654 CHAPTER 17 ALDEHYDES AND KETONES: NUCLEOPHILIC ADDITION TO THE CARBONYL GROUP A ldehydes and ketones contain an acyl group bonded either to hydrogen or to another carbon. Although the present chapter includes the usual collection of topics designed to acquaint us with a particular class of compounds, its central theme is a fundamental reaction type, nucleophilic addition to carbonyl groups. The principles of nucleophilic addition to alde- hydes and ketones developed here will be seen to have broad applicability in later chap- ters when transformations of various derivatives of carboxylic acids are discussed. 17.1 NOMENCLATURE The longest continuous chain that contains the group provides the base name for aldehydes. The -e ending of the corresponding alkane name is replaced by -al, and sub- stituents are specified in the usual way. It is not necessary to specify the location of the group in the name, since the chain must be numbered by starting with this group as C-1. The suffix -dial is added to the appropriate alkane name when the com- pound contains two aldehyde functions.* ±CH O X ±CH O X RCH O X Aldehyde HCH O X Formaldehyde RCRH11032 O X Ketone RC± O X * The -e ending of an alkane name is dropped before a suffix beginning with a vowel (-al) and retained be- fore one beginning with a consonant (-dial). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website When a formyl group (±CH?O) is attached to a ring, the ring name is followed by the suffix -carbaldehyde. Certain common names of familiar aldehydes are acceptable as IUPAC names. A few examples include PROBLEM 17.1 The common names and structural formulas of a few aldehydes follow. Provide an IUPAC name. (a) (c) (b) (d) SAMPLE SOLUTION (a) Don’t be fooled by the fact that the common name is isobutyraldehyde. The longest continuous chain has three carbons, and so the base name is propanal. There is a methyl group at C-2; thus the compound is 2-methyl- propanal. 2-Methylpropanal (isobutyraldehyde) CH 3 CHCH O CH 3 32 1 HO CH CH 3 O O (vanillin) HCCH 2 CH 2 CH 2 CH O O (glutaraldehyde) C 6 H 5 CH CHCH O (cinnamaldehyde) (CH 3 ) 2 CHCH O (isobutyraldehyde) HCH O Formaldehyde (methanal) CH 3 CH O Acetaldehyde (ethanal) CH O Benzaldehyde (benzenecarbaldehyde) CH O Cyclopentanecarbaldehyde CH O 2-Naphthalenecarbaldehyde CH 3 CCH 2 CH 2 CH OCH 3 CH 3 4,4-Dimethylpentanal CHCH 2 CH 2 CH 2 CH O CH 2 5-Hexenal HCCHCH OO 2-Phenylpropanedial 17.1 Nomenclature 655 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website With ketones, the -e ending of an alkane is replaced by -one in the longest con- tinuous chain containing the carbonyl group. The chain is numbered in the direction that provides the lower number for this group. Although substitutive names of the type just described are preferred, the IUPAC rules also permit ketones to be named by functional class nomenclature. The groups attached to the carbonyl group are named as separate words followed by the word “ketone.” The groups are listed alphabetically. PROBLEM 17.2 Convert each of the following functional class IUPAC names to a substitutive name. (a) Dibenzyl ketone (b) Ethyl isopropyl ketone (c) Methyl 2,2-dimethylpropyl ketone (d) Allyl methyl ketone SAMPLE SOLUTION (a) First write the structure corresponding to the name. Dibenzyl ketone has two benzyl groups attached to a carbonyl. The longest continuous chain contains three carbons, and C-2 is the carbon of the carbonyl group. The substitutive IUPAC name for this ketone is 1,3-diphenyl-2- propanone. A few of the common names acceptable for ketones in the IUPAC system are (The suffix -phenone indicates that the acyl group is attached to a benzene ring.) CH 3 CCH 3 O Acetone CCH 3 O Acetophenone C O Benzophenone CH 2 CCH 2 O 123 Dibenzyl ketone CH 3 CH 2 CCH 2 CH 2 CH 3 O Ethyl propyl ketone CH 2 CCH 2 CH 3 O Benzyl ethyl ketone CH 2 O CHCCH CH 2 Divinyl ketone CH 3 CH 2 CCH 2 CH 2 CH 3 O 3-Hexanone CH 3 CHCH 2 CCH 3 O CH 3 4-Methyl-2-pentanone CH 3 O 4-Methylcyclohexanone 656 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.2 STRUCTURE AND BONDING: THE CARBONYL GROUP Two notable aspects of the carbonyl group are its geometry and its polarity. The car- bonyl group and the atoms directly attached to it lie in the same plane. Formaldehyde, for example, is planar. The bond angles involving the carbonyl group of aldehydes and ketones are close to 120°. At 122 pm, the carbon–oxygen double bond distance in aldehydes and ketones is sig- nificantly shorter than the typical carbon–oxygen single bond distance of 141 pm in alco- hols and ethers. The carbonyl group makes aldehydes and ketones rather polar, with molecular dipole moments that are substantially larger than those of comparable compounds that contain carbon–carbon double bonds. Bonding in formaldehyde can be described according to an sp 2 hybridization model analogous to that of ethylene, as shown in Figure 17.1. Figure 17.2 compares the electrostatic potential surfaces of ethylene and formalde- hyde and vividly demonstrates how oxygen affects the electron distribution in formalde- hyde. The electron density in both the H9268 and H9266 components of the carbon–oxygen dou- ble bond is displaced toward oxygen. The carbonyl group is polarized so that carbon is partially positive and oxygen is partially negative. In resonance terms, electron