CHAPTER 20 CARBOXYLIC ACID DERIVATIVES: NUCLEOPHILIC ACYL SUBSTITUTION T his chapter differs from preceding ones in that it deals with several related classes of compounds rather than just one. Included are 1. Acyl chlorides, 2. Carboxylic acid anhydrides, 3. Esters of carboxylic acids, 4. Carboxamides, ,, and These classes of compounds are classified as carboxylic acid derivatives. All may be converted to carboxylic acids by hydrolysis. H11001H11001RCX O X Carboxylic acid derivative H 2 O Water HX Conjugate acid of leaving group Carboxylic acid RCOH O X RCNRH11032 2 O X RCNHRH11032 O X RCNH 2 O X RCORH11032 O X RCOCR O X O X RCCl O X 774 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website The hydrolysis of a carboxylic acid derivative is but one example of a nucleophilic acyl substitution. Nucleophilic acyl substitutions connect the various classes of car- boxylic acid derivatives, with a reaction of one class often serving as preparation of another. These reactions provide the basis for a large number of functional group trans- formations both in synthetic organic chemistry and in biological chemistry. Also included in this chapter is a discussion of the chemistry of nitriles, compounds of the type RCPN. Nitriles may be hydrolyzed to carboxylic acids or to amides and, so, are indirectly related to the other functional groups presented here. 20.1 NOMENCLATURE OF CARBOXYLIC ACID DERIVATIVES With the exception of nitriles (RCPN), all carboxylic acid derivatives consist of an acyl group attached to an electronegative atom. Acyl groups are named by replacing the -ic acid ending of the corresponding carboxylic acid by -yl. Acyl halides are named by placing the name of the appropriate halide after that of the acyl group. Although acyl fluorides, bromides, and iodides are all known classes of organic com- pounds, they are encountered far less frequently than are acyl chlorides. Acyl chlorides will be the only acyl halides discussed in this chapter. In naming carboxylic acid anhydrides in which both acyl groups are the same, we simply specify the acyl group and add the word “anhydride.” When the acyl groups are different, they are cited in alphabetical order. The alkyl group and the acyl group of an ester are specified independently. Esters are named as alkyl alkanoates. The alkyl group RH11032 of is cited first, followed by the acyl portion . The acyl portion is named by substituting the suffix -ate for the -ic ending of the corresponding acid. CH 3 COCH 2 CH 3 O Ethyl acetate CH 3 CH 2 COCH 3 O Methyl propanoate COCH 2 CH 2 Cl O 2-Chloroethyl benzoate RC± O X RCORH11032 O X CH 3 COCCH 3 O X O X Acetic anhydride C 6 H 5 COCC 6 H 5 O X O X Benzoic anhydride C 6 H 5 COC(CH 2 ) 5 CH 3 O X O X Benzoic heptanoic anhydride F CBr O p-Fluorobenzoyl bromide CHCH 2 CCl O CH 2 3-Butenoyl chloride CH 3 CCl O Acetyl chloride (RC±) O X 20.1 Nomenclature of Carboxylic Acid Derivatives 775 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Aryl esters, that is, compounds of the type , are named in an analogous way. The names of amides of the type are derived from carboxylic acids by replacing the suffix -oic acid or -ic acid by -amide. We name compounds of the type and as N-alkyl- and N,N-dialkyl- substituted derivatives of a parent amide. Substitutive IUPAC names for nitriles add the suffix -nitrile to the name of the parent hydrocarbon chain that includes the carbon of the cyano group. Nitriles may also be named by replacing the -ic acid or -oic acid ending of the corresponding carboxylic acid with -onitrile. Alternatively, they are sometimes given functional class IUPAC names as alkyl cyanides. PROBLEM 20.1 Write a structural formula for each of the following compounds: (a) 2-Phenylbutanoyl bromide (e) 2-Phenylbutanamide (b) 2-Phenylbutanoic anhydride (f) N-Ethyl-2-phenylbutanamide (c) Butyl 2-phenylbutanoate (g) 2-Phenylbutanenitrile (d) 2-Phenylbutyl butanoate SAMPLE SOLUTION (a) A 2-phenylbutanoyl group is a four-carbon acyl unit that bears a phenyl substituent at C-2. When the name of an acyl group is followed by the name of a halide, it designates an acyl halide. CH 3 CH 2 CHCBr C 6 H 5 O 2-Phenylbutanoyl bromide Ethanenitrile (acetonitrile) CH 3 CN Benzonitrile C 6 H 5 CN 2-Methylpropanenitrile (isopropyl cyanide) CH 3 CHCH 3 CN N-Methylacetamide CH 3 CNHCH 3 O N,N-Diethylbenzamide C 6 H 5 CN(CH 2 CH 3 ) 2 O N-Isopropyl-N-methyl- butanamide CH 3 CH 2 CH 2 CNCH(CH 3 ) 2 O CH 3 RCNRH11032 2 O X RCNHRH11032 O X CH 3 CNH 2 O X Acetamide C 6 H 5 CNH 2 O X Benzamide (CH 3 ) 2 CHCH 2 CNH 2 O X 3-Methylbutanamide RCNH 2 O X RCOAr O X 776 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.2 STRUCTURE OF CARBOXYLIC ACID DERIVATIVES Figure 20.1 shows the structures and electrostatic potentials of the various derivatives of acetic acid–acetyl chloride, acetic anhydride, ethyl acetate, acetamide, and acetonitrile. Like the other carbonyl-containing compounds that we’ve studied, acyl chlorides, anhy- drides, esters, and amides all have a planar arrangement of bonds to the carbonyl group. An important structural feature of acyl chlorides, anhydrides, esters, and amides is that the atom attached to the acyl group bears an unshared pair of electrons that can interact with the carbonyl H9266 system, as shown in Figure 20.2. This electron delocalization can be represented in resonance terms by contributions from the following resonance structures: Electron release from the substituent stabilizes the carbonyl group and decreases its elec- trophilic character. The extent of this electron delocalization depends on the electron- R X C H11001 H11002 O R X C H11001 H11002 O R X C O 20.2 Structure of Carboxylic Acid Derivatives 777 CH 3 CCl CH 3 COCCH 3 CH 3 CSCH 2 CH 3 CH 3 COCH 2 CH 3 CH 3 CNH 2 O O O O O O O O O O O O CH 3 CPN Acetyl chloride Acetic anhydride Ethyl thioacetate AcetonitrileAcetamideEthyl acetate FIGURE 20.1 The structures and electrostatic potential maps of various de- rivatives of acetic acid. These models may be viewed on Learning By Modeling. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website donating properties of the substituent X. Generally, the less electronegative X is, the bet- ter it donates electrons to the carbonyl group and the greater its stabilizing effect. Resonance stabilization in acyl chlorides is not nearly as pronounced as in other derivatives of carboxylic acids: Because the carbon–chlorine bond is so long—typically on the order of 180 pm for acyl chlorides—overlap between the 3p orbitals of chlorine and the H9266 orbital of the carbonyl group is poor. Consequently, there is little delocalization of the electron pairs of chlo- rine into the H9266 system. The carbonyl group of an acyl chloride feels the normal electron- withdrawing inductive effect of a chlorine substituent without a significant compensat- ing electron-releasing effect due to lone-pair donation by chlorine. This makes the carbonyl carbon of an acyl chloride more susceptible to attack by nucleophiles than that of other carboxylic acid derivatives. Acid anhydrides are better stabilized by electron delocalization than are acyl chlo- rides. The lone-pair electrons of oxygen are delocalized more effectively into the car- bonyl group. Resonance involves both carbonyl groups of an acid anhydride. The carbonyl group of an ester is stabilized more than is that of an anhydride. Since both acyl groups of an anhydride compete for the oxygen lone pair, each carbonyl is stabilized less than the single carbonyl group of an ester. Esters are stabilized by resonance to about the same extent as carboxylic acids but not as much as amides. Nitrogen is less electronegative than oxygen and is a better electron-pair donor. is more effective than Ester R ORH11032 C O R C C R O O O Acid anhydride C C RR O O H11002 O H11001 R C C R O O O R C O C R H11001 O O H11002 R C H11001 H11002 O Cl R Cl C O Weak resonance stabilization 778 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution O C X X H11005 OH; carboxylic acid X H11005 Cl; acyl chloride X H11005 OCR; acid anhydride X O X H11005 OR; ester X H11005 NR 2 ; amide FIGURE 20.2 The three H9268 bonds originating at the carbonyl carbon are coplanar. The p orbital of the carbonyl carbon, its oxygen, and the atom by which group X is attached to the acyl group overlap to form an extended H9266 system through which the H9266 elec- trons are delocalized. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Amide resonance is a powerful stabilizing force and gives rise to a number of structural effects. Unlike the pyramidal arrangement of bonds in ammonia and amines, the bonds to nitrogen in amides lie in the same plane. The carbon–nitrogen bond has considerable double-bond character and, at 135 pm, is substantially shorter than the normal 147-pm carbon–nitrogen single-bond distance observed in amines. The barrier to rotation about the carbon–nitrogen bond in amides is 75 to 85 kJ/mol (18–20 kcal/mol). This is an unusually high rotational energy barrier for a single bond and indicates that the carbon–nitrogen bond has significant double-bond character, as the resonance picture suggests. PROBLEM 20.2 The 1 H NMR spectrum of N,N-dimethylformamide shows a sep- arate signal for each of the two methyl groups. Can you explain why? Electron release from nitrogen stabilizes the carbonyl group of amides and decreases the rate at which nucleophiles attack the carbonyl carbon. Nucleophilic reagents attack electrophilic sites in a molecule; if electrons are donated to an elec- trophilic site in a molecule by a substituent, then the tendency of that molecule to react with external nucleophiles is moderated. An extreme example of carbonyl group stabilization is seen in carboxylate anions: The negatively charged oxygen substituent is a powerful electron donor to the carbonyl group. Resonance in carboxylate anions is more effective than resonance in carboxylic acids, acyl chlorides, anhydrides, esters, and amides. Table 20.1 summarizes the stabilizing effects of substituents on carbonyl groups to which they are attached. In addition to a qualitative ranking, quantitative estimates of the relative rates of hydrolysis of the various classes of acyl derivatives are given. A weakly stabilized carboxylic acid derivative reacts with water faster than does a more stabilized one. Most methods for their preparation convert one class of carboxylic acid derivative to another, and the order of carbonyl group stabilization given in Table 20.1 bears directly on the means by which these transformations may be achieved. A reaction that converts one carboxylic acid derivative to another that lies below it in the table is practical; a reaction that converts it to one that lies above it in the table is not. This is another way of saying that one carboxylic acid derivative can be converted to another if the reaction R C H11002 O O R C O O H11002 E act H11005 75–85 kJ/mol (18–20 kcal/mol) C RH11032 RH11033 R O NC N R O RH11032 RH11033 R C H11001 H11002 O NRH11032 2 R NRH11032 2 C O Very effective resonance stabilization 20.2 Structure of Carboxylic Acid Derivatives 779 Recall that the rotational barrier in ethane is only 12 kJ/mol (3 kcal/mol). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website leads to a more stabilized carbonyl group. Numerous examples of reactions of this type will be presented in the sections that follow. We begin with reactions of acyl chlorides. 20.3 NUCLEOPHILIC SUBSTITUTION IN ACYL CHLORIDES Acyl chlorides are readily prepared from carboxylic acids by reaction with thionyl chlo- ride (Section 12.7). On treatment with the appropriate nucleophile, an acyl chloride may be converted to an acid anhydride, an ester, an amide, or a carboxylic acid. Examples are presented in Table 20.2. PROBLEM 20.3 Apply the knowledge gained by studying Table 20.2 to help you predict the major organic product obtained by reaction of benzoyl chloride with each of the following: (a) Acetic acid (d) Methylamine, CH 3 NH 2 (b) Benzoic acid (e) Dimethylamine, (CH 3 ) 2 NH (c) Ethanol (f) Water SAMPLE SOLUTION (a) As noted in Table 20.2, the reaction of an acyl chloride with a carboxylic acid yields an acid anhydride. Carboxylic acid RCOH O Acyl chloride RCCl O H11001 Thionyl chloride SOCl 2 H11001 Sulfur dioxide SO 2 H11001 Hydrogen chloride HCl 2-Methylpropanoic acid (CH 3 ) 2 CHCOH O 2-Methylpropanoyl chloride (90%) (CH 3 ) 2 CHCCl O SOCl 2 heat 780 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution TABLE 20.1 Relative Stability and Reactivity of Carboxylic Acid Derivatives Relative rate of hydrolysis* 10 11 10 7 1.0 H11021 10 H110022 Acyl chloride Anhydride Ester Amide Carboxylic acid derivative Carboxylate anion Stabilization Very small Small Moderate Large Very large RCCl O X RCOCR O X O X RCORH11032 O X RCNRH11032 2 O X RCO H11002 O X *Rates are approximate and are relative to ester as standard substrate at pH 7. One of the most useful reac- tions of acyl chlorides was presented in Section 12.7. Friedel–Crafts acylation of aromatic rings takes place when arenes are treated with acyl chlorides in the presence of aluminum chloride. