398
CHAPTER 11
ARENES AND AROMATICITY
I
n this chapter and the next we extend our coverage of conjugated systems to include
arenes. Arenes are hydrocarbons based on the benzene ring as a structural unit. Ben-
zene, toluene, and naphthalene, for example, are arenes.
One factor that makes conjugation in arenes special is its cyclic nature. A conju-
gated system that closes upon itself can have properties that are much different from
those of open-chain polyenes. Arenes are also referred to as aromatic hydrocarbons.
Used in this sense, the word “aromatic” has nothing to do with odor but means instead
that arenes are much more stable than we expect them to be based on their formulation
as conjugated trienes. Our goal in this chapter is to develop an appreciation for the con-
cept of aromaticity—to see what are the properties of benzene and its derivatives that
reflect its special stability, and to explore the reasons for it. This chapter develops the
idea of the benzene ring as a fundamental structural unit and examines the effect of a
benzene ring as a substituent. The chapter following this one describes reactions that
involve the ring itself.
H
HH
H
H
H
Benzene
H
HH
H
H
CH
3
Toluene
H
H
H
H
H
H
H
H
Naphthalene
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Let’s begin by tracing the history of benzene, its origin, and its structure. Many of
the terms we use, including aromaticity itself, are of historical origin. We’ll begin with
the discovery of benzene.
11.1 BENZENE
In 1825, Michael Faraday isolated a new hydrocarbon from illuminating gas, which he
called “bicarburet of hydrogen.” Nine years later Eilhardt Mitscherlich of the University
of Berlin prepared the same substance by heating benzoic acid with lime and found it
to be a hydrocarbon having the empirical formula C
n
H
n
.
Eventually, because of its relationship to benzoic acid, this hydrocarbon came to be
named benzin, then later benzene, the name by which it is known today.
Benzoic acid had been known for several hundred years by the time of Mitscher-
lich’s experiment. Many trees exude resinous materials called balsams when cuts are
made in their bark. Some of these balsams are very fragrant, which once made them
highly prized articles of commerce, especially when the trees that produced them could
be found only in exotic, faraway lands. Gum benzoin is a balsam obtained from a tree
that grows in Java and Sumatra. “Benzoin” is a word derived from the French equiva-
lent, benjoin, which in turn comes from the Arabic luban jawi, meaning “incense from
Java.” Benzoic acid is itself odorless but can easily be isolated from gum benzoin.
Compounds related to benzene were obtained from similar plant extracts. For
example, a pleasant-smelling resin known as tolu balsam was obtained from the South
American tolu tree. In the 1840s it was discovered that distillation of tolu balsam gave
a methyl derivative of benzene, which, not surprisingly, came to be named toluene.
Although benzene and toluene are not particularly fragrant compounds themselves,
their origins in aromatic plant extracts led them and compounds related to them to be
classified as aromatic hydrocarbons. Alkanes, alkenes, and alkynes belong to another
class, the aliphatic hydrocarbons. The word “aliphatic” comes from the Greek aleiphar
(meaning “oil” or “unguent”) and was given to hydrocarbons that were obtained by the
chemical degradation of fats.
Benzene was prepared from coal tar by August W. von Hofmann in 1845. Coal tar
remained the primary source for the industrial production of benzene for many years,
until petroleum-based technologies became competitive about 1950. Current production
is about 6 million tons per year in the United States. A substantial portion of this ben-
zene is converted to styrene for use in the preparation of polystyrene plastics and films.
Toluene is also an important organic chemical. Like benzene, its early industrial
production was from coal tar, but most of it now comes from petroleum.
11.2 KEKULé AND THE STRUCTURE OF BENZENE
The classification of hydrocarbons as aliphatic or aromatic took place in the 1860s when
it was already apparent that there was something special about benzene, toluene, and
their derivatives. Their molecular formulas (benzene is C
6
H
6
, toluene is C
7
H
8
) indicate
that, like alkenes and alkynes, they are unsaturated and should undergo addition reac-
tions. Under conditions in which bromine, for example, reacts rapidly with alkenes and
H11001C
6
H
5
CO
2
H
Benzoic acid
C
6
H
6
Benzene
CaO
Calcium oxide
H11001 CaCO
3
Calcium carbonate
heat
11.1 Benzene 399
Faraday is better known in
chemistry for his laws of
electrolysis and in physics for
proposing the relationship
between electric and mag-
netic fields and for demon-
strating the principle of
electromagnetic induction.
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alkynes, however, benzene proved to be inert. Benzene does react with Br
2
in the pres-
ence of iron(III) bromide as a catalyst, but even then addition isn’t observed. Substitu-
tion occurs instead!
Furthermore, only one monobromination product of benzene was ever obtained, which
suggests that all the hydrogen atoms of benzene are equivalent. Substitution of one
hydrogen by bromine gives the same product as substitution of any of the other
hydrogens.
Chemists came to regard the six carbon atoms of benzene as a fundamental struc-
tural unit. Reactions could be carried out that altered its substituents, but the integrity of
the benzene unit remained undisturbed. There must be something “special” about ben-
zene that makes it inert to many of the reagents that add to alkenes and alkynes.
In 1866, only a few years after publishing his ideas concerning what we now rec-
ognize as the structural theory of organic chemistry, August Kekulé applied it to the
structure of benzene. He based his reasoning on three premises:
1. Benzene is C
6
H
6
.
2. All the hydrogens of benzene are equivalent.
3. The structural theory requires that there be four bonds to each carbon.
Kekulé advanced the venturesome notion that the six carbon atoms of benzene were
joined together in a ring. Four bonds to each carbon could be accommodated by a sys-
tem of alternating single and double bonds with one hydrogen on each carbon.
A flaw in Kekulé’s structure for benzene was soon discovered. Kekulé’s structure
requires that 1,2- and 1,6-disubstitution patterns create different compounds (isomers).
The two substituted carbons are connected by a double bond in one but by a single bond
in the other. Since no such cases of isomerism in benzene derivatives were known, and
X
X
1
4
2
3
6
5
1,2-Disubstituted
derivative of benzene
X
X
1
4
2
3
6
5
1,6-Disubstituted
derivative of benzene
C
HC
C
C
H
C
C
H
H
1
2
3
4
6
5
H
H
H11001
C
6
H
6
Benzene
Br
2
Bromine
H11001
CCl
4
FeBr
3
no observable reaction
C
6
H
5
Br
Bromobenzene
HBr
Hydrogen bromide
400 CHAPTER ELEVEN Arenes and Aromaticity
In 1861, Johann Josef
Loschmidt, who was later to
become a professor at the
University of Vienna, pri-
vately published a book con-
taining a structural formula
for benzene similar to that
which Kekulé would propose
five years later. Loschmidt’s
book reached few readers,
and his ideas were not well
known.
How many isomers of C
6
H
6
can you write? An article in
the March 1994 issue of the
Journal of Chemical Educa-
tion (pp. 222–224) claims
that there are several hun-
dred and draws structural
formulas for 25 of them.
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none could be found, Kekulé suggested that two isomeric structures could exist but inter-
converted too rapidly to be separated.
Kekulé’s ideas about the structure of benzene left an important question unan-
swered. What is it about benzene that makes it behave so much differently from other
unsaturated compounds? We’ll see in this chapter that the answer is a simple one—the
low reactivity of benzene and its derivatives reflects their special stability. Kekulé was
wrong. Benzene is not cyclohexatriene, nor is it a pair of rapidly equilibrating cyclo-
hexatriene isomers. But there was no way that Kekulé could have gotten it right given
the state of chemical knowledge at the time. After all, the electron hadn’t even been dis-
covered yet. It remained for twentieth-century electronic theories of bonding to provide
insight into why benzene is so stable. We’ll outline these theories shortly. First, how-
ever, let’s look at the structure of benzene in more detail.
X
X
X
X
fast
11.2 Kekulé and the Structure of Benzene 401
BENZENE, DREAMS, AND CREATIVE THINKING
A
t ceremonies in Berlin in 1890 celebrating the
twenty-fifth anniversary of his proposed struc-
ture of benzene, August Kekulé recalled the
thinking that led him to it. He began by noting that
the idea of the structural theory came to him during
a daydream while on a bus in London. Kekulé went
on to describe the origins of his view of the benzene
structure.
There I sat and wrote for my textbook; but
things did not go well; my mind was occupied
with other matters. I turned the chair towards
the fireplace and began to doze. Once again the
atoms danced before my eyes. This time smaller
groups modestly remained in the background.
My mental eye, sharpened by repeated appari-
tions of similar kind, now distinguished larger
units of various shapes. Long rows, frequently
joined more densely; everything in motion,
twisting and turning like snakes. And behold,
what was that? One of the snakes caught hold
of its own tail and mockingly whirled round be-
fore my eyes. I awoke, as if by lightning; this
time, too, I spent the rest of the night working
out the consequences of this hypothesis.
*
Concluding his remarks, Kekulé merged his advocacy
of creative imagination with the rigorous standards
of science by reminding his audience:
Let us learn to dream, then perhaps we shall
find the truth. But let us beware of publishing
our dreams before they have been put to the
proof by the waking understanding.
The imagery of a whirling circle of snakes evokes a
vivid picture that engages one’s attention when first
exposed to Kekulé’s model of the benzene structure.
Recently, however, the opinion has been expressed
that Kekulé might have engaged in some hyperbole
during his speech. Professor John Wotiz of Southern
Illinois University suggests that discoveries in science
are the result of a disciplined analysis of a sufficient
body of experimental observations to progress to a
higher level of understanding. Wotiz’ view that
Kekulé’s account is more fanciful than accurate has
sparked a controversy with ramifications that go be-
yond the history of organic chemistry. How does cre-
ative thought originate? What can we do to become
more creative? Because these are questions that have
concerned psychologists for decades, the idea of a
sleepy Kekulé being more creative than an alert
Kekulé becomes more than simply a charming story
he once told about himself.
* The Kekulé quotes are taken from the biographical article of K.
Hafner published in Angew. Chem. Internat. ed. Engl. 18,
641–651 (1979).
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Benzene is planar and its carbon skeleton has the shape of a regular hexagon. There
is no evidence that it has alternating single and double bonds. As shown in Figure 11.1,
all the carbon–carbon bonds are the same length (140 pm) and the 120° bond angles cor-
respond to perfect sp
2
hybridization. Interestingly, the 140-pm bond distances in benzene
are exactly midway between the typical sp
2
–sp
2
single-bond distance of 146 pm and the
sp
2
–sp
2
double-bond distance of 134 pm. If bond distances are related to bond type, what
kind of carbon–carbon bond is it that lies halfway between a single bond and a double
bond in length?
11.3 A RESONANCE PICTURE OF BONDING IN BENZENE
Twentieth-century theories of bonding in benzene provide a rather clear picture of aro-
maticity. We’ll start with a resonance description of benzene.
The two Kekulé structures for benzene have the same arrangement of atoms, but
differ in the placement of electrons. Thus they are resonance forms, and neither one by
itself correctly describes the bonding in the actual molecule. As a hybrid of the two
Kekulé structures, benzene is often represented by a hexagon containing an inscribed
circle.
The circle-in-a-hexagon symbol was first suggested by the British chemist Sir
Robert Robinson to represent what he called the “aromatic sextet”—the six delocalized
H9266 electrons of the three double bonds. Robinson’s symbol is a convenient time-saving
shorthand device, but Kekulé-type formulas are better for counting and keeping track of
electrons, especially in chemical reactions.
PROBLEM 11.1 Write structural formulas for toluene (C
6
H
5
CH
3
) and for benzoic
acid (C
6
H
5
CO
2
H) (a) as resonance hybrids of two Kekulé forms and (b) with the
Robinson symbol.
is equivalent to
402 CHAPTER ELEVEN Arenes and Aromaticity
120H11034 120H11034
120H11034
140 pm
108 pm
FIGURE 11.1 Bond distances and bond angles of benzene.
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Since the carbons that are singly bonded in one resonance form are doubly bonded
in the other, the resonance description is consistent with the observed carbon–carbon
bond distances in benzene. These distances not only are all identical but also are inter-
mediate between typical single-bond and double-bond lengths.