delocalization in the carbonyl group is represented by contributions from two principal resonance structures: C O H9254H11001 H9254H11002 or C O CH 3 CH 2 CH CH 2 1-Butene Dipole moment: 0.3 D CH 3 CH 2 CH O Propanal Dipole moment: 2.5 D C O HH 116.5° 121.7°121.7° Formaldehyde C O HH 3 C 117.5° 118.6°123.9° Acetaldehyde C O CH 3 H 3 C 117.2° 121.4°121.4° Acetone 17.2 Structure and Bonding: The Carbonyl Group 657 (a) Ethylene (b) Formaldehyde FIGURE 17.1 Similari- ties between the orbital hy- bridization models of bonding in (a) ethylene and (b) formaldehyde. Both mol- ecules have the same num- ber of electrons, and carbon is sp 2 -hybridized in both. In formaldehyde, one of the carbons is replaced by an sp 2 - hybridized oxygen (shown in red). Oxygen has two unshared electron pairs; each pair occupies an sp 2 - hybridized orbital. Like the carbon–carbon double bond of ethylene, the carbon–oxy- gen double bond of formaldehyde is composed of a two-electron H9268 compo- nent and a two-electron H9266 component. Verify their geometries by making models of formalde- hyde, acetaldehyde, and ace- tone. Make sure you execute the minimization routine. Compare the dipole mo- ments and electrostatic potential maps of 1-butene and propanal on Learning By Modeling. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Of these two, A, having one more covalent bond and avoiding the separation of positive and negative charges that characterizes B, better approximates the bonding in a carbonyl group. Alkyl substituents stabilize a carbonyl group in much the same way that they sta- bilize carbon–carbon double bonds and carbocations—by releasing electrons to sp 2 - hybridized carbon. Thus, as their heats of combustion reveal, the ketone 2-butanone is more stable than its aldehyde isomer butanal. The carbonyl carbon of a ketone bears two electron-releasing alkyl groups; an aldehyde carbonyl group has only one. Just as a disubstituted double bond in an alkene is more stable than a monosubstituted double bond, a ketone carbonyl is more stable than an aldehyde carbonyl. We’ll see later in this chapter that structural effects on the relative stability of carbonyl groups in aldehydes and ketones are an important factor in their rel- ative reactivity. 17.3 PHYSICAL PROPERTIES In general, aldehydes and ketones have higher boiling points than alkenes because they are more polar and the dipole–dipole attractive forces between molecules are stronger. But they have lower boiling points than alcohols because, unlike alcohols, two carbonyl groups can’t form hydrogen bonds to each other. Aldehydes and ketones can form hydrogen bonds with the protons of OH groups. This makes them more soluble in water than alkenes, but less soluble than alcohols. CH 3 CH 2 CH CH 2 1-Butene H110026°C Negligible bp (1 atm) Solubility in water (g/100 mL) CH 3 CH 2 CH O Propanal 49°C 20 CH 3 CH 2 CH 2 OH 1-Propanol 97°C Miscible in all proportions CH 3 CH 2 CH 2 CH O Butanal 2475 kJ/mol (592 kcal/mol) CH 3 CH 2 CCH 3 O 2-Butanone 2442 kJ/mol (584 kcal/mol)Heat of combustion: C H11001 H11002 O B C O A 658 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group The chemistry of the car- bonyl group is considerably simplified if you remember that carbon is partially posi- tive (has carbocation charac- ter) and oxygen is partially negative (weakly basic). Physical constants such as melting point, boiling point, and solubility in water are collected for a variety of aldehydes and ketones in Appendix 1. (a) Ethylene (b) Formaldehyde FIGURE 17.2 Differ- ences in the electron distribu- tion of (a) ethylene and (b) formaldehyde. The region of highest electrostatic po- tential (red ) in ethylene lies above and below the plane of the atoms and is associated with the H9266 electrons. The re- gion close to oxygen is the site of highest electrostatic potential in formaldehyde. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.4 SOURCES OF ALDEHYDES AND KETONES As we’ll see later in this chapter and the next, aldehydes and ketones are involved in many of the most used reactions in synthetic organic chemistry. Where do aldehydes and ketones come from? Many occur naturally. In terms of both variety and quantity, aldehydes and ketones rank among the most common and familiar natural products. Several are shown in Figure 17.3. Many are made in the laboratory from alkenes, alkynes, arenes, and alcohols by reactions that you already know about and are summarized in Table 17.1. To the synthetic chemist, the most important of the reactions in Table 17.1 are the last two: the oxidation of primary alcohols to aldehydes and secondary alcohols to ketones. Indeed, when combined with reactions that yield alcohols, the oxidation meth- ods are so versatile that it will not be necessary to introduce any new methods for prepar- ing aldehydes and ketones in this chapter. A few examples will illustrate this point. Let’s first consider how to prepare an aldehyde from a carboxylic acid. There are no good methods for going from RCO 2 H to RCHO directly. Instead, we do it indirectly by first reducing the carboxylic acid to the corresponding primary alcohol, then oxidiz- ing the primary alcohol to the aldehyde. COH O Benzoic acid CH 2 OH Benzyl alcohol (81%) CH O Benzaldehyde (83%) 1. LiAlH 4 2. H 2 O PDC CH 2 Cl 2 RCO 2 H Carboxylic acid RCH 2 OH Primary alcohol RCH O Aldehyde reduce oxidize 17.4 Sources of Aldehydes and Ketones 659 O O O Undecanal (sex pheromone of greater wax moth) 2-Heptanone (component of alarm pheromone of bees) O trans-2-Hexenal (alarm pheromone of myrmicine ant) O Citral (present in lemon grass oil) O Civetone (obtained from scent glands of African civet cat) Jasmone (found in oil of jasmine) H H H FIGURE 17.3 Some naturally occurring alde- hydes and ketones. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website TABLE 17.1 Summary of Reactions Discussed in Earlier Chapters That Yield Aldehydes and Ketones Reaction (section) and comments Ozonolysis of alkenes (Section 6.19) This cleavage reaction is more often seen in structural analysis than in synthesis. The substitution pattern around a double bond is revealed by identifying the carbonyl-containing compounds that make up the product. Hydrolysis of the ozonide intermediate in the presence of zinc (reductive workup) permits alde- hyde products to be isolated without further oxidation. Friedel-Crafts acylation of aromatic compounds (Section 12.7) Acyl chlorides and carboxylic acid anhydrides acylate aromatic rings in the presence of alumi- num chloride. The reaction is electrophil- ic aromatic substitution in which acylium ions are generated and attack the ring. Oxidation of primary alcohols to alde- hydes (Section 15.10) Pyridinium dichro- mate (PDC) or pyridinium chlorochro- mate (PCC) in anhydrous media such as dichloromethane oxidizes primary alco- hols to aldehydes while avoiding overox- idation to carboxylic acids. Oxidation of secondary alcohols to ketones (Section 15.10) Many oxidizing agents are available for converting sec- ondary alcohols to ketones. PDC or PCC may be used, as well as other Cr(VI)- based agents such as chromic acid or potassium dichromate and sulfuric acid. Hydration of alkynes (Section 9.12) Reac- tion occurs by way of an enol intermedi- ate formed by Markovnikov addition of water to the triple bond. General equation and specific example Two carbonyl compounds RCRH11032 O X RH11033CH O X H11001 1. O 3 2. H 2 O, Zn Alkene C?C ± ± ± ± RH RH11032 RH11033 Acetone CH 3 CCH 3 O X HCCH 2 CH 2 CHCH 2 CH 3 O XW CH 3 4-Methylhexanal (91%) H11001 1. O 3 2. H 2 O, Zn 2,6-Dimethyl-2-octene Alkyne RCPCRH11032 H 2 OH11001 H 2 SO 4 HgSO 4 RCCH 2 RH11032 O X Ketone ArH HCl orH11001H11001 AlCl 3 ArCR O X RCCl O X RCH 2 OH Primary alcohol PDC or PCC CH 2 Cl 2 Aldehyde RCH O X RCHRH11032 W OH Secondary alcohol Cr(VI) Ketone RCRH11032 O X C 6 H 5 CHCH 2 CH 2 CH 2 CH 3 W OH 1-Phenyl-1-pentanol CrO 3 acetic acid/ water 1-Phenyl-1-pentanone (93%) C 6 H 5 CCH 2 CH 2 CH 2 CH 3 O X CH 3 (CH 2 ) 8 CH 2 OH 1-Decanol PDC CH 2 Cl 2 Decanal (98%) CH 3 (CH 2 ) 8 CH O X ArH RCO 2 HH11001H11001 AlCl 3 ArCR O X RCOCR O X O X 1-Octyne HCPC(CH 2 ) 5 CH 3 H 2 OH11001 H 2 SO 4 HgSO 4 CH 3 C(CH 2 ) 5 CH 3 O X 2-Octanone (91%) H11001 AlCl 3 CCH 3 O X CH 3 O p-Methoxyacetophenone (90–94%) CH 3 COCCH 3 O X O X Acetic anhydride CH 3 O Anisole Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 17.3 Can catalytic hydrogenation be used to reduce a carboxylic acid to a primary alcohol in the first step of this sequence? It is often necessary to prepare ketones by processes involving carbon–carbon bond formation. In such cases the standard method combines addition of a Grignard reagent to an aldehyde with oxidation of the resulting secondary alcohol: PROBLEM 17.4 Show how 2-butanone could be prepared by a procedure in which all of the carbons originate in acetic acid (CH 3 CO 2 H). Many low-molecular-weight aldehydes and ketones are important industrial chemi- cals. Formaldehyde, a starting material for a number of plastics, is prepared by oxidation of methanol over a silver or iron oxide/molybdenum oxide catalyst at elevated temperature. Similar processes are used to convert ethanol to acetaldehyde and isopropyl alcohol to acetone. The “linear H9251-olefins” described in Section 14.15 are starting materials for the preparation of a variety of aldehydes by reaction with carbon monoxide. The process is called hydroformylation. Excess hydrogen brings about the hydrogenation of the aldehyde and allows the process to be adapted to the preparation of primary alcohols. Over 2 H11003 10 9 lb/year of a variety of aldehydes and alcohols is prepared in the United States by hydroformylation. A number of aldehydes and ketones are prepared both in industry and in the lab- oratory by a reaction known as the aldol condensation, which will be discussed in detail in Chapter 18. 17.5 REACTIONS OF ALDEHYDES AND KETONES: A REVIEW AND A PREVIEW Table 17.2 summarizes the reactions of aldehydes and ketones that you’ve seen in ear- lier chapters. All are valuable tools to the synthetic chemist. Carbonyl groups provide access to hydrocarbons by Clemmensen of Wolff–Kishner reduction (Section 12.8), to H11001H11001 RCH 2 CH 2 CH O Aldehyde Co 2 (CO) 8 Hydrogen H 2 Carbon monoxide CO Alkene RCH CH 2 CH 3 OH Methanol H11001H11001HCH O Formaldehyde H 2 O Water catalyst 500°C Oxygen O 2 1 2 RCH O Aldehyde RCHRH11032 OH Secondary alcohol RCRH11032 O Ketone 1. RH11032MgX, diethyl ether 2. H 3 O H11001 oxidize CH 3 CH 2 CH O Propanal CH 3 CH 2 CH(CH 2 ) 3 CH 3 OH 3-Heptanol CH 3 CH 2 C(CH 2 ) 3 CH 3 O 3-Heptanone (57% from propanal) 1. CH 3 (CH 2 ) 3 MgBr diethyl ether 2. H 3 O H11001 H 2 CrO 4 17.5 Reactions of Aldehydes and Ketones: A Review and a Preview 661 The name aldehyde was in- vented to stand for alcohol dehydrogenatum, indicating that aldehydes are related to alcohols by loss of hydrogen. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website alcohols by reduction (Section 15.2) or by reaction with Grignard or organolithium reagents (Sections 14.6 and 14.7). The most important chemical property of the carbonyl group is its tendency to undergo nucleophilic addition reactions of the type represented in the general equation: C O H9254H11002 H9254H11001 Aldehyde or ketone H11001 XY H9254H11001 H9254H11002 C Y OX Product of nucleophilic addition 662 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group TABLE 17.2 Summary of Reactions of Aldehydes and Ketones Discussed in Earlier Chapters Reaction (section) and comments Reduction to hydrocarbons (Section 12.8) Two methods for converting carbonyl groups to methylene units are the Clem- mensen reduction (zinc amalgam and con- centrated hydrochloric acid) and the Wolff–Kishner reduction (heat with hydra- zine and potassium hydroxide in a high- boiling alcohol). Addition of Grignard reagents and organolithium compounds (Sections 14.6-14.7) Aldehydes are converted to secondary alcohols and ketones to tertiary alcohols. Reduction to alcohols (Section 15.2) Alde- hydes are reduced to primary alcohols, and ketones are reduced to secondary alcohols by a variety of reducing agents. Catalytic hydrogenation over a metal catalyst and reduction with sodium borohydride or lithium aluminum hydride are general methods. General equation and specific example NaBH 4 CH 3 OH CH O X CH 3 O p-Methoxybenzaldehyde CH 2 OHCH 3 O p-Methoxybenzyl alcohol (96%) Hydrocarbon RCH 2 RH11032RCRH11032 O X Aldehyde or ketone H 2 NNH 2 , KOH diethylene glycol, heat Citronellal 2,6-Dimethyl-2-octene (80%) CH O X RCHRH11032 OH W Alcohol RCRH11032 O X Aldehyde or ketone RCRH11032 RH11033 O H11002 M H11001 W W RCRH11032 RH11033 OH W W RCRH11032 O X RH11033MH11001 H 3 O H11001 CH 3 CH 2 MgBr Ethylmagnesium bromide Cyclohexanone O H11001 1. diethyl ether 2. H 3 O H11001 1-Ethylcyclohexanol (74%) HO CH 2 CH 3 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website A negatively polarized atom or group attacks the positively polarized carbon of the car- bonyl group in the rate-determining step of these reactions. Grignard reagents, organo- lithium reagents, lithium aluminum hydride, and sodium borohydride, for example, all react with carbonyl compounds by nucleophilic addition. The next section explores the mechanism of nucleophilic addition to aldehydes and ketones. There we’ll discuss their hydration, a reaction in which water adds to the C?O group. After we use this reaction to develop some general principles, we’ll then survey a number of related reactions of synthetic, mechanistic, or biological interest. 17.6 PRINCIPLES OF NUCLEOPHILIC ADDITION: HYDRATION OF ALDEHYDES AND KETONES Effects of Structure on Equilibrium: Aldehydes and ketones react with water in a rapid equilibrium: Overall, the reaction is classified as an addition. The elements of water add to the car- bonyl group. Hydrogen becomes bonded to the negatively polarized carbonyl oxygen, hydroxyl to the positively polarized carbon. Table 17.3 compares the equilibrium constants K hydr for hydration of some simple aldehydes and ketones. The position of equilibrium depends on what groups are attached to C?O and how they affect its steric and electronic environment. Both effects con- tribute, but the electronic effect controls K hydr more than the steric effect. RCRH11032 O Aldehyde or ketone H11001 H 2 O Water RCRH11032 OH OH Geminal diol (hydrate) fast K hydr H11005 [hydrate] [carbonyl compound][water] 17.6 Principles of Nucleophilic Addition: Hydration of Aldehydes and Ketones 663 TABLE 17.3 Equilibrium Constants (K hydr ) for Hydration of Some Aldehydes and Ketones Hydrate CH 2 (OH) 2 CH 3 CH(OH) 2 (CH 3 ) 3 CCH(OH) 2 (CH 3 ) 2 C(OH) 2 K hydr * 41 1.8 H11003 10 H110022 4.1 H11003 10 H110023 2.5 H11003 10 H110025 Percent conversion to hydrate ? 99.96 50 19 0.14 Carbonyl compound HCH O X CH 3 CH O X (CH 3 ) 3 CCH O X CH 3 CCH 3 O X ? Total concentration (hydrate plus carbonyl compound) assumed to be 1 M. Water concentration is 55.5 M. *K hydr H11005 . Units of K hydr are M H110021 . [hydrate] [carbonyl compound][water] Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Consider first the electronic effect of alkyl groups versus hydrogen atoms attached to C?O. Recall from Section 17.2 that alkyl substituents stabilize C?O, making a ketone carbonyl more stable than an aldehyde carbonyl. As with all equilibria, factors that stabilize the reactants decrease the equilibrium constant. Thus, the extent of hydra- tion decreases as the number of alkyl groups on the carbonyl increase. A striking example of an electronic effect on carbonyl group stability and its relation to the equilibrium constant for hydration is seen in the case of hexafluoroacetone. In con- trast to the almost negligible hydration of acetone, hexafluoroacetone is completely hydrated. Instead of stabilizing the carbonyl group by electron donation as alkyl substituents do, trifluoromethyl groups destabilize it by withdrawing electrons. A less stabilized carbonyl group is associated with a greater