulation of the Complement System Because many elements of the complement system are capa- ble of attacking host cells as well as foreign cells and microor- ganisms, elaborate regulatory mechanisms have evolved to restrict complement activity to designated targets. A general mechanism of regulation in all complement pathways is the inclusion of highly labile components that undergo sponta- neous inactivation if they are not stabilized by reaction with other components. In addition, a series of regulatory pro- teins can inactivate various complement components (Table 13-2). For example, the glycoprotein C1 inhibitor (C1Inh) can form a complex with C1r 2 s 2 , causing it to dissociate from C1q and preventing further activation of C4 or C2 (Figure 13-9a(1)). The reaction catalyzed by the C3 convertase enzymes of the classical, lectin, and alternative pathways is the major amplifi- cation step in complement activation, generating hundreds of molecules of C3b. The C3b generated by these enzymes has the potential to bind to nearby cells, mediating damage to the healthy cells by causing their opsonization by phagocytic cells bearing C3b receptors or by induction of the membrane- attack complex. Damage to normal host cells is prevented be- cause C3b undergoes spontaneous hydrolysis by the time it has diffused 40 nm away from the C4b2aH33526H33526 or C33bBbH33526H33526 convertase en- zymes, so that it can no longer bind to its target site. The po- tential destruction of healthy host cells by C3b is further limited by a family of related proteins that regulate C3 conver- tase activity in the classical and alternative pathways. These regulatory proteins all contain repeating amino acid sequences (or motifs) of about 60 residues, termed short consensus repeats (SCRs). All these proteins are encoded at a single location on chromosome 1 in humans, known as the regulators of comple- ment activation (RCA) gene cluster. In the classical and lectin pathways, three structurally dis- tinct RCA proteins act similarly to prevent assembly of C3 convertase (Figure 13-9a(2)). These regulatory proteins in- clude soluble C4b-binding protein (C4bBP) and two mem- brane-bound proteins, complement receptor type 1 (CR1) and membrane cofactor protein (MCP). Each of these regu- latory proteins binds to C4b and prevents its association with C2a. Once C4bBP, CR1, or MCP is bound to C4b, another regulatory protein, factor I, cleaves the C4b into bound C4d and soluble C4c (Figure 13-9a(3)). A similar regulatory se- quence operates to prevent assembly of the C3 convertase C33bBbH33526H33526 in the alternative pathway. In this case CR1, MCP, or a regulatory component called factor H binds to C3b and pre- vents its association with factor B (Figure 13-9a(4)). Once CR1, MCP, or factor H is bound to C3b, factor I cleaves the C3b into a bound iC3b fragment and a soluble C3f fragment. Further cleavage of iC3b by factor I releases C3c and leaves C3dg bound to the membrane (Figure 13-9a(5)). The mole- cular events involved in regulation of cell-bound C4b and C3b are depicted in Figure 13-10 (page 310). The Complement System CHAPTER 13 307 (a) FIGURE 13-8 (a) Photomicrograph of poly-C9 complex formed by in vitro polymerization of C9. (b) Photomicrograph of complement- induced lesions on the membrane of a red blood cell. These lesions result from formation of membrane-attack complexes. [Part (a) from E. R. Podack, 1986, in Immunobiology of the Complement System, Academic Press; part (b) from J. Humphrey and R. Dourmashkin, 1969, Adv. Immunol. 11:75.] (b) Several RCA proteins also act on the assembled C3 con- vertase, causing it to dissociate; these include the previously mentioned C4bBP, CR1, and factor H. In addition, decay- accelerating factor (DAF or CD55), which is a glycoprotein an- chored covalently to a glycophospholipid membrane protein, has the ability to dissociate C3 convertase. The consequences of DAF deficiency are described in the Clinical Focus section. Each of these RCA proteins accelerates decay (dissociation) of C3 convertase by releasing the component with enzymatic ac- tivity (C2a or Bb) from the cell-bound component (C4b or C3b). Once dissociation of the C3 convertase occurs, factor I cleaves the remaining membrane-bound C4b or C3b compo- nent, irreversibly inactivating the convertase (Figure 13-9b). Regulatory proteins also operate at the level of the mem- brane-attack complex. The potential release of the C5b67 complex poses a threat of innocent-bystander lysis to healthy cells. A number of serum proteins counter this threat by binding to released C5b67 and preventing its insertion into the membrane of nearby cells. A serum protein called S pro- tein can bind to C5b67, inducing a hydrophilic transition and thereby preventing insertion of C5b67 into the mem- brane of nearby cells (Figure 13-9c(1)). Complement-mediated lysis of cells is more effective if the complement is from a species different from that of the cells being lysed. This phenomenon depends on two mem- brane proteins that block MAC formation. These two pro- teins, present on the membrane of many cell types, are homologous restriction factor (HRF) and membrane inhibitor of reactive lysis (MIRL or CD59). Both HRF and MIRL pro- tect cells from nonspecific complement-mediated lysis by binding to C8, preventing assembly of poly-C9 and its inser- tion into the plasma membrane (Figure 13-9c(2)). However, this inhibition occurs only if the complement components are from the same species as the target cells. For this reason, MIRL and HRF are said to display homologous restriction, for which the latter was named. As discussed in Chapter 21, homologous restriction poses a barrier to the use of organs from other species for clinical transplantation. 