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website The product is a mixed anhydride. Acetic acid acts as a nucleophile and substi- tutes for chloride on the benzoyl group. C 6 H 5 CCl O Benzoyl chloride C 6 H 5 COCCH 3 O O Acetic benzoic anhydride H11001 CH 3 COH O Acetic acid 20.3 Nucleophilic Substitution in Acyl Chlorides 781 TABLE 20.2 Conversion of Acyl Chlorides to Other Carboxylic Acid Derivatives Reaction (section) and comments Reaction with carboxylic acids (Section 20.4) Acyl chlorides react with carboxylic acids to yield acid anhydrides. When this reaction is used for preparative purposes, a weak organic base such as pyridine is normally added. Pyridine is a catalyst for the reaction and also acts as a base to neutralize the hydrogen chloride that is formed. Reaction with alcohols (Section 15.8) Acyl chlorides react with alcohols to form esters. The reaction is typically carried out in the presence of pyridine. Reaction with ammonia and amines (Sec- tion 20.13) Acyl chlorides react with ammonia and amines to form amides. A base such as sodium hydroxide is normally added to react with the hydrogen chlor- ide produced. Hydrolysis (Section 20.3) Acyl chlorides react with water to yield carboxylic acids. In base, the acid is converted to its carbox- ylate salt. The reaction has little prepara- tive value because the acyl chloride is nearly always prepared from the carboxyl- ic acid rather than vice versa. General equation and specific example Acyl chloride RCCl O X Carboxylic acid RH11032COH O X Acid anhydride RCOCRH11032 O X O X H11001 HCl Hydrogen chloride H11001 H11001 pyridine Heptanoyl chloride CH 3 (CH 2 ) 5 CCl O X Heptanoic acid CH 3 (CH 2 ) 5 COH O X Heptanoic anhydride (78–83%) CH 3 (CH 2 ) 5 COC(CH 2 ) 5 CH 3 O X O X H11001 pyridine Benzoyl chloride C 6 H 5 CCl O X tert-Butyl alcohol (CH 3 ) 3 COH tert-Butyl benzoate (80%) C 6 H 5 COC(CH 3 ) 3 O X Ester RCORH11032 O X HCl Hydrogen chloride H11001RH11032OH Alcohol H11001 Acyl chloride RCCl O X Amide RCNRH11032 2 O X Cl H11002 Chloride ion H 2 O Water H11001H11001RH11032 2 NH Ammonia or amine HO H11002 Hydroxide H11001H11001 Acyl chloride RCCl O X Carboxylic acid RCOH O X HCl Hydrogen chloride H 2 O Water H11001H11001 Acyl chloride RCCl O X H11001 NaOH H 2 O Benzoyl chloride C 6 H 5 CCl O X Piperidine HN N-Benzoylpiperidine (87–91%) C 6 H 5 C±N O X H11001 Phenylacetyl chloride C 6 H 5 CH 2 CCl O X Water H 2 O H11001 Phenylacetic acid C 6 H 5 CH 2 COH O X Hydrogen chloride HCl Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website The mechanisms of all the reactions cited in Table 20.2 are similar to the mecha- nism of hydrolysis of an acyl chloride outlined in Figure 20.3. They differ with respect to the nucleophile that attacks the carbonyl group. In the first stage of the mechanism, water undergoes nucleophilic addition to the carbonyl group to form a tetrahedral intermediate. This stage of the process is analogous to the hydration of aldehydes and ketones discussed in Section 17.6. The tetrahedral intermediate has three potential leaving groups on carbon: two hydroxyl groups and a chlorine. In the second stage of the reaction, the tetrahedral inter- mediate dissociates. Loss of chloride from the tetrahedral intermediate is faster than loss of hydroxide; chloride is less basic than hydroxide and is a better leaving group. The tetrahedral intermediate dissociates because this dissociation restores the resonance- stabilized carbonyl group. PROBLEM 20.4 Write the structure of the tetrahedral intermediate formed in each of the reactions given in Problem 20.3. Using curved arrows, show how each tetrahedral intermediate dissociates to the appropriate products. SAMPLE SOLUTION (a) The tetrahedral intermediate arises by nucleophilic addi- tion of acetic acid to benzoyl chloride. Loss of a proton and of chloride ion from the tetrahedral intermediate yields the mixed anhydride. C 6 H 5 CCl O Benzoyl chloride C 6 H 5 COCCH 3 HO Cl O Tetrahedral intermediate H11001 CH 3 COH O Acetic acid 782 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution O H H Water C R H11001 C R O slow O H11002 O H11001 H H fast HOC R O H Acyl chloride Tetrahedral intermediate First stage: Formation of the tetrahedral intermediate by nucleophilic addition of water to the carbonyl group Second stage: Dissociation of the tetrahedral intermediate by dehydrohalogenation HOC R O Cl Tetrahedral intermediate H O H H H11001 Water fast C R O HO H11001 H H Carboxylic acid Hydronium ion O H11001 H H11001 Cl Chloride ion H11002 Cl Cl Cl FIGURE 20.3 Hydrolysis of acyl chloride proceeds by way of a tetrahedral intermediate. For- mation of the tetrahedral intermediate is rate-determining. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Nucleophilic substitution in acyl chlorides is much faster than in alkyl chlorides. The sp 2 -hybridized carbon of an acyl chloride is less sterically hindered than the sp 3 - hybridized carbon of an alkyl chloride, making an acyl chloride more open toward nucle- ophilic attack. Also, unlike the S N 2 transition state or a carbocation intermediate in an S N 1 reaction, the tetrahedral intermediate in nucleophilic acyl substitution has a stable arrangement of bonds and can be formed via a lower energy transition state. 20.4 PREPARATION OF CARBOXYLIC ACID ANHYDRIDES After acyl halides, acid anhydrides are the most reactive carboxylic acid derivatives. Three of them, acetic anhydride, phthalic anhydride, and maleic anhydride, are indus- trial chemicals and are encountered far more often than others. Phthalic anhydride and maleic anhydride have their anhydride function incorporated into a ring and are referred to as cyclic anhydrides. The customary method for the laboratory synthesis of acid anhydrides is the reac- tion of acyl chlorides with carboxylic acids (Table 20.2). This procedure is applicable to the preparation of both symmetrical anhydrides (R and RH11032 the same) and mixed anhydrides (R and RH11032 different). H11001 Cl H11002 RCCl O Acyl chloride H11001 O RH11032COH Carboxylic acid H11001 N Pyridine O O RCOCRH11032 Carboxylic acid anhydride N H H11001 Pyridinium chloride Acetic anhydride CH 3 COCCH 3 O O O O O Phthalic anhydride O O O Maleic anhydride CCl O Benzoyl chloride 1,000Relative rate of hydrolysis (80% ethanol–20% water; 25°C) CH 2 Cl Benzyl chloride 1 H11001 HCl Hydrogen chloride C 6 H 5 COCCH 3 O O Acetic benzoic anhydride C 6 H 5 COCCH 3 H O Cl O Tetrahedral intermediate 20.4 Preparation of Carboxylic Acid Anhydrides 783 Acid anhydrides rarely occur naturally. One example is the putative aphrodisiac can- tharidin, obtained from a species of beetle. O CH 3 O CH 3 O O Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 20.5 Benzoic anhydride has been prepared in excellent yield by adding one molar equivalent of water to two molar equivalents of benzoyl chlo- ride. How do you suppose this reaction takes place? Cyclic anhydrides in which the ring is five- or six-membered are sometimes pre- pared by heating the corresponding dicarboxylic acids in an inert solvent: 20.5 REACTIONS OF CARBOXYLIC ACID ANHYDRIDES Nucleophilic acyl substitution in acid anhydrides involves cleavage of a bond between oxygen and one of the carbonyl groups. One acyl group is transferred to an attacking nucleophile; the other retains its single bond to oxygen and becomes the acyl group of a carboxylic acid. One reaction of this type, Friedel–Crafts acylation (Section 12.7), is already familiar to us. An acyl cation is an intermediate in Friedel–Crafts acylation reactions. PROBLEM 20.6 Write a structural formula for the acyl cation intermediate in the preceding reaction. Conversions of acid anhydrides to other carboxylic acid derivatives are illustrated in Table 20.3. Since a more highly stabilized carbonyl group must result in order for nucleophilic acyl substitution to be effective, acid anhydrides are readily converted to carboxylic acids, esters, and amides but not to acyl chlorides. RCOCR O O Acid anhydride H11001 ArH Arene RCAr O Ketone H11001 RCOH O Carboxylic acid AlCl 3 AlCl 3 CH 3 COCCH 3 OO Acetic anhydride H11001 OCH 3 F o-Fluoroanisole CH 3 C OCH 3 F O 3-Fluoro-4-methoxyacetophenone (70–80%) H11001 CH 3 CO 2 H Acetic acid Bond cleavage occurs here in an acid anhydride. RC O OCR O H11001 HY Nucleophile RC O Y Product of nucleophilic acyl substitution H11001 HOCR O Carboxylic acid tetrachloroethane 130°C H C HO 2 CCO 2 H H C Maleic acid O O O Maleic anhydride (89%) H11001 H 2 O Water 784 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 20.7 Apply the knowledge gained by studying Table 20.3 to help you predict the major organic product of each of the following reactions: (a) (b) Acetic anhydride H11001 ammonia (2 mol) ±£ (c) Phthalic anhydride H11001 (CH 3 ) 2 NH (2 mol) ±£ (d) Phthalic anhydride H11001 sodium hydroxide (2 mol) ±£ H H11001 Benzoic anhydride H11001 methanol 20.5 Reactions of Carboxylic Acid Anhydrides 785 TABLE 20.3 Conversion of Acid Anhydrides to Other Carboxylic Acid Derivatives Reaction (section) and comments Reaction with alcohols (Section 15.8) Acid anhydrides react with alcohols to form esters. The reaction may be carried out in the presence of pyridine or it may be catalyzed by acids. In the example shown, only one acetyl group of acetic anhydride becomes incorporated into the ester; the other becomes the acetyl group of an acetic acid molecule. Reaction with ammonia and amines (Section 20.13) Acid anhydrides react with ammonia and amines to form amides. Two molar equivalents of amine are required. In the example shown, only one acetyl group of acetic anhydride becomes incor- porated into the amide; the other becomes the acetyl group of the amine salt of acetic acid. Hydrolysis (Section 20.5) Acid anhydrides react with water to yield two carboxylic acid func- tions. Cyclic anhydrides yield dicarboxylic acids. General equation and specific example H11001 H 2 SO 4 Acetic anhydride CH 3 COCCH 3 O X O X sec-Butyl alcohol HOCHCH 2 CH 3 CH 3 W sec-Butyl acetate (60%) CH 3 COCHCH 2 CH 3 CH 3 O X W Carboxylic acid RCOH O X Acid anhydride RCOCR O X O X H11001H11001 Ester RCORH11032 O X RH11032OH Alcohol Ammonium carboxylate salt RCO H11002 O X H 2 NRH11032 2 H11001 Acid anhydride RCOCR O X O X H11001H11001 Amide RCNRH11032 2 O X 2RH11032 2 NH Amine Acid anhydride RCOCRH11032 O X O X H11001 Carboxylic acid 2RCOH O X H 2 O Water H11001 Acetic anhydride CH 3 COCCH 3 O X O X H 2 N CH(CH 3 ) 2 p-Isopropylaniline p-Isopropylacetanilide (98%) CH 3 CNH O X CH(CH 3 ) 2 Phthalic anhydride O O O H11001 Water H 2 O Phthalic acid COH O X COH X O Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website SAMPLE SOLUTION (a) Nucleophilic acyl substitution by an alcohol on an acid anhydride yields an ester. The first example in Table 20.3 introduces a new aspect of nucleophilic acyl sub- stitution that applies not only to acid anhydrides but also to acyl chlorides, esters, and amides. Nucleophilic acyl substitutions can be catalyzed by acids. We can see how an acid catalyst increases the rate of nucleophilic acyl substitu- tion by considering the hydrolysis of an acid anhydride. Formation of the tetrahedral intermediate is rate-determining and is the step that is accelerated by the catalyst. The acid anhydride is activated toward nucleophilic addition by protonation of one of its car- bonyl groups: The protonated form of the acid anhydride is present to only a very small extent, but it is quite electrophilic. Water (and other nucleophiles) add to a protonated carbonyl group much faster than they do to a neutral one. Thus, the rate-determining nucleophilic addi- tion of water to form a tetrahedral intermediate takes place more rapidly in the presence of an acid than in its absence. Acids also catalyze the dissociation of the tetrahedral intermediate. Protonation of its car- bonyl oxygen permits the leaving group to depart as a neutral carboxylic acid molecule, which is a less basic leaving group than a carboxylate anion. fast fast HO R C OH O C R O Tetrahedral intermediate HO H R C O O C R OH H11001 H H11001 H11001 H H11001 Proton H110012RC O OH Two carboxylic acid molecules rate- determining step fast, H11002H H11001 H 2 O Water C R C R H11001 OH O O Protonated form of an acid anhydride H 2 O R H11001 C OH O C R O HO R C OH O C R O Tetrahedral intermediate RCOCR O O Acid anhydride RCOCR HO H11001 O Protonated form of acid anhydride H11001 H H11001 Proton fast C 6 H 5 COCC 6 H 5 O O Benzoic anhydride C 6 H 5 COCH 3 O Methyl benzoate C 6 H 5 COH O Benzoic acid H11001 CH 3 OH Methanol H11001 H H11001 786 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website This pattern of increased reactivity resulting from carbonyl group protonation has been seen before in nucleophilic additions to aldehydes and ketones (Section 17.6) and in the mechanism of the acid-catalyzed esterification of carboxylic acids (Section 19.14). Many biological reactions involve nucleophilic acyl substitution and are catalyzed by enzymes that act by donating a proton to the carbonyl oxygen, the leaving group, or both. PROBLEM 20.8 Write the structure of the tetrahedral intermediate formed in each of the reactions given in Problem 20.7. Using curved arrows, show how each tetrahedral intermediate dissociates to the appropriate products. SAMPLE SOLUTION (a) The reaction given is the acid-catalyzed esterification of methanol by benzoic anhydride. The first step is the activation of the anhydride toward nucleophilic addition by protonation. The tetrahedral intermediate is formed by nucleophilic addition of methanol to the protonated carbonyl group. Acid anhydrides are more stable and less reactive than acyl chlorides. Acetyl chlo- ride, for example, undergoes hydrolysis about 100,000 times more rapidly than acetic anhydride at 25°C. 20.6 SOURCES OF ESTERS Many esters occur naturally. Those of low molecular weight are fairly volatile, and many have pleasing odors. Esters often form a significant fraction of the fragrant oil of fruits and flowers. The aroma of oranges, for example, contains 30 different esters along with 10 carboxylic acids, 34 alcohols, 34 aldehydes and ketones, and 36 hydrocarbons. Protonated form of benzoic anhydride H11001 H H11001 ProtonBenzoic anhydride C 6 H 5 COCC 6 H 5 O O C 6 H 5 COCC 6 H 5 HO H11001 O 20.6 Sources of Esters 787 CH 3 O H Methanol H11001 C 6 H 5 O C C C 6 H 5 OH O Protonated form of benzoic anhydride CCH 3 O H H11001 C 6 H 5 OH O C C 6 H 5 O Tetrahedral intermediate CCH 3 O C 6 H 5 OH O C C 6 H 5 O H11001 H H11001 H11001H11001 Tetrahedral intermediate CCH 3 O C 6 H 5 OH O C C 6 H 5 O H11001 Proton H H11001 Proton H H11001 CCH 3 O H C 6 H 5 O O C C 6 H 5 OH H11001 Methyl benzoate C 6 H 5 COCH 3 O Benzoic acid C 6 H 5 COH O Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Among the chemicals used by insects to communicate with one another, esters occur frequently. Esters of glycerol, called glycerol triesters, triacylglycerols, or triglycerides, are abundant natural products. The most important group of glycerol triesters includes those in which each acyl group is unbranched and has 14 or more carbon atoms. Fats and oils are naturally occurring mixtures of glycerol triesters. Fats are mixtures that are solids at room temperature; oils are liquids. The long-chain carboxylic acids obtained from fats and oils by hydrolysis are known as fatty acids. The chief methods used to prepare esters in the laboratory have all been described earlier, and are summarized in Table 20.4. 