equilibrium constant for addition. PROBLEM 17.5 Chloral is one of the common names for trichloroethanal. A solution of chloral in water is called chloral hydrate; this material has featured prominently in countless detective stories as the notorious “Mickey Finn” knock- out drops. Write a structural formula for chloral hydrate. Now let’s turn our attention to steric effects by looking at how the size of the groups that were attached to C?O affect K hydr . The bond angles at carbon shrink from H11015120° to H11015109.5° as the hybridization changes from sp 2 in the reactant (aldehyde or ketone) to sp 3 in the product (hydrate). The increased crowding this produces in the hydrate is better tolerated, and K hydr is greater when the groups are small (hydrogen) than when they are large (alkyl). Increasing crowding in hydrate; decreasing K for formation C H H HO OH Hydrate of formaldehyde C H 3 C H HO OH Hydrate of acetaldehyde C H 3 C CH 3 HO OH Hydrate of acetone CF 3 CCF 3 O Hexafluoroacetone H11001 H 2 O Water CF 3 CCF 3 OH OH 1,1,1,3,3,3-Hexafluoro- 2,2-propanediol K hydr H11005 22,000 Increasing stabilization of carbonyl group; decreasing K for hydration HCH O X Formaldehyde (almost completely hydrated in water) CH 3 CH O X Acetaldehyde (comparable amounts of aldehyde and hydrate present in water) CH 3 CCH 3 O X Acetone (hardly any hydrate present in water) 664 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Electronic and steric effects operate in the same direction. Both cause the equilibrium constants for hydration of aldehydes to be greater than those of ketones. Mechanism of Hydration: Hydration of aldehydes and ketones is a rapid reaction, quickly reaching equilibrium, but faster in acid or base than in neutral solution. Thus instead of a single mechanism for hydration, we’ll look at two mechanisms, one for basic and the other for acidic solution. The base-catalyzed mechanism (Figure 17.4) is a two-step process in which the first step is rate-determining. In it, the nucleophile, a hydroxide ion, attacks the carbon of the carbonyl group and bonds to it. The product of this step is an alkoxide ion, which abstracts a proton from water in the second step, yielding the geminal diol. The second step, like all the other proton transfers between oxygens that we have seen, is fast. The role of the basic catalyst (HO H11002 ) is to increase the rate of the nucleophilic addi- tion step. Hydroxide ion, the nucleophile in the base-catalyzed reaction, is much more reactive than a water molecule, the nucleophile in neutral media. Aldehydes react faster than ketones for almost the same reasons that their equi- librium constants for hydration are more favorable. The sp 2 → sp 3 hybridization change that the carbonyl carbon undergoes on hydration is partially developed in the transition state for the rate-determining nucleophilic addition step (Figure 17.5). Alkyl groups at the reaction site increase the activation energy by simultaneously lowering the energy of the starting state (ketones have a more stabilized carbonyl group than aldehydes) and raising the energy of the transition state (a steric crowding effect). Three steps are involved in the acid-catalyzed hydration reaction, as shown in Figure 17.6. The first and last are rapid proton-transfer processes. The second is the nucleophilic addition step. The acid catalyst activates the carbonyl group toward attack by a weakly nucleophilic water molecule. Protonation of oxygen makes the carbonyl carbon of an alde- hyde or a ketone much more electrophilic. Expressed in resonance terms, the protonated carbonyl has a greater degree of carbocation character than an unprotonated carbonyl. C H11001 O H C H O H11001 17.6 Principles of Nucleophilic Addition: Hydration of Aldehydes and Ketones 665 Step 1: Nucleophilic addition of hydroxide ion to the carbonyl group Step 2: Proton transfer from water to the intermediate formed in the first step RH11032 HO CO H11002 H11002H11002 H11002slow R Hydroxide Aldehyde or ketone H11001 HO CO RH11032 R HO C RH11032 R O HOH fast H11001 CO RH11032 R H H11001 OH Water Geminal diol Hydroxide ion HO FIGURE 17.4 The mechanism of hydration of an aldehyde or ketone in basic solution. Hydrox- ide ion is a catalyst; it is consumed in the first step, and regenerated in the second. Learning By Modeling in- cludes models of formaldehyde (H 2 C?O) and its protonated form (H 2 C?OH H11001 ). Compare the two with respect to their elec- trostatic potential maps and the degree of positive charge at carbon. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 666 , H 2 O δ – Potential energy R R' R R' R R C C C C HO HO HO RR' sp 3 sp 3 sp 2 HO OHO O O – H 2 O RCR', H 2 O, HO – OH, – OH H E act O δ – δ – δ – H11001 Step 1: Protonation of the carbonyl oxgyen C H11001 RH11032 R O HO fast H11001 O H Hydronium ion Conjugate acid of carbonyl compound Water H Aldehyde or ketone C RH11032 R H11001 H HOH Step 2: Nucleophilic addition to the protonated aldehyde or ketone O H11001H H Water O Conjugate acid of carbonyl compound C RH11032 R H11001 H slow C O RH11032 R HOH H H11001 Conjugate acid of geminal diol Step 3: Proton transfer from the conjugate acid of the geminal diol to a water molecule CO RH11032 R HOH H H11001 Conjugate acid of geminal diol H11001 H 2 O fast CO RH11032 R HOH Geminal diol H11001 H 3 O H11001 Hydronium ion Water FIGURE 17.5 Potential energy diagram for base- catalyzed hydration of an aldehyde or ketone. FIGURE 17.6 The mecha- nism of hydration of an aldehyde or ketone in acidic solution. Hydronium ion is a catalyst; it is consumed in the first step, and regener- ated in the third. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Steric and electronic effects influence the rate of nucleophilic addition to a proton- ated carbonyl group in much the same way as they do for the case of a neutral one, and protonated aldehydes react faster than protonated ketones. With this as background, let us now examine how the principles of nucleophilic addition apply to the characteristic reactions of aldehydes and ketones. We’ll begin with the addition of hydrogen cyanide. 17.7 CYANOHYDRIN FORMATION The product of addition of hydrogen cyanide to an aldehyde or a ketone contains both a hydroxyl group and a cyano group bonded to the same carbon. Compounds of this type are called cyanohydrins. The mechanism of this reaction is outlined in Figure 17.7. It is analogous to the mech- anism of base-catalyzed hydration in that the nucleophile (cyanide ion) attacks the car- bonyl carbon in the first step of the reaction, followed by proton transfer to the carbonyl oxygen in the second step. The addition of hydrogen cyanide is catalyzed by cyanide ion, but HCN is too weak an acid to provide enough for the reaction to proceed at a reasonable rate. Cyanohydrins are therefore normally prepared by adding an acid to a solution containing the carbonyl compound and sodium or potassium cyanide. This procedure ensures that free cyanide ion is always present in amounts sufficient to increase the rate of the reaction. Cyanohydrin formation is reversible, and the position of equilibrium depends on the steric and electronic factors governing nucleophilic addition to carbonyl groups described in the preceding section. Aldehydes and unhindered ketones give good yields of cyanohydrins. Converting aldehydes and ketones to cyanohydrins is of synthetic value for two rea- sons: (1) a new carbon–carbon bond is formed, and (2) the cyano group in the product can be converted to a carboxylic acid function (CO 2 H) by hydrolysis (to be discussed in Section 19.12) or to an amine of the type CH 2 NH 2 by reduction (to be discussed in Section 22.10). NaCN, ether–water then HCl Cl CH Cl O 2,4-Dichlorobenzaldehyde Cl CHC Cl OH N 2,4-Dichlorobenzaldehyde cyanohydrin (100%) NaCN, H 2 O then H 2 SO 4 CH 3 CCH 3 O Acetone OH CH 3 CCH 3 C N Acetone cyanohydrin (77–78%) C H11002 N RCRH11032 O Aldehyde or ketone H11001 Hydrogen cyanide HC N Cyanohydrin RCRH11032 OH C N 17.7 Cyanohydrin Formation 667 In substitutive IUPAC nomen- clature, cyanohydrins are named as hydroxy deriva- tives of nitriles. Since nitrile nomenclature will not be dis- cussed until Section 20.1, we will refer to cyanohydrins as derivatives of the parent aldehyde or ketone as shown in the examples. This con- forms to the practice of most chemists. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 17.6 The hydroxyl group of a cyanohydrin is also a potentially reac- tive site. Methacrylonitrile is an industrial chemical used in the production of plas- tics and fibers. One method for its preparation is the acid-catalyzed dehydration of acetone cyanohydrin. Deduce the structure of methacrylonitrile. A few cyanohydrins and ethers of cyanohydrins occur naturally. One species of millipede stores benzaldehyde cyanohydrin, along with an enzyme that catalyzes its cleavage to benzaldehyde and hydrogen cyanide, in separate compartments above its legs. When attacked, the insect ejects a mixture of the cyanohydrin and the enzyme, repelling the invader by spraying it with hydrogen cyanide. 17.8 ACETAL FORMATION Many of the most interesting and useful reactions of aldehydes and ketones involve trans- formation of the initial product of nucleophilic addition to some other substance under the reaction conditions. An example is the reaction of aldehydes with alcohols under con- 668 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Step 1: Nucleophilic attack by the negatively charged carbon of cyanide ion at the carbonyl carbon of the aldehyde or ketone. Hydrogen cyanide itself is not very nucleophilic and does not ionize to form cyanide ion to a significant extent. Thus, a source of cyanide ion such as NaCN or KCN is used. RH11032 R CO H11001 Aldehyde or ketone Hydrogen cyanide Cyanohydrin CHN N C OHC R RH11032 The overall reaction: H11001 Cyanide ion O Aldehyde or ketone C RH11032 R ONC H11002 Conjugate base of cyanohydrin N C C R RH11032 H11002 Step 2: The alkoxide ion formed in the first step abstracts a proton from hydrogen cyanide. This step yields the cyanohydrin product and regenerates cyanide ion. O Conjugate base of cyanohydrin N C C R RH11032 H11002 H11001 Hydrogen cyanide CHN N C OHC R RH11032 Cyanohydrin C N H11002 H11001 Cyanide ion FIGURE 17.7 The mecha- nism of cyanohydrin forma- tion from an aldehyde or a ketone. Cyanide ion is a cat- alyst; it is consumed in the first step, and regenerated in the second. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website ditions of acid catalysis. The expected product of nucleophilic addition of the alcohol to the carbonyl group is called a hemiacetal. The product actually isolated, however, cor- responds to reaction of one mole of the aldehyde with two moles of alcohol to give gem- inal diethers known as acetals: The overall reaction proceeds in two stages. The hemiacetal is formed in the first stage by nucleophilic addition of the alcohol to the carbonyl group. The mechanism of hemiacetal formation is exactly analogous to that of acid-catalyzed hydration of alde- hydes and ketones (Section 17.6): Under the acidic conditions of its formation, the hemiacetal is converted to an acetal by way of a carbocation intermediate: This carbocation is stabilized by electron release from its oxygen substituent: H11001 RH C ORH11032 RH C H11001 ORH11032 A particularly stable resonance form; both carbon and oxygen have octets of electrons. H H11001 , fast slow H11001 HH RCH O ORH11032ORH11032 RCH OH Hemiacetal H11001 RH C ORH11032 Carbocation H11001 Water H 2 O RCH O Aldehyde H H11001 H11002H H11001 RH11032OH RCH H11001 OH H11001 O HRH11032 RCH OH ORH11032 RCH OH Hemiacetal RCH O Aldehyde RH11032OH, H H11001 RH11032OH, H H11001 RCH OH ORH11032 Hemiacetal RCH ORH11032 ORH11032 Acetal H11001 H 2 O Water CH O Benzaldehyde H11001 2CH 3 CH 2 OH Ethanol HCl CH(OCH 2 CH 3 ) 2 Benzaldehyde diethyl acetal (66%) 17.8 Acetal Formation 669 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Nucleophilic capture of the carbocation intermediate by an alcohol molecule leads to an acetal: PROBLEM 17.7 Write a stepwise mechanism for the formation of benzaldehyde diethyl acetal from benzaldehyde and ethanol under conditions of acid catalysis. Acetal formation is reversible in acid. An equilibrium is established between the reac- tants, that is, the carbonyl compound and the alcohol, and the acetal product. The position of equilibrium is favorable for acetal formation from most aldehydes, especially when excess alcohol is present as the reaction solvent. For most ketones the position of equilibrium is unfavorable, and other methods must be used for the preparation of acetals from ketones. Diols that bear two hydroxyl groups in a 1,2 or 1,3 relationship to each other yield cyclic acetals on reaction with either aldehydes or ketones. The five-membered cyclic acetals derived from ethylene glycol are the most commonly encountered examples. Often the position of equilibrium is made more favorable by removing the water formed in the reaction by azeotropic distillation with benzene or toluene: PROBLEM 17.8 Write the structures of the cyclic acetals derived from each of the following. (a) Cyclohexanone and ethylene glycol (b) Benzaldehyde and 1,3-propanediol (c) Isobutyl methyl ketone and ethylene glycol (d) Isobutyl methyl ketone and 2,2-dimethyl-1,3-propanediol SAMPLE SOLUTION (a) The cyclic acetals derived from ethylene glycol contain a five-membered 1,3-dioxolane ring. CH 3 (CH 2 ) 5 CH O Heptanal H11001 HOCH 2 CH 2 OH Ethylene glycol (1,2-ethanediol) p-toluenesulfonic acid benzene OO H (CH 2 ) 5 CH 3 2-Hexyl-1,3-dioxolane (81%) p-toluenesulfonic acid benzene C 6 H 5 CH 2 CCH 3 O Benzyl methyl ketone H11001 HOCH 2 CH 2 OH Ethylene glycol (1,2-ethanediol) 2-Benzyl-2-methyl-1,3-dioxolane (78%) C 6 H 5 CH 2 CH 3 OO H11001 RH11032 H O Alcohol H11001 HRH11032 RCH O ORH11032 H11002 H H11001 , fast ORH11032 RCH ORH11032 Acetal fast RH C H11001 ORH11032 670 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group At one time it was customary to designate the products of addition of alcohols to ke- tones as ketals. This term has been dropped from the IUPAC system of nomencla- ture, and the term acetal is now applied to the adducts of both aldehydes and ketones. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Acetals are susceptible to hydrolysis in aqueous acid: This reaction is simply the reverse of the reaction by which acetals are formed—acetal formation is favored by excess alcohol, acetal hydrolysis by excess water. Acetal for- mation and acetal hydrolysis share the same mechanistic pathway but travel along that pathway in opposite directions. In the following section you’ll see a clever way in which acetal formation and hydrolysis have been applied to synthetic organic chemistry. PROBLEM 17.9 Problem 17.7 asked you to write a mechanism describing for- mation of benzaldehyde diethyl acetal from benzaldehyde and ethanol. Write a stepwise mechanism for the acid hydrolysis of this acetal. 17.9 ACETALS AS PROTECTING GROUPS In an organic synthesis, it sometimes happens that one of the reactants contains a func- tional group that is incompatible with the reaction conditions. Consider, for example, the conversion It looks as though all that is needed is to prepare the acetylenic anion, then alkylate it with methyl iodide (Section 9.6). There is a complication, however. The carbonyl group in the starting alkyne will neither tolerate the strongly basic conditions required for anion formation nor survive in a solution containing carbanions. Acetylide ions add to carbonyl groups (Section 14.8). Thus, the necessary anion is inaccessible. The strategy that is routinely followed is to protect the carbonyl group during the reactions with which it is incompatible and then to remove the protecting group in a sub- sequent step. Acetals, especially those derived from ethylene glycol, are among the most CH 3 CCH 2 CH 2 C O C H11002 5-Hexyn-2-one CH 3 CCH 2 CH 2 C O CH 5-Heptyn-2-one CH 3 CCH 2 CH 2 C O CCH 3 