a73 Organ-Specific Autoimmune Diseases
a73 Systemic Autoimmune Diseases
a73 Animal Models for Autoimmune Diseases
a73 Evidence Implicating the CD4
+
T Cell, MHC,
and TCR in Autoimmunity
a73 Proposed Mechanisms for Induction of
Autoimmunity
a73 Treatment of Autoimmune Diseases
Autoimmunity
???? ?? ??? ???? ???????, ???? ???????
realized that the immune system could go awry
and, instead of reacting against foreign antigens,
could focus its attack on self-antigens. He termed this con-
dition “horror autotoxicus.” We now understand that, while
mechanisms of self-tolerance normally protect an individual
from potentially self-reactive lymphocytes, there are failures.
They result in an inappropriate response of the immune
system against self-components termed autoimmunity. In
the 1960s, it was believed that all self-reactive lymphocytes
were eliminated during their development in the bone mar-
row and thymus and that a failure to eliminate these lym-
phocytes led to autoimmune consequences. Since the late
1970s, a broad body of experimental evidence has countered
that belief, revealing that not all self-reactive lymphocytes
are deleted during T-cell and B-cell maturation. Instead,
normal healthy individuals have been shown to possess ma-
ture, recirculating, self-reactive lymphocytes. Since the pres-
ence of these self-reactive lymphocytes in the periphery does
not inevitably result in autoimmune reactions, their activity
must be regulated in normal individuals through clonal
anergy or clonal suppression. A breakdown in this regulation
can lead to activation of self-reactive clones of T or B cells,
generating humoral or cell-mediated responses against self-
antigens. These reactions can cause serious damage to cells
and organs, sometimes with fatal consequences.
Sometimes the damage to self-cells or organs is caused by
antibodies; in other cases, T cells are the culprit. For exam-
ple, a common form of autoimmunity is tissue injury by
mechanisms similar to type II hypersensitivity reactions. As
Chapter 16 showed, type II hypersensitivity reactions in-
volve antibody-mediated destruction of cells. Autoimmune
hemolytic anemia is an excellent example of such an autoim-
mune disease. In this disease, antigens on red blood cells are
recognized by auto-antibodies, which results in the destruc-
tion of the blood cells, which in turn results in anemia. Auto-
antibodies are also the major offender in Hashimoto’s thy-
roiditis, in which antibodies reactive with tissue-specific
antigens such as thyroid peroxidase and thyroglobulin cause
severe tissue destruction. Other autoimmune diseases that
involve auto-antibodies are listed in Table 20-1.
Many autoimmune diseases are characterized by tissue
destruction mediated directly by T cells. A well-known ex-
ample is rheumatoid arthritis, in which self-reactive T cells
attack the tissue in joints, causing an inflammatory response
that results in swelling and tissue destruction. Other exam-
ples include insulin-dependent diabetes mellitus and multi-
ple sclerosis (see Table 20-1).
This chapter describes some common human autoim-
mune diseases. These can be divided into two broad cate-
gories: organ-specific and systemic autoimmune disease
(Table 20-1). Such diseases affect 5%–7% of the human pop-
ulation, often causing chronic debilitating illnesses. Several
experimental animal models used to study autoimmunity
and various mechanisms that may contribute to induction
of autoimmune reactions also are described. Finally, current
and experimental therapies for treating autoimmune dis-
eases are described.
Organ-Specific Autoimmune
Diseases
In an organ-specific autoimmune disease, the immune re-
sponse is directed to a target antigen unique to a single organ
or gland, so that the manifestations are largely limited to that
organ. The cells of the target organs may be damaged di-
chapter 20
Kidney Biopsy from Goodpasture’s Syndrone
E
rectly by humoral or cell-mediated effector mechanisms.
Alternatively, the antibodies may overstimulate or block the
normal function of the target organ.
Some Autoimmune Diseases Are
Mediated by Direct Cellular Damage
Autoimmune diseases involving direct cellular damage occur
when lymphocytes or antibodies bind to cell-membrane an-
tigens, causing cellular lysis and/or an inflammatory response
in the affected organ. Gradually, the damaged cellular struc-
ture is replaced by connective tissue (scar tissue), and the func-
tion of the organ declines. This section briefly describes a few
examples of this type of autoimmune disease.
HASHIMOTO’S THYROIDITIS
In Hashimoto’s thyroiditis, which is most frequently seen in
middle-aged women, an individual produces auto-antibodies
and sensitized T
H
1 cells specific for thyroid antigens. The
DTH response is characterized by an intense infiltration of
the thyroid gland by lymphocytes, macrophages, and plasma
cells, which form lymphocytic follicles and germinal centers
(Figure 20-1). The ensuing inflammatory response causes a
goiter, or visible enlargement of the thyroid gland, a physio-
logical response to hypothyroidism. Antibodies are formed
to a number of thyroid proteins, including thyroglobulin and
thyroid peroxidase, both of which are involved in the uptake
of iodine. Binding of the auto-antibodies to these proteins
interferes with iodine uptake and leads to decreased produc-
tion of thyroid hormones (hypothyroidism).
AUTOIMMUNE ANEMIAS
Autoimmune anemias include pernicious anemia, autoim-
mune hemolytic anemia, and drug-induced hemolytic ane-
mia. Pernicious anemia is caused by auto-antibodies to intrin-
sic factor, a membrane-bound intestinal protein on gastric
parietal cells. Intrinsic factor facilitates uptake of vitamin B
12
Autoimmunity CHAPTER 20 463
TABLE 20-1 Some autoimmune diseases in humans
Disease Self-antigen Immune response
ORGAN-SPECIFIC AUTOIMMUNE DISEASES
Addison’s disease Adrenal cells Auto-antibodies
Autoimmune hemolytic anemia RBC membrane proteins Auto-antibodies
Goodpasture’s syndrome Renal and lung basement membranes Auto-antibodies
Graves’ disease Thyroid-stimulating hormone receptor Auto-antibody (stimulating)
Hashimoto’s thyroiditis Thyroid proteins and cells T
DTH
cells, auto-antibodies
Idiopathic thrombocyopenia purpura Platelet membrane proteins Auto-antibodies
Insulin-dependent diabetes mellitus Pancreatic beta cells T
DTH
cells, auto-antibodies
Myasthenia gravis Acetylcholine receptors Auto-antibody (blocking)
Myocardial infarction Heart Auto-antibodies
Pernicious anemia Gastric parietal cells; intrinsic factor Auto-antibody
Poststreptococcal glomerulonephritis Kidney Antigen-antibody complexes
Spontaneous infertility Sperm Auto-antibodies
SYSTEMIC AUTOIMMUNE DISEASES
Ankylosing sponkylitis Vertebrae Immune complexes
Multiple sclerosis Brain or white matter T
H
1 cells and T
C
cells, auto-antibodies
Rheumatoid arthritis Connective tissue, IgG Auto-antibodies, immune complexes
Scleroderma Nuclei, heart, lungs, gastrointestinal tract, kidney Auto-antibodies
Sjogren’s syndrome Salivary gland, liver, kidney, thyroid Auto-antibodies
Systemic lupus erythematosus (SLE) DNA, nuclear protein, RBC and platelet membranes Auto-antibodies, immune complexes
from the small intestine. Binding of the auto-antibody to
intrinsic factor blocks the intrinsic factor–mediated absorp-
tion of vitamin B
12
. In the absence of sufficient vitamin B
12
,
which is necessary for proper hematopoiesis, the number of
functional mature red blood cells decreases below normal.
Pernicious anemia is treated with injections of vitamin B
12
,
thus circumventing the defect in its absorption.
An individual with autoimmune hemolytic anemia makes
auto-antibody to RBC antigens, triggering complement-
mediated lysis or antibody-mediated opsonization and phago-
cytosis of the red blood cells. One form of autoimmune ane-
mia is drug-induced: when certain drugs such as penicillin or
the anti-hypertensive agent methyldopa interact with red
blood cells, the cells become antigenic. The immunodiag-
nostic test for autoimmune hemolytic anemias generally
involves a Coombs test, in which the red cells are incubated
with an anti–human IgG antiserum. If IgG auto-antibodies
are present on the red cells, the cells are agglutinated by the
antiserum.
GOODPASTURE’S SYNDROME
In Goodpasture’s syndrome, auto-antibodies specific for
certain basement-membrane antigens bind to the basement
membranes of the kidney glomeruli and the alveoli of the
lungs. Subsequent complement activation leads to direct cel-
lular damage and an ensuing inflammatory response medi-
ated by a buildup of complement split products. Damage to
the glomerular and alveolar basement membranes leads to
progressive kidney damage and pulmonary hemorrhage.
Death may ensue within several months of the onset of
symptoms. Biopsies from patients with Goodpasture’s syn-
drome stained with fluorescent-labeled anti-IgG and anti-
C3b reveal linear deposits of IgG and C3b along the base-
ment membranes (Figure 20-2).