308 PART III Immune Effector Mechanisms TABLE 13-2 Proteins that regulate the complement system Type of Pathway Protein protein affected Immunologic function C1 inhibitor (C1Inh) Soluble Classical Serine protease inhibitor: causes C1r 2 s 2 to dissociate from C1q C4b-binding protein Soluble Classical and lectin Blocks formation of C3 convertase by (C4bBP)* binding C4b; cofactor for cleavage of C4b by factor I Factor H* Soluble Alternative Blocks formation of C3 convertase by binding C3b; cofactor for cleavage of C3b by factor I Complement-receptor Block formation of C3 convertase by type 1 (CR1)* Membrane Classical, alternative, binding C4b or C3b; cofactor for Membrane-cofactor bound and lectin factor I-catalyzed cleavage of C4b protein (MCP)* or C3b C3bBb Decay-accelerating Membrane Classical, alternative, Accelerates dissociation of C4b2a and factor (DAE or CD55)* bound and lectin C3bBb (classical and alternative C3 convertases) Factor-I Soluble Classical, alternative, Serine protease: cleaves C4b or C3b and lectin using C4bBP, CR1, factor H, DAE, or MCP as cofactor S protein Soluble Terminal Binds soluble C5b67 and prevents its insertion into cell membrane Homologous restriction factor (HRF) Membrane Terminal Bind to C5b678 on autologous cells, Membrane inhibitor of bound blocking binding of C9 reactive lysis (MIRL or CD59)* Anaphylatoxin inactivator Soluble Effector Inactivates anaphylatoxin activity of C3a, C4a, and C5a by carboxypeptidase N removal of C-terminal Arg *An RCA (regulator of complement activation) protein. In humans, all RCA proteins are encoded on chromosome 1 and contain short consensus repeats. } } The Complement System CHAPTER 13 309 VISUALIZING CONCEPTS FIGURE 13-9 Regulation of the complement system by regulatory proteins (black). Poly-C9 Association of C4b and C2a is blocked by binding C4b-binding protein (C4bBP), complement receptor type I, or membrane cofactor protein (MCP) 4 In alternative pathway, CR1, MCP, or Factor H prevent binding of C3b and Factor B 1 C1 inhibitor (C1Iab) binds C1r 2 s 2 , causing dissociation from C1q C3 convertases are dissociated by C4bBP, CR1, Factor H, and decay-accelerating Factor (DAF) + C3 convertase C2a C4b C4c C4d 2 Inhibitor-bound C4b is cleaved by Factor 1 3 Inhibitor-bound C3b is cleaved by Factor 1 5 C9 C5b678 C8 HRF, MIRL C5b678C5b67 S protein C5b67 Membrane attack complex C1Inh C1r 2 s 2 Antibody C1qr 2 s 2 (a) Before assembly of convertase activity (b) After assembly of convertase 1 S protein prevents insertion of C5b67 MAC component into the membrane 2 Homologous restriction factor (HRF) and membrane inhibitor of reactive lysis (MIRL or CD59) bind C8 1 , preventing assembly of poly-C9 and blocking formation of MAC (c) Regulation at assembly of membrane-attack complex (MAC) Regulation of the Complement System Factor 1 C4bBP, CRI, or MCP + C3 convertase Factor B C3b C3c Dissociation of convertase; remaining C4b or C3b cleaved by Factor 1 C3f iC3b C3dg Factor 1 C4bBP, CR2 Factor H, DAF Factor 1 CRI, MCP, Factor H Cannot attack nearby cells Biological Consequences of Complement Activation Complement serves as an important mediator of the hu- moral response by amplifying the response and converting it into an effective defense mechanism to destroy invad- ing microorganisms. The MAC mediates cell lysis, while other complement components or split products participate in the inflammatory response, opsonization of antigen, viral neutralization, and clearance of immune complexes (Table 13-3, page 312). Many of the biological activities of the complement sys- tem depend on the binding of complement fragments to complement receptors, which are expressed by various cells. In addition, some complement receptors play an important role in regulating complement activity by binding biologi- cally active complement components and degrading them into inactive products. The complement receptors and their primary ligands, which include various complement compo- nents and their proteolytic breakdown products, are listed in Table 13-4 (page 312). The Membrane-Attack Complex Can Lyse a Broad Spectrum of Cells The membrane-attack complex formed by complement acti- vation can lyse gram-negative bacteria, parasites, viruses, erythrocytes, and nucleated cells. Because the alternative and lectin pathways of activation generally occur without an ini- tial antigen-antibody interaction, these pathways serve as im- portant innate immune defenses against infectious micro- organisms. The requirement for an initial antigen-antibody reaction in the classical pathway supplements these nonspe- cific innate defenses with a more specific defense mecha- nism. In some