20.7 PHYSICAL PROPERTIES OF ESTERS Esters are moderately polar, with dipole moments in the 1.5 to 2.0-D range. Dipole–dipole attractive forces give esters higher boiling points than hydrocarbons of similar shape and molecular weight. Because they lack hydroxyl groups, however, ester molecules cannot form hydrogen bonds to each other; consequently, esters have lower boiling points than alcohols of comparable molecular weight. CH 3 (CH 2 ) 16 CO OC(CH 2 ) 16 CH 3 OC(CH 2 ) 16 CH 3 O O O Tristearin, a trioctadecanoyl ester of glycerol found in many animal and vegetable fats COCH 2 CH 3 H H O Ethyl cinnamate (one of the constituents of the sex pheromone of the male oriental fruit moth) H CH 2 (CH 2 ) 6 CH 3 H O O (Z)-5-Tetradecen-4-olide (sex pheromone of female Japanese beetle) CH 3 COCH 2 CH 2 CH(CH 3 ) 2 O 3-Methylbutyl acetate (contributes to characteristic odor of bananas) COCH 3 OH O Methyl salicylate (principal component of oil of wintergreen) 788 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution 3-Methylbutyl acetate is more commonly known as isoamyl acetate. Notice that (Z)-5-tetradecen- 4-olide is a cyclic ester. Recall from Section 19.15 that cyclic esters are called lactones and that the suffix -olide is char- acteristic of IUPAC names for lactones. A molecular model of tristearin is shown in Figure 26.2. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.7 Physical Properties of Esters 789 TABLE 20.4 Preparation of Esters Reaction (section) and comments From carboxylic acids (Sections 15.8 and 19.14) In the presence of an acid catalyst, alcohols and carboxylic acids react to form an ester and water. This is the Fischer esterification. From acyl chlorides (Sections 15.8 and 20.3) Alcohols react with acyl chlorides by nucleo- philic acyl substitution to yield esters. These reactions are typi- cally performed in the presence of a weak base such as pyri- dine. From carboxylic acid anhy- drides (Sections 15.8 and 20.5) Acyl transfer from an acid anhydride to an alcohol is a standard method for the prep- aration of esters. The reaction is subject to catalysis by either acids (H 2 SO 4 ) or bases (pyri- dine). Baeyer-Villiger oxidation of ketones (Section 17.16) Ketones are converted to esters on treatment with peroxy acids. The reaction proceeds by migration of the group RH11032 from carbon to oxygen. It is the more highly substituted group that migrates. Methyl ketones give acetate esters. General equation and specific example H11001 H 2 SO 4 Propanoic acid CH 3 CH 2 COH O X 1-Butanol CH 3 CH 2 CH 2 CH 2 OH H11001 Water H 2 O Butyl propanoate (85%) CH 3 CH 2 COCH 2 CH 2 CH 2 CH 3 O X Carboxylic acid RCOH O X H11001H11001 Ester RCORH11032 O X RH11032OH Alcohol H 2 O Water H H11001 Acyl chloride RCCl O X H11001H11001 H11001 Ester RCORH11032 O X RH11032OH Alcohol N Pyridine Pyridinium chloride N H H11001 Cl H11002 H11001 pyridine CCl O 2 N O 2 N O X 3,5-Dinitrobenzoyl chloride COCH 2 CH(CH 3 ) 2 O 2 N O 2 N O X Isobutyl 3,5-dinitrobenzoate (85%) (CH 3 ) 2 CHCH 2 OH Isobutyl alcohol Acid anhydride RCOCR O X O X H11001H11001RH11032OH Alcohol Ester RCORH11032 O X Carboxylic acid RCOH O X H11001 pyridine CH 2 OH CH 3 O m-Methoxybenzyl alcohol CH 2 OCCH 3 CH 3 O O X m-Methoxybenzyl acetate (99%) Acetic anhydride CH 3 COCCH 3 O X O X Ketone RCRH11032 O X Peroxy acid RH11033COOH O X Carboxylic acid RH11033COH O X H11001H11001 Ester RCORH11032 O X CF 3 CO 2 OH Cyclopropyl methyl ketone CH 3 C O X Cyclopropyl acetate (53%) CH 3 CO O X Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Esters can participate in hydrogen bonds with substances that contain hydroxyl groups (water, alcohols, carboxylic acids). This confers some measure of water solubil- ity on low-molecular-weight esters; methyl acetate, for example, dissolves in water to the extent of 33 g/100 mL. Water solubility decreases as the carbon content of the ester increases. Fats and oils, the glycerol esters of long-chain carboxylic acids, are practically insoluble in water. 20.8 REACTIONS OF ESTERS: A REVIEW AND A PREVIEW The reaction of esters with Grignard reagents and with lithium aluminum hydride, both useful in the synthesis of alcohols, were described earlier. They are reviewed in Table 20.5. Nucleophilic acyl substitutions at the ester carbonyl group are summarized in Table 20.6. Esters are less reactive than acyl chlorides and acid anhydrides. Nucleophilic acyl substitution in esters, especially ester hydrolysis, has been extensively investigated from a mechanistic perspective. Indeed, much of what we know concerning the general topic 2-Methylbutane: mol wt 72, bp 28°C CH 3 CHCH 2 CH 3 CH 3 2-Butanol: mol wt 74, bp 99°C CH 3 CHCH 2 CH 3 OH Methyl acetate: mol wt 74, bp 57°C CH 3 COCH 3 O 790 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution TABLE 20.5 Summary of Reactions of Esters Discussed in Earlier Chapters Reaction (section) and comments Reaction with Grignard reagents (Section 14.10) Esters react with two equivalents of a Grignard reagent to produce terti- ary alcohols. Two of the groups bonded to the car- bon that bears the hydroxyl group in the ter- tiary alcohol are derived from the Grignard reagent. Reduction with lithium aluminum hydride (Sec- tion 15.3) Lithium alumi- num hydride cleaves esters to yield two alco- hols. General equation and specific example Ester RCORH11032 O X Tertiary alcohol RCRH11033 W W OH RH11033 2RH11033MgX Grignard reagent H11001 RH11032OH Alcohol H11001 1. diethyl ether 2. H 3 O H11001 2CH 3 MgI Methylmagnesium iodide H11001 CH 3 CH 2 OH Ethanol H11001 1. diethyl ether 2. H 3 O H11001 Ethyl cyclopropanecarboxylate COCH 2 CH 3 O X 2-Cyclopropyl-2- propanol (93%) CCH 3 CH 3 W W OH Ester RCORH11032 O X RH11032OH Alcohol RCH 2 OH Primary alcohol H11001 1. LiAlH 4 2. H 2 O H11001COCH 2 CH 3 O X Ethyl benzoate CH 2 OH Benzyl alcohol (90%) CH 3 CH 2 OH Ethyl alcohol 1. LiAlH 4 2. H 2 O Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.9 Acid-Catalyzed Ester Hydrolysis 791 TABLE 20.6 Conversion of Esters to Other Carboxylic Acid Derivatives Reaction (section) and comments Reaction with ammonia and amines (Sec- tion 20.13) Esters react with ammonia and amines to form amides. Methyl and ethyl esters are the most reactive. Hydrolysis (Sections 20.9 and 20.10) Ester hydrolysis may be catalyzed either by acids or by bases. Acid-catalyzed hydrolysis is an equilibrium-controlled process, the reverse of the Fischer esterification. Hydrolysis in base is irreversible and is the method usual- ly chosen for preparative purposes. General equation and specific example Ester RCORH11032 O X Amide RCNRH11033 2 O X RH11033 2 NH Amine H11001 RH11032OH Alcohol H11001 Ester RCORH11032 O X Carboxylic acid RCOH O X H 2 O Water H11001 RH11032OH Alcohol H11001 Fluoroacetamide (90%) FCH 2 CNH 2 O X Ethyl fluoroacetate FCH 2 COCH 2 CH 3 O X H 2 O NH 3 Ammonia H11001 CH 3 CH 2 OH Ethanol H11001 H11001 1. H 2 O, NaOH 2. H H11001 COCH 3 O 2 N O X Methyl m-nitrobenzoate COH O 2 N O X m-Nitrobenzoic acid (90–96%) CH 3 OH Methanol of nucleophilic acyl substitution comes from studies carried out on esters. The follow- ing sections describe those mechanistic studies. 20.9 ACID-CATALYZED ESTER HYDROLYSIS Ester hydrolysis is the most studied and best understood of all nucleophilic acyl substi- tutions. Esters are fairly stable in neutral aqueous media but are cleaved when heated with water in the presence of strong acids or bases. The hydrolysis of esters in dilute aqueous acid is the reverse of the Fischer esterification (Sections 15.8 and 19.14): When esterification is the objective, water is removed from the reaction mixture to encourage ester formation. When ester hydrolysis is the objective, the reaction is carried out in the presence of a generous excess of water. CHCOCH 2 CH 3 O Cl Ethyl 2-chloro-2-phenylacetate H11001 H 2 O Water HCl heat CHCOH O Cl 2-Chloro-2-phenylacetic acid (80–82%) H11001 CH 3 CH 2 OH Ethyl alcohol H11001H11001RCORH11032 O X Ester H 2 O Water RH11032OH AlcoholCarboxylic acid RCOH O X H H11001 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 20.9 The compound having the structure shown was heated with dilute sulfuric acid to give a product having the molecular formula C 5 H 12 O 3 in 63–71% yield. Propose a reasonable structure for this product. What other organic compound is formed in this reaction? The mechanism of acid-catalyzed ester hydrolysis is presented in Figure 20.4. It is precisely the reverse of the mechanism given for acid-catalyzed ester formation in Sec- tion 19.14. Like other nucleophilic acyl substitutions, it proceeds in two stages. A tetra- hedral intermediate is formed in the first stage, and this tetrahedral intermediate disso- ciates to products in the second stage. A key feature of the first stage is the site at which the starting ester is protonated. Protonation of the carbonyl oxygen, as shown in step 1 of Figure 20.4, gives a cation that is stabilized by electron delocalization. The alternative site of protonation, the alkoxy oxygen, gives rise to a much less stable cation. CH 3 COCH 2 CHCH 2 CH 2 CH 2 OCCH 3 OCCH 3 OO O ? H 2 O, H 2 SO 4 heat 792 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Step 1: Protonation of the carbonyl oxygen of the ester H H O H11001 H ORH11032 O H11001 Ester RC Hydronium ion ORH11032 O H11001 RC H Protonated form of ester H11001 H H O Water Step 2: Nucleophilic addition of water to protonated form of ester O H H Water H11001 ORH11032 O H11001 RC H Protonated form of ester RC ORH11032 O H11001 HH OH Oxonium ion Step 3: Deprotonation of the oxonium ion to give the neutral form of the tetrahedral intermediate RC ORH11032 O H11001 HH OH Oxonium ion H11001 H H O Water RC ORH11032 OH OH Tetrahedral intermediate H11001 H H O H11001 H Hydronium ion X X X —Cont. FIGURE 20.4 The mecha- nism of acid-catalyzed ester hydrolysis. Steps 1 through 3 show the formation of the tetrahedral intermediate. Dissociation of the tetrahe- dral intermediate is shown in steps 4 through 6. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.9 Acid-Catalyzed Ester Hydrolysis 793 Protonated form of carboxylic acid Step 6: Deprotonation of the protonated carboxylic acid O O RC H11001 H H11001 H H O Water H H O H11001 H Hydronium ion OH O Carboxylic acid RC H H11001 X X Protonated form of carboxylic acid Step 4: Protonation of the tetrahedral intermediate at its alkoxy oxygen RC ORH11032 OH OH Tetrahedral intermediate H11001 H H O H11001 H Hydronium ion RC O RH11032 OH OH H11001 H H O Water H H11001 Oxonium ion Step 5: Dissociation of the protonated form of the tetrahedral intermediate to an alcohol and the protonated form of the carboxylic acid RC O RH11032 OH OH H H11001 Oxonium ion OH OH H11001RC O RH11032 H H11001 Alcohol X FIGURE 20.4 (Continued) Protonation of the carbonyl oxygen, as emphasized earlier in the reactions of alde- hydes and ketones, makes the carbonyl group more susceptible to nucleophilic attack. A water molecule adds to the carbonyl group of the protonated ester in step 2. Loss of a proton from the resulting oxonium ion gives the neutral form of the tetrahedral inter- mediate in step 3 and completes the first stage of the mechanism. Once formed, the tetrahedral intermediate can revert to starting materials by merely reversing the reactions that formed it, or it can continue onward to products. In the sec- ond stage of ester hydrolysis, the tetrahedral intermediate dissociates to an alcohol and a carboxylic acid. In step 4 of Figure 20.4, protonation of the tetrahedral intermediate at Positive charge is delocalized. ORH11032 RC OH H11001 ORH11032 RC OH H11001 Protonation of carbonyl oxygen Positive charge is localized on a single oxygen. H11001 ORH11032 RC O H Protonation of alkoxy oxygen Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website its alkoxy oxygen gives a new oxonium ion, which loses a molecule of alcohol in step 5. Along with the alcohol, the protonated form of the carboxylic acid arises by dissoci- ation of the tetrahedral intermediate. Its deprotonation in step 6 completes the process. PROBLEM 20.10 On the basis of the general mechanism for acid-catalyzed ester hydrolysis shown in Figure 20.4, write an analogous sequence of steps for the spe- cific case of ethyl benzoate hydrolysis. The most important species in the mechanism for ester hydrolysis is the tetrahe- dral intermediate. Evidence in support of the existence of the tetrahedral intermediate was developed by Professor Myron Bender on the basis of isotopic labeling experiments he carried out at the University of Chicago. Bender prepared ethyl benzoate, labeled with the mass-18 isotope of oxygen at the carbonyl oxygen, then subjected it to acid-catalyzed hydrolysis in ordinary (unlabeled) water. He found that ethyl benzoate, recovered from the reaction before hydrolysis was complete, had lost a portion of its isotopic label. This observation is consistent only with the reversible formation of a tetrahedral intermediate under the reaction conditions: The two OH groups in the tetrahedral intermediate are equivalent, and so either the labeled or the unlabeled one can be lost when the tetrahedral intermediate reverts to ethyl benzoate. Both are retained when the tetrahedral intermediate goes on to form benzoic acid. PROBLEM 20.11 In a similar experiment, unlabeled 4-butanolide was allowed to stand in an acidic solution in which the water had been labeled with 18 O. When the lactone was extracted from the solution after 4 days, it was found to contain 18 O. Which oxygen of the lactone do you think became isotopically labeled? 