INSULIN-DEPENDENT DIABETES MELLITUS
A disease afflicting 0.2% of the population, insulin-dependent
diabetes mellitus (IDDM) is caused by an autoimmune
attack on the pancreas. The attack is directed against special-
ized insulin-producing cells (beta cells) that are located in
spherical clusters, called the islets of Langerhans, scattered
throughout the pancreas. The autoimmune attack destroys
beta cells, resulting in decreased production of insulin and
consequently increased levels of blood glucose. Several factors
are important in the destruction of beta cells. First, activated
CTLs migrate into an islet and begin to attack the insulin-
producing cells. Local cytokine production during this
464 PART IV The Immune System in Health and Disease
(a) (b)
FIGURE 20-1 Photomicrographs of (a) normal thyroid gland show-
ing a follicle lined by cuboidal follicular epithelial cells and (b) gland in
Hashimoto’s thyroiditis showing intense lymphocyte infiltration. [From
Web Path, courtesy of E. C. Klatt, University of Utah.]
FIGURE 20-2 Fluorescent anti-IgG staining of a kidney biopsy
from a patient with Goodpasture’s syndrome reveals linear deposits
of auto-antibody along the basement membrane. [From Web Path,
courtesy of E. C. Klatt, University of Utah.]
response includes IFN-H9253, TNF-H9251, and IL-1. Auto-antibody
production can also be a contributing factor in IDDM. The
first CTL infiltration and activation of macrophages, fre-
quently referred to as insulitis (Figure 20-3), is followed by
cytokine release and the presence of auto-antibodies, which
leads to a cell-mediated DTH response. The subsequent
beta-cell destruction is thought to be mediated by cytokines
released during the DTH response and by lytic enzymes
released from the activated macrophages. Auto-antibodies to
beta cells may contribute to cell destruction by facilitating
either antibody-plus-complement lysis or antibody-dependent
cell-mediated cytotoxicity (ADCC).
The abnormalities in glucose metabolism that are caused
by the destruction of islet beta cells result in serious meta-
bolic problems that include ketoacidosis and increased urine
production. The late stages of the disease are often character-
ized by atherosclerotic vascular lesions—which in turn cause
gangrene of the extremities due to impeded vascular flow—
renal failure, and blindness. If untreated, death can result.
The most common therapy for diabetes is daily administra-
tion of insulin. This is quite helpful in managing the disease,
but, because sporadic doses are not the same as metabolically
regulated continuous and controlled release of the hormone,
periodically injected doses of insulin do not totally alleviate
the problems caused by the disease. Another complicating
feature of diabetes is that the disorder can go undetected for
several years, allowing irreparable loss of pancreatic tissue to
occur before treatment begins.
Some Autoimmune Diseases Are Mediated
by Stimulating or Blocking Auto-Antibodies
In some autoimmune diseases, antibodies act as agonists,
binding to hormone receptors in lieu of the normal ligand
and stimulating inappropriate activity. This usually leads to
an overproduction of mediators or an increase in cell growth.
Conversely, auto-antibodies may act as antagonists, binding
hormone receptors but blocking receptor function. This gen-
erally causes impaired secretion of mediators and gradual
atrophy of the affected organ.
GRAVES’ DISEASE
The production of thyroid hormones is carefully regulated by
thyroid-stimulating hormone (TSH), which is produced by
the pituitary gland. Binding of TSH to a receptor on thyroid
cells activates adenylate cyclase and stimulates the synthesis of
two thyroid hormones, thyroxine and triiodothyronine. A
patient with Graves’ disease produces auto-antibodies that
bind the receptor for TSH and mimic the normal action of
TSH, activating adenylate cyclase and resulting in produc-
tion of the thyroid hormones. Unlike TSH, however, the auto-
antibodies are not regulated, and consequently they over-
stimulate the thyroid. For this reason these auto-antibodies
are called long-acting thyroid-stimulating (LATS) antibod-
ies (Figure 20-4).
MYASTHENIA GRAVIS
Myasthenia gravis is the prototype autoimmune disease
mediated by blocking antibodies. A patient with this disease
produces auto-antibodies that bind the acetylcholine recep-
tors on the motor end-plates of muscles, blocking the normal
binding of acetylcholine and also inducing complement-
mediated lysis of the cells. The result is a progressive weaken-
ing of the skeletal muscles (Figure 20-5). Ultimately, the anti-
bodies destroy the cells bearing the receptors. The early signs
of this disease include drooping eyelids and inability to
retract the corners of the mouth, which gives the appearance
of snarling. Without treatment, progressive weakening of the
Autoimmunity CHAPTER 20 465
(a) (b)
FIGURE 20-3 Photomicrographs of an islet of Langerhans (a) in
pancreas from a normal mouse and (b) one in pancreas from a mouse
with a disease resembling insulin-dependent diabetes mellitus. Note
the lymphocyte infiltration into the islet (insulitis) in (b). [From M. A.
Atkinson and N. K. Maclaren, 1990, Sci. Am. 263(1):62.]
muscles can lead to severe impairment of eating as well as
problems with movement. However, with appropriate treat-
ment, this disease can be managed quite well and afflicted
individuals can lead a normal life.
Systemic Autoimmune Diseases
In systemic autoimmune diseases, the response is directed
toward a broad range of target antigens and involves a num-
ber of organs and tissues. These diseases reflect a general de-
fect in immune regulation that results in hyperactive T cells
and B cells. Tissue damage is widespread, both from cell-
mediated immune responses and from direct cellular dam-
age caused by auto-antibodies or by accumulation of im-
mune complexes.
Systemic Lupus Erythematosus Attacks
Many Tissues
One of the best examples of a systemic autoimmune disease is
systemic lupus erythematosus (SLE), which typically appears
in women between 20 and 40 years of age; the ratio of female
to male patients is 10:1. SLE is characterized by fever, weak-
ness, arthritis, skin rashes, pleurisy, and kidney dysfunction
(Figure 20-6). Lupus is more frequent in African-American
and Hispanic women than in Caucasians, although it is not
known why this is so. Affected individuals may produce auto-
antibodies to a vast array of tissue antigens, such as DNA, his-
tones, RBCs, platelets, leukocytes, and clotting factors; inter-
action of these auto-antibodies with their specific antigens
produces various symptoms. Auto-antibody specific for RBCs
and platelets, for example, can lead to complement-mediated
lysis, resulting in hemolytic anemia and thrombocytopenia,
respectively. When immune complexes of auto-antibodies
with various nuclear antigens are deposited along the walls of
466 PART IV The Immune System in Health and Disease
STIMULATING AUTO-ANTIBODIES (Graves’ disease)
Pituitary gland
TSH
TSH receptor
Thyroid cell
Stimulates
hormone
synthesis
Auto-antibody
to receptor
Regulated production of
thyroid hormones
Unregulated overproduction
of thyroid hormones
Negative
feedback
control
Stimulates
hormone
synthesis
BLOCKING AUTO-ANTIBODIES (Myasthenia gravis)
Nerve Nerve
Acetylcholine
Muscle cell
AChR Auto-antibody
to AChR
Muscle activation Muscle activation inhibited
FIGURE 20-4 In Graves’ disease, binding of auto-antibodies to the
receptor for thyroid-stimulating hormone (TSH) induces unregu-
lated activation of the thyroid, leading to overproduction of the thy-
roid hormones (purple dots).
FIGURE 20-5 In myasthenia gravis, binding of auto-antibodies to
the acetylcholine receptor (right) blocks the normal binding of acetyl-
choline (burgandy dots) and subsequent muscle activation (left). In
addition, the anti-AChR auto-antibody activates complement, which
damages the muscle end-plate; the number of acetylcholine receptors
declines as the disease progresses. AChR = acetylcholine receptor.
small blood vessels, a type III hypersensitive reaction devel-
ops. The complexes activate the complement system and
generate membrane-attack complexes and complement split
products that damage the wall of the blood vessel, resulting
in vasculitis and glomerulonephritis.
Excessive complement activation in patients with severe
SLE produces elevated serum levels of the complement split
products C3a and C5a, which may be three to four times
higher than normal. C5a induces increased expression of the
type 3 complement receptor (CR3) on neutrophils, facilitat-
ing neutrophil aggregation and attachment to the vascular
endothelium. As neutrophils attach to small blood vessels, the
number of circulating neutrophils declines (neutropenia) and
various occlusions of the small blood vessels develop (vasculi-
tis). These occlusions can lead to widespread tissue damage.
Laboratory diagnosis of SLE focuses on the characteristic
antinuclear antibodies, which are directed against double-
stranded or single-stranded DNA, nucleoprotein, histones,
and nucleolar RNA. Indirect immunofluorescent staining
with serum from SLE patients produces various characteris-
tic nucleus-staining patterns.
Multiple Sclerosis Attacks the Central
Nervous System
Multiple sclerosis (MS) is the most common cause of neuro-
logic disability associated with disease in Western countries.
The symptoms may be mild, such as numbness in the limbs,
or severe, such as paralysis or loss of vision. Most people with
MS are diagnosed between the ages of 20 and 40. Individuals
with this disease produce autoreactive T cells that participate
in the formation of inflammatory lesions along the myelin
sheath of nerve fibers. The cerebrospinal fluid of patients
with active MS contains activated T lymphocytes, which
infiltrate the brain tissue and cause characteristic inflamma-
tory lesions, destroying the myelin. Since myelin functions to
insulate the nerve fibers, a breakdown in the myelin sheath
leads to numerous neurologic dysfunctions.