instances, the requirement for antibody in the activating event may be supplied by so-called natural anti- bodies, which are raised against common components of ubiquitous microbes. The importance of cell-mediated immunity in host de- fense against viral infections has been emphasized in previ- ous chapters. Nevertheless, antibody and complement do play a role in host defense against viruses and are often crucial in containing viral spread during acute infection and in protecting against reinfection. Most—perhaps 310 PART III Immune Effector Mechanisms FIGURE 13-10 Inactivation of bound C4b and C3b by regulatory proteins of the complement system. (a) In the classical pathway, C4bBP (C4b-binding protein), CR1 (complement receptor type 1), or MCP (membrane cofactor protein) bind to C4b and act as cofac- tors for factor I–mediated cleavage of C4b. (b) In the alternative pathway, factor H, CR1, or MCP bind to Ccb and act as cofactors for factor I–mediated cleavage of C4b. Free diffusible fragments are shown in dark shades; membrane bound components in light shades. (a) Factor I Cell membrane Cell membrane C NH O S S S S S S S S C4d C4c S S S S S S S S C4c S S S S S S S S Bound C4b SH C4bBP or CR1 or MCP S S S S Bound C3b (b) Factor I Factor H or CR1 or MCP C O SH R O S S S S iC3b C3f Factor I S S S S C3c S S S S C3c C NH O C O SH R O C O SH R O C3dg all—enveloped viruses are susceptible to complement- mediated lysis. The viral envelope is largely derived from the plasma membrane of infected host cells and is there- fore susceptible to pore formation by the membrane- attack complex. Among the pathogenic viruses susceptible to lysis by complement-mediated lysis are herpesviruses, orthomyxoviruses, paramyxoviruses, and retroviruses. The complement system is generally quite effective in lysing gram-negative bacteria (Figure 13-11). However, some gram-negative bacteria and most gram-positive bac- teria have mechanisms for evading complement-mediated damage (Table 13-5). For example, a few gram-negative bac- teria can develop resistance to complement-mediated lysis that correlates with the virulence of the organism. In Es- cherichia coli and Salmonella, resistance to complement is as- sociated with the smooth bacterial phenotype, which is characterized by the presence of long polysaccharide side chains in the cell-wall lipopolysaccharide (LPS) component. It has been proposed that the increased LPS in the wall of re- sistant strains may prevent insertion of the MAC into the bacterial membrane, so that the complex is released from the bacterial cell rather than forming a pore. Strains of Neisseria The Complement System CHAPTER 13 311 plement-mediated cell lysis, but act at different stages of the process. DAF in- hibits cell lysis by causing dissociation and inactivation of the C3 convertases of the classical, lectin, and alternative path- ways (see Figure 13-9b). MIRL acts later in the pathway by binding to the C5b678 complex, which inhibits C9 binding and prevents formation of the pores that de- stroy the cell under attack. Both proteins are expressed on erythrocytes as well as a number of other hematopoetic cell types. Deficiency in these proteins leads to highly increased sensitivity of host cells to the lytic effects of the host’s com- plement activity. PNH, the clinical con- sequence of deficiency in DAF and MIRL, is a chronic disease with a mean sur- vival time between 10 and 15 years. The most common causes of mortality in PNH are venous thrombosis affecting hepatic veins and progressive bone- marrow failure. An obvious question about this rare but serious disease concerns the fact that two different proteins are involved in its pathogenesis. The simultaneous occurrence of a genetic defect in each of them would be rarer than the 1 in 100,000 incidence of PNH. The answer is that neither protein itself is defective in PNH; the defect lies in a posttransla- tional modification of the peptide anchor that binds them to the cell membrane. While most proteins that are expressed on the surface of cells have hydrophobic sequences that traverse the lipid bilayer in the cell membrane, some proteins are bound by glycolipid anchors (glycosyl phosphatidylinositol, or GPI) attached to amino acid residues in the protein. With- out the ability to form GPI anchors, pro- teins that attach in this manner will be absent from the cell surface, including both DAF and MIRL. The defect identified in PNH lies early in the enzymatic path to formation of a GPI anchor and resides in the pig-a gene (phosphatidylinositol glycan comple- mentation class A gene). Transfection of cells from PNH patients with an intact pig-a gene restored the cells’ resistance to host complement lysis. Examination of pig-a sequences in PNH patients re- veals a number of different defects in this X-linked gene, indicating somatic rather than genetic origin of the defect. This description of PNH underscores the fact that the complement system is a powerful defender of the host but also a dangerous one. Complex systems of reg- ulation are necessary to protect host cells from the activated complement complexes generated to lyse intruders. Common conditions associated with deficiency in the