We have come to associate electron delocalization with increased stability. On that
basis alone, benzene ought to be stabilized. It differs from other conjugated systems that
we have seen, however, in that its H9266 electrons are delocalized over a cyclic conjugated
system. Both Kekulé structures of benzene are of equal energy, and one of the princi-
ples of resonance theory is that stabilization is greatest when the contributing structures
are of similar energy. Cyclic conjugation in benzene, then, leads to a greater stabiliza-
tion than is observed in noncyclic conjugated trienes. How much greater that stabiliza-
tion is can be estimated from heats of hydrogenation.
11.4 THE STABILITY OF BENZENE
Hydrogenation of benzene and other arenes is more difficult than hydrogenation of
alkenes and alkynes. Two of the more active catalysts are rhodium and platinum, and it
is possible to hydrogenate arenes in the presence of these catalysts at room temperature
and modest pressure. Benzene consumes three molar equivalents of hydrogen to give
cyclohexane.
Nickel catalysts, although less expensive than rhodium and platinum, are also less active.
Hydrogenation of arenes in the presence of nickel requires high temperatures
(100–200°C) and pressures (100 atm).
The measured heat of hydrogenation of benzene to cyclohexane is, of course, the
same regardless of the catalyst and is 208 kJ/mol (49.8 kcal/mol). To put this value into
perspective, compare it with the heats of hydrogenation of cyclohexene and 1,3-cyclo-
hexadiene, as shown in Figure 11.2. The most striking feature of Figure 11.2 is that the
heat of hydrogenation of benzene, with three “double bonds,” is less than the heat of
hydrogenation of the two double bonds of 1,3-cyclohexadiene.
Our experience has been that some 125 kJ/mol (30 kcal/mol) is given off when-
ever a double bond is hydrogenated. When benzene combines with three molecules of
hydrogen, the reaction is far less exothermic than we would expect it to be on the basis
of a 1,3,5-cyclohexatriene structure for benzene.
How much less? Since 1,3,5-cyclohexatriene does not exist (if it did, it would
instantly relax to benzene), we cannot measure its heat of hydrogenation in order to com-
pare it with benzene. We can approximate the heat of hydrogenation of 1,3,5-cyclo-
hexatriene as being equal to three times the heat of hydrogenation of cyclohexene, or a
total of 360 kJ/mol (85.8 kcal/mol). The heat of hydrogenation of benzene is 152 kJ/mol
(36 kcal/mol) less than expected for a hypothetical 1,3,5-cyclohexatriene with noninter-
acting double bonds. This is the resonance energy of benzene. It is a measure of how
much more stable benzene is than would be predicted on the basis of its formulation as
a pair of rapidly interconverting 1,3,5-cyclohexatrienes.
Benzene
H11001 3H
2
Hydrogen
(2–3 atm
pressure)
Cyclohexane (100%)
Pt
acetic acid
30°C
11.4 The Stability of Benzene 403
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We reach a similar conclusion when comparing benzene with the open-chain con-
jugated triene (Z)-1,3,5-hexatriene. Here we compare two real molecules, both conju-
gated trienes, but one is cyclic and the other is not. The heat of hydrogenation of (Z)-
1,3,5-hexatriene is 337 kJ/mol (80.5 kcal/mol), a value which is 129 kJ/mol (30.7
kcal/mol) greater than that of benzene.
The precise value of the resonance energy of benzene depends, as comparisons
with 1,3,5-cyclohexatriene and (Z)-1,3,5-hexatriene illustrate, on the compound chosen
as the reference. What is important is that the resonance energy of benzene is quite large,
six to ten times that of a conjugated triene. It is this very large increment of resonance
energy that places benzene and related compounds in a separate category that we call
aromatic.
PROBLEM 11.2 The heats of hydrogenation of cycloheptene and 1,3,5-cyclo-
heptatriene are 110 kJ/mol (26.3 kcal/mol) and 305 kJ/mol (73.0 kcal/mol), respec-
tively. In both cases cycloheptane is the product. What is the resonance energy of
1,3,5-cycloheptatriene? How does it compare with the resonance energy of ben-
zene?
H11001H9004H° H11005 H11002337 kJ
(H1100280.5 kcal)
H
H
H
H
H
H
H
H
(Z)-1,3,5-Hexatriene
3H
2
Hydrogen
CH
3
(CH
2
)
4
CH
3
Hexane
404 CHAPTER ELEVEN Arenes and Aromaticity
Energy
2H
2
H11001
H
2
H11001
120
231
208
152
3H
2
A real
molecule,
benzene
An imaginary molecule,
cyclohexatriene
3 H11003 120
H11005 360
3H
2
H11001
H11001
FIGURE 11.2 Heats of hydro-
genation of cyclohexene,
1,3-cyclohexadiene, a hypo-
thetical 1,3,5-cyclohexatriene,
and benzene. All heats of hy-
drogenation are in kilojoules
per mole.
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11.5 AN ORBITAL HYBRIDIZATION VIEW OF BONDING IN BENZENE
The structural facts that benzene is planar, all of the bond angles are 120°, and each car-
bon is bonded to three other atoms, suggest sp
2
hybridization for carbon and the frame-
work of H9268 bonds shown in Figure 11.3a.
In addition to its three sp
2
hybrid orbitals, each carbon has a half-filled 2p orbital
that can participate in H9266 bonding. Figure 11.3b shows the continuous H9266 system that
encompasses all of the carbons that result from overlap of these 2p orbitals. The six H9266
electrons of benzene are delocalized over all six carbons.
The electrostatic potential map of benzene (Figure 11.3c) shows regions of high
electron density above and below the plane of the ring, which is where we expect the
most loosely held electrons (the H9266 electrons) to be.
11.6 THE H9266 MOLECULAR ORBITALS OF BENZENE
The picture of benzene as a planar framework of H9268 bonds with six electrons in a delo-
calized H9266 orbital is a useful, but superficial, one. Six electrons cannot simultaneously
occupy any one orbital, be it an atomic orbital or a molecular orbital. A more rigorous
molecular orbital analysis recognizes that overlap of the six 2p atomic orbitals of the
ring carbons generates six H9266 molecular orbitals. These six H9266 molecular orbitals include
three which are bonding and three which are antibonding. The relative energies of these
orbitals and the distribution of the H9266 electrons among them are illustrated in Figure 11.4.
Benzene is said to have a closed-shell H9266 electron configuration. All the bonding orbitals
are filled, and there are no electrons in antibonding orbitals.
11.6 The H9266 Molecular Orbitals of Benzene 405
(a)(b)(c)
Antibonding
orbitals
Energy
Bonding
orbitals
π
4
π
2
π
1
π
3
π
5
π
6
FIGURE 11.3 (a) The framework of bonds shown in the tube model of benzene are H9268 bonds. (b) Each carbon is sp
2
-
hybridized and has a 2p orbital perpendicular to the H9268 framework. Overlap of the 2p orbitals generates a H9266 system encompassing
the entire ring. (c) Electrostatic potential plot of benzene. The red area in the center corresponds to the region above and below
the plane of the ring where the H9266 electrons are concentrated.
FIGURE 11.4 The H9266
molecular orbitals of ben-
zene arranged in order of in-
creasing energy. The six H9266
electrons of benzene occupy
the three lowest energy or-
bitals, all of which are bond-
ing. The nodal properties of
these orbitals may be viewed
on Learning By Modeling.
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Higher level molecular orbital theory can provide quantitative information about
orbital energies and how strongly a molecule holds its electrons. When one compares
aromatic and nonaromatic species in this way, it is found that cyclic delocalization causes
the H9266 electrons of benzene to be more strongly bound (more stable) than they would be
if restricted to a system with alternating single and double bonds.
We’ll come back to the molecular orbital description of benzene later in this chap-
ter (Section 11.19) to see how other conjugated polyenes compare with benzene.
11.7 SUBSTITUTED DERIVATIVES OF BENZENE AND THEIR
NOMENCLATURE
All compounds that contain a benzene ring are aromatic, and substituted derivatives of
benzene make up the largest class of aromatic compounds. Many such compounds are
named by attaching the name of the substituent as a prefix to benzene.
Many simple monosubstituted derivatives of benzene have common names of long stand-
ing that have been retained in the IUPAC system. Table 11.1 lists some of the most
important ones.
Dimethyl derivatives of benzene are called xylenes. There are three xylene isomers,
the ortho (o)-, meta (m)-, and para ( p)- substituted derivatives.
The prefix ortho signifies a 1,2-disubstituted benzene ring, meta signifies 1,3-disubstitu-
tion, and para signifies 1,4-disubstitution. The prefixes o, m, and p can be used when a
substance is named as a benzene derivative or when a specific base name (such as ace-
tophenone) is used. For example,
Cl
Cl
o-Dichlorobenzene
(1,2-dichlorobenzene)
NO
2
CH
3
m-Nitrotoluene
(3-nitrotoluene)
C
F
CH
3
O
p-Fluoroacetophenone
(4-fluoroacetophenone)
CH
3
CH
3
o-Xylene
(1,2-dimethylbenzene)
CH
3
CH
3
m-Xylene
(1,3-dimethylbenzene)
CH
3
CH
3
p-Xylene
(1,4-dimethylbenzene)
Br
Bromobenzene
C(CH
3
)
3
tert-Butylbenzene
NO
2
Nitrobenzene
406 CHAPTER ELEVEN Arenes and Aromaticity
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PROBLEM 11.3 Write a structural formula for each of the following compounds:
(a) o-Ethylanisole (c) p-Nitroaniline
(b) m-Chlorostyrene
SAMPLE SOLUTION (a) The parent compound in o-ethylanisole is anisole.
Anisole, as shown in Table 11.1, has a methoxy (CH
3
O±) substituent on the ben-
zene ring. The ethyl group in o-ethylanisole is attached to the carbon adjacent to
the one that bears the methoxy substituent.
OCH
3
CH
2
CH
3
o-Ethylanisole
11.7 Substituted Derivatives of Benzene and Their Nomenclature 407
TABLE 11.1
Names of Some Frequently Encountered Derivatives of
Benzene
*These common names are acceptable in IUPAC nomenclature and are the names that will be used in this
text.
Benzenecarbaldehyde
Systematic Name
Benzenecarboxylic acid
Vinylbenzene
Methyl phenyl ketone
Benzenol
Methoxybenzene
Benzenamine
Benzaldehyde
Common Name*
Benzoic acid
Styrene
Acetophenone
Phenol
Anisole
Aniline
Structure
±CH
O
X
±COH
O
X
±CCH
3
O
X
±CH?CH
2
±OH
±OCH
3
±NH
2
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The prefixes o, m, and p are not used when three or more substituents are present
on benzene; numerical locants must be used instead.
In these examples the base name of the benzene derivative determines the carbon at
which numbering begins: anisole has its methoxy group at C-1, toluene its methyl group
at C-1, and aniline its amino group at C-1. The direction of numbering is chosen to give
the next substituted position the lowest number irrespective of what substituent it bears.
The order of appearance of substituents in the name is alphabetical. When no simple
base name other than benzene is appropriate, positions are numbered so as to give the
lowest locant at the first point of difference. Thus, each of the following examples is
named as a 1,2,4-trisubstituted derivative of benzene rather than as a 1,3,4-derivative:
When the benzene ring is named as a substituent, the word “phenyl” stands for
C
6
H
5
±. Similarly, an arene named as a substituent is called an aryl group. A benzyl
group is C
6
H
5
CH
2
±.
Biphenyl is the accepted IUPAC name for the compound in which two benzene rings are
connected by a single bond.
11.8 POLYCYCLIC AROMATIC HYDROCARBONS
Members of a class of arenes called polycyclic benzenoid aromatic hydrocarbons possess
substantial resonance energies because each is a collection of benzene rings fused together.
Naphthalene, anthracene, and phenanthrene are the three simplest members of this
class. They are all present in coal tar, a mixture of organic substances formed when coal
is converted to coke by heating at high temperatures (about 1000°C) in the absence of
air. Naphthalene is bicyclic (has two rings), and its two benzene rings share a common
side. Anthracene and phenanthrene are both tricyclic aromatic hydrocarbons. Anthracene
Biphenyl
Cl
p-Chlorobiphenyl
CH
2
CH
2
OH
2-Phenylethanol
CH
2
Br
Benzyl bromide
1
4
2
3
6
5
Cl
NO
2
NO
2
1-Chloro-2,4-dinitrobenzene
4
1
3
2
5
6
CH
2
CH
3
F
NO
2
4-Ethyl-1-fluoro-2-nitrobenzene
3
6
2
1
4
5
CH
3
CH
2
F
OCH
3
4-Ethyl-2-fluoroanisole
1
4
2
3
6
5
CH
3
NO
2
O
2
N NO
2
2,4,6-Trinitrotoluene
1
4
2
3
6
5
NH
2
CH
3
CH
2
CH
3
3-Ethyl-2-methylaniline
408 CHAPTER ELEVEN Arenes and Aromaticity
The “first point of differ-
ence” rule was introduced in
Section 2.11.