Epidemiological studies indicate that MS is most com-
mon in the Northern hemisphere and, interestingly, in the
United States. Populations who live north of the 37th parallel
have a prevalence of 110–140 cases per 100,000, while those
who live south of the 37th parallel show a prevalence of
57–78 per 100,000. And individuals from south of the 37th
parallel who move north assume a new risk if the move
occurs before 15 years of age. These provocative data suggest
that there is an environmental component of the risk of con-
tracting MS. This is not the entire story, however, since
genetic influences also are important. While the average per-
son in the United States has about one chance in 1000 of
developing MS, close relatives of people with MS, such as
children or siblings, have 1 chance in 50 to 100 of developing
MS. The identical twin of a person with MS has a 1 in 3
chance of developing the disease. These data point strongly
to the genetic component of the disease. And, as is described
in the Clinical Focus of this chapter, MS affects women two
to three times more frequently than men.
The cause of MS, like most autoimmune diseases, is not
well understood. However, there are some suggestions that
infection by certain viruses may predispose a person to MS.
Certainly some viruses can cause demyelinating diseases, and
it is tempting to speculate that virus infection plays a signifi-
cant role in MS, but at present there is no definitive data
implicating a particular virus.
Rheumatoid Arthritis Attacks Joints
Rheumatoid arthritis is a common autoimmune disorder,
most often affecting women from 40 to 60 years old. The
major symptom is chronic inflammation of the joints,
although the hematologic, cardiovascular, and respiratory
systems are also frequently affected. Many individuals with
rheumatoid arthritis produce a group of auto-antibodies
called rheumatoid factors that are reactive with determi-
nants in the Fc region of IgG. The classic rheumatoid factor
is an IgM antibody with that reactivity. Such auto-antibodies
bind to normal circulating IgG, forming IgM-IgG complexes
that are deposited in the joints. These immune complexes
can activate the complement cascade, resulting in a type III
hypersensitive reaction, which leads to chronic inflammation
of the joints.
Animal Models for Autoimmune
Diseases
Animal models for autoimmune diseases have contributed
valuable insights into the mechanism of autoimmunity, to
Autoimmunity CHAPTER 20 467
FIGURE 20-6 Characteristic “butterfly” rash over the cheeks of a
young girl with systemic lupus erythematosus. [From L. Steinman,
1993, Sci. Am. 269(3):80.]
our understanding of autoimmunity in humans, and to
potential treatments. Autoimmunity develops spontaneously
in certain inbred strains of animals and can also be induced
by certain experimental manipulations (Table 20-2).
Autoimmunity Can Develop
Spontaneously in Animals
A number of autoimmune diseases that develop sponta-
neously in animals exhibit important clinical and pathologic
similarities to certain autoimmune diseases in humans. Cer-
tain inbred mouse strains have been particularly valuable
models for illuminating the immunologic defects involved in
the development of autoimmunity.
New Zealand Black (NZB) mice and F
1
hybrids of NZB
and New Zealand White (NZW) mice spontaneously develop
autoimmune diseases that closely resemble systemic lupus ery-
thematosus. NZB mice spontaneously develop autoimmune
hemolytic anemia between 2 and 4 months of age, at which
time various auto-antibodies can be detected, including anti-
bodies to erythrocytes, nuclear proteins, DNA, and T lym-
phocytes. F
1
hybrid animals develop glomerulonephritis from
immune-complex deposits in the kidney and die prematurely
by 18 months. As in human SLE, the incidence of autoimmu-
nity in the (NZB H11003 NZW)F
1
hybrids is greater in females.
An accelerated and severe form of systemic autoimmune
disease resembling systemic lupus erythematosus develops in
a mouse strain called MRL/lpr/lpr. These mice are homozy-
gous for a gene called lpr, which has been identified as a
defective fas gene. The fas-gene product is a cell-surface pro-
tein belonging to the TNF family of cysteine-rich membrane
receptors (see Figure 12-6d). When the normal Fas protein
interacts with its ligand, it transduces a signal that leads to
apoptotic death of the Fas-bearing cells. This mechanism
may operate in destruction of target cells by some CTLs (see
Figure 14-9). Fas is known also to be essential in the death of
hyperactivated peripheral CD4
+
cells. Normally, when ma-
ture peripheral T cells become activated, they are induced to
express both Fas antigen and Fas ligand, When Fas-bearing
cells come into contact with a neighboring activated cell bear-
ing Fas ligand, the Fas-bearing cell is induced to die. It is also
possible that Fas ligand can engage Fas from the same cell,
inducing a cellular suicide. In the absence of Fas, mature
peripheral T cells do not die, and these activated cells con-
tinue to proliferate and produce cytokines that result in
grossly enlarged lymph nodes and spleen. Defects in fas ex-
pression similar to that found in the lpr mouse are observed in
humans, and these can have severe consequences. However
there is no link between fas expression and SLE in humans,
which suggests that the lpr mouse may not be a true model
for SLE.
Another important animal model is the nonobese dia-
betic (NOD) mouse, which spontaneously develops a form
of diabetes that resembles human insulin-dependent dia-
468 PART IV The Immune System in Health and Disease
TABLE 20-2 Experimental animal models of autoimmune diseases
Disease
Possible human transferred
Animal model disease counterpart Inducing antigen by T cells
SPONTANEOUS AUTOIMMUNE DISEASES
Nonobese diabetic (NOD) Insulin-dependent diabetes Unknown Yes
mouse mellitus (IDDM)
(NZB H11003 NZW) F
1
mouse Systemic lupus erythematosus (SLE) Unknown Yes
Obese-strain chicken Hashimoto’s thyroiditis Thyroglobulin Yes
EXPERIMENTALLY INDUCED AUTOIMMUNE DISEASES*
Experimental autoimmune Myasthenia gravis Acetylcholine receptor Yes
myasthenia gravis (EAMG)
Experimental autoimmune Multiple sclerosis (MS) Myelin basic protein (MBP); Yes
encephalomyelitis (EAE) proteolipid protien (PLP)
Autoimmune arthritis (AA) Rheumatoid arthritis M. tuberculosis (proteoglycans) Yes
Experimental autoimmune Hashimoto’s thyroiditis Thyroglobulin Yes
thyroiditis (EAT)
* These diseases can be induced by injecting appropriate animals with the indicated antigen in complete Freund’s adjuvant. Except for autoimmune arthritis,
the antigens used correspond to the self-antigens associated with the human-disease counterpart. Rheumatoid arthritis involves reaction to proteoglycans,
which are self-antigens associated with connective tissue.
betes mellitus (IDDM). Like the human disease, the NOD
mouse disease begins with lymphocytic infiltration into the
islets of the pancreas. Also, as in IDDM, there is a strong asso-
ciation between certain MHC alleles and the development of
diabetes in these mice. Experiments have shown that T cells
from diabetic mice can transfer diabetes to nondiabetic re-
cipients. For example, when the immune system of normal
mice is destroyed by lethal doses of x-rays and then is recon-
stituted with an injection of bone-marrow cells from NOD
mice, the reconstituted mice develop diabetes. Conversely,
when the immune system of still healthy NOD mice is de-
stroyed by x-irradiation and then reconstituted with normal
bone-marrow cells, the NOD mice do not develop diabetes.
Various studies have demonstrated a pivotal role for CD4
+
T cells in the NOD mouse, and recent evidence implicates the
T
H
1 subset in disease development.
Several other spontaneous autoimmune diseases have been
discovered in animals that have served as models for similar
human diseases. Among these are Obese-strain chickens,
which develop both humoral and cell-mediated reactivity to
thyroglobulin resembling that seen in Hashimoto’s thyroiditis.
Autoimmunity Can Be Induced
Experimentally in Animals
Autoimmune dysfunctions similar to certain human autoim-
mune diseases can be induced experimentally in some ani-
mals (see Table 20-2). One of the first such animal models
was discovered serendipitously in 1973 when rabbits were
immunized with acetylcholine receptors purified from elec-
tric eels. The animals soon developed muscular weakness
similar to that seen in myasthenia gravis. This experimental
autoimmune myasthenia gravis (EAMG) was shown to result
when antibodies to the acetylcholine receptor blocked mus-
cle stimulation by acetylcholine in the synapse. Within a year,
this animal model had proved its value with the discovery
that auto-antibodies to the acetylcholine receptor were the
cause of myasthenia gravis in humans.
Experimental autoimmune encephalomyelitis (EAE) is
another animal model that has greatly improved under-
standing of autoimmunity. This is one of the best-studied
models of autoimmune disease. EAE is mediated solely by
T cells and can be induced in a variety of species by immu-
nization with myelin basic protein (MBP) or proteolipid
protein (PLP) in complete Freund’s adjuvant (Figure 20-7).
Within 2–3 weeks the animals develop cellular infiltration of
the myelin sheaths of the central nervous system, resulting
in demyelination and paralysis. Most of the animals die, but
others have milder symptoms, and some animals develop a
chronic form of the disease that resembles chronic relapsing
and remitting MS in humans. Those that recover are resistant
to the development of disease from a subsequent injection of
MBP and adjuvant.