20.10 ESTER HYDROLYSIS IN BASE: SAPONIFICATION Unlike its acid-catalyzed counterpart, ester hydrolysis in aqueous base is irreversible. This is because carboxylic acids are converted to their corresponding carboxylate anions under these conditions, and these anions are incapable of acyl transfer to alcohols. H11001H11001RCORH11032 O X Ester HO H11002 Hydroxide ion RH11032OH AlcoholCarboxylate ion RCO H11002 O X O O 4-Butanolide 794 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution C C 6 H 5 OCH 2 CH 3 O Ethyl benzoate (labeled with 18 O) C C 6 H 5 OCH 2 CH 3 O Ethyl benzoate H11001 H 2 O Water H H11001 H H11001 HO OH C C 6 H 5 OCH 2 CH 3 Tetrahedral intermediate H11001 H 2 O Water (labeled with 18 O) Since it is consumed, hydrox- ide ion is a reactant, not a catalyst. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website To isolate the carboxylic acid, a separate acidification step following hydrolysis is nec- essary. Acidification converts the carboxylate salt to the free acid. Ester hydrolysis in base is called saponification, which means “soap making.” Over 2000 years ago, the Phoenicians made soap by heating animal fat with wood ashes. Animal fat is rich in glycerol triesters, and wood ashes are a source of potassium car- bonate. Basic cleavage of the fats produced a mixture of long-chain carboxylic acids as their potassium salts. Potassium and sodium salts of long-chain carboxylic acids form micelles that dissolve grease (Section 19.5) and have cleansing properties. The carboxylic acids obtained by saponification of fats are called fatty acids. PROBLEM 20.12 Trimyristin is obtained from coconut oil and has the molecular formula C 45 H 86 O 6 . On being heated with aqueous sodium hydroxide followed by acidification, trimyristin was converted to glycerol and tetradecanoic acid as the only products. What is the structure of trimyristin? In one of the earliest kinetic studies of an organic reaction, carried out in the 19th century, the rate of hydrolysis of ethyl acetate in aqueous sodium hydroxide was found to be first order in ester and first order in base. 1. NaOH, H 2 O, heat 2. H 2 SO 4 H11001 CH 3 OH Methyl alcoholMethyl 2-methylpropenoate (methyl methacrylate) CCOCH 3 CH 2 O CH 3 2-Methylpropenoic acid (87%) (methacrylic acid) CCOHCH 2 O CH 3 CH 2 OCCH 3 CH 3 O o-Methylbenzyl acetate H11001 NaOH Sodium hydroxide water– methanol heat NaOCCH 3 O Sodium acetate H11001 CH 2 OH CH 3 o-Methylbenzyl alcohol (95–97%) 20.10 Ester Hydrolysis In Base: Saponification 795 Procedures for making a va- riety of soaps are given in the May 1998 issue of the Journal of Chemical Educa- tion, pp. 612–614. CH 3 (CH 2 ) x CO O OC(CH 2 ) z CH 3 OC(CH 2 ) y CH 3 O O K 2 CO 3 , H 2 O heat HOCH 2 CHCH 2 OH OH Glycerol H11001 KOC(CH 2 ) x CH 3 O KOC(CH 2 ) y CH 3 O KOC(CH 2 ) z CH 3 O H11001H11001 Potassium carboxylate salts Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Overall, the reaction exhibits second-order kinetics. Both the ester and the base are involved in the rate-determining step or in a rapid step that precedes it. Two processes that are consistent with second-order kinetics both involve hydrox- ide ion as a nucleophile but differ in the site of nucleophilic attack. One of these processes is an S N 2 reaction in which hydroxide displaces carboxylate from the alkyl group of the ester. We say that this pathway involves alkyl–oxygen cleavage, because it is the bond between oxygen and the alkyl group of the ester that breaks. The other process involves acyl–oxygen cleavage, with hydroxide attacking the carbonyl group. Alkyl–oxygen cleavage Acyl–oxygen cleavage Convincing evidence that ester hydrolysis in base proceeds by the second of these two paths, namely, acyl–oxygen cleavage, has been obtained from several sources. In one experiment, ethyl propanoate labeled with 18 O in the ethoxy group was hydrolyzed. On isolating the products, all the 18 O was found in the ethyl alcohol; there was no 18 O enrichment in the sodium propanoate. The carbon–oxygen bond broken in the process is therefore the one between oxygen and the acyl group. The bond between oxygen and the ethyl group remains intact. H11001H11001CH 3 CH 2 OH 18 O-labeled ethyl alcohol NaOH Sodium hydroxide 18 O-labeled ethyl propanoate CH 3 CH 2 COCH 2 CH 3 O Sodium propanoate CH 3 CH 2 CONa O HO H11002 Hydroxide ion H11001 RC ORH11032 O Ester slow fast RCOH O H11001 RH11032O H11002 H11001RCO O H11002 Carboxylate ion RH11032OH Alcohol RC O RH11032 O Ester OH H11002 Hydroxide ion RCO O H11002 Carboxylate ion H11001 RH11032 OH Alcohol Rate H11005 k[CH 3 COCH 2 CH 3 ][NaOH] O H11001H11001CH 3 CH 2 OH Ethanol NaOH Sodium hydroxide Ethyl acetate CH 3 COCH 2 CH 3 O Sodium acetate CH 3 CONa O 796 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 20.13 In a similar experiment, pentyl acetate was subjected to saponi- fication with 18 O-labeled hydroxide in 18 O-labeled water. What product do you think became isotopically labeled here, acetate ion or 1-pentanol? Identical conclusions in support of acyl–oxygen cleavage have been obtained from stereochemical studies. Saponification of esters of optically active alcohols proceeds with retention of configuration. None of the bonds to the stereogenic center are broken when acyl–oxygen cleavage occurs. Had alkyl–oxygen cleavage occurred instead, it would have been accompanied by inversion of configuration at the stereogenic center to give (S)-(H11002)-1-phenylethyl alcohol. Once it was established that hydroxide ion attacks the carbonyl group in basic ester hydrolysis, the next question to be addressed concerned whether the reaction is concerted or involves an intermediate. In a concerted reaction acyl–oxygen cleavage occurs at the same time that hydroxide ion attacks the carbonyl group. In an extension of the work described in the preceding section, Bender showed that basic ester hydrolysis was not concerted and, like acid hydrolysis, took place by way of a tetrahedral intermediate. The nature of the experiment was the same, and the results were similar to those observed in the acid-catalyzed reaction. Ethyl benzoate enriched in 18 O at the carbonyl oxygen was subjected to hydrolysis in base, and sam- ples were isolated before saponification was complete. The recovered ethyl benzoate was found to have lost a portion of its isotopic label, consistent with the formation of a tetra- hedral intermediate: All these facts—the observation of second-order kinetics, acyl–oxygen cleavage, and the involvement of a tetrahedral intermediate—are accommodated by the reaction mechanism shown in Figure 20.5. Like the acid-catalyzed mechanism, it has two distinct HO H11002 Hydroxide ion H11001 Ester RCORH11032 O HO C R O ORH11032 H9254H11002 H9254H11002 Representation of transition state for concerted displacement RCOH O Carboxylic acid H11001 RH11032O H11002 Alkoxide ion KOH ethanol–water CH 3 C O OC CH 3 C 6 H 5 H (R)-(H11001)-1-Phenylethyl acetate CH 3 COK O Potassium acetate H11001 HO C CH 3 C 6 H 5 H (R)-(H11001)-1-Phenylethyl alcohol (80% yield; same optical purity as ester) 20.10 Ester Hydrolysis in Base: Saponification 797 C C 6 H 5 OCH 2 CH 3 O Ethyl benzoate (labeled with 18 O) H11001 H 2 O Water HO H11002 HO H11002 HO OH C C 6 H 5 OCH 2 CH 3 Tetrahedral intermediate C C 6 H 5 OCH 2 CH 3 O Ethyl benzoate H11001 H 2 O Water (labeled with 18 O) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website stages, namely, formation of the tetrahedral intermediate and its subsequent dissociation. All the steps are reversible except the last one. The equilibrium constant for proton abstraction from the carboxylic acid by hydroxide is so large that step 4 is, for all intents and purposes, irreversible, and this makes the overall reaction irreversible. 798 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution OH Step 1: Nucleophilic addition of hydroxide ion to the carbonyl group ORH11032 H11001 Ester RC Step 2: Proton transfer to anionic form of tetrahedral intermediate O HO H11002 Hydroxide ion Anionic form of tetrahedral intermediate RC ORH11032 OH O H11002 Anionic form of tetrahedral intermediate RC ORH11032 OH H11001 OHH Water RC ORH11032 OH Tetrahedral intermediate H11001 H11002 OH Hydroxide ion Step 3: Dissociation of tetrahedral intermediate H11001HO H11002 Hydroxide ion Tetrahedral intermediate RC ORH11032 OH OH OH H11001 RC O H H O H11001 Water Carboxylic acid H11002 ORH11032 Alkoxide ion Step 4: Proton transfer steps yield an alcohol and a carboxylate anion H11001RO H11002 Alkoxide ion OHH Water RO H H11001 H11002 OH Alcohol Hydroxide ion O RC H O H11001 Carboxylic acid (stronger acid) H11002 OH Hydroxide ion (stronger base) O H11002 RC O H11001 Carboxylate ion (weaker base) O H H Water (weaker acid) O H11002 X X X X FIGURE 20.5 The mechanism of ester hydrolysis in basic solution. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Steps 2 and 4 are proton-transfer reactions and are very fast. Nucleophilic addi- tion to the carbonyl group has a higher activation energy than dissociation of the tetra- hedral intermediate; step 1 is rate-determining. PROBLEM 20.14 On the basis of the general mechanism for basic ester hydrol- ysis shown in Figure 20.5, write an analogous sequence of steps for the saponifi- cation of ethyl benzoate. 20.11 REACTION OF ESTERS WITH AMMONIA AND AMINES Esters react with ammonia to form amides. Ammonia is more nucleophilic than water, making it possible to carry out this reaction using aqueous ammonia. Amines, which are substituted derivatives of ammonia, react similarly: The amine must be primary (RNH 2 ) or secondary (R 2 NH). Tertiary amines (R 3 N) can- not form amides, because they have no proton on nitrogen that can be replaced by an acyl group. PROBLEM 20.15 Give the structure of the expected product of the following reaction: The reaction of ammonia and amines with esters follows the same general mech- anistic course as other nucleophilic acyl substitution reactions. A tetrahedral intermedi- ate is formed in the first stage of the process and dissociates in the second stage. CH 3 NH 2 CH 3 O O H11001 heat O FCH 2 COCH 2 CH 3 Ethyl fluoroacetate H11001 NH 2 Cyclohexylamine O FCH 2 CNH N-Cyclohexyl- fluoroacetamide (61%) H11001 CH 3 CH 2 OH Ethyl alcohol H 2 O H11001H11001 CH 3 OH Methyl alcoholMethyl 2-methylpropenoate CCOCH 3 CH 2 O CH 3 Ammonia NH 3 2-Methylpropenamide (75%) CCNH 2 CH 2 O CH 3 H11001RCORH11032 O X Ester NH 3 Ammonia H11001 RH11032OH AlcoholAmide RCNH 2 O X 20.11 Reaction of Esters with Ammonia and Amines 799 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Formation of tetrahedral intermediate Dissociation of tetrahedral intermediate Although both stages are written as equilibria, the overall reaction lies far to the right because the amide carbonyl is stabilized to a much greater extent than the ester carbonyl. 20.12 THIOESTERS Thioesters, compounds of the type , undergo the same kinds of reactions as esters and by similar mechanisms. Nucleophilic acyl substitution of a thioester gives a thiol along with the product of acyl transfer. For example: PROBLEM 20.16 Write the structure of the tetrahedral intermediate formed in the reaction just described. The carbon–sulfur bond of a thioester is rather long—typically on the order of 180 pm—and delocalization of the sulfur lone-pair electrons into the H9266 orbital of the car- bonyl group is not as effective as in esters. Nucleophilic acyl substitution reactions of thioesters occur faster than those of simple esters. A number of important biological processes involve thioesters; several of these are described in Chapter 26. 20.13 PREPARATION OF AMIDES Amides are readily prepared by acylation of ammonia and amines with acyl chlorides, anhydrides, or esters. Acylation of ammonia (NH 3 ) yields an amide . Primary amines (RNH 2 ) yield N-substituted amides .