Naphthalene is a white crys-
talline solid melting at 80°C
that sublimes readily. It has a
characteristic odor and was
formerly used as a moth re-
pellent.
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has three rings fused in a “linear” fashion, and “angular” fusion characterizes phenan-
threne. The structural formulas of naphthalene, anthracene, and phenanthrene are shown
along with the numbering system used to name their substituted derivatives:
In general, the most stable resonance structure for a polycyclic aromatic hydro-
carbon is the one which has the greatest number of rings that correspond to Kekulé for-
mulations of benzene. Naphthalene provides a fairly typical example:
Notice that anthracene cannot be represented by any single Lewis structure in which
all three rings correspond to Kekulé formulations of benzene, but phenanthrene can.
PROBLEM 11.4 Chrysene is an aromatic hydrocarbon found in coal tar. The struc-
ture shown is not the most stable resonance form. Write the most stable reso-
nance form for chrysene.
A large number of polycyclic benzenoid aromatic hydrocarbons are known. Many
have been synthesized in the laboratory, and several of the others are products of com-
bustion. Benzo[a]pyrene, for example, is present in tobacco smoke, contaminates food
cooked on barbecue grills, and collects in the soot of chimneys. Benzo[a]pyrene is a car-
cinogen (a cancer-causing substance). It is converted in the liver to an epoxy diol that
can induce mutations leading to the uncontrolled growth of certain cells.
Benzo[a]pyrene
oxidation in
the liver
O
HO
OH
7,8-Dihydroxy-9,10-epoxy-
7,8,9,10-tetrahydrobenzo[a]pyrene
Only left ring corresponds
to Kekulé benzene.
Both rings correspond
to Kekulé benzene.
Most stable resonance
form
Only right ring corresponds
to Kekulé benzene.
11.8 Polycyclic Aromatic Hydrocarbons 409
Arene:
Resonance energy:
7
6
8
5
1
4
2
3
Naphthalene
255 kJ/mol
(61 kcal/mol)
7
6
2
3
8
5
1
4
9
10
Anthracene
347 kJ/mol
(83 kcal/mol)
7
8
65
910
1
2
34
Phenanthrene
381 kJ/mol
(91 kcal/mol)
In 1775, the British surgeon
Sir Percivall Pott suggested
that scrotal cancer in chim-
ney sweeps was caused by
soot. This was the first pro-
posal that cancer could be
caused by chemicals present
in the workplace.
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410 CHAPTER ELEVEN Arenes and Aromaticity
CARBON CLUSTERS, FULLERENES, AND NANOTUBES
T
he 1996 Nobel Prize in chemistry was awarded
to Professors Harold W. Kroto (University of Sus-
sex), Robert F. Curl, and Richard E. Smalley (both
of Rice University) for groundbreaking work involv-
ing elemental carbon that opened up a whole new
area of chemistry. The work began when Kroto
wondered whether polyacetylenes of the type
HCPC±(CPC)
n
±
C
P
CH might be present in inter-
stellar space and discussed experiments to test this
idea while visiting Curl and Smalley at Rice in the
spring of 1984. Smalley had developed a method for
the laser-induced evaporation of metals at very low
pressure and was able to measure the molecular
weights of the various clusters of atoms produced.
Kroto, Curl, and Smalley felt that by applying this
technique to graphite (Figure 11.5) the vaporized car-
bon produced might be similar to that produced by a
carbon-rich star.
When the experiment was carried out in the
fall of 1985, Kroto, Curl, and Smalley found that un-
der certain conditions a species with a molecular for-
mula of C
60
was present in amounts much greater
than any other. On speculating about what C
60
might
be, they concluded that its most likely structure is the
spherical cluster of carbon atoms shown in Figure
11.6 and suggested it be called buckminsterfullerene
because of its similarity to the geodesic domes popu-
larized by the American architect and inventor R.
Buckminster Fuller. (It is also often referred to as a
“buckyball.”) Other carbon clusters, some larger than
C
60
and some smaller, were also formed in the exper-
iment, and the general term fullerene refers to such
carbon clusters.
All of the carbon atoms in buckminster-
fullerene are equivalent and are sp
2
-hybridized; each
one simultaneously belongs to one five-membered
ring and two benzene-like six-membered rings. The
strain caused by distortion of the rings from copla-
narity is equally distributed among all of the carbons.
Confirmation of the structure proposed for C
60
required isolation of enough material to allow the ar-
senal of modern techniques of structure determina-
tion to be applied. A quantum leap in fullerene re-
search came in 1990 when a team led by Wolfgang
Kr?tschmer of the Max Planck Institute for Nuclear
Physics in Heidelberg and Donald Huffman of the
University of Arizona successfully prepared buckmin-
sterfullerene in amounts sufficient for its isolation,
purification and detailed study. Not only was the
buckminsterfullerene structure shown to be correct,
but academic and industrial scientists around the
world seized the opportunity afforded by the avail-
ability of C
60
in quantity to study its properties.
Speculation about the stability of C
60
centered
on the extent to which the aromaticity associated
with its 20 benzene rings is degraded by their non-
FIGURE 11.5 Graphite is a form of elemental carbon
composed of parallel sheets of fused benzene-like rings.
FIGURE 11.6 Buckminsterfullerene (C
60
). Note that
all carbons are equivalent and that no five-membered rings
are adjacent to one another.
—Cont.
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11.10 Reactions of Arenes: A Preview 411
planarity and the accompanying angle strain. It is
now clear that C
60
is a relatively reactive substance,
reacting with many substances toward which ben-
zene itself is inert. Many of these reactions are char-
acterized by the addition of nucleophilic substances
to buckminsterfullerene, converting sp
2
-hybridized
carbons to sp
3
-hybridized ones and reducing the
overall strain.
The field of fullerene chemistry expanded in an
unexpected direction in 1991 when Sumio lijima of
the NEC Fundamental Research Laboratories in Japan
discovered fibrous carbon clusters in one of his
fullerene preparations. This led, within a short time,
to substances of the type portrayed in Figure 11.7
called single-walled nanotubes. The best way to think
about this material is as a “stretched” fullerene. Take
a molecule of C
60
, cut it in half, and place a cylindrical
tube of fused six-membered carbon rings between
the two halves.
Thus far, the importance of carbon cluster
chemistry has been in the discovery of new knowl-
edge. Many scientists feel that the earliest industrial
applications of the fullerenes will be based on their
novel electrical properties. Buckminsterfullerene is
an insulator, but has a high electron affinity and is a
superconductor in its reduced form. Nanotubes have
aroused a great deal of interest for their electrical
properties and as potential sources of carbon fibers
of great strength.
Although the question that began the
fullerene story, the possibility that carbon clusters are
formed in stars, still remains unanswered, the at-
tempt to answer that question has opened the door
to novel structures and materials.
FIGURE 11.7 A portion of a nanotube. The closed end is approximately one half of a buckyball. The main length cannot close
as long as all of the rings are hexagons.
11.9 PHYSICAL PROPERTIES OF ARENES
In general, arenes resemble other hydrocarbons in their physical properties. They are
nonpolar, insoluble in water, and less dense than water. In the absence of polar sub-
stituents, intermolecular forces are weak and limited to van der Waals attractions of the
induced-dipole/induced-dipole type.
At one time, benzene was widely used as a solvent. This use virtually disappeared
when statistical studies revealed an increased incidence of leukemia among workers
exposed to atmospheric levels of benzene as low as 1 ppm. Toluene has replaced ben-
zene as an inexpensive organic solvent, because it has similar solvent properties but has
not been determined to be carcinogenic in the cell systems and at the dose levels that
benzene is.
11.10 REACTIONS OF ARENES: A PREVIEW
We’ll examine the chemical properties of aromatic compounds from two different per-
spectives:
1. One mode of chemical reactivity involves the ring itself as a functional group and
includes
(a) Reduction
(b) Electrophilic aromatic substitution
Selected physical properties
for a number of arenes are
listed in Appendix 1.
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Reduction of arenes by catalytic hydrogenation was described in Section 11.4. A dif-
ferent method using Group I metals as reducing agents, which gives 1,4-cyclohexadiene
derivatives, will be presented in Section 11.11. Electrophilic aromatic substitution is
the most important reaction type exhibited by benzene and its derivatives and constitutes
the entire subject matter of Chapter 12.
2. The second family of reactions are those in which the aryl group acts as a sub-
stituent and affects the reactivity of a functional unit to which it is attached.
A carbon atom that is directly attached to a benzene ring is called a benzylic car-
bon (analogous to the allylic carbon of C?C±C). A phenyl group (C
6
H
5
±) is an even
better conjugating substituent than a vinyl group (CH
2
?CH±), and benzylic carboca-
tions and radicals are more highly stabilized than their allylic counterparts. The double
bond of an alkenylbenzene is stabilized to about the same extent as that of a conjugated
diene.
Reactions involving benzylic cations, benzylic radicals, and alkenylbenzenes will be dis-
cussed in Sections 11.12 through 11.17.
11.11 THE BIRCH REDUCTION
We saw in Section 9.10 that the combination of a Group I metal and liquid ammonia is
a powerful reducing system capable of reducing alkynes to trans alkenes. In the pres-
ence of an alcohol, this same combination reduces arenes to nonconjugated dienes. Thus,
treatment of benzene with sodium and methanol or ethanol in liquid ammonia converts
it to 1,4-cyclohexadiene.
Metal–ammonia–alcohol reductions of aromatic rings are known as Birch reductions,
after the Australian chemist Arthur J. Birch, who demonstrated their usefulness begin-
ning in the 1940s.
The mechanism by which the Birch reduction of benzene takes place is analogous
to the mechanism for the metal–ammonia reduction of alkynes (Figure 11.8). It involves
a sequence of four steps in which steps 1 and 3 are single-electron transfers from the
metal and steps 2 and 4 are proton transfers from the alcohol.
The Birch reduction not only provides a method to prepare dienes from arenes,
which cannot be accomplished by catalytic hydrogenation, but also gives a nonconju-
gated diene system rather than the more stable conjugated one.
Benzene
Na, NH
3
CH
3
OH
HH
HH
1,4-Cyclohexadiene (80%)
C
H11001
Benzylic carbocation
C
Benzylic radical
C C
Alkenylbenzene
412 CHAPTER ELEVEN Arenes and Aromaticity
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11.11 The Birch Reduction 413
H
HH
H
H
H
H
HH
H
H
H H
H
The overall reaction:
Benzene
NH
3
Step 1: An electron is transferred from sodium (the reducing agent) to the π system of the aromatic ring.
The product is an anion radical.
Step 2: The anion radical is a strong base and abstracts a proton from methanol.
H11001 2Na
Sodium
H11001 2CH
3
OH
Methanol 1,4-Cyclohexadiene Sodium methoxide
H11001 2NaOCH
3
The mechanism:
Benzene Sodium Benzene anion radical Sodium ion
H11002
H
HH
H
H
H
Benzene anion radical
H11001
Methanol
H11002
H±OCH
3
H
HH
H
H
H
H
Cyclohexadienyl radical Methoxide ion
H11001
H11002
OCH
3
H11002
Step 3: The cyclohexadienyl radical produced in step 2 is converted to an anion by electron transfer from sodium.
Cyclohexadienyl radical
H11001 Na
Sodium Cyclohexadienyl anion
H11001 Na
H11001
Sodium ion
Step 4: Proton transfer from methanol to the anion gives 1,4-cyclohexadiene.
H11002
H
HH
H
H
H
H
Cyclohexadienyl anion
H11001 H±OCH
3
H
HH
H
H
H H
H
1,4-Cyclohexadiene
H11001 OCH
3
H11002
Methoxide ion
H
HH
H
H
H
H
HH
H
H
H
H
HH
H
H
H
H
H
HH
H
H
H
H
H11001H11001 Na Na
H11001
FIGURE 11.8 Mechanism of the Birch reduction.