The mouse EAE model provides a system for testing
treatments for human MS. For example, because MBP- or
PLP-specific T-cell clones are found in the periphery, it is
assumed that these clones must have escaped negative selec-
tion in the thymus. Recent mouse experiments have suggested
that orally administered MBP may make these antigen-specific
peripheral T-cell clones self-tolerant. These studies have paved
the way for clinical trials in MS patients.
Experimental autoimmune thyroiditis (EAT) can be
induced in a number of animals by immunizing with thy-
roglobulin in complete Freund’s adjuvant. Both humoral anti-
bodies and T
H
1 cells directed against the thyroglobulin de-
velop, resulting in thyroid inflammation. EAT appears to best
mimic Hashimoto’s thyroiditis. In contrast to both EAE and
EAT, which are induced by immunizing with self-antigens,
autoimmune arthritis (AA) is induced by immunizing rats
with Mycobacterium tuberculosis in complete Freund’s adju-
vant. These animals develop an arthritis whose features are
similar to those of rheumatoid arthritis in humans.
Evidence Implicating the CD4
+
T Cell,
MHC, and TCR in Autoimmunity
The inappropriate response to self-antigens that character-
izes all autoimmune diseases can involve either the humoral
or cell-mediated branches of the immune system. Identifying
the defects underlying human autoimmune diseases has
been difficult; more success has been achieved in characteriz-
ing the immune defects in the various animal models. Each
of the animal models has implicated the CD4
+
T cell as the
primary mediator of autoimmune disease. For example, the
evidence is quite strong that, in mice, EAE is caused by CD4
+
T
H
1 cells specific for the immunizing antigen. The disease
can be transferred from one animal into another by T cells
from animals immunized with either MBP or PLP or by
Autoimmunity CHAPTER 20 469
Normal rat
MBP + CFA
Lymph-node
cells
+ MBP
EAE rat
(paralysis)
Normal ratEAE rat
(most die; some recover)
MBP-specific
T-cell clones
FIGURE 20-7 Experimental autoimmune encephalomyelitis (EAE)
can be induced in rats by injecting them with myelin basic protein
(MBP) in complete Freud’s adjuvant (CFA). MBP-specific T-cell
clones can be generated by culturing lymph-node cells from EAE rats
with MBP. When these T cells are injected into normal animals, most
develop EAE and die, although a few recover.
cloned T-cell lines from such animals. It also has been shown
that disease can be prevented by treating animals with anti-
CD4 antibodies. These data are compelling evidence for the
involvement of CD4 in the establishment of EAE.
T-cell recognition of antigen, of course, involves a trimol-
ecular complex of the T-cell receptor, an MHC molecule, and
antigenic peptide (see Figure 9-16). Thus, an individual sus-
ceptible to autoimmunity must possess MHC molecules and
T-cell receptors capable of binding self-antigens.
CD4
+
T Cells and T
H
1/T
H
2 Balance
Plays an Important Role in Autoimmunity
in Some Animal Models
Autoimmune T-cell clones have been obtained from all of the
animal models listed in Table 20-2 by culturing lymphocytes
from the autoimmune animals in the presence of various
T-cell growth factors and by inducing proliferation of spe-
cific autoimmune clones with the various autoantigens. For
example, when lymph-node cells from EAE rats are cultured
in vitro with myelin basic protein (MBP), clones of activated
T cells emerge. When sufficient numbers of these MBP-
specific T-cell clones are injected intravenously into normal
syngeneic animals, the cells cross the blood-brain barrier and
induce demyelination; EAE develops very quickly, within
5 days (see Figure 20-7).
A similar experimental protocol has been used to isolate
T-cell clones specific for thyroglobulin and for M. tuberculosis
from EAT and AA animals, respectively. In each case, the T-cell
clone induces the experimental autoimmune disease in nor-
mal animals. Examination of these T cells has revealed that
they bear the CD4 membrane marker. In a number of animal
models for autoimmune diseases it has been possible to reverse
the autoimmunity by depleting the T-cell population with
antibody directed against CD4. For example, weekly injections
of anti-CD4 monoclonal antibody abolished the autoimmune
symptoms in (NZB H11003 NZW) F
1
mice and in mice with EAE.
Most cases of organ-specific autoimmune disease develop
as a consequence of self-reactive CD4
+
T cells.Analysis of these
cells has revealed that the T
H
1/T
H
2 balance can affect whether
autoimmunity develops. T
H
1 cells have been implicated in the
development of autoimmunity, whereas, in a number of cases,
T
H
2 cells not only protect against the induction of disease but
also against progression of established disease. In EAE, for
example, immunohistologic studies revealed the presence of
T
H
1 cytokines (IL-2, TNF-H9251, and IFN-H9253) in the central ner-
vous system tissues at the height of the disease. In addition, the
MBP-specific CD4
+
T-cell clones generated from animals with
EAE, as shown in Figure 20-7, can be separated into T
H
1 and
T
H
2 clones. Experiments have shown that only the T
H
1 clones
transfer EAE to normal healthy mice, whereas the T
H
2 clones
not only do not transfer EAE to normal healthy mice but also
protect the mice against induction of EAE by subsequent
immunization with MBP plus adjuvant.
Experiments that assessed the role of various cytokines or
cytokine inhibitors on the development of EAE have provided
further evidence for the different roles of T
H
1 and T
H
2 cells in
autoimmunity. When mice were injected with IL-4 at the time
of immunization with MBP plus adjuvant, the development of
EAE was inhibited, whereas administration of IL-12 had the
opposite effect, promoting the development of EAE. As noted
in Chapter 12, IL-4 promotes development of T
H
2 cells and
IFN-H9253, in addition to other cytokines such as IL-12, promotes
development of T
H
1 cells (see Figure 12-12). Thus, the ob-
served effects of IL-4 and IL-12 on EAE development are con-
sistent with a role for T
H
1 cells in the genesis of autoimmunity.
Autoimmunity Can Be Associated with
the MHC or with Particular T-Cell Receptors
Several types of studies have supported an association be-
tween expression of a particular MHC allele and susceptibil-
ity to autoimmunity, an issue covered in detail in Chapter 7.
The strongest association between an HLA allele and an
autoimmune disease is seen in ankylosing spondylitis, an
inflammatory disease of vertebral joints. Individuals who
have HLA-B27 have a 90 times greater likelihood of develop-
ing ankylosing spondylitis than individuals with a different
HLA-B allele. However, the existence of such an association
should not be interpreted to imply that the expression of a
particular MHC allele has caused the disease, because the
relationship between MHC alleles and development of auto-
immune disease is complex. It is interesting to note that,
unlike many other autoimmune diseases, 90% of the cases of
ankylosing spondylitis are male.
The presence of T-cell receptors containing particular V
H9251
and V
H9252
domains also has been linked to a number of auto-
immune diseases, including experimental EAE and its human
counterpart, multiple sclerosis. In one approach, T cells spe-
cific for various encephalitogenic peptides of MBP were
cloned and their T-cell receptors analyzed. For example,
T-cell clones were obtained from PL/J mice by culturing their
T cells with the acetylated amino-terminal nonapeptide of
MBP presented in association with a class II IA
u
MHC mole-
cule. Analysis of the T-cell receptors on these clones revealed a
restricted repertoire of V
H9251
and V
H9252
domains: 100% of the
T-cell clones expressed V
H9251
4.3, and 80% of the T-cell clones
expressed V
H9252
8.2. In human autoimmune diseases, evidence
for restricted TCR expression has been obtained for both mul-
tiple sclerosis and myasthenia gravis. The preferential expres-
sion of TCR variable-region genes in these autoimmune T-cell
clones suggests that a single epitope might induce the clonal
expansion of a small number of pathogenic T cells.
Proposed Mechanisms for Induction
of Autoimmunity
A variety of mechanisms have been proposed to account for
the T-cell–mediated generation of autoimmune diseases
(Figure 20-8). Evidence exists for each of these mechanisms,
470 PART IV The Immune System in Health and Disease
and it is likely that autoimmunity does not develop from a
single event but rather from a number of different events.
In addition, susceptibility to many autoimmune diseases
differs between the two sexes. As noted earlier, Hashimoto’s
thyroiditis, systemic lupus erythematosus, multiple sclerosis,
rheumatoid arthritis, and scleroderma preferentially affect
women. Factors that have been proposed to account for this
preferential susceptibility, such as hormonal differences be-
tween the sexes and the potential effects of fetal cells in the
maternal circulation during pregnancy, are discussed in the
Clinical Focus.
Release of Sequestered Antigens Can Induce
Autoimmune Disease
As discussed in Chapter 10, the induction of self-tolerance in
T cells results from exposure of immature thymocytes to self-
antigens and the subsequent clonal deletion of those that are
self-reactive. Any tissue antigens that are sequestered from
the circulation, and are therefore not seen by the developing
T cells in the thymus, will not induce self-tolerance. Exposure
of mature T cells to such normally sequestered antigens at a
later time might result in their activation.