comple- ment components include increased susceptibility to bacterial infections and systemic lupus erythematosus which is related to the inability to clear immune complexes. Deficiency in the proteins that regulate complement activity can cause equally serious disorders. An ex- ample is paroxymal nocturnal hemoglo- binuria, or PNH, which manifests as increased fragility of erythrocytes, lead- ing to chronic hemolytic anemia, pancy- topenia (loss of blood cells of all types) and venous thrombosis (formation of blood clots). The name PNH derives from the presence of hemoglobin in the urine, most commonly observed in the first urine passed after a night’s sleep. The cause of PNH is a general defect in synthesis of cell-surface proteins, which affects the expression of two regulators of complement, DAF (decay accelerating factor or CD55) and MIRL (membrane inhibitor of reactive lysis or CD59). DAF and MIRL are cell-surface pro- teins that function as inhibitors of com- CLINICAL FOCUS Paroxymal Nocturnal Hemoglobinuria: a Defect in Regulation of Complement Lysis 312 PART III Immune Effector Mechanisms TABLE 13-3 Summary of biological effects mediated by complement products Effect Complement product mediating* Cell lysis C5b–9, the membrane-attack complex (MAC) Inflammatory response Degranulation of mast cells and basophils ? C3a,C4a, and C5a (anaphylatoxins) Degranulation of eosinophils C3a, C5a Extravasation and chemotaxis of leukocytes at inflammatory site C3a, C5a, C5b67 Aggregation of platelets C3a, C5a Inhibition of monocyte/macrophage migration and induction Bb of their spreading Release of neutrophils from bone marrow C3c Release of hydrolytic enzymes from neutrophils C5a Increased expression of complement receptors C5a type 1 and 3 (CR1 and CR3) on neutrophils Opsonization of particulate antigens, increasing their phagocytosis C3b, C4b, iC3b Viral neutralization C3b, C5b–9 (MAC) Solubilization and clearance of immune complexes C3b *Boldfaced component is most important in mediating indicated effect. ? Degranulation leads to release of histamine and other mediators that induce contraction of smooth muscle and increased permeability of vessels. TABLE 13-4 Complement-binding receptors Receptor Major ligands Activity Cellular distribution CR1 (CD35)C3b, C4b Blocks formation of C3 Erythrocytes, neutrophils, convertase; binds immune monocytes, macrophages, complexes to cells eosinophils, follicular dendritic cells, B cells, some T cells CR2 (CD21)C3d, C3dg,* Part of B-cell coreceptor; B cells, follicular dendritic iC3b binds Epstein-Barr virus cells, some T cells CR3 (CD11b/18) Bind cell-adhesion molecules Monocytes, macrophages, iC3b on neutrophils, facilitating their neutrophils, natural killer CR4 (CD11c/18) extravasation; bind immune cells, some T cells complexes, enhancing their phagocytosis C3a/C4a receptor C3a, C4a Induces degranulation of mast Mast cells, basophils, granulocytes cells and basophils C5a receptor C5a Induces degranulation of mast Mast cells, basophils, granulocytes, cells and basophils monocytes, macrophages, platelets, endothelial cells *Cleavage of C3dg by serum proteases generates C3d and C3g. } gonorrheae resistant to complement-mediated killing have been associated with disseminated gonococcal infections in humans. Some evidence suggests that the membrane pro- teins of resistant Neisseria strains undergo noncovalent in- teractions with the MAC that prevent its insertion into the outer membrane of the bacterial cells. These examples of resistant gram-negative bacteria are the exception; most gram-negative bacteria are susceptible to complement- mediated lysis. Gram-positive bacteria are generally resistant to comple- ment-mediated lysis because the thick peptidoglycan layer in their cell wall prevents insertion of the MAC into the inner membrane. Although complement activation can occur on the cell membrane of encapsulated bacteria such as Strepto- coccus pneumoniae, the capsule prevents interaction between C3b deposited on the membrane and the CR1 on phagocytic cells. Some bacteria possess an elastase that inactivates C3a and C5a, preventing these split products from inducing an inflammatory response. In addition to these mechanisms of evasion, various bacteria, viruses, fungi, and protozoans con- tain proteins that can interrupt the complement cascade on their surfaces, thus mimicking the effects of the normal com- plement regulatory proteins C4bBP, CR1, and DAF. Lysis of nucleated cells requires formation of multiple membrane attack complexes, whereas a single MAC can lyse a red blood cell. Many nucleated cells, including the majority of cancer cells, can endocytose the MAC. If the complex is removed soon enough, the cell can repair any membrane The Complement System CHAPTER 13 313 (a) Alive FIGURE 13-11 Scanning electron micrographs of E. coli showing (a) intact cells and (b, c) cells killed by complement-mediated lysis. Note membrane blebbing on lysed cells. [From R. D. Schreiber et al., 1979, J. Exp. Med. 149:870.] (b) Killed (c) Killed TABLE 13-5 Microbial evasion of complement-mediated damage Microbial component Mechanism of evasion Examples GRAM-NEGATIVE BACTERIA Long polysaccharide chains Side chains