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Alkyl-substituted arenes give 1,4-cyclohexadienes in which the alkyl group is a
substituent on the double bond.
PROBLEM 11.5 A single organic product was isolated after Birch reduction of
p-xylene. Suggest a reasonable structure for this substance.
Substituents other than alkyl groups may also be present on the aromatic ring, but
their reduction is beyond the scope of the present discussion.
11.12 FREE-RADICAL HALOGENATION OF ALKYLBENZENES
The benzylic position in alkylbenzenes is analogous to the allylic position in alkenes.
Thus a benzylic C±H bond, like an allylic one, is weaker than a C±H bond of an
alkane, as the bond dissociation energies of toluene, propene, and 2-methylpropane attest:
We attributed the decreased bond dissociation energy in propene to stabilization of allyl
radical by electron delocalization. Similarly, electron delocalization stabilizes benzyl rad-
ical and weakens the benzylic C±H bond. The unpaired electron is shared by the ben-
zylic carbon and by the ring carbons that are ortho and para to it.
In orbital terms, as represented in Figure 11.9, benzyl radical is stabilized by delo-
calization of electrons throughout the extended H9266 system formed by overlap of the p
orbital of the benzylic carbon with the H9266 system of the ring.
The comparative ease with which a benzylic hydrogen is abstracted leads to high
selectivity in free-radical halogenations of alkylbenzenes. Thus, chlorination of toluene
CH
2
H
Toluene
CH
2
Benzyl radical
H11001 H H9004H° H11005 356 kJ (85 kcal)
H
Propene
CH
2
HCHCH
2
CH
2
CHCH
2
Allyl radical
H11001H9004H° H11005 368 kJ (88 kcal)
H(CH
3
)
3
C H
2-Methylpropane
(CH
3
)
3
C
tert-Butyl radical
H11001H9004H° H11005 397 kJ (95 kcal)
rather
than
Na, NH
3
CH
3
CH
2
OH
C(CH
3
)
3
tert-Butylbenzene
C(CH
3
)
3
1-tert-Butyl-1,4-
cyclohexadiene (86%)
C(CH
3
)
3
3-tert-Butyl-1,4-
cyclohexadiene
414 CHAPTER ELEVEN Arenes and Aromaticity
H
HH
H
H
CH
2
Most stable Lewis structure
of benzyl radical
H
HH
H
H
CH
2
H
HH
H
H
CH
2
H
HH
H
H
CH
2
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takes place exclusively at the benzylic carbon and is an industrial process for the prepa-
ration of the compounds shown.
The propagation steps in the formation of benzyl chloride involve benzyl radical as an
intermediate.
(Dichloromethyl)benzene and (trichloromethyl)benzene arise by further side-chain chlo-
rination of benzyl chloride.
Benzylic bromination is a more commonly used laboratory procedure than chlori-
nation and is typically carried out under conditions of photochemical initiation.
As we saw when discussing allylic bromination in Section 10.4, N-bromosuccin-
imide (NBS) is a convenient free-radical brominating agent. Benzylic brominations with
NBS are normally performed in carbon tetrachloride as the solvent in the presence of
peroxides, which are added as initiators. As the example illustrates, free-radical bromi-
nation is selective for substitution of benzylic hydrogens.
H11001
NO
2
CH
3
p-Nitrotoluene
Br
2
Bromine
CCl
4
, 80°C
light
NO
2
CH
2
Br
p-Nitrobenzyl bromide
(71%)
H11001
HBr
Hydrogen
bromide
H11001CH
3
Toluene
H11001 Cl
Chlorine atom
CH
2
Benzyl radical
HCl
Hydrogen chloride
H11001 Cl
Chlorine atom
CH
2
Benzyl radical
Cl
2
Chlorine
CH
2
Cl
Benzyl chloride
H11001
CH
3
Toluene
Cl
2
light
or heat
Cl
2
light
or heat
Cl
2
light
or heat
CH
2
Cl
Benzyl chloride
CHCl
2
(Dichloromethyl)-
benzene
CCl
3
(Trichloromethyl)-
benzene
11.12 Free-Radical Halogenation of Alkylbenzenes 415
FIGURE 11.9 The benzyl rad-
ical is stabilized by overlap of
its half-filled p orbital with
the H9266 system of the aromatic
ring.
The common names of (di-
chloromethyl)benzene and
(trichloromethyl)benzene are
benzal chloride and benzo-
trichloride, respectively.
Benzoyl peroxide is a com-
monly used free-radical ini-
tiator. It has the formula
C
6
H
5
COOCC
6
H
5
O
X
O
X
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PROBLEM 11.6 The reaction of N-bromosuccinimide with the following com-
pounds has been reported in the chemical literature. Each compound yields a sin-
gle product in 95% yield. Identify the product formed from each starting mate-
rial.
(a) p-tert-Butyltoluene (b) 4-Methyl-3-nitroanisole
SAMPLE SOLUTION (a) The only benzylic hydrogens in p-tert-butyltoluene are
those of the methyl group that is attached directly to the ring. Substitution occurs
there to give p-tert-butylbenzyl bromide.
11.13 OXIDATION OF ALKYLBENZENES
A striking example of the activating effect that a benzene ring has on reactions that take
place at benzylic positions may be found in the reactions of alkylbenzenes with oxidiz-
ing agents. Chromic acid, for example, prepared by adding sulfuric acid to aqueous
sodium dichromate, is a strong oxidizing agent but does not react either with benzene
or with alkanes.
On the other hand, an alkyl side chain on a benzene ring is oxidized on being heated
with chromic acid. The product is benzoic acid or a substituted derivative of benzoic
acid.
Na
2
Cr
2
O
7
H
2
O, H
2
SO
4
, heat
orCH
2
R CHR
2
Alkylbenzene
O
COH
Benzoic acid
Na
2
Cr
2
O
7
H
2
O, H
2
SO
4
CH
3
O
2
N
p-Nitrotoluene
O
COHO
2
N
p-Nitrobenzoic acid (82–86%)
Na
2
Cr
2
O
7
H
2
O, H
2
SO
4
, heat
RCH
2
CH
2
RH11032 no reaction
Na
2
Cr
2
O
7
H
2
O, H
2
SO
4
, heat
no reaction
(CH
3
)
3
C CH
3
p-tert-Butyltoluene
NBS
CCl
4
, 80°C
free-radical
initiator
CH
2
Br(CH
3
)
3
C
p-tert-Butylbenzyl bromide
416 CHAPTER ELEVEN Arenes and Aromaticity
CH
2
CH
3
Ethylbenzene
H11001 NBr
O
O
N-Bromosuccinimide
(NBS)
NH
O
O
Succinimide
benzoyl
peroxide
CCl
4
, 80°C
CHCH
3
Br
1-Bromo-1-phenylethane
(87%)
H11001
An alternative oxidizing
agent, similar to chromic
acid in its reactions with or-
ganic compounds, is potas-
sium permanganate
(KMnO
4
).
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When two alkyl groups are present on the ring, both are oxidized.
Note that alkyl groups, regardless of their chain length, are converted to carboxyl groups
(±CO
2
H) attached directly to the ring. An exception is a tert-alkyl substituent. Because
it lacks benzylic hydrogens, a tert-alkyl group is not susceptible to oxidation under these
conditions.
PROBLEM 11.7 Chromic acid oxidation of 4-tert-butyl-1,2-dimethylbenzene
yielded a single compound having the molecular formula C
12
H
14
O
4
. What was this
compound?
Side-chain oxidation of alkylbenzenes is important in certain metabolic processes.
One way in which the body rids itself of foreign substances is by oxidation in the liver
to compounds more easily excreted in the urine. Toluene, for example, is oxidized to
benzoic acid by this process and is eliminated rather readily.
Benzene, with no alkyl side chain, undergoes a different reaction in the presence of these
enzymes, which convert it to a substance capable of inducing mutations in DNA. This
difference in chemical behavior seems to be responsible for the fact that benzene is car-
cinogenic but toluene is not.
11.14 NUCLEOPHILIC SUBSTITUTION IN BENZYLIC HALIDES
Primary benzylic halides are ideal substrates for S
N
2 reactions, since they are very reac-
tive toward good nucleophiles and cannot undergo competing elimination.
Benzylic halides that are secondary resemble secondary alkyl halides in that they undergo
substitution only when the nucleophile is weakly basic. If the nucleophile is a strong
base such as sodium ethoxide, elimination by the E2 mechanism is faster than substitu-
tion.
PROBLEM 11.8 Give the structure of the principal organic product formed on
reaction of benzyl bromide with each of the following reagents:
(a) Sodium ethoxide (d) Sodium hydrogen sulfide
(b) Potassium tert-butoxide (e) Sodium iodide (in acetone)
(c) Sodium azide
CH
3
CO
2
H11002
Na
H11001
acetic acid
CH
2
ClO
2
N
p-Nitrobenzyl chloride
CH
2
OCCH
3
O
O
2
N
p-Nitrobenzyl acetate (78–82%)
CH
3
Toluene
COH
O
Benzoic acid
O
2
cytochrome P-450
(an enzyme in
the liver)
CH(CH
3
)
2
CH
3
p-Isopropyltoluene
COH
O
HOC
O
p-Benzenedicarboxylic acid (45%)
Na
2
Cr
2
O
7
H
2
O, H
2
SO
4
, heat
11.14 Nucleophilic Substitution in Benzylic Halides 417
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SAMPLE SOLUTION (a) Benzyl bromide is a primary bromide and undergoes S
N
2
reactions readily. It has no hydrogens H9252 to the leaving group and so cannot
undergo elimination. Ethoxide ion acts as a nucleophile, displacing bromide and
forming benzyl ethyl ether.
Benzylic halides resemble allylic halides in the readiness with which they form
carbocations. On comparing the rate of S
N
1 hydrolysis in aqueous acetone of the fol-
lowing two tertiary chlorides, we find that the benzylic chloride reacts over 600 times
faster than does tert-butyl chloride.
Just as the odd electron in benzyl radical is shared by the carbons ortho and para to
the benzylic carbon, the positive charge in benzyl cation is shared by these same positions.
Unlike the case with allylic carbocations, however, dispersal of the positive charge
does not result in nucleophilic attack at more than one carbon. There is no “benzylic
rearrangement” analogous to allylic rearrangement (Section 10.2), because the aromatic
stabilization would be lost if the nucleophile became bonded to one of the ring carbons.
Thus, when conditions are chosen that favor S
N
1 substitution over E2 elimination
(solvolysis, weakly basic nucleophile), benzylic halides give a single substitution prod-
uct in high yield.
Additional phenyl substituents stabilize carbocations even more. Triphenylmethyl
cation is particularly stable. Its perchlorate salt is ionic and stable enough to be isolated
and stored indefinitely.
2-Chloro-2-phenylpropane
CH
3
CH
3
CCl CH
3
CCl
CH
3
CH
3
2-Chloro-2-methylpropane
CH
3
CH
2
O
H11002
Ethoxide ion
CH
2
Br
Benzyl bromide
CH
2
OCH
2
CH
3
Benzyl ethyl ether
418 CHAPTER ELEVEN Arenes and Aromaticity
H
HH
H
H
CH
2
Most stable Lewis structure
of benzyl cation
H
HH
H
H
CH
2
H11001
H11001
H11001
H
HH
H
H
CH
2
H
HH
H
H
CH
2
H11001
2-Chloro-2-phenylpropane
CH
3
CH
3
CCl
2-Ethoxy-2-phenylpropane (87%)
CH
3
CH
3
COCH
2
CH
3
via
CH
3
CH
2
OH
C
H11001
CH
3
CH
3
See Learning By Model-
ing for an electrostatic potential
map of benzyl cation.
The triphenylmethyl group is
often referred to as a trityl
group.
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11.15 PREPARATION OF ALKENYLBENZENES
Alkenylbenzenes are prepared by the various methods described in Chapter 5 for the
preparation of alkenes: dehydrogenation, dehydration, and dehydrohalogenation.
Dehydrogenation of alkylbenzenes is not a convenient laboratory method but is
used industrially to convert ethylbenzene to styrene.