Myelin basic protein (MBP) is an example of an antigen
normally sequestered from the immune system, in this case by
the blood-brain barrier. In the EAE model, animals are in-
jected directly with MBP, together with adjuvant, under con-
ditions that maximize immune exposure. In this type of ani-
mal model, the immune system is exposed to sequestered self-
antigens under nonphysiologic conditions; however, trauma
to tissues following either an accident or a viral or bacterial
infection might also release sequestered antigens into the cir-
culation. A few tissue antigens are known to fall into this cate-
gory. For example, sperm arise late in development and are
sequestered from the circulation. However, after a vasectomy,
some sperm antigens are released into the circulation and can
induce auto-antibody formation in some men. Similarly, the
release of lens protein after eye damage or of heart-muscle
antigens after myocardial infarction has been shown to lead on
occasion to the formation of auto-antibodies.
Autoimmunity CHAPTER 20 471
VISUALIZING CONCEPTS
T
H
cell
Tissue
damage
Inflammation and local DTH
Ab to self-antigens
Activated
macrophage
Target tissue
epithelium
IFN-γ
T
H
cell
Activated
T
H
cell
T
H
cell CTL
T
H
cell
Help
Plasma cell
B
cell
T
C
cell
Polyclonal
activation
T
H
cell
B
cell
T
H
cell
IL-2
Class II MHC
Release of
sequestered
antigen
Inappropriate
MHC expression
on non-APCs
APC with
cross-reacting
Ag (molecular
mimicry)
FIGURE 20-8 Proposed mechanisms for inducing autoim-
mune responses. Normal thymic selection appears to generate
some self-reactive T
H
cells; abnormalities in this process may
generate even more self-reactive T
H
cells. Activation of these self-
reactive T cells in various ways, as well as polyclonal activation of
B cells, is thought to induce an autoimmune response, in this
case resulting in tissue damage. In all likelihood, several mecha-
nisms are involved in each autoimmune disease. [Adapted from
V. Kumar et al., 1989, Annu. Rev. Immunol. 7:657.]
Data indicate that injection of normally sequestered anti-
gens directly into the thymus can reverse the development of
tissue-specific autoimmune disease in animal models. For
instance, intrathymic injection of pancreatic islet beta cells
prevented development of autoimmunity in NOD mice.
Moreover, EAE was prevented in susceptible rats by prior
injection of MBP directly into the thymus. In these experi-
ments, exposure of immature T cells to self-antigens that
normally are not present in the thymus presumably led to
tolerance to these antigens.
472 PART IV The Immune System in Health and Disease
young females. Women tend to have
higher levels of CD4
+
T cells and signifi-
cantly higher levels of serum IgM.
In mice, whose gender differences are
easier to study, there is a large body of lit-
erature documenting gender differences
in immune responses. Female mice are
much more likely than male mice to de-
velop T
H
1 responses and, in infections to
which pro-inflammatory T
H
1 responses
are beneficial, are more likely to be re-
sistant to the infection. An excellent
example is infection by viruses such as
vesicular stomatitis virus (VSV), herpes
simplex virus (HSV), and Theiler’s mu-
rine encephalomyelitis virus (TMEV).
Clearance of these viruses is enhanced by
T
H
1 responses. In some cases, however,
a pro-inflammatory response can be
deleterious. For example, a T
H
1 response
to lymphocytic choriomeningitis virus
(LCMV) correlates with more severe dis-
ease and significant pathology. Thus,
female mice are more likely to succumb
to infection with LCMV. The fact that gen-
der is important in LCMV infection is
underscored by experiments demonstrat-
ing that castrated male mice behave like
females and are more likely to succumb
to infection than their un-castrated male
littermates.
Another disease in which gender
plays a role is infection by coxsackie
virus Type B-3 (CVB-3), an etiological
agent of immune myocarditis. Male
mice are much more susceptible to this
disease than females. CVB-3 induces a
predominant T
H
1 response in males,
while females, contrary to the situations
described above, respond by mounting a
protective T
H
2 response. The response
by females can be altered by injecting
them with testosterone, which makes
them susceptible to the disease. Ad-
ditionally, the male response can be al-
tered by injecting them with estradiol,
which makes them resistant to the virus.
These data in mice are consistent with
the possibility that basic differences may
well exist between men and women in
their responses to pathogens. We must
stress, however, that the particular gen-
der differences observed in mice may
not extend to human populations.
How do these gender differences
arise? The evidence cited above that
estradiol or testosterone can alter the
outcome of infection by CVB-3 suggests
a critical role for sex hormones. In hu-
mans it appears that estrogen on its own
does not play a significant role in the eti-
ology of either RA or MS, but there are
indications that it may be important in
SLE. This is suggested by data indicat-
ing that estrogen can stimulate auto-
antibody production in SLE-prone mice
and these effects can be modulated by
an anti-estrogenic compound. Such data
imply that, at least in mice, estrogen is
capable of triggering SLE-like autoimmu-
nity. Additionally, androgens such as
testosterone clearly play an important
role in some autoimmune diseases.
Female NOD mice are much more sus-
ceptible to spontaneous diabetes, and
castration significantly increases the
susceptibility of male NOD mice. Fe-
male SJL mice are more likely to be sus-
ceptible to EAE, a mouse MS-like dis-
ease. This indicates that testosterone
may well be effective in ameliorating
some autoimmune responses and so
Of the nearly
9 million individuals in the United States
with autoimmune disease, approxi-
mately 6.7 million are women. This pre-
disposition to autoimmunity is more
apparent in some diseases than others.
For example, the female:male ratio of
individuals who suffer from diseases
such as multiple sclerosis (MS) or
rheumatoid arthritis (RA) is approxi-
mately two or three females to one male,
and there are nine women for every one
male afflicted with systemic lupus ery-
thematosus (SLE). However, these sta-
tistics do not tell the entire story, since,
in some diseases, MS for example, the
severity of the disease can be worse in
men than in women. The fact that
women are more susceptible to autoim-
mune disease has been recognized for
several years but the reasons for this in-
creased risk are not entirely understood.
Here some of the possible explanations
are considered.
Although it may seem unlikely, con-
siderable evidence suggests there are
significant gender differences in im-
mune responses in both humans and
mice. Immunization studies in both spe-
cies suggest that females produce a
higher titer of antibodies than males. In
fact, females in general tend to mount
more vigorous immune responses. In
humans, this is particularly apparent in
CLINICAL FOCUS
Why Are Women More
Susceptible Than Men to
Autoimmunity? Gender
Differences in Autoimmune
Disease
Molecular Mimicry May Contribute
to Autoimmune Disease
For several reasons, the notion that microbial or viral agents
might play a role in autoimmunity is very attractive. It is well
accepted that migrant human populations acquire the dis-
eases of the area to which they move and that the incidence of
autoimmunity has increased dramatically as populations
have become more mobile. This, coupled with the fact that a
number of viruses and bacteria have been shown to possess
Autoimmunity CHAPTER 20 473
can have a profound influence on im-
mune responses, as demonstrated in
mice by removal of the anterior pituitary:
this results in a severe immunosuppres-
sion, which can be entirely reversed by
treatment with exogenous prolactin. The
presence of prolactin receptors on peri-
pheral T and B cells in humans is further
evidence that this hormone may play a
role in regulating immune responses. In
fact, some evidence suggests that pro-
lactin may tend to turn cells towards
T
H
1-dominated immune responses.
Pregnancy may give us a clue to how
sex plays a role in regulating immune
response. It is clear that, while women
normally mount a normal response to
foreign antigens, during pregnancy it is
critical that the mother tolerate the fetus
(which is, in fact, a foreign graft). This
makes it very likely that the female
immune system undergoes important
modifications during pregnancy. Recall
that women normally tend to mount
more T
H
1-like responses than T
H
2 re-
sponses. During pregnancy, however, wo-
men mount more T
H
2-like responses. It
is thought that pregnancy-associated lev-
els of sex steroids may promote an anti-
inflammatory environment. In this re-
gard, it is notable that diseases enhanced
by T
H
2-like responses, such as SLE,
which has a strong antibody-mediated
component, can be exacerbated during
pregnancy, while diseases that involve
inflammatory responses, such as RA and
MS, sometimes are ameliorated in preg-
nant women.
Another effect of pregnancy is the
presence of fetal cells in the maternal cir-
culation (see the description of sclero-
derma on page 000). It is known that
fetal cells can persist in the maternal cir-
culation for decades, so these long-lived
fetal cells may play a significant role in
the development of autoimmune dis-
ease. Furthermore, the exchange of cells
during pregnancy is bi-directional (cells
of the mother may also appear in the
fetal circulatory system), and this has led
some to postulate that the presence of
mother’s cells in the male circulation
could be a contributing factor in autoim-
mune disease.
In summary, women and men differ
significantly in their ability to mount an
immune response. Women mount more
robust immune responses, and these
responses tend to be more T
H
1-like. It
has been reported that estrogen is im-
munostimulatory; this may be due, in
part, to the ability of the hormone to reg-
ulate specific gene expression through
the estrogen receptor. Furthermore, the
incidence of autoimmune diseases is
sharply higher in women than in men.
These observations have generated the
compelling hypothesis that the tendency
of females to mount more T
H
1-like re-
sponses may, in part, explain differences
in susceptibility to autoimmunity. Since
this type of response is pro-inflammatory,
it may enhance the development of
autoimmunity. Whether the bias towards
a T
H
1 response is due to differences in
sex steroids between males and females
is less certain, but surely, in the next sev-
eral years, experiments that explore this
idea are likely to be pursued vigorously.