prevent insertion of Resistant strains of E. coli and in cell-wall LPS MAC into bacterial membrane Salmonella Outer membrane protein MAC interacts with membrane Resistant strains of Neisseria protein and fails to insert into gonorrhoeae bacterial membrane Elastase Anaphylatoxins C3a and C5a are Pseudomonas aeruginosa inactivated by microbial elastase GRAM-POSITIVE BACTERIA Peptidoglycan layer of cell wall Insertion of MAC into bacterial Streptococcus membrane is prevented by thick layer of peptidoglycan Bacterial capsule Capsule provides physical barrier Streptococcus pneumoniae between C3b deposited on bacterial membrane and CR1 on phagocytic cells OTHER MICROBES Proteins that mimic complement Protein present in various bacteria, Vaccinia virus, herpes simplex, regulatory proteins viruses, fungi, and protozoans Epstein-Barr virus, Trypanosoma inhibit the complement cascade cruzi, Candida albicans KEY: CR1 H11005 type 1 complement receptor; LPS H11005 lipopolysaccharide; MAC H11005 membrane-attack complex (C5b–9). damage and restore its osmotic stability. An unfortunate con- sequence of this effect is that complement-mediated lysis by antibodies specific for tumor-cell antigens, which offers a po- tential weapon against cancer, may be rendered ineffective by endocytosis of the MAC (see Chapter 22). Cleavage Products of Complement Components Mediate Inflammation The complement cascade is often viewed in terms of the fi- nal outcome of cell lysis, but various peptides generated during formation of the MAC play a decisive role in the de- velopment of an effective inflammatory response (see Table 13-3). The smaller fragments resulting from complement cleavage, C3a, C4a, and C5a, called anaphylatoxins, bind to receptors on mast cells and blood basophils and induce de- granulation, with release of histamine and other pharmaco- logically active mediators. The anaphylatoxins also induce smooth-muscle contraction and increased vascular perme- ability. Activation of the complement system thus results in influxes of fluid that carries antibody and phagocytic cells to the site of antigen entry. The activities of these highly re- active anaphylatoxins are regulated by a serum protease called carboxypeptidase N, which cleaves an Arg residue from the C terminus of the molecules, yielding so-called des-Arg forms. The des-Arg forms of C3a and C4a are com- pletely inactive while that of C5a retains about 10% of its chemotactic activity and 1% of its ability to cause smooth muscle contraction. C3a, C5a, and C5b67 can each induce monocytes and neutrophils to adhere to vascular endothelial cells, ex- travasate through the endothelial lining of the capillary, and migrate toward the site of complement activation in the tis- sues. C5a is most potent in mediating these processes, effec- tive in picomolar quantities. The role of complement in leukocyte chemotaxis is discussed more fully in Chapter 15. C3b and C4b Binding Facilitates Opsonization C3b is the major opsonin of the complement system, al- though C4b and iC3b also have opsonizing activity. The am- plification that occurs with C3 activation results in a coating of C3b on immune complexes and particulate antigens. Phagocytic cells, as well as some other cells, express comple- ment receptors (CR1, CR3, and CR4) that bind C3b, C4b, or iC3b (see Table 13-4). Antigen coated with C3b binds to cells bearing CR1. If the cell is a phagocyte (e.g., a neutrophil, monocyte, or macrophage), phagocytosis will be enhanced (Figure 13-12). Activation of phagocytic cells by various agents, including C5a anaphylatoxin, has been shown to in- crease the number of CR1s from 5000 on resting phagocytes to 50,000 on activated cells, greatly facilitating their phagocy- tosis of C3b-coated antigen. Recent studies indicate that complement fragment C3b acts as an adjuvant when coupled with protein antigens. C3b targets the antigen directly to the phagocyte, enhancing the initiation of antigen processing and accelerating specific antibody production. 314 PART III Immune Effector Mechanisms FIGURE 13-12 (a) Schematic representation of the roles of C3b and antibody in opsonization. (b) Electron micrograph of Epstein- Barr virus coated with antibody and C3b and bound to the Fc and C3b receptor (CR1) on a B lymphocyte. [Part (b) from N. R. Cooper and G. R. Nemerow, 1986, in Immunobiology of the Complement System, Academic Press.] Bacterium Complement activation Fc receptor CR1 C3b Phagocytosis Nucleus IgG (a) Phagocyte (b) Coated virus particle The Complement System Also Neutralizes Viral Infectivity For most viruses, the binding of serum antibody to the re- peating subunits of the viral structural proteins creates par- ticulate immune complexes ideally suited for complement activation by the classical pathway. Some viruses (e.g., retro- viruses, Epstein-Barr virus, Newcastle disease virus, and rubella virus) can activate the alternative, lectin, or even the classical pathway in the absence of antibody. The complement system mediates viral neutralization by a number of mechanisms. Some degree of neutralization is achieved through the formation of larger viral aggregates, simply because these aggregates reduce the net number of in- fectious