Acid-catalyzed dehydration of benzylic alcohols is a useful route to alkenylben-
zenes, as is dehydrohalogenation under E2 conditions.
11.16 ADDITION REACTIONS OF ALKENYLBENZENES
Most of the reactions of alkenes that were discussed in Chapter 6 find a parallel in the
reactions of alkenylbenzenes.
Hydrogenation of the side-chain double bond of an alkenylbenzene is much easier
than hydrogenation of the aromatic ring and can be achieved with high selectivity, leav-
ing the ring unaffected.
2-(m-Bromophenyl)-2-butene
C
Br
CH
3
CHCH
3
2-(m-Bromophenyl)butane (92%)
CHCH
2
CH
3
Br
CH
3
H11001
Hydrogen
H
2
Pt
KHSO
4
heat
m-Chlorostyrene (80–82%)
Cl
CH CH
2
1-(m-Chlorophenyl)ethanol
CHCH
3
OH
Cl
CH
2
CHCH
3
Br
H
3
C
2-Bromo-1-(p-methylphenyl)propane
CH CHCH
3
H
3
C
1-(p-Methylphenyl)propene (99%)
NaOCH
2
CH
3
CH
3
CH
2
OH, 50°C
Ethylbenzene
CH
2
CH
3
630°C
ZnO
H11001 H
2
HydrogenStyrene
CH CH
2
C
H11001
Triphenylmethyl perchlorate
[ClO
4
]
H11002
11.16 Addition Reactions of Alkenylbenzenes 419
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PROBLEM 11.9 Both 1,2-dihydronaphthalene and 1,4-dihydronaphthalene may
be selectively hydrogenated to 1,2,3,4-tetrahydronaphthalene.
One of these isomers has a heat of hydrogenation of 101 kJ/mol (24.1 kcal/mol),
and the heat of hydrogenation of the other is 113 kJ/mol (27.1 kcal/mol). Match
the heat of hydrogenation with the appropriate dihydronaphthalene.
The double bond in the alkenyl side chain undergoes addition reactions that are
typical of alkenes when treated with electrophilic reagents.
The regioselectivity of electrophilic addition is governed by the ability of an aro-
matic ring to stabilize an adjacent carbocation. This is clearly seen in the addition of
hydrogen chloride to indene. Only a single chloride is formed.
Only the benzylic chloride is formed, because protonation of the double bond occurs in
the direction that gives a carbocation that is both secondary and benzylic.
Protonation in the opposite direction also gives a secondary carbocation, but it is not
benzylic.
This carbocation does not receive the extra increment of stabilization that its benzylic
isomer does and so is formed more slowly. The orientation of addition is controlled by
H
H
HCl
slower
Less stable carbocation
H11001
Cl
H11002
H
HH
H
H
HCl
H
H11001
H
H
Cl
H11002
Carbocation that leads to
observed product
Indene
H11001 HCl
Hydrogen chloride
Cl
1-Chloroindane (75–84%)
H11001 Br
2
BromineStyrene
CH CH
2
CHCH
2
Br
Br
1,2-Dibromo-1-phenylethane (82%)
H
2
Pt
H
2
Pt
1,2-Dihydronaphthalene 1,2,3,4-Tetrahydronaphthalene 1,4-Dihydronaphthalene
420 CHAPTER ELEVEN Arenes and Aromaticity
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the rate of carbocation formation; the more stable benzylic carbocation is formed faster
and is the one that determines the reaction product.
PROBLEM 11.10 Each of the following reactions has been reported in the chem-
ical literature and gives a single organic product in high yield. Write the structure
of the product for each reaction.
(a) 2-Phenylpropene H11001 hydrogen chloride
(b) 2-Phenylpropene treated with diborane in tetrahydrofuran followed by
oxidation with basic hydrogen peroxide
(c) Styrene H11001 bromine in aqueous solution
(d) Styrene H11001 peroxybenzoic acid (two organic products in this reaction; iden-
tify both by writing a balanced equation.)
SAMPLE SOLUTION (a) Addition of hydrogen chloride to the double bond takes
place by way of a tertiary benzylic carbocation.
In the presence of peroxides, hydrogen bromide adds to the double bond of styrene
with a regioselectivity opposite to Markovnikov’s rule. The reaction is a free-radical addi-
tion, and the regiochemistry is governed by preferential formation of the more stable radical.
11.17 POLYMERIZATION OF STYRENE
The annual production of styrene in the United States is on the order of 8 H11003 10
9
lb, with
about 65% of this output used to prepare polystyrene plastics and films. Styrofoam cof-
fee cups are made from polystyrene. Polystyrene can also be produced in a form that is
very strong and impact-resistant and is used widely in luggage, television and radio cab-
inets, and furniture.
Polymerization of styrene is carried out under free-radical conditions, often with ben-
zoyl peroxide as the initiator. Figure 11.10 illustrates a step in the growth of a polystyrene
chain by a mechanism analogous to that of the polymerization of ethylene (Section 6.21).
C
CH
3
CH
3
Cl
2-Chloro-2-
phenylpropane
C
CH
3
CH
3
H11001
Cl
H11002
H Cl
Hydrogen
chloride
C
CH
2
CH
3
2-Phenylpropene
11.17 Polymerization of Styrene 421
HBr
peroxides
via
Styrene
CH CH
2
1-Bromo-2-phenylethane
(major product)
CH
2
CH
2
Br
2-Bromo-1-phenylethyl
radical (secondary; benzylic)
CHCH
2
Br
As described in the box
“Diene Polymers” in Chapter
10, most synthetic rubber is a
copolymer of styrene and
1,3-butadiene.
Polymer ±CH
2
±CH H11001 CH
2
?CHC
6
H
5
±£ Polymer
C
6
H
5
W
±CH
2
±CH±CH
2
±CH
C
6
H
5
W
C
6
H
5
W
C
FIGURE 11.10 Chain propagation step in polymerization of styrene. The growing polymer chain has a free-radical site at the
benzylic carbon. It adds to a molecule of styrene to extend the chain by one styrene unit. The new polymer chain is also a
benzylic radical; it attacks another molecule of styrene, and the process repeats over and over again.
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11.18 CYCLOBUTADIENE AND CYCLOOCTATETRAENE
During our discussion of benzene and its derivatives, it may have occurred to you that
cyclobutadiene and cyclooctatetraene might be stabilized by H9266 electron delocalization in
a manner analogous to that of benzene.
The same thought occurred to early chemists. However, the complete absence of natu-
rally occurring compounds based on cyclobutadiene and cyclooctatetraene contrasted
starkly with the abundance of compounds based on the benzene nucleus. Attempts to
synthesize cyclobutadiene and cyclooctatetraene met with failure and reinforced the
growing conviction that these compounds would prove to be quite unlike benzene if, in
fact, they could be isolated at all.
The first breakthrough came in 1911 when Richard Willst?tter prepared cyclooc-
tatetraene by a lengthy degradation of pseudopelletierine, a natural product obtained from
the bark of the pomegranate tree. Nowadays, cyclooctatetraene is prepared from acety-
lene in a reaction catalyzed by nickel cyanide.
Thermochemical measurements suggest a value of only about 20 kJ/mol (about 5
kcal/mol) for the resonance energy of cyclooctatetraene, far less than the aromatic sta-
bilization of benzene (152 kJ/mol; 36 kcal/mol).
PROBLEM 11.11 Both cyclooctatetraene and styrene have the molecular for-
mula C
8
H
8
and undergo combustion according to the equation
C
8
H
8
H11001 10O
2
±£ 8CO
2
H11001 4H
2
O
The measured heats of combustion are 4393 and 4543 kJ/mol (1050 and 1086
kcal/mol). Which heat of combustion belongs to which compound?
Structural studies confirm the absence of appreciable H9266 electron delocalization in
cyclooctatetraene. Its structure is as pictured in Figure 11.11—a nonplanar hydrocarbon
with four short carbon–carbon bond distances and four long carbon–carbon bond dis-
tances. Cyclooctatetraene is satisfactorily represented by a single Lewis structure having
alternating single and double bonds in a tub-shaped eight-membered ring.
All the evidence indicates that cyclooctatetraene lacks the “special stability” of
benzene, and is more appropriately considered as a conjugated polyene than as an aro-
matic hydrocarbon.
Cyclobutadiene escaped chemical characterization for more than 100 years. Despite
numerous attempts, all synthetic efforts met with failure. It became apparent not only
that cyclobutadiene was not aromatic but that it was exceedingly unstable. Beginning in
the 1950s, a variety of novel techniques succeeded in generating cyclobutadiene as a
transient, reactive intermediate.
Cyclooctatetraene (70%)
4HC CH
Acetylene
Ni(CN)
2
heat, pressure
Cyclobutadiene Cyclooctatetraene
422 CHAPTER ELEVEN Arenes and Aromaticity
Willst?tter’s most important
work, for which he won the
1915 Nobel Prize in chem-
istry, was directed toward
determining the structure of
chlorophyll.
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PROBLEM 11.12 One of the chemical properties that make cyclobutadiene dif-
ficult to isolate is that it reacts readily with itself to give a dimer:
What reaction of dienes does this resemble?
Structural studies of cyclobutadiene and some of its derivatives reveal a pattern of
alternating single and double bonds and a rectangular, rather than a square, shape. Bond
distances in a stable, highly substituted derivative of cyclobutadiene illustrate this pat-
tern of alternating short and long ring bonds.
Thus cyclobutadiene, like cyclooctatetraene, is not aromatic. Cyclic conjugation,
although necessary for aromaticity, is not sufficient for it. Some other factor or factors
must contribute to the special stability of benzene and its derivatives. To understand these
factors, let’s return to the molecular orbital description of benzene.
11.19 HüCKEL’S RULE: ANNULENES
One of the early successes of molecular orbital theory occurred in 1931 when Erich
Hückel discovered an interesting pattern in the H9266 orbital energy levels of benzene,
cyclobutadiene, and cyclooctatetraene. By limiting his analysis to monocyclic conjugated
polyenes and restricting the structures to planar geometries, Hückel found that such
hydrocarbons are characterized by a set of H9266 molecular orbitals in which one orbital is
lowest in energy, another is highest in energy, and the rest are distributed in pairs between
them.
(CH
3
)
3
C
(CH
3
)
3
C
CO
2
CH
3
C(CH
3
)
3
138 pm
151 pm
Methyl 2,3,4-tri-tert-butylcyclobutadiene-1-carboxylate
11.19 Hückel’s Rule: Annulenes 423
133 pm
146 pm
FIGURE 11.11 Molec-
ular geometry of cyclooc-
tatetraene. The ring is not
planar, and the bond dis-
tances alternate between
short double bonds and long
single bonds.
Hückel was a German physi-
cal chemist. Before his theo-
retical studies of aromaticity,
Hückel collaborated with
Peter Debye in developing
what remains the most
widely accepted theory of
electrolyte solutions.
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The arrangements of H9266 orbitals for cyclobutadiene, benzene, and cyclooctatetraene
as determined by Hückel are presented in Figure 11.12. Their interpretation can be sum-
marized as follows:
Cyclobutadiene According to the molecular orbital picture, square planar cyclobu-
tadiene should be a diradical (have two unpaired electrons). The four
H9266 electrons are distributed so that two are in the lowest energy
orbital and, in accordance with Hund’s rule, each of the two equal-
energy nonbonding orbitals is half-filled. (Remember, Hund’s rule
tells us that when two orbitals have the same energy, each one is
half-filled before either of them reaches its full complement of two
electrons.)
Benzene As seen earlier in Figure 11.4 (Section 11.6), the six H9266 electrons of
benzene are distributed in pairs among its three bonding orbitals. All
the bonding orbitals are occupied, and all the electron spins are
paired.
Cyclooctatetraene Six of the eight H9266 electrons of cyclooctatetraene occupy three bond-
ing orbitals. The remaining two H9266 electrons occupy, one each, the
two equal-energy nonbonding orbitals. Planar cyclooctatetraene
should, like square cyclobutadiene, be a diradical.
As it turns out, neither cyclobutadiene nor cyclooctatetraene is a diradical in its
most stable electron configuration. The Hückel approach treats them as planar regular
polygons. Because the electron configurations associated with these geometries are not
particularly stable, cyclobutadiene and cyclooctatetraene adopt structures other than pla-
nar regular polygons. Cyclobutadiene, rather than possessing a square shape with two
unpaired electron spins, is a spin-paired rectangular molecule. Cyclooctatetraene is non-
planar, with all its H9266 electrons paired in alternating single and double bonds.