NOTE: The data discussed in this
Clinical Focus were extracted from a let-
ter to Science (C. C. Whitacre, S. C. Rein-
gold, and P. A. O’Looney, 1999, Science
283:1277) from the Task Force on
Gender, MS, and Autoimmunity, a group
convened by the National Multiple Scle-
rosis Society to begin a dialog on issues
of gender and autoimmune disease.
Science also has established a Web site
(http://www.sciencemag.org/feature/
data/983519.shl) that contains more de-
tailed data concerning autoimmunity
and gender.
may be protective against several auto-
immune diseases, including MS, dia-
betes, SLE, and Sjogren’s syndrome.
Why do sex steroids affect immune
responses? This is not well understood,
but it is likely that these hormones, which
circulate throughout the body, alter
immune responses by altering patterns
of gene expression. The sex steroids, a
highly lipophilic group of compounds,
function by passing through the cell
membrane and binding a cytoplasmic
receptor. Each hormone has a cognate
receptor and binding of hormone to re-
ceptor leads to the activation or, in some
instances, repression of gene expression.
This is mediated by the binding of the
receptor/hormone complex receptor to
a specific DNA sequence. Thus, estro-
gen enters a cell, binds to the estrogen
receptor, and induces the binding of the
estrogen receptor to a specific DNA
sequence, which in turn results in the
modulation of transcription. Therefore,
in cells that contain hormone receptors,
sex hormones can regulate gene expres-
sion, and it is highly likely that sex
steroids play an important role in the
immune system through their receptors.
Whether various cells of the immune sys-
tem contain hormone receptors is not
known at present; to understand how sex
hormones mediate immune responses,
clearly we must determine which cells
express which hormone receptors.
Hormonal effects on immune re-
sponses may not be limited to steroidal
sex hormones. Prolactin, a hormone that
is expressed in higher levels in women
than in men, is not a member of the
lipophilic sex steroid family that includes
estrogen, progesterone, and testoster-
one. But prolactin secretion (by the ante-
rior pituitary) is stimulated by estrogen,
thus explaining the higher levels of pro-
lactin in women and the very high levels
observed during pregnancy. Prolactin
A
U
:
s
upply 5e page r
e
f
(
or delet
e
this)
antigenic determinants that are identical or similar to normal
host-cell components led Michael Oldstone to propose that a
pathogen may express a region of protein that resembles a
particular self-component in conformation or primary se-
quence. Such molecular mimicry appears in a wide variety of
organisms (Table 20-3). In one study, 600 different mono-
clonal antibodies specific for 11 different viruses were tested
to evaluate their reactivity with normal tissue antigens. More
than 3% of the virus-specific antibodies tested also bound to
normal tissue, suggesting that molecular mimicry is a fairly
common phenomenon.
Molecular mimicry has been suggested as one mecha-
nism that leads to autoimmunity. One of the best examples of
this type of autoimmune reaction is post-rabies encephalitis,
which used to develop in some individuals who had received
the rabies vaccine. In the past, the rabies virus was grown in
rabbit brain-cell cultures, and preparations of the vaccine
included antigens derived from the rabbit brain cells. In a
vaccinated person, these rabbit brain-cell antigens could
induce formation of antibodies and activated T cells, which
could cross-react with the recipient’s own brain cells, leading
to encephalitis. Cross-reacting antibodies are also thought to
be the cause of heart damage in rheumatic fever, which can
sometimes develop after a Streptococcus infection. In this
case, the antibodies are to streptococcal antigens, but they
cross-react with the heart muscle.
There Is Evidence for Mimicry Between
MBP and Viral Peptides
Since the encephalitogenic MBP peptides are known, the ex-
tent to which they are mimicked by proteins from other organ-
isms can be assessed. For example, one MBP peptide (amino
acid residues 61–69) is highly homologous with a peptide in
the P3 protein of the measles virus (see Table 20-3). In one
study, the sequence of another encephalitogenic MBP peptide
(66–75) was compared with the known sequences of a large
number of viral proteins. This computer analysis revealed
sequence homologies between this MBP peptide and a num-
ber of peptides from animal viruses, including influenza, poly-
oma, adenovirus, Rous sarcoma, Abelson leukemia, polio-
myelitis, Epstein-Barr, and hepatitis B viruses.
474 PART IV The Immune System in Health and Disease
TABLE 20-3 Molecular mimicry between proteins of infectious organisms and human host proteins
Protein* Residue
?
Sequence
?
Human cytomegalovirus IE279PDPLGRPDED
HLA-DR molecule 60 VTELGRPDAE
Poliovirus VP 0STTKESRGTT
Acetylcholine receptor 176 TV IKESRGTK
Papilloma virus E276SLHLESLKDS
Insulin receptor 66 VYGLESLKDL
Rabies virus glycoprotein 147 T KESLVI IS
Insulin receptor 764 N KESLVISE
Klebsiella pneumoniae nitrogenase 186 SRQTDREDE
HLA-B27 molecule 70 KAQTDREDL
Adenovirus 12 E1B 384 L RRGMFRPSQCN
H9251-Gliadin 206 L GQGSFRPSQQN
Human immunodeficiency virus p24 160 GVETTTPS
Human IgG constant region 466 GVETTTPS
Measles virus P313LEC IRAL K
Corticotropin 18 LEC IRAC K
Measles virus P331EISDNLGQE
Myelin basic protein 61 EISFKLGQE
*In each pair, the human protein is listed second. The proteins in each pair have been shown to exhibit immunologic cross-reactivity.
?
Each number indicates the position on the intact protein of the amino-terminal amino acid in the listed sequence.
?
Amino acid residues are indicated by single-letter code. Identical residues are shown in blue.
SOURCE: Adapted from M. B. A. Oldstone, 1987, Cell 50:819.
One peptide from the polymerase enzyme of the hepati-
tis B virus was particularly striking, exhibiting 60% homol-
ogy with a sequence in the encephalitogenic MBP peptide. To
test the hypothesis that molecular mimicry can generate
autoimmunity, rabbits were immunized with this hepatitis B
virus peptide. The peptide was shown to induce both the for-
mation of antibody and the proliferation of T cells that cross-
reacted with MBP; in addition, central nervous system tissue
from the immunized rabbits showed cellular infiltration
characteristic of EAE.
These findings suggest that infection with certain viruses
expressing epitopes that mimic sequestered self-components,
such as myelin basic protein, may induce autoimmunity to
those components. Susceptibility to this type of autoimmunity
may also be influenced by the MHC haplotype of the individ-
ual, since certain class I and class II MHC molecules may be
more effective than others in presenting the homologous pep-
tide for T-cell activation.
Another particularly compelling example of molecular
mimicry comes from studies of herpes stromal keratinitis
(HSK). In these studies, investigators showed that prior in-
fection of mice with herpes simplex virus Type 1 leads to a
disease known as herpes stromal keratinitis (HSK), an auto-
immune-like disease in which T cells specific for a particular
viral peptide attack corneal tissue, thus causing blindness.
These data demonstrated very clearly that a particular epi-
tope of HSV-1 is responsible for the disease and that mutant
strains of HSV-1 that lack this epitope do not cause HSK. The
data provide strong evidence for molecular mimicry in the
development of a particular autoimmune disease.
Inappropriate Expression of Class II MHC
Molecules Can Sensitize Autoreactive T Cells
The pancreatic beta cells of individuals with insulin-dependent
diabetes mellitus (IDDM) express high levels of both class I
and class II MHC molecules, whereas healthy beta cells ex-
press lower levels of class I and do not express class II at all.
Similarly, thyroid acinar cells from those with Graves’ disease
have been shown to express class II MHC molecules on their
membranes. This inappropriate expression of class II MHC
molecules, which are normally expressed only on antigen-
presenting cells, may serve to sensitize T
H
cells to peptides
derived from the beta cells or thyroid cells, allowing activa-
tion of B cells or T
C
cells or sensitization of T
H
1 cells against
self-antigens.
Other evidence suggests that certain agents can induce
some cells that should not express class II MHC molecules to
express them. For example, the T-cell mitogen phytohemag-
glutinin (PHA) has been shown to induce thyroid cells to
express class II molecules. In vitro studies reveal that IFN-H9253
also induces increases in class II MHC molecules on a wide
variety of cells, including pancreatic beta cells, intestinal
epithelial cells, melanoma cells, and thyroid acinar cells. It
was hypothesized that trauma or viral infection in an organ
may induce a localized inflammatory response and thus in-
creased concentrations of IFN-H9253 in the affected organ. If IFN-
H9253induces class II MHC expression on non-antigen-presenting
cells, inappropriate T
H
-cell activation might follow, with
autoimmune consequences. It is noteworthy that SLE pa-
tients with active disease have higher serum titers of IFN-H9253
than patients with inactive disease. These data suggested that
the increase in IFN-H9253 in these patients may lead to inappro-
priate expression of class II MHC molecules and thus to
T-cell activation against a variety of autoantigens.