viral particles. Although antibody plays a role in the formation of viral aggregates, in vitro studies show that the C3b component facilitates aggregate formation in the pres- ence of as little as two molecules of antibody per virion. For example, polyoma virus coated with antibody is neutralized when serum containing activated C3 is added. The binding of antibody and/or complement to the sur- face of a viral particle creates a thick protein coating that can be visualized by electron microscopy (Figure 13-13). This coating neutralizes viral infectivity by blocking attachment to susceptible host cells. The deposits of antibody and com- plement on viral particles also facilitate binding of the viral particle to cells possessing Fc or type 1 complement receptors (CR1). In the case of phagocytic cells, such binding can be followed by phagocytosis and intracellular destruction of the ingested viral particle. Finally, complement is effective in lysing most, if not all, enveloped viruses, resulting in frag- mentation of the envelope and disintegration of the nucleo- capsid. The Complement System Clears Immune Complexes from Circulation The importance of the complement system in clearing im- mune complexes is seen in patients with the autoimmune dis- ease systemic lupus erythematosus (SLE). These individuals produce large quantities of immune complexes and suffer tis- sue damage as a result of complement-mediated lysis and the induction of type II or type III hypersensitivity (see Chapter 16). Although complement plays a significant role in the devel- opment of tissue damage in SLE, the paradoxical finding is that deficiencies in C1, C2, C4, and CR1 predispose an indi- vidual to SLE; indeed, 90% of individuals who completely lack C4 develop SLE. The complement deficiencies are thought to interfere with effective solubilization and clearance of immune complexes; as a result, these complexes persist, leading to tissue damage by the very system whose deficiency was to blame. The coating of soluble immune complexes with C3b is thought to facilitate their binding to CR1 on erythrocytes. Al- though red blood cells express lower levels of CR1 (~5 H11003 10 2 per cell) than granulocytes do (~5 H11003 10 4 per cell), there are about 10 3 red blood cells for every white blood cell; therefore, erythrocytes account for about 90% of the CR1 in the blood. For this reason, erythrocytes play an important role in binding C3b-coated immune complexes and carrying these complexes to the liver and spleen. In these organs, immune complexes are stripped from the red blood cells and are phagocytosed, thereby preventing their deposition in tissues (Figure 13-14). In SLE patients, deficiencies in C1, C2, and C4 each contribute to reduced levels of C3b on immune complexes and hence in- hibit their clearance. The lower levels of CR1 expressed on the erythrocytes of SLE patients also may interfere with the proper binding and clearance of immune complexes. The Complement System CHAPTER 13 315 FIGURE 13-13 Electron micrographs of negatively stained prepara- tions of Epstein-Barr virus. (a) Control without antibody. (b) Antibody- coated particles. (c) Particles coated with antibody and complement. [From N. R. Cooper and G. R. Nemerow, 1986,inImmunobiology of the Complement System, Academic Press.] (a) (b) (c) complex diseases, individuals with such complement deficien- cies may suffer from recurrent infections by pyogenic (pus- forming) bacteria such as streptococci and staphylococci. These organisms are gram-positive and therefore resistant to the lytic effects of the MAC. Nevertheless, the early complement com- ponents ordinarily prevent recurrent infection by mediating a localized inflammatory response and opsonizing the bacteria. Deficiencies in factor D and properdin—early components of the alternative pathway—appear to be associated with Neisseria infections but not with immune-complex disease. Patients with C3 deficiencies have the most severe clinical manifestations, reflecting the central role of C3 in activation of C5 and formation of the MAC. The first patient identified with a C3 deficiency was a child suffering from frequent se- vere bacterial infections and initially diagnosed as having agammaglobulinemia. After tests revealed normal immuno- globulin levels, a deficiency in C3 was discovered. This case highlights the critical function of the complement system in converting a humoral antibody response into an effective de- fense mechanism. The majority of patients with C3 deficiency have recurrent bacterial infections and may have immune- complex diseases. Individuals with homozygous deficiencies in the compo- nents involved in the MAC develop recurrent meningococcal and gonococcal infections caused by Neisseria species. In normal individuals, these gram-negative bacteria are gener- ally susceptible to complement-mediated lysis or are cleared by the opsonizing activity of C3b. MAC-deficient individuals rarely have immune-complex disease, which suggests that they produce enough C3b to clear immune complexes. Inter- estingly, a deficiency in C9 results in no clinical symptoms, suggesting that the entire MAC is not always necessary for complement-mediated