On the basis of his analysis Hückel proposed that only certain numbers of H9266 elec-
trons could lead to aromatic stabilization. Only when the number of H9266 electrons is 2, 6,
10, 14, and so on, can a closed-shell electron configuration be realized. These results are
summarized in Hückel’s rule: Among planar, monocyclic, fully conjugated polyenes,
only those possessing (4n H11545 2) H9266 electrons, where n is an integer, will have special
aromatic stability.
The general term annulene has been coined to apply to completely conjugated
monocyclic hydrocarbons. A numerical prefix specifies the number of carbon atoms.
Cyclobutadiene is [4]-annulene, benzene is [6]-annulene, and cyclooctatetraene is [8]-
annulene.
424 CHAPTER ELEVEN Arenes and Aromaticity
Antibonding
Nonbonding Nonbonding
Bonding
Antibonding
Bonding
Cyclobutadiene
(four π electrons)
Benzene
(six π electrons)
Planar
cyclooctatetraene
(eight π electrons)
FIGURE 11.12 Distribution
of H9266 molecular orbitals and
H9266 electrons in cyclobutadi-
ene, benzene, and planar
cyclooctatetraene.
Hückel’s rule should not be
applied to polycyclic aro-
matic hydrocarbons (Section
11.8). Hückel’s analysis is lim-
ited to monocyclic systems.
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PROBLEM 11.13 Represent the H9266 electron distribution among the H9266 orbitals in
(a) [10]-Annulene (b) [12]-Annulene
SAMPLE SOLUTION (a) [10]-Annulene has ten carbons: ten H9266 orbitals and ten H9266
electrons. Like benzene, it should have a closed-shell electron configuration with
all its bonding orbitals doubly occupied.
The prospect of observing aromatic character in conjugated polyenes having 10,
14, 18, and so on H9266 electrons spurred efforts toward the synthesis of higher annulenes.
A problem immediately arises in the case of the all-cis isomer of [10]-annulene, the struc-
ture of which is shown in the preceding problem. Geometry requires a ten-sided regular
polygon to have 144° bond angles; sp
2
hybridization at carbon requires 120° bond angles.
Therefore, aromatic stabilization due to conjugation in all-cis-[10]-annulene is opposed
by the destabilizing effect of 24° of angle strain at each of its carbon atoms. All-cis-[10]-
annulene has been prepared. It is not very stable and is highly reactive.
A second isomer of [10]-annulene (the cis, trans, cis, cis, trans stereoisomer) can
have bond angles close to 120° but is destabilized by a close contact between two hydro-
gens directed toward the interior of the ring. In order to minimize the van der Waals
strain between these hydrogens, the ring adopts a nonplanar geometry, which limits its
ability to be stabilized by H9266 electron delocalization. It, too, has been prepared and is not
very stable. Similarly, the next higher (4n H11001 2) system, [14]-annulene, is also somewhat
destabilized by van der Waals strain and is nonplanar.
When the ring contains 18 carbon atoms, it is large enough to be planar while
still allowing its interior hydrogens to be far enough apart that they do not interfere
with one another. The [18]-annulene shown is planar or nearly so and has all its car-
bon–carbon bond distances in the range 137–143 pm—very much like those of ben-
zene. Its resonance energy is estimated to be about 418 kJ/mol (100 kcal/mol). Although
its structure and resonance energy attest to the validity of Hückel’s rule, which predicts
“special stability” for [18]-annulene, its chemical reactivity does not. [18]-Annulene
Planar geometry required for aromaticity
destabilized by van der Waals repulsions
between indicated hydrogens
HH
cis,trans,cis,cis,trans-
[10]-Annulene
HH
HH
[14]-Annulene
Antibonding orbitals
Bonding orbitals
[10]-Annulene
11.19 Hückel’s Rule: Annulenes 425
The size of each angle of a
regular polygon is given by
the expression
180° H11003
(number of sides) H11002 2
(number of sides)
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behaves more like a polyene than like benzene in that it is hydrogenated readily, under-
goes addition rather than substitution with bromine, and forms a Diels–Alder adduct
with maleic anhydride.
According to Hückel’s rule, annulenes with 4n H9266 electrons are not aromatic.
Cyclobutadiene and cyclooctatetraene are [4n]-annulenes, and their properties are more
in accord with their classification as cyclic polyenes than as aromatic hydrocarbons.
Among higher [4n]-annulenes, [16]-annulene has been prepared. [16]-Annulene is not
planar and shows a pattern of alternating short (average 134 pm) and long (average 146
pm) bonds typical of a nonaromatic cyclic polyene.
PROBLEM 11.14 What does a comparison of the heats of combustion of ben-
zene (3265 kJ/mol; 781 kcal/mol), cyclooctatetraene (4543 kJ/mol; 1086 kcal/mol),
[16]-annulene (9121 kJ/mol; 2182 kcal/mol), and [18]-annulene (9806 kJ/mol; 2346
kcal/mol) reveal?
Most of the synthetic work directed toward the higher annulenes was carried out
by Franz Sondheimer and his students, first at Israel’s Weizmann Institute and later at
the University of London. Sondheimer’s research systematically explored the chemistry
of these hydrocarbons and provided experimental verification of Hückel’s rule.
11.20 AROMATIC IONS
Hückel realized that his molecular orbital analysis of conjugated systems could be
extended beyond the realm of neutral hydrocarbons. He pointed out that cycloheptatrienyl
cation contained a H9266 system with a closed-shell electron configuration similar to that of
benzene (Figure 11.13). Cycloheptatrienyl cation has a set of seven H9266 molecular orbitals.
Three of these are bonding and contain the six H9266 electrons of the cation. These six H9266
electrons are delocalized over seven carbon atoms, each of which contributes one 2p
orbital to a planar, monocyclic, completely conjugated H9266 system. Therefore, cyclohepta-
trienyl cation should be aromatic. It should be appreciably more stable than expected on
the basis of any Lewis structure written for it.
[16]-Annulene
No serious repulsions among six
interior hydrogens; molecule is
planar and aromatic.
H
HH
H
HH
[18]-Annulene
426 CHAPTER ELEVEN Arenes and Aromaticity
Molecular models of [10]-,
[14]-, [16]-, and [18]-annulene
can be inspected on Learning By
Modeling.
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It’s important to recognize the difference between the hydrocarbon cycloheptatriene
and cycloheptatrienyl (tropylium) cation. The carbocation, as we have just stated, is aro-
matic, whereas cycloheptatriene is not. Cycloheptatriene has six H9266 electrons in a conju-
gated system, but its H9266 system does not close upon itself. The ends of the triene system
are joined by an sp
3
-hybridized carbon, which prevents continuous electron delocaliza-
tion. The ends of the triene system in the carbocation are joined by an sp
2
-hybridized
carbon, which contributes an empty p orbital, and allows continuous delocalization of
the six H9266 electrons. When we say cycloheptatriene is not aromatic but tropylium cation
is, we are not comparing the stability of the two to each other. Cycloheptatriene is a sta-
ble hydrocarbon but does not possess the special stability required to be called aromatic.
Tropylium cation, although aromatic, is still a carbocation and reasonably reactive toward
nucleophiles. Its special stability does not imply a rocklike passivity but rather a much
greater ease of formation than expected on the basis of the Lewis structure drawn for it.
A number of observations indicate that tropylium cation is far more stable than most
other carbocations. To emphasize the aromatic nature of tropylium cation, it is some-
times written in the Robinson manner, representing the aromatic sextet with a circle in
the ring and including a positive charge within the circle.
Br
H11002
H11001
Tropylium bromide
H H
Cycloheptatriene
H
H11001
Cycloheptatrienyl cation
(commonly referred to as
tropylium cation)
11.20 Aromatic Ions 427
Energy
Antibonding
orbitals
Bonding
orbitals
(Lowest energy
orbital; all
bonding)
FIGURE 11.13 The H9266 molecular orbitals of cycloheptatrienyl (tropylium) cation.
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Tropylium bromide was first prepared, but not recognized as such, in 1891. The
work was repeated in 1954, and the ionic properties of tropylium bromide were demon-
strated. The ionic properties of tropylium bromide are apparent in its unusually high melt-
ing point (203°C), its solubility in water, and its complete lack of solubility in diethyl
ether.
PROBLEM 11.15 Write resonance structures for tropylium cation sufficient to
show the delocalization of the positive charge over all seven carbons.
Cyclopentadienide anion is an aromatic anion. It has six H9266 electrons delocalized
over a completely conjugated planar monocyclic array of five sp
2
-hybridized carbon
atoms.
PROBLEM 11.16 Write resonance structures for cyclopentadienide anion suffi-
cient to show the delocalization of the negative charge over all five carbons.
Figure 11.14 presents Hückel’s depiction of the molecular orbitals of cyclopenta-
dienide anion. Like benzene and tropylium cation, cyclopentadienide anion has a closed-
shell configuration of six H9266 electrons.
A convincing demonstration of the stability of cyclopentadienide anion can be
found in the acidity of cyclopentadiene.
K
a
H11005 10
H1100216
(pK
a
H11005 16)
HH
Cyclopentadiene
H
H11001
H11001
H
H11002
Cyclopentadienide
anion
Cyclopentadienide anion
H
HH
HH
H11002
H11002
428 CHAPTER ELEVEN Arenes and Aromaticity
Energy
Bonding
orbitals
(Lowest energy
orbital; all
bonding)
Antibonding
orbitals
FIGURE 11.14 The H9266
molecular orbitals of cyclo-
pentadienide anion.
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Cyclopentadiene is only a slightly weaker acid than water. The equilibrium for its
deprotonation is more favorable than for other hydrocarbons because cyclopentadienide
anion is aromatic. The contrast is striking when we compare this equilibrium with that
for loss of a proton from cycloheptatriene.
Resonance structures can be written that show delocalization of the negative charge over
all of its seven carbons; nevertheless, because cycloheptatrienide anion contains eight H9266
electrons, it is not aromatic. The equilibrium constant for formation from the parent
hydrocarbon is more favorable by 10
20
(20 pK
a
units) for the aromatic cyclopentadienide
anion than for the nonaromatic cycloheptatrienide anion.
PROBLEM 11.17 A standard method for the preparation of sodium cyclopenta-
dienide (C
5
H
5
Na) is by reaction of cyclopentadiene with a solution of sodium
amide in liquid ammonia. Write a balanced equation for this reaction.
Hückel’s rule is now taken to apply to planar, monocyclic, completely conjugated
systems generally, not just to neutral hydrocarbons. A planar, monocyclic, continuous
system of p orbitals possesses aromatic stability when it contains (4n H11545 2) H9266 elec-
trons.
Other aromatic ions include cyclopropenyl cation (two H9266 electrons) and cyclooc-
tatetraene dianion (ten H9266 electrons).
Here, liberties have been taken with the Robinson symbol. Instead of restricting its use
to a sextet of electrons, organic chemists have come to adopt it as an all-purpose sym-
bol for cyclic electron delocalization.
PROBLEM 11.18 Is either of the following ions aromatic?
(a) (b)
SAMPLE SOLUTION (a) The crucial point is the number of H9266 electrons in a cyclic
conjugated system. If there are (4n H11001 2) H9266 electrons, the ion is aromatic. Electron
Cyclononatetraenide
anion
H11002
Cyclononatetraenyl
cation
H11001
Cyclopropenyl
cation
HH
H
H11001
HH
H
H11001
2H11002
H
H
2H11002
Cyclooctatetraene
dianion
K
a
H11005 10
H1100236
(pK
a
H11005 36)
H
H11001
H11001
H H
Cycloheptatriene Cycloheptatrienide
anion
H
H11002
11.20 Aromatic Ions 429
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counting is easiest if we write the ion as a single Lewis structure and remember
that each double bond contributes two H9266 electrons, a negatively charged carbon
contributes two, and a positively charged carbon contributes none.