(RH11032CNHR) O X (RH11032CNH 2 ) O X H11001H11001HSCH 2 CH 2 OC 6 H 5 2-Phenoxyethanethiol (90%) CH 3 OH MethanolS-2-Phenoxyethyl ethanethioate CH 3 CSCH 2 CH 2 OC 6 H 5 O Methyl acetate CH 3 COCH 3 O HCl RCSRH11032 O X RC ORH11032 HO NH 2 Tetrahedral intermediate RC O NH 2 Amide H11001 RH11032OH Alcohol H11001RCORH11032 O Ester NH 3 Ammonia RCORH11032 H11001 NH 3 O H11002 RCORH11032 NH 2 OH Tetrahedral intermediate 800 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Secondary amines (R 2 NH) yield N,N-disubstituted amides . Examples illustrating these reactions may be found in Tables 20.2, 20.3, and 20.6. Two molar equivalents of amine are required in the reaction with acyl chlorides and acid anhydrides; one molecule of amine acts as a nucleophile, the second as a Br?n- sted base. It is possible to use only one molar equivalent of amine in these reactions if some other base, such as sodium hydroxide, is present in the reaction mixture to react with the hydro- gen chloride or carboxylic acid that is formed. This is a useful procedure in those cases in which the amine is a valuable one or is available only in small quantities. Esters and amines react in a 1:1 molar ratio to give amides. No acidic product is formed from the ester, and so no additional base is required. PROBLEM 20.17 Write an equation showing the preparation of the following amides from the indicated carboxylic acid derivative: (a) from an acyl chloride (b) from an acid anhydride (c) from a methyl ester SAMPLE SOLUTION (a) Amides of the type are derived by acylation of ammonia. (CH 3 ) 2 CHCCl O 2-Methylpropanoyl chloride (CH 3 ) 2 CHCNH 2 O 2-Methylpropanamide NH 4 Cl Ammonium chloride H11001 2NH 3 Ammonia H11001 RCNH 2 O HCN(CH 3 ) 2 O CH 3 CNHCH 3 O (CH 3 ) 2 CHCNH 2 O H11001H11001CH 3 OH Methanol R 2 NH Amine Methyl ester RH11032COCH 3 O Amide RH11032CNR 2 O H11001H11001R 2 NH 2 H11001 Cl H11002 Hydrochloride salt of amine 2R 2 NH Amine Acyl chloride RH11032CCl O Amide RH11032CNR 2 O H11001H11001R 2 NH 2 H11001 H11002 OCRH11032 O Carboxylate salt of amine 2R 2 NH Amine Acid anhydride RH11032COCRH11032 O O Amide RH11032CNR 2 O (RH11032CNR 2 ) O X 20.13 Preparation of Amides 801 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Two molecules of ammonia are needed because its acylation produces, in addi- tion to the desired amide, a molecule of hydrogen chloride. Hydrogen chloride (an acid) reacts with ammonia (a base) to give ammonium chloride. All these reactions proceed by nucleophilic addition of the amine to the carbonyl group. Dissociation of the tetrahedral intermediate proceeds in the direction that leads to an amide. The carbonyl group of an amide is stabilized to a greater extent than that of an acyl chlo- ride, anhydride, or ester; amides are formed rapidly and in high yield from each of these carboxylic acid derivatives. Amides are sometimes prepared directly from carboxylic acids and amines by a two-step process. The first step is an acid–base reaction in which the acid and the amine combine to form an ammonium carboxylate salt. On heating, the ammonium carboxy- late salt loses water to form an amide. In practice, both steps may be combined in a single operation by simply heating a car- boxylic acid and an amine together: A similar reaction in which ammonia and carbon dioxide are heated under pres- sure is the basis of the industrial synthesis of urea. Here, the reactants first combine, yielding a salt called ammonium carbamate: On being heated, ammonium carbamate undergoes dehydration to form urea: H 3 N Ammonia H11001 O C O Carbon dioxide NH 3 H11002 H 3 N C H11001 O O H11001 NH 4 H11002 H 2 N C O O Ammonium carbamate H11001H11001H 2 O Water C 6 H 5 NH 2 AnilineBenzoic acid C 6 H 5 COH O N-Phenylbenzamide (80–84%) C 6 H 5 CNHC 6 H 5 O 225°C RCOH O Carboxylic acid H11001 RH11032 2 NH Amine Ammonium carboxylate salt RCO H11002 O RH11032 2 NH 2 H11001 RCNRH11032 2 O Amide H11001 H 2 O Water heat RCX O Acylating agent H11001 RH11032 2 NH Amine RC X HO NRH11032 2 Tetrahedral intermediate RCNRH11032 2 O Amide H11001 HX Conjugate acid of leaving group 802 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Over 10 10 lb of urea—most of it used as fertilizer—is produced annually in the United States by this method. These thermal methods for preparing amides are limited in their generality. Most often amides are prepared in the laboratory from acyl chlorides, acid anhydrides, or esters, and these are the methods that you should apply to solving synthetic problems. 20.14 LACTAMS Lactams are cyclic amides and are analogous to lactones, which are cyclic esters. Most lactams are known by their common names, as the examples shown illustrate. Just as amides are more stable than esters, lactams are more stable than lactones. Thus, although H9252-lactones are difficultly accessible (Section 19.15), H9252-lactams are among the best known products of the pharmaceutical industry. The penicillins and cephalosporins, which are so useful in treating bacterial infections, are H9252-lactams and are customarily referred to as H9252-lactam antibiotics. These antibiotics inhibit a bacterial enzyme that is essential for cell wall formation. A nucleophilic site on the enzyme reacts with the carbonyl group in the four-membered ring, and the ring opens to acylate the enzyme. Once its nucleophilic site is acylated, the enzyme is no longer active and the bacteria die. The H9252-lactam rings of the penicillins and cephalosporins combine just the right level of stability in aqueous media with reac- tivity toward nucleophilic substitution to be effective acylating agents toward this criti- cal bacterial enzyme. C 6 H 5 CH 2 CNH O S N CH 3 CO 2 H CH 3 O Penicillin G CH 3 NH 2 O N S CO 2 H C 6 H 5 CHCNH O Cephalexin O N CH 3 N-Methylpyrrolidone (a polar aprotic solvent) N H O H9280-Caprolactam (industrial chemical used to prepare a type of nylon) H11001 NH 4 H11002 H 2 N C O O Ammonium carbamate heat H 2 NCNH 2 O Urea H11001 H 2 O Water 20.14 Lactams 803 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.15 IMIDES Compounds that have two acyl groups bonded to a single nitrogen are known as imides. The most common imides are cyclic ones: Cyclic imides can be prepared by heating the ammonium salts of dicarboxylic acids: PROBLEM 20.18 Phthalimide has been prepared in 95% yield by heating the compound formed on reaction of phthalic anhydride (Section 20.4) with excess ammonia. This compound has the molecular formula C 8 H 10 N 2 O 3 . What is its struc- ture? 20.16 HYDROLYSIS OF AMIDES The only nucleophilic acyl substitution reaction that amides undergo is hydrolysis. Amides are fairly stable in water, but the amide bond is cleaved on heating in the pres- ence of strong acids or bases. Nominally, this cleavage produces an amine and a car- boxylic acid. In acid, however, the amine is protonated, giving an ammonium ion, RH11032 2 N H11001 H 2 : RCNRH11032 2 O Amide H11001 H 3 O H11001 Hydronium ion RCOH O Carboxylic acid H11001 RH11032 RH11032N H11001 H H Ammonium ion RCN RH11032 O RH11032 Amide H11001 H 2 O Water RCOH O Carboxylic acid H11001 HN RH11032 RH11032 Amine HOCCH 2 CH 2 COH O O Succinic acid H11001 2NH 3 Ammonia heat O O NH 4 H11001 NH 4 H11001 H11002 OCCH 2 CH 2 CO H11002 Ammonium succinate NH O O Succinimide (82–83%) RN CRH11032 O CRH11032 O Imide H O N O Succinimide NH O O Phthalimide 804 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Replacement of the proton on nitrogen in succinimide by bromine gives N-bromo- succinimide, a reagent used for allylic and benzylic brominations (Sections 10.4 and 11.12). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website In base the carboxylic acid is deprotonated, giving a carboxylate ion: The acid–base reactions that occur after the amide bond is broken make the overall hydrolysis irreversible in both cases. The amine product is protonated in acid; the car- boxylic acid is deprotonated in base. Mechanistically, amide hydrolysis is similar to the hydrolysis of other carboxylic acid derivatives. The mechanism of the hydrolysis in acid is presented in Figure 20.6. It proceeds in two stages; a tetrahedral intermediate is formed in the first stage and disso- ciates in the second. The amide is activated toward nucleophilic attack by protonation of its carbonyl oxygen. The cation produced in this step is stabilized by resonance involving the nitro- gen lone pair and is more stable than the intermediate in which the amide nitrogen is protonated. Once formed, the O-protonated intermediate is attacked by a water molecule in step 2. The intermediate formed in this step loses a proton in step 3 to give the neutral form of the tetrahedral intermediate. The tetrahedral intermediate has its amino group (±NH 2 ) attached to sp 3 -hybridized carbon, and this amino group is the site at which protonation Most stable resonance forms of an O-protonated amide NH 2 OH H11001 R C R C NH 2 OH H11001 Protonation of carbonyl oxygen An acylammonium ion; the positive charge is localized on nitrogen Protonation of amide nitrogen R C HN H11001 O HH CH 3 CH 2 CHCNH 2 O 2-Phenylbutanamide H 2 O, H 2 SO 4 heat CH 3 CH 2 CHCOH O 2-Phenylbutanoic acid (88–90%) H11001 H11001 NH 4 HSO 4 H11002 Ammonium hydrogen sulfate KOH ethanol– water, heat CH 3 CO H11002 O K H11001 Potassium acetate H11001CH 3 CNH Br O N-(4-Bromophenyl)acetamide (p-bromoacetanilide) H 2 N Br p-Bromoaniline (95%) RCNRH11032 2 O Amide H11001 HO H11002 Hydroxide ion RCO H11002 O Carboxylate ion H11001 Amine RH11032 N RH11032 H 20.16 Hydrolysis of Amides 805 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 806 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Protonated form of carboxylic acid Tetrahedral intermediate NH 2 NH 3 NH 3 NH 3 NH 2 NH 2 NH 2 NH 2 Step 1: Protonation of the carbonyl oxygen of the amide NH 2 RC O H11001 Amide O H11001 Hydronium ion H H11001 O H H Water H H NH 2 RC OH H11001 Protonated form of amide H11001 O Water H H Step 2: Nucleophilic addition of water to the protonated form of the amide O Water H H H11001 RC OH Protonated form of amide H11001 RC O Oxonium ion H11001 OH HH Step 3: Deprotonation of the oxonium ion to give the neutral form of the tetrahedral intermediate RC H11001 O Oxonium ion OH HH RC OH OH H11001 H11001 O Hydronium ion H H H Tetrahedral intermediate Step 4: Protonation of the tetrahedral intermediate at its amino nitrogen RC OH OH H11001 O H11001 Hydronium ion H H H RC OH OH Ammonium ion Step 5: Dissociation of the N-protonated form of the tetrahedral intermediate to give ammonia and the protonated form of the carboxylic acid RC OH OH Ammonium ion H11001 RC H11001 OH OH H11001 Ammonia H11001 O H H Water H11001 X X X X —Cont. FIGURE 20.6 The mecha- nism of amide hydrolysis in acid solution. Steps 1 through 3 show the formation of the tetrahedral intermediate. Dissociation of the tetrahe- dral intermediate is shown in steps 4 through 6. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website occurs in step 4. Cleavage of the carbon–nitrogen bond in step 5 yields the protonated form of the carboxylic acid, along with a molecule of ammonia. In acid solution ammonia is immediately protonated to give ammonium ion, as shown in step 6. This protonation step has such a large equilibrium constant that it makes the overall reaction irreversible. PROBLEM 20.19 On the basis of the general mechanism for amide hydrolysis in acidic solution shown in Figure 20.6, write an analogous sequence of steps for the hydrolysis of acetanilide, . In base the tetrahedral intermediate is formed in a manner analogous to that pro- posed for ester saponification. Steps 1 and 2 in Figure 20.7 show the formation of the tetrahedral intermediate in the basic hydrolysis of amides. In step 3 the basic amino group of the tetrahedral intermediate abstracts a proton from water, and in step 4 the derived ammonium ion undergoes basic dissociation. Conversion of the carboxylic acid to its corresponding carboxylate anion in step 5 completes the process and renders the over- all reaction irreversible. PROBLEM 20.20 On the basis of the general mechanism for basic hydrol- ysis shown in Figure 20.7, write an analogous sequence for the hydrolysis of N,N-dimethylformamide, . 20.17 THE HOFMANN REARRANGEMENT On treatment with bromine in basic solution, amides of the type undergo an inter- esting reaction that leads to amines. This reaction was discovered by the nineteenth cen- tury German chemist August W. Hofmann and is called the Hofmann rearrangement. The group R attached to the carboxamide function may be alkyl or aryl. H11001H11001 H11001H11001H11001RCNH 2 O X Amide 4HO H11002 Hydroxide ion 2Br H11002 Bromide ion CO 3 2H11002 Carbonate ion Br 2 Bromine 2H 2 O Water RNH 2 Amine RCNH 2 O X HCN(CH 3 ) 2 O CH 3 CNHC 6 H 5 O 20.17 The Hofmann Rearrangement 807 Protonated form of carboxylic acid Step 6: Proton transfer processes yielding ammonium ion and the carboxylic acid O H11001 Hydronium ion H H H NH 3 H11001 Ammonia O Water H H H11001 NH 4 Ammonium ion RC OH H11001 OH H11001 O H H Water RC O H11001 OH H11001 O H H Carboxylic acid Hydronium ion H H11001 X X FIGURE 20.6 (Continued) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 808 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution NH 3 NH 3 O NH 3 NH 2 NH 2 NH 2 NH 2 Step 1: Nucleophilic addition of hydroxide ion to the carbonyl group NH 2 H11001 Amide RC Step 2: Proton transfer to anionic form of tetrahedral intermediate O HO H11002 Hydroxide ion Anionic form of tetrahedral intermediate RC OH O H11002 Anionic form of tetrahedral intermediate RC OH H11001 OHH Water RC OH OH Tetrahedral intermediate H11001 H11002 OH Hydroxide ion Step 3: Protonation of amino nitrogen of tetrahedral intermediate Step 4: Dissociation of N-protonated form of tetrahedral intermediate O RC H O H11001 Carboxylic acid (stronger acid) H11002 OH Hydroxide ion (stronger base) O H11002 RC O H11001 Carboxylate ion (weaker base) O H H Water (weaker acid) O H11002 Tetrahedral intermediate RC H11001 OHH Water OH RC OH OH Ammonium ion H11001 H11002 OH Hydroxide ion OH H11001 H11001HO H11002 Hydroxide ion Ammonium ion RC OH H OH H11001 RC O H H O H11001 Water Carboxylic acid Ammonia Step 5: Irreversible formation of carboxylate anion H11001 X X X X FIGURE 20.7 The mechanism of amide hydrolysis in basic solution. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.17 The Hofmann Rearrangement 809 CONDENSATION POLYMERS. POLYAMIDES AND POLYESTERS A ll fibers are polymers of one kind or another. Cotton, for example, is cellulose, and cellulose is a naturally occurring polymer of glucose. Silk and wool are naturally occurring polymers of amino acids. An early goal of inventors and entrepre- neurs was to produce fibers from other naturally oc- curring polymers. Their earliest efforts consisted of chemically modifying the short cellulose fibers ob- tained from wood so that they could be processed into longer fibers more like cotton and silk. These ef- forts were successful, and the resulting fibers of mod- ified cellulose, known generically as rayon, have been produced by a variety of techniques since the late nineteenth century. A second approach involved direct chemical synthesis of polymers by connecting appropriately chosen small molecules together into a long chain. In 1938, E. I. Du Pont de Nemours and Company an- nounced the development of nylon, the first syn- thetic polymer fiber. The leader of Du Pont’s effort was Wallace H. Carothers, * who reasoned that he could reproduce the properties of silk by constructing a polymer chain held together, as is silk, by amide bonds. The necessary amide bonds were formed by heating a dicarboxylic acid with a diamine. Hexanedioic acid (adipic acid) and 1,6-hexanediamine (hexamethylenediamine) react to give a salt that, when heated, gives a polyamide called nylon 66. The amide bonds form by a condensation re- action, and nylon 66 is an example of a condensation polymer. HOC(CH 2 ) 4 COH O O Adipic acid H11001 H 2 N(CH 2 ) 6 NH 2 Hexamethylenediamine H11002 OC(CH 2 ) 4 C OO NH(CH 2 ) 6 NHC(CH 2 ) 4 C O O NH(CH 2 ) 6 NH 3 H11001 n Nylon 66 H11002 OC(CH 2 ) 4 CO H11002 O O H 3 N(CH 2 ) 6 NH 3 H11001H11001 heat, H11002H 2 O H11002 OC O H11001 C O NH NHC O C O NH NH 3 n Kevlar (a polyamide of the aramid class) Kevlar fibers are very strong, which makes Kevlar a popular choice in applications where the ratio of strength to weight is important. For example, a cable made from Kevlar weighs only one fifth as much as a steel one but is just as strong. Kevlar is also used to make lightweight bulletproof vests. Nomex is another aramid fiber. Kevlar and Nomex differ only in that the substitution pattern in the aromatic rings is para in Kevlar but meta in Nomex. Nomex is best known for its fire-resistant properties and is used in protective clothing for fire- fighters, astronauts, and race-car drivers. The first “6” in nylon 66 stands for the number of carbons in the diamine, the second for the number of carbons in the dicarboxylic acid. Nylon 66 was an im- mediate success and fostered the development of a large number of related polyamides, many of which have also found their niche in the marketplace. A slightly different class of polyamides is the aramids (aromatic polyamides). Like the nylons, the aramids are prepared from a dicarboxylic acid and a diamine, but the functional groups are anchored to benzene rings. An example of an aramid is Kevlar, which is a polyamide derived from 1,4-benzenedicar- boxylic acid (terephthalic acid) and 1,4-benzenedi- amine (p-phenylenediamine): *For an account of Carothers’ role in the creation of nylon, see the September 1988 issue of the Journal of Chemical Education (pp. 803–808). —Cont. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 810 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution HOC O C O OCH 2 CH 2 OC O C O OCH 2 CH 2 OH n Dacron (a polyester) HO C CH 3 CH 3 C O O C CH 3 CH 3 HOO n Lexan (a polycarbonate) In terms of the number of scientists and engi- neers involved, research and development in polymer chemistry is the principal activity of the chemical in- dustry. The initial goal of making synthetic materials that are the equal of natural fibers has been more than met; it has been far exceeded. What is also im- portant is that all of this did not begin with a chance discovery. It began with a management decision to do basic research in a specific area, and to support it in the absence of any guarantee that success would be quickly achieved. ? The production of polyester fibers leads that of all other types. Annual United States production of poly- ester fibers is 1.6 million tons versus 1.4 million tons for cotton and 1.0 million tons for nylon. Wool and silk trail far behind at 0.04 and 0.01 million tons, re- spectively. Not all synthetic polymers are used as fibers. Mylar, for example, is chemically the same as Dacron, but is prepared in the form of a thin film instead of a fiber. Lexan is a polyester which, because of its impact resistance, is used as a shatterproof substitute for glass. It is a polycarbonate having the structure shown: ? The April 1988 issue of the Journal of Chemical Education contains a number of articles on polymers, including a historical review entitled “Polymers Are Everywhere” (pp. 327–334) and a glossary of terms (pp. 314–319). Polyesters are a second class of condensation polymers, and the principles behind their synthesis parallel those of polyamides. Ester formation between the functional groups of a dicarboxylic acid and a diol serve to connect small molecules together into a long polyester. The most familiar example of a polyester is Dacron, which is prepared from 1,4-benzenedicar- boxylic acid and 1,2-ethanediol (ethylene glycol): The relationship of the amine product to the amide reactant is rather remarkable. The overall reaction appears as if the carbonyl group had been plucked out of the amide, leaving behind a primary amine having one less carbon atom than the amide. (CH 3 ) 3 CCH 2 CNH 2 O 3,3-Dimethylbutanamide Br 2 , NaOH H 2 O (CH 3 ) 3 CCH 2 NH 2 2,2-Dimethylpropanamine (94%) Br 2 , KOH H 2 O CNH 2 Br O m-Bromobenzamide NH 2 Br m-Bromoaniline (87%) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.17 The Hofmann Rearrangement 811 PROBLEM 20.21 Outline an efficient synthesis of 1-propanamine (CH 3 CH 2 CH 2 NH 2 ) from butanoic acid. The mechanism of the Hofmann rearrangement (Figure 20.8) involves three stages: 1. Formation of an N-bromo amide intermediate (steps 1 and 2) 2. Rearrangement of the N-bromo amide to an isocyanate (steps 3 and 4) 3. Hydrolysis of the isocyanate (steps 5 and 6) RNH 2 Step 1: Deprotonation of the amide. Amides of the type RCNH 2 are about as acidic as water, so appreciable quantities of the conjugate base are present at equilibrium in aqueous base. The conjugate base of an amide is stabilized by electron delocalization in much the same way that an enolate anion is. N R H11001 Amide H11002 O Hydroxide ion H R O H11002 H11001 Conjugate base of amide O Water H H Step 2: Reaction of the conjugate base of the amide with bromine. The product of this step is an N-bromo amide. Overall Reaction RCNH 2 O H11001 Amide Bromine Br 2 H11001 4HO H11002 Hydroxide ion Amine Bromide ion 2Br H11002 H11001 CO 3 2H11002 Carbonate ion 2H 2 O Water H11001 O C H H O N H K H11015 1 N R H11001 Conjugate base of amide Br Bromine C H O H11002 Br N R N-Bromo amide C O Br H H11001 Br H11002 Bromide ion Step 3: Deprotonation of the N-bromo amide. The electron-withdrawing effect of the bromine substituent reinforces that of the carbonyl group and makes the N-bromo amide even more acidic than the starting amide. N R H11001 H11002 O Hydroxide ion H O H11002 H11001 Conjugate base of N-bromo amide O Water H H C Br H O N Br RC N-bromo amide C X X X X X X X X —Cont. FIGURE 20.8 The mecha- nism of the Hofmann re- arrangement. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Formation of the N-bromo amide intermediate is relatively straightforward. The base converts the amide to its corresponding anion (step 1), which acts as a nucleophile toward bromine (step 2). Conversion of the N-bromo amide to its conjugate base in step 3 is also easy to understand. It is an acid–base reaction exactly analogous to that of step 1. The anion produced in step 3 is a key intermediate; it rearranges in step 4 by migration of the alkyl (or aryl) group from carbon to nitrogen, with loss of bromide from nitrogen. The prod- uct of this rearrangement is an isocyanate. The isocyanate formed in the rearrangement step then undergoes basic hydrolysis in steps 5 and 6 to give the observed amine. Among the experimental observations that contributed to elaboration of the mech- anism shown in Figure 20.8 are the following: 1. Only amides of the type undergo the Hofmann rearrangement. The amide nitrogen must have two protons attached to it, of which one is replaced by bromine to give the N-bromo amide, whereas abstraction of the second by base is neces- sary to trigger the rearrangement. Amides of the type form N-bromo amides under the reaction conditions, but these N-bromo amides do not rearrange. RCNHRH11032 O X RCNH 2 O X 812 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Step 5: Hydrolysis of the isocyanate begins by base-catalyzed addition of water to form an N-alkylcarbamic acid. R NCOH11001 H 2 O O OH CN R H N-Alkylcarbamic acid Step 6: The N-alkylcarbamic acid is unstable and dissociates to an amine and carbon dioxide. Carbon dioxide is converted to carbonate ion in base. (Several steps are actually involved; in the interests of brevity, they are summarized as shown.) O OH CN R H N-Alkylcarbamic acid 2HO H11002 H11001 Hydroxide ion RNH 2 Amine CO 3 2H11002 Carbonate ion H 2 O Water H11001H11001 N-Alkyl isocyanate X X XX N-Alkyl isocyanate Step 4: Rearrangement of the conjugate base of the N-bromo amide. The group R migrates from carbon to nitrogen, and bromide is lost as a leaving group from nitrogen. The product of this rearrangement is an N-alkyl isocyanate. R C O H11002 Conjugate base of N-bromo amide Br R NCOH11001 Br H11002 Bromide ion N FIGURE 20.8 (Continued ) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 2. Rearrangement proceeds with retention of configuration at the migrating group. The new carbon–nitrogen bond is formed at the same face of the migrating car- bon as the bond that is broken. The rearrangement step depicted in Figure 20.8 satisfies this requirement. Presumably, carbon–nitrogen bond formation is con- certed with carbon–carbon bond cleavage. 3. Isocyanates are intermediates. When the reaction of an amide with bromine is car- ried out in methanol containing sodium methoxide instead of in aqueous base, the product that is isolated is a carbamate. Carbamates are esters of carbamic acid . Carbamates are also known as urethans. They are relatively stable and are formed by addition of alcohols to isocyanates. Carbamic acid itself and N-substituted derivatives of carbamic acid are unstable; they decompose spontaneously to carbon dioxide and ammonia or an amine. Thus in aqueous solution, an isocyanate intermediate yields an amine via the corresponding carbamic acid; in methanol, an isocyanate is converted to an isolable methyl carbamate. If desired, the carbamate can be isolated, purified, and converted to an amine in a separate hydrolysis operation. Although the Hofmann rearrangement is complicated with respect to mechanism, it is easy to carry out and gives amines that are sometimes difficult to prepare by other methods. 20.18 PREPARATION OF NITRILES Nitriles are organic compounds that contain the ±CPN functional group. We have already discussed the two main procedures by which they are prepared, namely, the nucleophilic substitution of alkyl halides by cyanide and the conversion of alde- hydes and ketones to cyanohydrins. Table 20.7 reviews aspects of these reactions. Nei- ther of the reactions in Table 20.7 is suitable for aryl nitriles (ArCPN); these com- pounds are readily prepared by a reaction to be discussed in Chapter 22. (H 2 NCOH) O X RN C O Isocyanate H11001 CH 3 OH Methanol RNHCOCH 3 O Methyl N-alkylcarbamate (H 2 NCOH) O X CH 3 (CH 2 ) 14 CNH 2 O Hexadecanamide CH 3 (CH 2 ) 14 NHCOCH 3 O Methyl N-pentadecylcarbamate (84–94%) Br 2 , NaOCH 3 CH 3 OH Br 2 , NaOH H 2 O C 6 H 5 CH 2 C CNH 2 OH H 3 C (S)-(H11001)-2-Methyl-3-phenylpropanamide C 6 H 5 CH 2 C NH 2 H H 3 C (S)-(H11001)-1-Phenyl-2-propanamine 20.18 Preparation of Nitriles 813 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Both alkyl and aryl nitriles are accessible by dehydration of amides. Among the reagents used to effect the dehydration of amides is the compound P 4 O 10 , known by the common name phosphorus pentoxide because it was once thought to have the molecular formula P 2 O 5 . Phosphorus pentoxide is the anhydride of phosphoric acid and is used in a number of reactions requiring dehydrating agents. PROBLEM 20.22 Show how ethyl alcohol could be used to prepare (a) CH 3 CN and (b) CH 3 CH 2 CN. Along with ethyl alcohol you may use any necessary inorganic reagents. (CH 3 ) 2 CHC N 2-Methylpropanenitrile (69–86%) (CH 3 ) 2 CHCNH 2 O 2-Methylpropanamide P 4 O 10 200°C RC N Nitrile (R may be alkyl or aryl) H11001 H 2 O Water RCNH 2 O Amide (R may be alkyl or aryl) 814 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution TABLE 20.7 Preparation of Nitriles Reaction (section) and comments Nucleophilic substitution by cya- nide ion (Sections 8.1, 8.13) Cya- nide ion is a good nucleophile and reacts with alkyl halides to give alkyl nitriles. The reaction is of the S N 2 type and is limited to primary and secondary alkyl halides. Tertiary alkyl halides undergo elimination; aryl and vinyl halides do not react. Cyanohydrin formation (Section 17.7) Hydrogen cyanide adds to the carbonyl group of aldehydes and ketones. General equation and specific example KCN ethanol– water CH 3 (CH 2 ) 8 CH 2 Cl 1-Chlorodecane Undecanenitrile (95%) CH 3 (CH 2 ) 8 CH 2 CN H11001H11001 Halide ion X H11002 Alkyl halide R X Cyanide ion NPC H11002 Nitrile RCPN Cyanohydrin RCRH11032 W W OH CPN Aldehyde or ketone RCRH11032 O X HCN Hydrogen cyanide H11001 3-Pentanone cyanohydrin (75%) CH 3 CH 2 CCH 2 CH 3 W W OH CN 3-Pentanone CH 3 CH 2 CCH 2 CH 3 O X KCN H H11001 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website An important nitrile is acrylonitrile, CH 2 ?CHCN. It is prepared industrially from propene, ammonia, and oxygen in the presence of a special catalyst. Polymers of acry- lonitrile have many applications, the most prominent being their use in the preparation of acrylic fibers. 