lysis. Congenital deficiencies of complement regulatory proteins have also been reported. The C1 inhibitor (C1Inh) regulates activation of the classical pathway by preventing excessive C4 and C2 activation by C1. Deficiency of C1Inh is an autosomal dominant condition with a frequency of 1 in 1000. The defi- ciency gives rise to a condition called hereditary angioedema, which manifests clinically as localized edema of the tissue, of- ten following trauma, but sometimes with no known cause. The edema can be in subcutaneous tissues or within the bowel, where it causes abdominal pain, or in the upper respiratory tract, where it causes obstruction of the airway. Studies in humans and experimental animals with ho- mozygous deficiencies in complement components have 316 PART III Immune Effector Mechanisms Phagocyte BLOOD Ig Ag Soluble immune complex Complement activation C3b CR1 Erythrocyte LIVER AND SPLEEN FIGURE 13-14 Clearance of circulating immune complexes by reac- tion with receptors for complement products on erythrocytes and re- moval of these complexes by receptors on macrophages in the liver and spleen. Because erythrocytes have fewer receptors than macro- phages, the latter can strip the complexes from the erythrocytes as they pass through the liver or spleen. Deficiency in this process can lead to renal damage due to accumulation of immune complexes. Complement Deficiencies Genetic deficiencies have been described for each of the com- plement components. Homozygous deficiencies in any of the early components of the classical pathway (C1q, C1r, C1s, C4, and C2) exhibit similar symptoms, notably a marked increase in immune-complex diseases such as systemic lupus erythe- matosus, glomerulonephritis, and vasculitis. These deficiencies highlight the importance of the early complement reactions in generating C3b, and the critical role of C3b in solubilization and clearance of immune complexes. In addition to immune- been the major source of information concerning the role of individual complement components in immunity. These findings have been greatly extended by studies using knock- out mice genetically engineered to lack expression of specific complement components. Investigations of in vivo comple- ment activity in these animals has allowed dissection of the complex system of complement proteins and the assignment of precise biologic roles to each. SUMMARY a73 The complement system comprises a group of serum pro- teins, many of which exist in inactive forms. a73 Complement activation occurs by the classical, alternative, or lectin pathways, each of which is initiated differently. a73 The three pathways converge in a common sequence of events that leads to generation of a molecular complex that causes cell lysis. a73 The classical pathway is initiated by antibody binding to a cell target; reactions of IgM and certain IgG subclasses ac- tivate this pathway. a73 Activation of the alternative and lectin pathways is anti- body-independent. These pathways are initiated by reac- tion of complement proteins with surface molecules of microorganisms. a73 In addition to its key role in cell lysis, the complement sys- tem mediates opsonization of bacteria, activation of in- flammation, and clearance of immune complexes. a73 Interactions of complement proteins and protein frag- ments with receptors on cells of the immune system con- trol both innate and acquired immune responses. a73 Because of its ability to damage the host organism, the complement system requires complex passive and active regulatory mechanisms. a73 Clinical consequences of inherited complement deficien- cies range from increases in susceptibility to infection to tissue damage caused by immune complexes. References Ahearn, J. M., and D. T. Fearon. 1989. Structure and function of the complement receptors CR1 (CD35) and CR2 (CD21). Adv. Immunol. 46:183. Carroll, M. C. 2000. The role of complement in B-cell activation and tolerance. Adv. Immunol. 74:61. Laurent, J., and M. T. Guinnepain. 1999. Angioedema associated with C1 inhibitor deficiency. Clin. Rev. Allergy. & Immunol. 17:513. Lindahl, G., U. Sjobring, and E. Johnsson. 2000. Human comple- ment regulators: a major target for pathogenic microorgan- isms. Curr. Opin. Immunol. 12:44. Lokki, M. L., and H. R. Colten. 1995. Genetic deficiencies of complement. Ann. Med. 27:451. Matsumoto, M., et al. 1997. Abrogation of the alternative com- plement pathway by targeted deletion of murine factor B. Proc. Natl. Acad. Sci. U.S.A. 94:8720. Molina, H., and V. M. Holers. 1996. Markedly impaired humoral immune response in mice deficient in complement receptors 1 and 2. Proc. Natl. Acad. Sci. U.S.A. 93:3357. Muller-Eberhard, H. J. 1988. Molecular organization and function of the complement system. Annu. Rev. Biochem. 57:321. Nielsen, C. H., E. M. Fischer, and R. G. Q. Leslie. 2000.The role of complement in the acquired immune response. Immunol- ogy 100:4. Nonaka, M. 2000. Origin and evolution of the complement sys- tem. Curr. Top. Microbiol. Immunol. 248:37. Pickering, M. C., and M. J. Walport. 