11.21 HETEROCYCLIC AROMATIC COMPOUNDS
Cyclic compounds that contain at least one atom other than carbon within their ring are
called heterocyclic compounds, and those that possess aromatic stability are called het-
erocyclic aromatic compounds. Some representative heterocyclic aromatic compounds
are pyridine, pyrrole, furan, and thiophene. The structures and the IUPAC numbering
system used in naming their derivatives are shown. In their stability and chemical behav-
ior, all these compounds resemble benzene more than they resemble alkenes.
Pyridine, pyrrole, and thiophene, like benzene, are present in coal tar. Furan is pre-
pared from a substance called furfural obtained from corncobs.
Heterocyclic aromatic compounds can be polycyclic as well. A benzene ring and
a pyridine ring, for example, can share a common side in two different ways. One way
gives a compound called quinoline; the other gives isoquinoline.
Analogous compounds derived by fusion of a benzene ring to a pyrrole, furan, or thio-
phene nucleus are called indole, benzofuran, and benzothiophene.
PROBLEM 11.19 Unlike quinoline and isoquinoline, which are of comparable
stability, the compounds indole and isoindole are quite different from each other.
Which one is more stable? Explain the reason for your choice.
1
2
3
4
5
6
7
N
H
Indole
O
1
2
3
4
5
6
7
Benzofuran
S
1
2
3
4
5
6
7
Benzothiophene
N
1
2
3
45
6
7
8
Quinoline
N
1
2
3
45
6
7
8
Isoquinoline
1
2
3
4
5
6
N
Pyridine
1
2
3 4
5
N
H
Pyrrole
O
1
2
3 4
5
Furan
S
1
2
3 4
5
Thiophene
Cyclononatetraenyl cation has eight
H9266 electrons; it is not aromatic.
H11001
430 CHAPTER ELEVEN Arenes and Aromaticity
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A large group of heterocyclic aromatic compounds are related to pyrrole by
replacement of one of the ring carbons H9252 to nitrogen by a second heteroatom. Com-
pounds of this type are called azoles.
A widely prescribed drug for the treatment of gastric ulcers has the generic name cimet-
idine and is a synthetic imidazole derivative. Firefly luciferin is a thiazole derivative that
is the naturally occurring light-emitting substance present in fireflies.
Firefly luciferin is an example of an azole that contains a benzene ring fused to the five-
membered ring. Such structures are fairly common. Another example is benzimidazole,
present as a structural unit in vitamin B
12
. Some compounds related to benzimidazole
include purine and its amino-substituted derivative adenine, one of the so-called hetero-
cyclic bases found in DNA and RNA (Chapter 27).
PROBLEM 11.20 Can you deduce the structural formulas of benzoxazole and
benzothiazole?
The structural types described in this section are but a tiny fraction of those pos-
sible. The chemistry of heterocyclic aromatic compounds is a rich and varied field with
numerous applications.
N
H
N
Benzimidazole
N
H
N
N
N
Purine
NH
2
N
H
N
N
N
Adenine
N
H
N
CH
3
CH
2
SCH
2
CH
2
NHCNHCH
3
NCN
Cimetidine
S
HO
N S
N
CO
2
H
Firefly luciferin
1
2
3
4
5
N
N
H
Imidazole
1
2
3
4
5
N
O
Oxazole
1
2
3
4
5
N
S
Thiazole
N
H
Indole
NH
Isoindole
11.21 Heterocyclic Aromatic Compounds 431
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11.22 HETEROCYCLIC AROMATIC COMPOUNDS AND HüCKEL’S RULE
Hückel’s rule can be extended to heterocyclic aromatic compounds. A single heteroatom
can contribute either 0 or 2 of its lone-pair electrons as needed to the H9266 system so as to
satisfy the (4n H11001 2) H9266 electron requirement. The lone pair in pyridine, for example, is
associated entirely with nitrogen and is not delocalized into the aromatic H9266 system. As
shown in Figure 11.15a, pyridine is simply a benzene ring in which a nitrogen atom has
replaced a CH group. The nitrogen is sp
2
-hybridized, and the three double bonds of the
ring contribute the necessary six H9266 electrons to make pyridine a heterocyclic aromatic
compound. The unshared electron pair of nitrogen occupies an sp
2
orbital in the plane
of the ring, not a p orbital aligned with the H9266 system.
In pyrrole, on the other hand, the unshared pair belonging to nitrogen must be
added to the four H9266 electrons of the two double bonds in order to meet the six-H9266-elec-
tron requirement. As shown in Figure 11.15b, the nitrogen of pyrrole is sp
2
-hybridized
and the pair of electrons occupies a p orbital where both electrons can participate in the
aromatic H9266 system.
Pyridine and pyrrole are both weak bases, but pyridine is much more basic than
pyrrole. When pyridine is protonated, its unshared pair is used to bond to a proton and,
since the unshared pair is not involved in the H9266 system, the aromatic character of the
ring is little affected. When pyrrole acts as a base, the two electrons used to form a bond
to hydrogen must come from the H9266 system, and the aromaticity of the molecule is sac-
rificed on protonation.
432 CHAPTER ELEVEN Arenes and Aromaticity
2 π electrons
2 π electrons
2 π electrons
2 π electrons 2 π electrons
2 π electrons
2 π electrons 2 π electrons
2 π electrons
These electrons are
not involved in the
π system
These electrons are
not involved in the
π system
(a) Pyridine
(b) Pyrrole
(c) Furan
H
O
N
N
N
N±H
O
FIGURE 11.15 (a) Pyridine
has six H9266 electrons plus an
unshared pair in a nitrogen
sp
2
orbital. (b) Pyrrole has six
H9266 electrons. (c) Furan has six
H9266 electrons plus an unshared
pair in an oxygen sp
2
orbital,
which is perpendicular to the
H9266 system and does not inter-
act with it.
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PROBLEM 11.21 Imidazole is a much stronger base than pyrrole. Predict which
nitrogen is protonated when imidazole reacts with an acid, and write a structural
formula for the species formed.
The oxygen in furan has two unshared electron pairs (Figure 11.15c). One pair is like
the pair in pyrrole, occupying a p orbital and contributing two electrons to complete the
six-H9266-electron requirement for aromatic stabilization. The other electron pair in furan is
an “extra” pair, not needed to satisfy the 4n H11001 2 rule for aromaticity, and occupies an
sp
2
-hybridized orbital like the unshared pair in pyridine.
The bonding in thiophene is similar to that of furan.
11.23 SUMMARY
Section 11.1 Benzene is the parent of a class of hydrocarbons called arenes, or aro-
matic hydrocarbons.
Section 11.2 An important property of aromatic hydrocarbons is that they are much
more stable and less reactive than other unsaturated compounds. Ben-
zene, for example, does not react with many of the reagents that react
rapidly with alkenes. When reaction does take place, substitution rather
than addition is observed. The Kekulé formulas for benzene seem incon-
sistent with its low reactivity and with the fact that all of the C±C bonds
in benzene are the same length (140 pm).
Section 11.3 One explanation for the structure and stability of benzene and other
arenes is based on resonance, according to which benzene is regarded as
a hybrid of the two Kekulé structures.
Section 11.4 The extent to which benzene is more stable than either of the Kekulé
structures is its resonance energy, which is estimated to be 125–150
kJ/mol (30–36 kcal/mol) from heats of hydrogenation data.
Section 11.5 According to the orbital hybridization model, benzene has six H9266 elec-
trons, which are shared by all six sp
2
-hybridized carbons. Regions of high
H9266 electron density are located above and below the plane of the ring.
H
N
N
Imidazole
11.23 Summary 433
The article “A History of the
Structural Theory of
Benzene—The Aromatic Sex-
tet and Hückel’s Rule” in the
February 1997 issue of the
Journal of Chemical Educa-
tion (pp. 194–201) is a rich
source of additional informa-
tion about this topic.
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Section 11.6 A molecular orbital description of benzene has three H9266 orbitals that are
bonding and three that are antibonding. Each of the bonding orbitals is fully
occupied (two electrons each), and the antibonding orbitals are vacant.
Section 11.7 Many aromatic compounds are simply substituted derivatives of benzene
and are named accordingly. Many others have names based on some other
parent aromatic compound.
Section 11.8 Polycyclic aromatic hydrocarbons, of which anthracene is an example,
contain two or more benzene rings fused together.
Section 11.9 The physical properties of arenes resemble those of other hydrocarbons.
Section 11.10 Chemical reactions of arenes can take place on the ring itself, or on a
side chain. Reactions that take place on the side chain are strongly influ-
enced by the stability of benzylic radicals and benzylic carbocations.
Section 11.11 An example of a reaction in which the ring itself reacts is the Birch
reduction. The ring of an arene is reduced to a nonconjugated diene by
treatment with a Group I metal (usually sodium) in liquid ammonia in
the presence of an alcohol.
Sections Free-radical halogenation and oxidation involve reactions at the benzylic
11.12–11.13 carbon. See Table 11.2.
Section 11.14 Benzylic carbocations are intermediates in S
N
1 reactions of benzylic
halides and are stabilized by electron delocalization.
C
H11001
C
H11001
and so on
CH
3
CH
3
o-Xylene
CH
3
CH
3
1,2-Dimethyl-1,4-
cyclohexadiene (92%)
Na, NH
3
CH
3
OH
C
Benzylic free radical
C
H11001
Benzylic carbocation
Anthracene
OH
H
3
C CH
3
2,6-Dimethylphenol
C(CH
3
)
3
tert-Butylbenzene
Cl
CH
3
m-Chlorotoluene
434 CHAPTER ELEVEN Arenes and Aromaticity
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Section 11.15 The simplest alkenylbenzene is styrene (C
6
H
5
CH?CH
2
). An aryl group
stabilizes a double bond to which it is attached. Alkenylbenzenes are usu-
ally prepared by dehydration of benzylic alcohols or dehydrohalogena-
tion of benzylic halides.
11.23 Summary 435
TABLE 11.2 Reactions Involving Alkyl and Alkenyl Side Chains in Arenes and Arene Derivatives
Reaction (section) and comments
Halogenation (Section 11.12) Free-radical
halogenation of alkylbenzenes is highly
selective for substitution at the benzylic
position. In the example shown, elemental
bromine was used. Alternatively,
N-bromosuccinimide is a convenient reagent
for benzylic bromination.
Hydrogenation (Section 11.16) Hydrogena-
tion of aromatic rings is somewhat slower
than hydrogenation of alkenes, and it is a
simple matter to reduce the double bond of
an unsaturated side chain in an arene while
leaving the ring intact.
Electrophilic addition (Section 11.16) An
aryl group stabilizes a benzylic carbocation
and controls the regioselectivity of addition
to a double bond involving the benzylic car-
bon. Markovnikov’s rule is obeyed.
Oxidation (Section 11.13) Oxidation of
alkylbenzenes occurs at the benzylic posi-
tion of the alkyl group and gives a benzoic
acid derivative. Oxidizing agents include
sodium or potassium dichromate in aque-
ous sulfuric acid. Potassium permanganate
(KMnO
4
) is also an effective oxidant.
General equation and specific example
ArCHR
2
Arene 1-Arylalkyl bromide
ArCR
2
Br
NBS
benzoyl peroxide
CCl
4
, 80°C
p-Ethylnitrobenzene
O
2
N CH
2
CH
3
1-(p-Nitrophenyl)ethyl bromide (77%)
O
2
N CHCH
3
Br
Br
2
CCl
4
light
oxidize
ArCHR
2
Arene
ArCO
2
H
Arenecarboxylic acid
2,4,6-Trinitrotoluene
O
2
N
CH
3
NO
2
NO
2
2,4,6-Trinitrobenzoic acid
(57–69%)
O
2
N
CO
2
H
NO
2
NO
2
Na
2
Cr
2
O
7
H
2
SO
4
H
2
O
ArCH
2
CHR
2
Alkylarene
H
2
Hydrogen
H11001
Alkenylarene
ArCH CR
2
Pt
H
2
Pt
1-(m-Bromophenyl)propene
CH
Br
CHCH
3
m-Bromopropylbenzene (85%)
CH
2
CH
2
CH
3
Br
Product of electrophilic addition
ArCH
Y
CH
2
E
Alkenylarene
ArCH CH
2
H9254H11001
E±Y
H9254H11002
Styrene
CH CH
2
1-Phenylethyl bromide (85%)
CHCH
3
Br
HBr
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Section 11.16 Addition reactions to alkenylbenzenes occur at the double bond of the
alkenyl substituent, and the regioselectivity of electrophilic addition is
governed by carbocation formation at the benzylic carbon. See Table
11.2.