20.19 HYDROLYSIS OF NITRILES Nitriles are classified as carboxylic acid derivatives because they are converted to car- boxylic acids on hydrolysis. The conditions required are similar to those for the hydrol- ysis of amides, namely, heating in aqueous acid or base for several hours. Like the hydrolysis of amides, nitrile hydrolysis is irreversible in the presence of acids or bases. Acid hydrolysis yields ammonium ion and a carboxylic acid. In aqueous base, hydroxide ion abstracts a proton from the carboxylic acid. In order to isolate the acid a subsequent acidification step is required. Nitriles are susceptible to nucleophilic addition. In their hydrolysis, water adds across the carbon–nitrogen triple bond. In a series of proton-transfer steps, an amide is produced: We already discussed both the acidic and basic hydrolysis of amides (see Section 20.16). All that remains to complete the mechanistic picture of nitrile hydrolysis is to examine the conversion of the nitrile to the corresponding amide. Nucleophilic addition to the nitrile may be either acid- or base-catalyzed. In aque- ous base, hydroxide adds to the carbon–nitrogen triple bond: RC N Nitrile H11001 H 2 O Water RC OH NH Imino acid RC NH 2 O Amide RC N Nitrile H11001 H 2 O Water H11001 HO H11002 Hydroxide ion RCO H11002 O Carboxylate ion H11001 NH 3 Ammonia 1. KOH, H 2 O, heat 2. H H11001CH 3 (CH 2 ) 9 CN Undecanenitrile O CH 3 (CH 2 ) 9 COH Undecanoic acid (80%) RC N Nitrile H11001 H 2 O Water H11001 H 3 O H11001 Hydronium ion RCOH O Carboxylic acid H11001 NH 4 H11001 Ammonium ion H 2 O, H 2 SO 4 heat O 2 N CH 2 CN p-Nitrobenzyl cyanide O O 2 N CH 2 COH p-Nitrophenylacetic acid (92–95%) 20.19 Hydrolysis of Nitriles 815 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website The imino acid is transformed to the amide by the sequence PROBLEM 20.23 Suggest a reasonable mechanism for the conversion of a nitrile (RCN) to the corresponding amide in aqueous acid. Nucleophiles other than water can also add to the carbon–nitrogen triple bond of nitriles. In the following section we will see a synthetic application of such a nucle- ophilic addition. 20.20 ADDITION OF GRIGNARD REAGENTS TO NITRILES The carbon–nitrogen triple bond of nitriles is much less reactive toward nucleophilic addition than is the carbon–oxygen double bond of aldehydes and ketones. Strongly basic nucleophiles such as Grignard reagents, however, do react with nitriles in a reaction that is of synthetic value: The imine formed by nucleophilic addition of the Grignard reagent to the nitrile is nor- mally not isolated but is hydrolyzed directly to a ketone. The overall sequence is used as a means of preparing ketones. PROBLEM 20.24 Write an equation showing how you could prepare ethyl phenyl ketone from propanenitrile and a Grignard reagent. What is the structure of the imine intermediate? RC N Nitrile H11001 RH11032MgX Grignard reagent RCRH11032 NH Imine RCRH11032 O Ketone 1. diethyl ether 2. H 2 O H 2 O, H H11001 heat OH H11002 Hydroxide ion OH H11002 Hydroxide ion H11001 H11001RC O NH Amide anion RC O NH 2 Amide RC OH NH Imino acid HOH Water H11002 HO H11002 Hydroxide ion H11001 RC N Nitrile H11002 RC OH N H 2 O OH H11002 RC OH NH Imino acid 816 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution CN F 3 C m-(Trifluoromethyl)benzonitrile H11001 CH 3 MgI Methylmagnesium iodide 1. diethyl ether 2. H 2 O, H H11001 , heat C O CCH 3 F 3 C m-(Trifluoromethyl)acetophenone (79%) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Organolithium reagents react in the same way and are often used instead of Grignard reagents. 20.21 SPECTROSCOPIC ANALYSIS OF CARBOXYLIC ACID DERIVATIVES Infrared: Infrared spectroscopy is quite useful in identifying carboxylic acid deriva- tives. The carbonyl stretching vibration is very strong, and its position is sensitive to the nature of the carbonyl group. In general, electron donation from the substituent decreases the double-bond character of the bond between carbon and oxygen and decreases the stretching frequency. Two distinct absorptions are observed for the symmetric and anti- symmetrical stretching vibrations of the anhydride function. Nitriles are readily identified by absorption due to ±CPN stretching in the 2210–2260 cm H110021 region. 1 H NMR: Chemical-shift differences in their 1 H NMR spectra aid the structure deter- mination of esters. Consider the two isomeric esters: ethyl acetate and methyl propanoate. As Figure 20.9 shows, the number of signals and their multiplicities are the same for both esters. Both have a methyl singlet and a triplet–quartet pattern for their ethyl group. CH 3 CCl O X Acetyl chloride H9263 C?O H11005 1822 cm H110021 CH 3 COCCH 3 O X O X Acetic anhydride H9263 C?O H11005 1748 cm H110021 and 1815 cm H110021 CH 3 COCH 3 O X Methyl acetate H9263 C?O H11005 1736 cm H110021 CH 3 CNH 2 O X Acetamide H9263 C?O H11005 1694 cm H110021 20.21 Spectroscopic Analysis of Carboxylic Acid Derivatives 817 CH 3 CH 2 COCH 3 2.03.04.05.0 1.0 0.0 Chemical shift (δ, ppm) CH 3 COCH 2 CH 3 2.0 1.0 0.03.04.05.0 Chemical shift (δ, ppm) (a)(b) O X O X FIGURE 20.9 The 200-MHz 1 H NMR spectra of (a) ethyl acetate and (b) methyl pro- panoate. The C ? O stretching vi- brations of these com- pounds may be viewed on Learning By Modeling. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Notice, however, that there is a significant difference in the chemical shifts of the cor- responding signals in the two spectra. The methyl singlet is more shielded ( H9254 2.0 ppm) when it is bonded to the carbonyl group of ethyl acetate than when it is bonded to the oxygen of methyl propanoate (H9254 3.6 ppm). The methylene quartet is more shielded (H9254 2.3 ppm) when it is bonded to the carbonyl group of methyl propanoate than when it is bonded to the oxygen of ethyl acetate (H9254 4.1 ppm). Analysis of the number of peaks and their splitting patterns will not provide an unambiguous answer to structure assign- ment in esters; chemical-shift data must also be considered. The chemical shift of the N±H proton of amides appears in the range H9254 5–8 ppm. It is often a very broad peak; sometimes it is so broad that it does not rise much over the baseline and can be lost in the background noise. 13 C NMR: The 13 C NMR spectra of carboxylic acid derivatives, like the spectra of car- boxylic acids themselves, are characterized by a low-field resonance for the carbonyl car- bon in the range H9254 160–180 ppm. The carbonyl carbons of carboxylic acid derivatives are more shielded than those of aldehydes and ketones, but less shielded than the sp 2 - hybridized carbons of alkenes and arenes. The carbon of a CPN group appears near H9254 120 ppm. UV-VIS: The following values are typical for the n→H9266,* absorption associated with the C?O group of carboxylic acid derivatives. Mass Spectrometry: A prominent peak in the mass spectra of most carboxylic acid derivatives corresponds to an acylium ion derived by cleavage of the bond to the car- bonyl group: Amides, however, tend to cleave in the opposite direction to produce a nitrogen-stabilized acylium ion: R NRH11032 2 O H11001 C R H11001 O H11001 [ NRH11032 2 C H11001 O C NRH11032 2 ] RO H11001 C H11001 XR X O H11001 C CH 3 CCl O X Acetyl chloride 235nmH9261 max CH 3 COCCH 3 O X O X Acetic anhydride 225nm CH 3 COCH 3 O X Methyl acetate 207nm CH 3 CNH 2 O X Acetamide 214nm 818 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Singlet H9254 2.0 ppm Quartet H9254 4.1 ppm Triplet H9254 1.3 ppm O CH 3 COCH 2 CH 3 Ethyl acetate Singlet H9254 3.6 ppm Quartet H9254 2.3 ppm Triplet H9254 1.2 ppm O CH 3 OCCH 2 CH 3 Methyl propanoate Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.22 SUMMARY Section 20.1 This chapter concerns the preparation and reactions of acyl chlorides, acid anhydrides, esters, amides, and nitriles. These compounds are gen- erally classified as carboxylic acid derivatives, and their nomenclature is based on that of carboxylic acids (Section 20.1). Section 20.2 The structure and reactivity of carboxylic acid derivatives depend on how well the atom bonded to the carbonyl group donates electrons to it. Electron-pair donation stabilizes the carbonyl group and makes it less reactive toward nucleophilic acyl substitution. Nitrogen is a better electron-pair donor than oxygen, and amides have a more stabilized carbonyl than esters and anhydrides. Chlorine is the poor- est electron-pair donor, and acyl chlorides have the least stabilized car- bonyl group and are the most reactive. Section 20.3 The characteristic reaction of acyl chlorides, acid anhydrides, esters, and amides is nucleophilic acyl substitution. Addition of a nucleophilic reagent HY : to the carbonyl group leads to a tetrahedral intermediate that dissociates to give the product of substitution: Acyl chlorides are converted to anhydrides, esters, and amides by nucle- ophilic acyl substitution. RC O X Carboxylic acid derivative RC OH X Y Tetrahedral intermediate H11001 HY Nucleophile HX Conjugate acid of leaving group RC O Y Product of nucleophilic acyl substitution H11001 RCCl O X Least stabilized carbonyl group Most reactive RCOCR O X O X RCORH11032 O X RCNRH11032 2 O X Most stabilized carbonyl group Least reactive H11022H11022H11022 C X O R C R O H11002 X H11001 RCCl O X Acyl chloride RCOCR O X O X Carboxylic acid anhydride RCORH11032 O X Ester RCNRH11032 2 O X Amide RCPN Nitrile 20.22 Summary 819 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Examples of each of these reactions may be found in Table 20.2. Section 20.4 Acid anhydrides may be prepared from acyl chlorides in the laboratory, but the most commonly encountered ones (acetic anhydride, phthalic anhydride, and maleic anhydride) are industrial chemicals prepared by specialized methods. Section 20.5 Acid anhydrides are less reactive toward nucleophilic acyl substitution than acyl chlorides, but are useful reagents for preparing esters and amides. Table 20.3 presents examples of these reactions. Section 20.6 Esters occur naturally or are prepared from alcohols by Fischer esterifi- cation or by acylation with acyl chlorides or acid anhydrides (see Table 20.4). Section 20.7 Esters are polar and have higher boiling points than alkanes of compa- rable size and shape. Esters don’t form hydrogen bonds to other ester molecules so have lower boiling points than analogous alcohols. They can form hydrogen bonds to water and so are comparable to alcohols with respect to their solubility in water. Section 20.8 Esters react with Grignard reagents and are reduced by lithium aluminum hydride (Table 20.5). Section 20.9 Ester hydrolysis can be catalyzed by acids and its mechanism (Figure 20.4) is the reverse of the mechanism for Fischer esterification. The reac- tion proceeds via a tetrahedral intermediate. RCOCR O O Acid anhydride H11001H11001RH11032OH Alcohol RCORH11032 O Ester RCOH O Carboxylic acid RCOCR O O Acid anhydride 2RH11032 2 NH Amine RCNRH11032 2 O Amide H11001 H11002 OCR O RH11032 2 NH 2 H11001 Ammonium carboxylate salt H11001 RCCl O Acyl chloride RH11032COH O Carboxylic acid RCOCRH11032 O O Acid anhydride H11001 HCl Hydrogen chloride H11001 RCCl O Acyl chloride RH11032OH Alcohol RCORH11032 O Ester H11001 HCl Hydrogen chloride H11001 RCCl O Acyl chloride 2RH11032 2 NH Amine RCNRH11032 2 O Amide H11001 RH11032 2 NH 2 H11001 Cl H11002 Ammonium chloride salt H11001 820 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Section 20.10 Ester hydrolysis in basic solution is called saponification and proceeds through the same tetrahedral intermediate (Figure 20.5) as in acid-catalyzed hydrolysis. Unlike acid-catalyzed hydrolysis, saponification is irreversible because the carboxylic acid is deprotonated under the reaction conditions. Section 20.11 Esters react with amines to give amides. Section 20.12 Thioesters undergo reactions analogous to those of esters, but at faster rates. A sulfur atom stabilizes a carbonyl group less effectively than an oxygen. Section 20.13 Amides are normally prepared by the reaction of amines with acyl chlo- rides, anhydrides, or esters. Section 20.14 Lactams are cyclic amides. Section 20.15 Imides are compounds that have two acyl groups attached to nitrogen. Section 20.16 Like ester hydrolysis, amide hydrolysis can be achieved in either aque- ous acid or aqueous base. The process is irreversible in both media. In base, the carboxylic acid is converted to the carboxylate anion; in acid, the amine is protonated to an ammonium ion: O RCNRH11032 2 Amide H11001 H 2 O Water H 3 O H11001 HO H11002 O RCOH Carboxylic acid Ammonium ion RH11032 2 NH 2 H11001 H11001 O RCO H11002 Carboxylate ion Amine RH11032 2 NHH11001 C ORH11032 O R Ester C SRH11032 O R Thioester RH11032OH Alcohol RCORH11032 O Ester RH11033 2 NH Amine RCNRH11033 2 O Amide H11001H11001 H11001H11001HO H11002 Hydroxide ion RH11032OH Alcohol RCORH11032 O Ester RCO H11002 O Carboxylate ion RC OH OH ORH11032 Tetrahedral intermediate in ester hydrolysis 20.22 Summary 821 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Section 20.17 The Hofmann rearrangement converts amides of the type to primary amines (RNH 2 ). The carbon chain is shortened by one carbon with loss of the carbonyl group: Section 20.18 Nitriles are prepared by nucleophilic substitution (S N 2) of alkyl halides with cyanide ion, by converting aldehydes or ketones to cyanohydrins (Table 20.7) or by dehydration of amides. Section 20.19 The hydrolysis of nitriles to carboxylic acids is irreversible in both acidic and basic solution. Section 20.20 Nitriles are useful starting materials for the preparation of ketones by reaction with Grignard reagents. Section 20.21 Acyl chlorides, anhydrides, esters, and amides all show a strong band for C?O stretching in the infrared. The range extends from about 1820 cm H110021 (acyl chlorides) to 1690 cm H110021 (amides). Their 13 C NMR spectra are characterized by a peak near H9254180 ppm for the carbonyl carbon. 