2000. Links between com- plement abnormalities and system lupus erythematosus. Rheumatology 39:133. Rautemaa, R., and S. Meri. 1999. Complement-resistance mech- anisms of bacteria. Microbes and Infection/Institut Pasteur 1:785. Sloand, E. M., et al. 1998. Correction of the PNH Defect by GPI- anchored protein transfer. Blood 92:4439. Turner, M. W. 1998. Mannose-binding lectin (MBL) in health and disease. Immunobiol. 199:327. USEFUL WEB SITES http://www.complement-genetics.uni-mainz.de/ The Complement Genetics Homepage from the University of Mainz gives chromosomal locations and information on ge- netic deficiencies of complement proteins. http://www.cehs.siu.edu/fix/medmicro/cfix.htm A clever graphic representation of the basic assay for comple- ment activity using red blood cell lysis, from D. Fix at Univer- sity of Southern Illinois, Carbondale. http://www.gla.ac.uk/Acad/Immunology/compsyst.htm Notes from D. F. Lappin at University of Glasgow, UK, on the complement system. The site includes a listing of all comple- ment proteins and their molecular properties. Study Questions CLINICAL FOCUS QUESTION Explain why complement disorders involving regulatory components such as PNH may be more se- rious than deficiencies in the active complement components. 1. Indicate whether each of the following statements is true or false. If you think a statement is false, explain why. a. A single molecule of bound IgM can activate the C1q com- ponent of the classical complement pathway. The Complement System CHAPTER 13 317 Go to www.whfreeman.com/immunology Self-Test Review and quiz of key terms b. C3a and C3b are fragments of C3. c. The C4 and C2 complement components are present in the serum in a functionally inactive proenzyme form. d. Nucleated cells tend to be more resistant to complement- mediated lysis than red blood cells. e. Enveloped viruses cannot be lysed by complement be- cause their outer envelope is resistant to pore formation by the membrane-attack complex. f. C4-deficient individuals have difficulty eliminating im- mune complexes. 2. Explain why serum IgM cannot activate complement by itself. 3. Would you expect a C1 or C3 complement deficiency to be more serious clinically? Why? 4. Some microorganisms produce enzymes that can degrade the Fc portion of antibody molecules. Why would such enzymes be advantageous for the survival of microorganisms that pos- sess them? 5. Complement activation can occur via the classical, alterna- tive, or lectin pathway. a. How do the three pathways differ in the substances that can initiate activation? b. Which portion of the overall activation sequence differs in the three pathways? Which portion is similar? c. How do the biological consequences of complement acti- vation via these pathways differ? 6. Enucleated cells, such as red blood cells, are more susceptible to complement-mediated lysis than nucleated cells. a. Explain why the red blood cells of an individual are not normally destroyed as the result of innocent-bystander ly- sis by complement. b. Under what conditions might complement cause lysis of an individual’s own red blood cells? 7. Briefly explain the mechanism of action? of the following complement regulatory proteins. Indicate which pathway(s) each protein regulates. a. C1 inhibitor (C1Inh) b. C4b-binding protein (C4bBP) c. Homologous restriction factor (HRF) d. Decay-accelerating factor (DAF) e. Factor H f. Membrane cofactor protein (MCP) 8. For each complement component(s) or reaction (a–l), select the most appropriate description listed below (1–13). Each description may be used once, more than once, or not at all. Complement Component(s)/Reactions a. ______C3b b. ______C1, C4, C2, and C3 c. ______C9 d. ______C3, factor B, and factor D e. ______C1q f. ______C4b2a3b g. ______C5b, C6, C7, C8, and C9 h. ______C3 → C3a H11001 C3b i. ______C3a, C5a, and C5b67 j. ______C3a, C4a, and C5a k. ______C4b2a l. ______C3b H11001 B → C3bBb H11001 Ba Descriptions (1) Reaction that produces major amplification during activation (2) Are early components of alternative pathway (3) Compose the membrane-attack complex (4) Mediates opsonization (5) Are early components of classical pathway (6) Has perforin-like activity (7) Binds to Fc region of antibodies (8) Have chemotactic activity (9) Has C3 convertase activity (10) Induce degranulation of mast cells (are anaphylatoxins) (11) Has C5 convertase activity (12) Reaction catalyzed by factor D (13) Reaction catalyzed by C1qr 2 s 2 9. You have prepared knockout mice with mutations in the genes that encode various complement components. Each knockout strain cannot express one of the complement components listed across the top of the table below. Predict the effect of each mutation on the steps in complement acti- vation and on the complement effector functions indicated in the table below using the following symbols: NE H11005 no effect; D H11005 process/function decreased but not abolished; A H11005 process/function abolished. 318 PART III Immune Effector Mechanisms Component knocked out C1qC4 C3 C5 C6 C9 Factor B COMPLEMENT ACTIVATION Formation of C3 convertase in classical pathway Formation of C3 convertase in alternative pathway Formation of C5 convertase in classical pathway Formation of C5 convertase in alternative pathway EFFECTOR FUNCTIONS C3b-mediated opsonization Neutrophil chemotaxis Cell lysis