An interesting transgenic mouse system implicates IFN-H9253
and inappropriate class II MHC expression in autoim-
munity. In this system, an IFN-H9253 transgene was genetically
engineered with the insulin promoter, so that the transgenic
mice secreted IFN-H9253 from their pancreatic beta cells (Figure
20-9a). Since IFN-H9253 up-regulates class II MHC expression,
these transgenic mice also expressed class II MHC molecules
on their pancreatic beta cells. The mice developed diabetes,
which was associated with cellular infiltration of lympho-
cytes and inflammatory cells like the infiltration seen in auto-
immune NOD mice and in patients with insulin-dependent
diabetes mellitus (Figure 20-9b).
Although inappropriate class II MHC expression on pan-
creatic beta cells may be involved in the autoimmune reaction
in these transgenic mice, other factors also may play a role. For
example, IFN-H9253 is known to induce production of several
other cytokines, including IL-1 and TNF. Therefore, the devel-
opment of autoimmunity in this transgenic system may in-
volve antigen presentation by class II MHC molecules on pan-
creatic beta cells together with a co-stimulatory signal, such as
IL-1, that may activate self-reactive T cells. There is also some
evidence to suggest that IL-1, IFN-H9253, and TNF may directly
impair the secretory function of human beta cells.
Polyclonal B-Cell Activation Can Lead
to Autoimmune Disease
A number of viruses and bacteria can induce nonspecific poly-
clonal B-cell activation. Gram-negative bacteria, cytomega-
lovirus, and Epstein-Barr virus (EBV) are all known to be such
polyclonal activators, inducing the proliferation of numer-
ous clones of B cells that express IgM in the absence of
T
H
cells. If B cells reactive to self-antigens are activated by
this mechanism, auto-antibodies can appear. For instance,
during infectious mononucleosis, which is caused by EBV,
a variety of auto-antibodies are produced, including auto-
antibodies reactive to T and B cells, rheumatoid factors, and
antinuclear antibodies. Similarly, lymphocytes from patients
with SLE produce large quantities of IgM in culture, suggest-
ing that they have been polyclonally activated. Many AIDS
patients also show high levels of nonspecific antibody and
auto-antibodies to RBCs and platelets. These patients are
often coinfected with other viruses such as EBV and cyto-
megalovirus, which may induce the polyclonal B-cell activa-
tion that results in auto-antibody production.
Autoimmunity CHAPTER 20 475
Treatment of Autoimmune Diseases
Ideally, treatment for autoimmune diseases should be aimed
at reducing only the autoimmune response while leaving the
rest of the immune system intact. To date, this ideal has not
been reached.
Current therapies for autoimmune diseases are not cures
but merely palliatives, aimed at reducing symptoms to provide
the patient with an acceptable quality of life. For the most
part, these treatments provide nonspecific suppression of the
immune system and thus do not distinguish between a patho-
logic autoimmune response and a protective immune re-
sponse. Immunosuppressive drugs (e.g., corticosteroids, aza-
thioprine, and cyclophosphamide) are often given with the
intent of slowing proliferation of lymphocytes. By depressing
the immune response in general, such drugs can reduce the
severity of autoimmune symptoms. The general reduction in
immune responsiveness, however, puts the patient at greater
risk for infection or the development of cancer. A somewhat
more selective approach employs cyclosporin A or FK506
to treat autoimmunity. These agents block signal transduc-
tion mediated by the T-cell receptor; thus, they inhibit only
antigen-activated T cells while sparing nonactivated ones.
Another therapeutic approach that has produced positive
results in some cases of myasthenia gravis is removal of the
thymus. Because patients with this disease often have thymic
abnormalities (e.g., thymic hyperplasia or thymomas), adult
thymectomy often increases the likelihood of remission of
symptoms. Patients with Graves’ disease, myasthenia gravis,
rheumatoid arthritis, or systemic lupus erythematosus
may experience short-term benefit from plasmapheresis. In
this process, plasma is removed from a patient’s blood by
continuous-flow centrifugation. The blood cells are then re-
suspended in a suitable medium and returned to the patient.
Plasmapheresis has been beneficial to patients with autoim-
mune diseases involving antigen-antibody complexes, which
are removed with the plasma. Removal of the complexes,
although only temporary, can result in a short-term reduction
in symptoms.
On the positive side, studies with experimental autoim-
mune animal models have provided evidence that it is indeed
possible to induce specific immunity to the development of
autoimmunity. Several of these approaches are described
below and outlined in Figure 20-10.
T-Cell Vaccination Is a Possible Therapy
The basis for T-cell vaccination as a therapy for some auto-
immune diseases came from experiments with the EAE ani-
mal model. When rats were injected with low doses (<10
–4
)
of cloned T cells specific for MBP, they did not develop
476 PART IV The Immune System in Health and Disease
3'5'
PI/IFN-γ transgene
PancreasIFN-γ
Cellular infiltration
Transgenic mouse developed IDDM
(a) (b)
IFN-γ gene
IFN-γ gene
Insulin gene
promoter
Insulin gene
terminator
region
3'
5'
Insulin gene
promoter
(PI)
Insulin gene
terminator
region
Insulin structural gene
Insulin structural gene
Poly A
FIGURE 20-9 Insulin-dependent diabetes mellitus (IDDM) in
transgenic mice. (a) Production of transgenic mice contaIning an
IFN-H9253 transgene linked to the insulin promoter (PI). The transgenics,
which expressed the PI/IFN-H9253 transgene only in the pancreas, devel-
oped symptoms characteristic of IDDM. (b) Pancreatic islets of
Langerhans from a normal BALB/c mouse (left) and from PI/IFN-H9253
transgenics at 3 weeks (right) showing infiltration of inflammatory
cells. [Part (b) from N. Sarvetnick, 1988, Cell 52:773.]
symptoms of EAE. Instead they became resistant to the
development of EAE when later challenged with a lethal dose
of activated MBP-specific T cells or MBP in adjuvant. Later
findings revealed that the efficacy of these autoimmune
T-cell clones as a vaccine could be enhanced by crosslinking
the cell-membrane components with formaldehyde or glu-
taraldehyde. When crosslinked T cells were injected into ani-
mals with active EAE, permanent remission of symptoms was
observed. The crosslinked T cells apparently elicit regulatory
T cells specific for TCR variable-region determinants of the
autoimmune clones. Presumably these regulatory T cells act to
suppress the autoimmune T cells that mediate EAE.
Peptide Blockade of MHC Molecules Can
Modulate Autoimmune Responses
Identification and sequencing of various autoantigens has
led to the development of new approaches to modulate auto-
immune T-cell activity. In EAE, for example, the encephalito-
genic peptides of MBP have been well characterized. Syn-
thetic peptides differing by only one amino acid from their
MBP counterpart have been shown to bind to the appropri-
ate MHC molecule. Moreover, when sufficient amounts of
such a peptide were administered along with the correspond-
ing encephalitogenic MBP peptide, the clinical development
of EAE was blocked. Presumably, the synthetic peptide acts as
a competitor, occupying the antigen-binding cleft on MHC
molecules and thus preventing binding of the MBP peptide.
In other studies, blocking peptides complexed to soluble
class II MHC molecules reversed the clinical progression of
EAE in mice, presumably by inducing a state of clonal anergy
in the autoimmune T cells.
Monoclonal Antibodies May Be Used
to Treat Autoimmunity
Monoclonal antibodies have been used successfully to treat
autoimmune disease in several animal models. For example,
a high percentage of (NZB H11003 NZW) F
1
mice given weekly
injections of high doses of monoclonal antibody specific for
the CD4 membrane molecule recovered from their autoim-
mune lupus-like symptoms (Figure 20-11). Similar positive
results were observed in NOD mice, in which treatment with
an anti-CD4 monoclonal antibody led to disappearance of
the lymphocytic infiltration and diabetic symptoms.
Because anti-CD4 monoclonal antibodies block or
deplete all T
H
cells, regardless of their specificity, they can
threaten the overall immune responsiveness of the recipient.
One remedy for this disadvantage is to try to block antigen-
activated T
H
cells only, since these cells are involved in the
autoimmune state. To do this, researchers have used mono-
clonal antibody directed against the H9251 subunit of the high-
affinity IL-2 receptor, which is expressed only by antigen-
activated T
H
cells. Because the IL-2R H9251 subunit is expressed
at higher levels on autoimmune T cells, monoclonal anti-
body to the H9251 subunit (anti-TAC) might preferentially block
autoreactive T cells. This approach was tested in adult rats
injected with activated MBP-specific T cells in the presence
or absence of anti-TAC. All the control rats died of EAE,
whereas six of the nine treated with anti-TAC had no symp-
toms, and the symptoms in the other three were mild.
Autoimmunity CHAPTER 20 477
IL-2R
IL-2 toxin or
Anti-IL-2R
CD4
Anti-CD4
Anti-
MHC
Anti-
TCR
Peptide
blockade
APC
Autoreactive
T cell
FIGURE 20-10 Some experimental agents for immunointerven-
tion in autoimmune disease.
5
0
20
40
Survival, %
60
Treatment started
Anti-CD4
Saline control
Age, months
80
100
67891011213141518
FIGURE 20-11 Weekly injections of anti-CD4 monoclonal anti-
body into (NZB H11003 NZW) F
1
mice exhibiting autoimmune lupus-like
symptoms significantly increased their survival rate. [Adapted from
D. Wofsy, 1988, Prog. Allergy 45:106.]
The association of autoimmune disease with restricted
TCR expression in a number of animal models has prompted
researchers to see if blockage of the preferred receptors with
monoclonal antibody might be therapeutic. Injection of PL/J
mice with monoclonal antibody specific for the V
H9252
8.2 T-cell
receptor prevented induction of EAE by MBP in adjuvant.