Section 11.17 Polystyrene is a widely used vinyl polymer prepared by the free-radical
polymerization of styrene.
Section 11.18 Although cyclic conjugation is a necessary requirement for aromaticity,
this alone is not sufficient. If it were, cyclobutadiene and cyclooctate-
traene would be aromatic. They are not.
Section 11.19 An additional requirement for aromaticity is that the number of H9266 elec-
trons in conjugated, planar, monocyclic species must be equal to 4n H11001
2, where n is an integer. This is called Hückel’s rule. Benzene, with six
H9266 electrons, satisfies Hückel’s rule for n H11005 1. Cyclobutadiene (four H9266
electrons) and cyclooctatetraene (eight H9266 electrons) do not. Planar, mono-
cyclic, completely conjugated polyenes are called annulenes.
Section 11.20 Species with six H9266 electrons that possess “special stability” include cer-
tain ions, such as cyclopentadienide anion and cycloheptatrienyl cation.
Section 11.21 Heterocyclic aromatic compounds are compounds that contain at least
one atom other than carbon within an aromatic ring.
Cyclopentadienide anion
(six H9266 electrons)
H
HH
HH
H11002
H
H
H
HH
H
H
H11001
Cycloheptatrienyl cation
(six H9266 electrons)
Cyclobutadiene
(not aromatic)
Cyclooctatetraene
(not aromatic)
Benzene
(aromatic)
Polystyrene
UU UU
H
2
SO
4
heat
1-Phenylcyclohexene (83%)1-Phenylcyclohexanol
OH
436 CHAPTER ELEVEN Arenes and Aromaticity
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Section 11.22 Hückel’s rule can be extended to heterocyclic aromatic compounds.
Unshared electron pairs of the heteroatom may be used as H9266 electrons as
necessary to satisfy the 4n H11001 2 rule.
PROBLEMS
11.22 Write structural formulas and give the IUPAC names for all the isomers of C
6
H
5
C
4
H
9
that
contain a monosubstituted benzene ring.
11.23 Write a structural formula corresponding to each of the following:
(a) Allylbenzene (g) 2-Nitrobenzenecarboxylic acid
(b) (E)-1-Phenyl-1-butene (h) p-Diisopropylbenzene
(c) (Z)-2-Phenyl-2-butene (i) 2,4,6-Tribromoaniline
(d) (R)-1-Phenylethanol (j) m-Nitroacetophenone
(e) o-Chlorobenzyl alcohol (k) 4-Bromo-3-ethylstyrene
(f) p-Chlorophenol
11.24 Using numerical locants and the names in Table 11.1 as a guide, give an acceptable IUPAC
name for each of the following compounds:
(a) Estragole (principal (b) Diosphenol (used in (c) m-Xylidine (used in
component of wormwood veterinary medicine synthesis of lidocaine,
oil) to control parasites a local anesthetic)
in animals)
11.25 Write structural formulas and give acceptable names for all the isomeric
(a) Nitrotoluenes (d) Tetrafluorobenzenes
(b) Dichlorobenzoic acids (e) Naphthalenecarboxylic acids
(c) Tribromophenols (f) Bromoanthracenes
11.26 Mesitylene (1,3,5-trimethylbenzene) is the most stable of the trimethylbenzene isomers. Can
you think of a reason why? Which isomer do you think is the least stable? Make a molecular
model of each isomer and compare their calculated strain energies with your predictions. Do space-
filling models support your explanation?
11.27 Which one of the dichlorobenzene isomers does not have a dipole moment? Which one has
the largest dipole moment? Compare your answers with the dipole moments calculated using the
molecular-modeling software in Learning By Modeling.
NH
2
CH
3
CH
3
OH
NO
2
II
CH
2
OCH
3
CH
2
CH
Nicotine
N
N
CH
3
Problems 437
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11.28 Identify the longest and the shortest carbon–carbon bonds in styrene. Make reasonable esti-
mates of their bond distances and compare them to the distances in a molecular model.
11.29 The resonance form shown is not the most stable one for the compound indicated. Write
the most stable resonance form.
11.30 Each of the following may be represented by at least one alternative resonance structure in
which all the six-membered rings correspond to Kekulé forms of benzene. Write such a resonance
form for each.
(a) (c)
(b) (d)
11.31 Give the structure of the expected product from the reaction of isopropylbenzene with
(a) Hydrogen (3 mol), Pt
(b) Sodium and ethanol in liquid ammonia
(c) Sodium dichromate, water, sulfuric acid, heat
(d) N-Bromosuccinimide in CCl
4
, heat, benzoyl peroxide
(e) The product of part (d) treated with sodium ethoxide in ethanol
11.32 Each of the following reactions has been described in the chemical literature and gives a
single organic product in good yield. Identify the product of each reaction.
(a)
(b)
(c)
(d)
(e)
H
2
SO
4
acetic acid
OH
H
3
C
(E)-C
6
H
5
CH CHC
6
H
5
CH
3
CO
2
OH
acetic acid
excess Cl
2
CCl
4
, light
CH
3
(C
6
H
5
)
2
CH C
20
H
14
Cl
4
H11001 H
2
(1 mol)
Pt
CH
2
CH
3
C
6
H
5
1. B
2
H
6
, diglyme
2. H
2
O
2
, HO
H11002
438 CHAPTER ELEVEN Arenes and Aromaticity
The common name of iso-
propylbenzene is cumene.
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(f)
(g)
(h)
(i)
11.33 A certain compound A, when treated with N-bromosuccinimide and benzoyl peroxide under
photochemical conditions in refluxing carbon tetrachloride, gave 3,4,5-tribromobenzyl bromide in
excellent yield. Deduce the structure of compound A.
11.34 A compound was obtained from a natural product and had the molecular formula C
14
H
20
O
3
.
It contained three methoxy (±OCH
3
) groups and a ±CH
2
CH?C(CH
3
)
2
substituent. Oxidation
with either chromic acid or potassium permanganate gave 2,3,5-trimethoxybenzoic acid. What is
the structure of the compound?
11.35 Hydroboration–oxidation of (E )-2-( p-anisyl)-2-butene yielded an alcohol A, mp 60°C, in
72% yield. When the same reaction was performed on the Z alkene, an isomeric liquid alcohol B
was obtained in 77% yield. Suggest reasonable structures for A and B, and describe the relation-
ship between them.
11.36 Dehydrohalogenation of the diastereomeric forms of 1-chloro-1,2-diphenylpropane is stereo-
specific. One diastereomer yields (E )-1,2-diphenylpropene, and the other yields the Z isomer.
Which diastereomer yields which alkene? Why?
11.37 Suggest reagents suitable for carrying out each of the following conversions. In most cases
more than one synthetic operation will be necessary.
(a) (b) C
6
H
5
CHCH
2
Br
Br
C
6
H
5
CHCH
3
Br
C
6
H
5
CH
2
CH
3
C
6
H
5
CHCH
3
Br
C
6
H
5
CHCHC
6
H
5
ClH
3
C
1-Chloro-1,2-diphenylpropane
C
C
6
H
5
H
3
C
CHC
6
H
5
1,2-Diphenylpropene
CH
3
O
C
H
3
C
CHCH
3
2-(p-Anisyl)-2-butene
K
2
CO
3
water
CH
2
ClNC C
8
H
7
NO
CH
3
C
11
H
9
Br
N-bromosuccinimide
CCl
4
, heat
)
2
CHCCl
3
(Cl
(DDT)
NaOCH
3
CH
3
OH
C
14
H
8
Cl
4
C
12
H
14
(CH
3
)
2
COH
(CH
3
)
2
COH
KHSO
4
heat
Problems 439
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(c) C
6
H
5
CH?CH
2
±£ C
6
H
5
CPCH
(d) C
6
H
5
CPCH ±£ C
6
H
5
CH
2
CH
2
CH
2
CH
3
(e) C
6
H
5
CH
2
CH
2
OH ±£ C
6
H
5
CH
2
CH
2
CPCH
(f)
11.38 The relative rates of reaction of ethane, toluene, and ethylbenzene with bromine atoms have
been measured. The most reactive hydrocarbon undergoes hydrogen atom abstraction a million times
faster than does the least reactive one. Arrange these hydrocarbons in order of decreasing reactivity.
11.39 Write the principal resonance structures of o-methylbenzyl cation and m-methylbenzyl
cation. Which one has a tertiary carbocation as a contributing resonance form?
11.40 The same anion is formed by loss of the most acidic proton from 1-methyl-1,3-cyclopenta-
diene as from 5-methyl-1,3-cyclopentadiene. Explain.
11.41 There are two different tetramethyl derivatives of cyclooctatetraene that have methyl groups
on four adjacent carbon atoms. They are both completely conjugated and are not stereoisomers.
Write their structures.
11.42 Evaluate each of the following processes applied to cyclooctatetraene, and decide whether
the species formed is aromatic or not.
(a) Addition of one more H9266 electron, to give C
8
H
8
H11002
(b) Addition of two more H9266 electrons, to give C
8
H
8
2H11002
(c) Removal of one H9266 electron, to give C
8
H
8
H11001
(d) Removal of two H9266 electrons, to give C
8
H
8
2H11001
11.43 Evaluate each of the following processes applied to cyclononatetraene, and decide whether
the species formed is aromatic or not:
(a) Addition of one more H9266 electron, to give C
9
H
10
H11002
(b) Addition of two more H9266 electrons, to give C
9
H
10
2H11002
(c) Loss of H
H11001
from the sp
3
-hybridized carbon
(d) Loss of H
H11001
from one of the sp
2
-hybridized carbons
11.44 From among the molecules and ions shown, all of which are based on cycloundecapentaene,
identify those which satisfy the criteria for aromaticity as prescribed by Hückel’s rule.
(a) (c)
(b) (d)
H11002
Cycloundecapentaenide anionCycloundecapentaenyl radical
H11001
Cycloundecapentaenyl cationCycloundecapentaene
Cyclononatetraene
C
6
H
5
CHCH
2
Br
OH
C
6
H
5
CH
2
CH
2
Br
440 CHAPTER ELEVEN Arenes and Aromaticity
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11.45 (a) Figure 11.16 is an electrostatic potential map of calicene, so named because its shape
resembles a chalice (calix is the Latin word for “cup”). Both the electrostatic potential
map and its calculated dipole moment (H9262 H11005 4.3 D) indicate that calicene is an unusu-
ally polar hydrocarbon. Which of the dipolar resonance forms, A or B, better corresponds
to the electron distribution in the molecule? Why is this resonance form more important
than the other?
(b) Which one of the following should be stabilized by resonance to a greater extent? (Hint:
Consider the reasonableness of dipolar resonance forms.)
11.46 Classify each of the following heterocyclic molecules as aromatic or not, according to
Hückel’s rule:
(a) (c)
(b) (d)
O
O
NH
BH
NH
N
H
HN
H
B
HB
O
C
or
D
Calicene
H11002
H11001
A
H11001
H11002
B
Problems 441
FIGURE 11.16 Elec-
trostatic potential map of
calicene (problem 11.45).
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11.47 Pellagra is a disease caused by a deficiency of niacin (C
6
H
5
NO
2
) in the diet. Niacin can be
synthesized in the laboratory by the side-chain oxidation of 3-methylpyridine with chromic acid
or potassium permanganate. Suggest a reasonable structure for niacin.
11.48 Nitroxoline is the generic name by which 5-nitro-8-hydroxyquinoline is sold as an antibac-
terial drug. Write its structural formula.
11.49 Acridine is a heterocyclic aromatic compound obtained from coal tar that is used in the syn-
thesis of dyes. The molecular formula of acridine is C
13
H
9
N, and its ring system is analogous to
that of anthracene except that one CH group has been replaced by N. The two most stable reso-
nance structures of acridine are equivalent to each other, and both contain a pyridine-like struc-
tural unit. Write a structural formula for acridine.
11.50 Make molecular models of the two chair conformations of cis-1-tert-butyl-4-phenylcyclo-
hexane. What is the strain energy calculated for each conformation by molecular mechanics?
Which has a greater preference for the equatorial orientation, phenyl or tert-butyl?
442 CHAPTER ELEVEN Arenes and Aromaticity
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