1 H NMR spectroscopy is useful for distinguishing between the groups R and RH11032 in esters (RCO 2 RH11032). The protons on the carbon bonded to O in RH11032 appear at lower field (less shielded) than those on the carbon bonded to C?O. PROBLEMS 20.25 Write a structural formula for each of the following compounds: (a) m-Chlorobenzoyl bromide (b) Trifluoroacetic anhydride (c) cis-1,2-Cyclopropanedicarboxylic anhydride (d) Ethyl cycloheptanecarboxylate (e) 1-Phenylethyl acetate (f) 2-Phenylethyl acetate (g) p-Ethylbenzamide (h) N-Ethylbenzamide (i) 2-Methylhexanenitrile RC N Nitrile H11001 RH11032MgX Grignard reagent RCRH11032 O Ketone 1. diethyl ether 2. H 2 O, H H11001 RC N Nitrile RCOH O Carboxylic acid H 2 O, H H11001 or 1. H 2 O, HO H11002 2. H H11001 O RCNH 2 Amide RNH 2 Amine Br 2 NaOH RCNH 2 O X 822 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.26 Give an acceptable IUPAC name for each of the following compounds: (a) (f) (CH 3 ) 2 CHCH 2 CH 2 CPN (b) (g) (c) (h) (d) (i) (e) 20.27 Write a structural formula for the principal organic product or products of each of the fol- lowing reactions: (a) Acetyl chloride and bromobenzene, AlCl 3 (b) Acetyl chloride and 1-butanethiol (c) Propanoyl chloride and sodium propanoate (d) Butanoyl chloride and benzyl alcohol (e) p-Chlorobenzoyl chloride and ammonia (f) (g) (h) (i) (j) (k) Acetic anhydride and 3-pentanol (l) O O and aqueous sodium hydroxide O OO and 1,3-pentadiene O OO and benzene, AlCl 3 O OO and aqueous ammonia O OO and aqueous sodium hydroxide O OO and water H 3 C H 3 C O O O (CH 3 ) 2 CHCH 2 CH 2 CN(CH 3 ) 2 O ClCH 2 CH 2 COCCH 2 CH 2 Cl OO (CH 3 ) 2 CHCH 2 CH 2 CNHCH 3 O CH 3 OCCH 2 O (CH 3 ) 2 CHCH 2 CH 2 CNH 2 O CH 3 COCH 2 O CH 3 CHCH 2 CBr Cl O Problems 823 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website (m) (n) (o) (p) Ethyl phenylacetate and methylamine (CH 3 NH 2 ) (q) (r) (s) (t) (u) (v) (w) (x) (CH 3 ) 2 CHCH 2 CPN and aqueous hydrochloric acid, heat (y) p-Methoxybenzonitrile and aqueous sodium hydroxide, heat (z) Propanenitrile and methylmagnesium bromide, then H 3 O H11001 (aa) (bb) Product of (aa) KOH, H 2 O H 3 C CH 3 C NH 2 O H11001 Br 2 NaOCH 3 CH 3 OH CNH 2 O and P 4 O 10 C 6 H 5 CNHCH 3 O and aqueous sulfuric acid, heat C 6 H 5 NHCCH 3 O and aqueous hydrochloric acid, heat and aqueous hydrochloric acid, heat OO N CH 3 and aqueous sodium hydroxide OO N CH 3 and aqueous hydrochloric acid, heat O N CH 3 and aqueous sodium hydroxide O N CH 3 O O and excess methylmagnesium bromide, then H 3 O H11001 O O and lithium aluminum hydride, then H 2 O O O and aqueous ammonia 824 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.28 Using ethanol as the ultimate source of all the carbon atoms, along with any necessary inor- ganic reagents, show how you could prepare each of the following: (a) Acetyl chloride (f) Ethyl cyanoacetate (b) Acetic anhydride (g) Acetamide (c) Ethyl acetate (h) Methylamine (CH 3 NH 2 ) (d) Ethyl bromoacetate (i) 2-Hydroxypropanoic acid (e) 2-Bromoethyl acetate 20.29 Using toluene as the ultimate source of all the carbon atoms, along with any necessary inor- ganic reagents, show how you could prepare each of the following: (a) Benzoyl chloride (f) Benzyl cyanide (b) Benzoic anhydride (g) Phenylacetic acid (c) Benzyl benzoate (h) p-Nitrobenzoyl chloride (d) Benzamide (i) m-Nitrobenzoyl chloride (e) Benzonitrile (j) Aniline 20.30 The saponification of 18 O-labeled ethyl propanoate was described in Section 20.10 as one of the significant experiments that demonstrated acyl–oxygen cleavage in ester hydrolysis. The 18 O-labeled ethyl propanoate used in this experiment was prepared from 18 O-labeled ethyl alcohol, which in turn was obtained from acetaldehyde and 18 O-enriched water. Write a series of equations showing the preparation of (where O H11005 18 O) from these starting materials. 20.31 Suggest a reasonable explanation for each of the following observations: (a) The second-order rate constant k for saponification of ethyl trifluoroacetate is over 1 million times greater than that for ethyl acetate (25°C). (b) The second-order rate constant for saponification of ethyl 2,2-dimethylpropanoate, (CH 3 ) 3 CCO 2 CH 2 CH 3 , is almost 100 times smaller than that for ethyl acetate (30°C). (c) The second-order rate constant k for saponification of methyl acetate is 100 times greater than that for tert-butyl acetate (25°C). (d) The second-order rate constant k for saponification of methyl m-nitrobenzoate is 40 times greater than that for methyl benzoate (25°C). (e) The second-order rate constant k for saponification of 5-pentanolide is over 20 times greater than that for 4-butanolide (25°C). (f) The second-order rate constant k for saponification of ethyl trans-4-tert-butylcyclo- hexanecarboxylate is 20 times greater than that for its cis diastereomer (25°C). CO 2 CH 2 CH 3 Ethyl trans-4-tert- butylcyclohexanecarboxylate CO 2 CH 2 CH 3 Ethyl cis-4-tert- butylcyclohexanecarboxylate O O 5-Pentanolide O O 4-Butanolide CH 3 CH 2 COCH 2 CH 3 O X Problems 825 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.32 The preparation of cis-4-tert-butylcyclohexanol from its trans stereoisomer was carried out by the following sequence of steps. Write structural formulas, including stereochemistry, for com- pounds A and B. Step 1: Step 2: Step 3: 20.33 The ketone shown was prepared in a three-step sequence from ethyl trifluoroacetate. The first step in the sequence involved treating ethyl trifluoroacetate with ammonia to give a compound A. Compound A was in turn converted to the desired ketone by way of a compound B. Fill in the missing reagents in the sequence shown, and give the structures of compounds A and B. 20.34 Ambrettolide is obtained from hibiscus and has a musk-like odor. Its preparation from a compound A is outlined in the table that follows. Write structural formulas, ignoring stereochem- istry, for compounds B through G in this synthesis. (Hint: Zinc, as used in step 4, converts vici- nal dibromides to alkenes.) O O Ambrettolide HOC(CH 2 ) 5 CH OO CH 3 CH 3 O CH(CH 2 ) 7 CH 2 OH Compound A NH 3 CF 3 COCH 2 CH 3 O CF 3 CC(CH 3 ) 3 O Compound A Compound B NaOH H 2 O Compound B OH H11001 N,N-dimethylformamide heat Compound B (C 17 H 24 O 2 ) Compound A CONa O OH H11001 SO 2 ClCH 3 pyridine Compound A (C 17 H 26 O 3 S) 826 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Step 1. 2. 3. 4. 5. 6. 7. Reactant Compound A Compound B Compound C Compound D Compound E Compound F Compound G Reagents H 2 O, H H11001 , heat HBr Ethanol, H 2 SO 4 Zinc, ethanol Sodium acetate, acetic acid KOH, ethanol, then H H11001 Heat Product Compound B (C 16 H 32 O 5 ) Compound C (C 16 H 29 Br 3 O 2 ) Compound D (C 18 H 33 Br 3 O 2 ) Compound E (C 18 H 33 BrO 2 ) Compound F (C 20 H 36 O 4 ) Compound G (C 16 H 30 O 3 ) Ambrettolide (C 16 H 28 O 2 ) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.35 The preparation of the sex pheromone of the bollworm moth, (E )-9,11-dodecadien-1-yl acetate, from compound A has been described. Suggest suitable reagents for each step in this sequence. (a) (b) (c) (d) 20.36 Outline reasonable mechanisms for each of the following reactions: (a) (b) 20.37 Identify compounds A through D in the following equations: (a) (b) (c) (d) CH 3 CH 2 CH 2 CH 2 NH 2 H11001 140°C CCl O ClC O S BrBr Compound D (C 10 H 9 Br 2 NO 2 S) heat COH COHHOC O OO Compound C (C 9 H 4 O 5 ) H11001 H 2 O Compound B (a lactone, C 6 H 10 O 2 ) CH 3 CCH 2 CH 2 COCH 2 CH 3 O O 1. CH 3 MgI (1 equiv), diethyl ether 2. H 3 O H11001 Compound A (C 22 H 18 O 4 ) CClCH 3 O O H11001 CCH O OH pyridine spontaneous OSH 2 NCH 2 CH 2 N HS H O O O H11001 BrMgCH 2 CH 2 CH 2 CH 2 MgBr 1. THF 2. H 3 O H11001 HO CH 2 CH 2 CH 2 OH Compound D (E)-9,11-Dodecadien-1-yl acetate CHCH CH(CH 2 ) 7 CH 2 OCCH 3 O CH 2 Compound C Compound D CHCH CH(CH 2 ) 7 CH 2 OHCH 2 Compound B Compound C CHCH CH(CH 2 ) 7 CO 2 CH 3 CH 2 Compound A (E isomer) HOCH 2 CH CH(CH 2 ) 7 CO 2 CH 3 Compound B HCCH CH(CH 2 ) 7 CO 2 CH 3 O Problems 827 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.38 When compounds of the type represented by A are allowed to stand in pentane, they are converted to a constitutional isomer. Hydrolysis of either A or B yields RNHCH 2 CH 2 OH and p-nitrobenzoic acid. Suggest a reason- able structure for compound B, and demonstrate your understanding of the mechanism of this reac- tion by writing the structure of the key intermediate in the conversion of compound A to com- pound B. 20.39 (a) In the presence of dilute hydrochloric acid, compound A is converted to a constitutional isomer, compound B. Suggest a reasonable structure for compound B. (b) The trans stereoisomer of compound A is stable under the reaction conditions. Why does it not rearrange? 20.40 Poly(vinyl alcohol) is a useful water-soluble polymer. It cannot be prepared directly from vinyl alcohol, because of the rapidity with which vinyl alcohol (CH 2 ?CHOH) isomerizes to acetaldehyde. Vinyl acetate, however, does not rearrange and can be polymerized to poly(vinyl acetate). How could you make use of this fact to prepare poly(vinyl alcohol)? 20.41 Lucite is a polymer of methyl methacrylate. (a) Assuming the first step in the polymerization of methyl methacrylate is as shown, write a structural formula for the free radical produced after the next two propagation steps. (b) Outline a synthesis of methyl methacrylate from acetone, sodium cyanide, and any nec- essary organic or inorganic reagents. 20.42 A certain compound has a molecular weight of 83 and contains nitrogen. Its infrared spec- trum contains a moderately strong peak at 2270 cm H110021 . Its 1 H and 13 C NMR spectra are shown in Figure 20.10. What is the structure of this compound? H11001OR CCOCH 3 O CH 3 H 2 C Methyl methacrylate ROCH 2 CCOCH 3 O CH 3 CH 2 CHCH 2 CH OH OH n H20898H20899 Poly(vinyl alcohol) CH 2 CHCH 2 CH CH 3 CO O O OCCH 3 n H20898H20899 Poly(vinyl acetate) Compound BHO NHC NO 2 O Compound A H H11001 NO 2 RNHCH 2 CH 2 OC O Compound A Compound B 828 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 2 4 3 2.0 1.0 0.03.04.0 Chemical shift (δ, ppm) (a) C 60708090100110120130 50 40 30 20 10 Chemical shift (δ, ppm) (b) CH 2 CH 2 CH 2 CH 3 FIGURE 20.10 The 200-MHz (a) 1 H and (b) 13 C NMR spec- tra of the compound in problem 20.42. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 20.43 A compound has a molecular formula of C 8 H 14 O 4 , and its infrared spectrum contains an intense peak at 1730 cm H110021 . The 1 H NMR spectrum of the compound is shown in Figure 20.11. What is its structure? 20.44 A compound (C 4 H 6 O 2 ) has a strong band in the infrared at 1760 cm H110021 . Its 13 C NMR spec- trum exhibits signals at H9254 20.2 (CH 3 ), 96.8 (CH 2 ), 141.8 (CH), and 167.6 ppm (C). The 1 H NMR spectrum of the compound has a three-proton singlet at H9254 2.1 ppm along with three other signals, each of which is a doublet of doublets, at H9254 4.7, 4.9, and 7.3 ppm. What is the structure of the compound? 20.45 Excluding enantiomers, there are three isomeric cyclopropanedicarboxylic acids. Two of them, A and B, are constitutional isomers of each other, and each forms a cyclic anhydride on being heated. The third diacid, C, does not form a cyclic anhydride. C is a constitutional isomer of A and a stereoisomer of B. Identify A, B, and C. Construct molecular models of the cyclic anhy- drides formed on heating A and B. Why doesn’t C form a cyclic anhydride? 830 CHAPTER TWENTY Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution 2.0 1.0 0.03.04.05.0 Chemical shift (δ, ppm) 4 4 6 FIGURE 20.11 The 200-MHz 1 H NMR spectrum of the compound C 8 H 14 O 4 in prob- lem 20.43. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website