Even more promising was the finding that the V
H9252
8.2 mono-
clonal antibody could also reverse the symptoms of auto-
immunity in mice manifesting induced EAE (Figure 20-12)
and that these mice manifested long-term remission. Clearly,
the use of monoclonal antibodies as a treatment for human
autoimmune diseases presents exciting possibilities.
Similarly, the association of various MHC alleles with auto-
immunity (see Table 7-4), as well as the evidence for increased
or inappropriate MHC expression in some autoimmune dis-
ease, offers the possibility that monoclonal antibodies against
appropriate MHC molecules might retard development of
autoimmunity. Moreover, since antigen-presenting cells ex-
press many different class II MHC molecules, it should theo-
retically be possible to selectively block an MHC molecule that
is associated with autoimmunity while sparing the others. In
one study, injecting mice with monoclonal antibodies to class
II MHC molecules before injecting MBP blocked the develop-
ment of EAE. If, instead, the antibody was given after the injec-
tion of MBP, development of EAE was delayed but not pre-
vented. In nonhuman primates, monoclonal antibodies to
HLA-DR and HLA-DQ have been shown to reverse EAE.
Oral Antigens Can Induce Tolerance
When antigens are administered orally, they tend to induce
the state of immunologic unresponsiveness called tolerance.
For example, as mentioned earlier in this chapter, mice fed
MBP do not develop EAE after subsequent injection of MBP.
This finding led to a double-blind pilot trial in which 30 indi-
viduals with multiple sclerosis were fed either a placebo or
300 mg of bovine myelin every day for a year. The results of
this study revealed that T cells specific for MBP were reduced
in the myelin-fed group; there also was some suggestion that
MS symptoms were reduced in the male recipients (although
the reduction fell short of statistical significance) but not in
the female recipients. While the results of oral tolerance
induction in mice were promising, the data from humans do
not appear to be as beneficial. However, the human clinical
trials are in the early stages, and it may be that the peptides
used so far were not the most effective, or perhaps the doses
were not correct. Because of the promise of this approach as
shown in animal studies, it is likely that more clinical trials
will be conducted over the next few years.
SUMMARY
a73
Human autoimmune diseases can be divided into organ-
specific and systemic diseases. The organ-specific diseases
involve an autoimmune response directed primarily against
a single organ or gland. The systemic diseases are directed
against a broad spectrum of tissues and have manifestations
in a variety of organs resulting from cell-mediated responses
and cellular damage caused by auto-antibodies or immune
complexes.
a73
There are both spontaneous and experimental animal mod-
els for autoimmune diseases. Spontaneous autoimmune di-
seases resembling systemic lupus erythematosus occur in
NZB and (NZB H11003 NZW) F
1
mice and in MRL/lpr/lpr mice,
which have a defective fas gene. Several experimental animal
models have been developed by immunizing animals with
self-antigens in the presence of adjuvant.
a73
Studies with experimental autoimmune animal models
have revealed a central role for CD4
+
T
H
cells in the devel-
opment of autoimmunity. In each of the experimentally
induced autoimmune diseases, autoimmune T-cell clones
can be isolated that induce the autoimmune disease in nor-
mal animals. The relative number of T
H
1 and T
H
2 cells
appears to play a pivotal role in determining whether auto-
immunity develops: T
H
1 cells promote the development of
autoimmunity, whereas T
H
2 cells appear to block develop-
ment of autoimmune disease and also block the progres-
sion of the disease once it is established. The MHC haplo-
type of the experimental animal determines the ability to
present various autoantigens to T
H
cells.
a73
A variety of mechanisms have been proposed for induction
of autoimmunity, including release of sequestered antigens,
molecular mimicry, inappropriate class II MHC expression
on cells (in some cases stimulated by IFN-H9253, and polyclonal
B-cell activation. Evidence exists for each of these mecha-
478 PART IV The Immune System in Health and Disease
EAE severity
3
2
1
0
01020 30 40
Anti-V
β
8.2
Control
Time after antibody injection, days
FIGURE 20-12 Injection of monoclonal antibody to the V
H9252
8.2
T-cell receptor into PL/J mice exhibiting EAE symptoms produced
nearly complete remission of symptoms. EAE was induced by inject-
ing mice with MBP-specific T-cell clones. EAE severity scale: 3 = total
paralysis of lower limbs; 2 = partial paralysis of lower limbs; 1 = limb
tail; 0 = normal (no symptoms). [Adapted from H. Acha-Orbea et al.,
1989, Annu. Rev. Immunol. 7:371.]
nisms, reflecting the many different pathways leading to
autoimmune reactions.
a73
Current therapies for autoimmune diseases include treat-
ment with immunosuppressive drugs, thymectomy, and
plasmapheresis for diseases involving immune complexes.
Other therapies include vaccination with T cells specific
for a given autoantigen, administration of synthetic block-
ing peptides that compete with autoantigen for binding to
MHC molecules, treatment with monoclonal antibodies
that react with some component specifically involved in an
autoimmune reaction, and induction of tolerance to
autoantigens by administering them orally.
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USEFUL WEB SITES
http://www.lupus.org/index.html
The site for the Lupus Foundation of America contains valu-
able information for patients and family members as well as
current information about research in this area.
http://www.nih.gov/niams/
Home page for the National Institute for Arthritis and Mus-
culoskeletal and Skin Diseases. This site contains links to
other arthritis sites.
http://www.niddk.nih.gov/
Home page for the National Institute for Diabetes and Diges-
tive and Kidney Diseases. This site contains an exhaustive list
of links to other diabetes health-related sites.
http://www.sciencemag.org/feature/data/983519.shl
Link to a Web site that provides specific information concern-
ing the role of gender in autoimmune disease.
Study Questions
CLINICAL FOCUS QUESTION What are some of the possible reasons
why females are more susceptible to autoimmune diseases than
males?
1. For each of the following autoimmune diseases (a–m), select
the most appropriate characteristic (1–13) listed below.
Diseases
a. Experimental autoimmune encephalitis
(EAE)
b. Goodpasture’s syndrome
c. Graves’ disease
d. Systemic lupus erythematosus (SLE)
d. Insulin-dependent diabetes mellitus
(IDDM)
Autoimmunity CHAPTER 20 479
Go to www.whfreeman.com/immunology Self-Test
Review and quiz of key terms
f. Rheumatoid arthritis
g. Hashimoto’s thyroiditis
h. Experimental autoimmune myasthenia
gravis (EAMG)
i. Myasthenia gravis
j. Pernicious anemia
k. Multiple sclerosis
l. Autoimmune hemolytic anemia
Characteristics
(1) Auto-antibodies to intrinsic factor block vitamin B
12
absorption
(2) Auto-antibodies to acetylcholine receptor
(3) T
H
1-cell reaction to thyroid antigens
(4) Auto-antibodies to RBC antigens
(5) T-cell response to myelin
(6) Induced by injection of myelin basic protein plus com-
plete Freund’s adjuvant
(7) Auto-antibody to IgG
(8) Auto-antibodies to basement membrane
(9) Auto-antibodies to DNA and DNA-associated protein
(10) Auto-antibodies to receptor for thyroid-stimulating
hormone
(11) Induced by injection of acetylcholine receptors
(12) T
H
1-cell response to pancreatic beta cells
2. Experimental autoimmune encephalitis (EAE) has proved to
be a useful animal model of autoimmune disorders.
a. Describe how this animal model is made.
b. What is unusual about the animals that recover from
EAE?
c. How has this animal model indicated a role for T cells in
the development of autoimmunity?
3. Molecular mimicry is one mechanism proposed to account
for the development of autoimmunity. How has induction of
EAE with myelin basic protein contributed to the understanding
of molecular mimicry in autoimmune disease?
4. Describe at least three different mechanisms by which a
localized viral infection might contribute to the development of
an organ-specific autoimmune disease.
5. Transgenic mice expressing the IFN-H9253 transgene linked to
the insulin promoter developed diabetes.
a. Why was the insulin promoter used?
b. What is the evidence that the diabetes in these mice is due
to autoimmune damage?
c. What is unusual about MHC expression in this system?
d. How might this system mimic events that might be
caused by a localized viral infection in the pancreas?
6. Monoclonal antibodies have been administered for therapy
in various autoimmune animal models. Which monoclonal anti-
bodies have been used and what is the rationale for these
approaches?
7. Indicate whether each of the following statements is true or
false. If you think a statement is false, explain why.
a. T
H
1 cells have been associated with development of
autoimmunity.
b. Immunization of mice with IL-12 prevents induction of
EAE by injection of myelin basic protein plus adjuvant.
c. The presence of the HLA B27 allele is diagnostic for
ankylosing spondylitis, an autoimmune disease affecting
the vertebrae.
d. Individuals with pernicious anemia produce antibodies
to intrinsic factor.
e. A defect in the gene encoding Fas can reduce pro-
grammed cell death by apoptosis.
480 PART IV The Immune System in Health and Disease