RCRH11032 O Aldehyde or ketone RCRH11032 ORH11033 ORH11033 Acetal H11001 H 2 O H11001 2RH11033OH Alcohol H H11001 O Cyclohexanone H11001 HOCH 2 CH 2 OH Ethylene glycol O O Acetal of cyclohexanone and ethylene glycol H H11001 17.9 Acetals As Protecting Groups 671 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website useful groups for carbonyl protection, because they can be introduced and removed read- ily. A key fact is that acetals resemble ethers in being inert to many of the reagents, such as hydride reducing agents and organometallic compounds, that react readily with car- bonyl groups. The following sequence is the one that was actually used to bring about the desired transformation. (a) Protection of carbonyl group (b) Alkylation of alkyne (c) Unmasking of the carbonyl group by hydrolysis Although protecting and unmasking the carbonyl group add two steps to the synthetic pro- cedure, both steps are essential to its success. The tactic of functional group protection is frequently encountered in preparative organic chemistry, and considerable attention has been paid to the design of effective protecting groups for a variety of functionalities. PROBLEM 17.10 Acetal formation is a characteristic reaction of aldehydes and ketones, but not of carboxylic acids. Show how you could advantageously use a cyclic acetal protecting group in the following synthesis: 17.10 REACTION WITH PRIMARY AMINES: IMINES A second two-stage reaction that begins with nucleophilic addition to aldehydes and ketones is their reaction with primary amines, compounds of the type RNH 2 or ArNH 2 . In the first stage of the reaction the amine adds to the carbonyl group to give a species known as a carbinolamine. Once formed, the carbinolamine undergoes dehydration to yield the product of the reaction, an N-alkyl- or N-aryl-substituted imine: Convert CH 3 C COH O O CH 3 CCH 2 OH O to H 2 O HCl CH 2 CH 2 C CCH 3 OO H 3 C 5-Heptyn-2-one (96%) CH 3 CCH 2 CH 2 C O CCH 3 1. NaNH 2 , NH 3 2. CH 3 I CH 2 CH 2 C CCH 3 OO H 3 C Acetal of product CH 2 CH 2 C CH OO H 3 C CH 3 CCH 2 CH 2 C O CH 5-Hexyn-2-one HOCH 2 CH 2 OH p-toluenesulfonic acid, benzene CH 2 CH 2 C CH OO H 3 C Acetal of reactant 672 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Both the addition and the elimination phase of the reaction are accelerated by acid catalysis. Careful control of pH is essential, since sufficient acid must be present to give a reasonable equilibrium concentration of the protonated form of the aldehyde or ketone. Too acidic a reaction medium, however, converts the amine to its protonated form, a form that is not nucleophilic, and retards reaction. PROBLEM 17.11 Write the structure of the carbinolamine intermediate and the imine product formed in the reaction of each of the following: (a) Acetaldehyde and benzylamine, C 6 H 5 CH 2 NH 2 (b) Benzaldehyde and butylamine, CH 3 CH 2 CH 2 CH 2 NH 2 (c) Cyclohexanone and tert-butylamine, (CH 3 ) 3 CNH 2 (d) Acetophenone and cyclohexylamine, SAMPLE SOLUTION The carbinolamine is formed by nucleophilic addition of the amine to the carbonyl group. Its dehydration gives the imine product. A number of compounds of the general type H 2 NZ react with aldehydes and ketones in a manner analogous to that of primary amines. The carbonyl group (C?O) is converted to C?NZ, and a molecule of water is formed. Table 17.4 presents exam- ples of some of these reactions. The mechanism by which each proceeds is similar to the nucleophilic addition–elimination mechanism described for the reaction of primary amines with aldehydes and ketones. The reactions listed in Table 17.4 are reversible and have been extensively stud- ied from a mechanistic perspective because of their relevance to biological processes. NH 2 O Cyclohexanone H11001 (CH 3 ) 2 CHCH 2 NH 2 Isobutylamine NCH 2 CH(CH 3 ) 2 N-Cyclohexylideneisobutylamine (79%) CH O Benzaldehyde H11001 CH 3 NH 2 Methylamine NCH 3 CH N-Benzylidenemethylamine (70%) H 2 O Water O RCRH11032 Aldehyde or ketone H11001 RH11033NH 2 Primary amine addition elimination OH RCRH11032 HNRH11033 Carbinolamine RCRH11032 NRH11033 N-substituted imine H11001 17.10 Reaction with Primary Amines: Imines 673 N-substituted imines are sometimes called Schiff’s bases, after Hugo Schiff, a German chemist who de- scribed their formation in 1864. CH 3 CH O Acetaldehyde C 6 H 5 CH 2 NH 2 Benzylamine H11001 H11002H 2 O Carbinolamine intermediate CH 3 CH NCH 2 C 6 H 5 OH H Imine product (N-ethylidenebenzylamine) CH 3 CH NCH 2 C 6 H 5 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Many biological reactions involve initial binding of a carbonyl compound to an enzyme or coenzyme via imine formation. The boxed essay “Imines in Biological Chemistry” gives some important examples. 17.11 REACTION WITH SECONDARY AMINES: ENAMINES Secondary amines are compounds of the type R 2 NH. They add to aldehydes and ketones to form carbinolamines, but their carbinolamine intermediates can dehydrate to a stable product only in the direction that leads to a carbon–carbon double bond: The product of this dehydration is an alkenyl-substituted amine, or enamine. H11001 benzene heat O Cyclopentanone N H Pyrrolidine N-(1-Cyclopentenyl)- pyrrolidine (80–90%) N H11001 H 2 O Water O RCH 2 CRH11032 Aldehyde or ketone H11001 RH11033 2 NH Secondary amine H11002H 2 O OH RH11032RCH 2 C NRH11033 2 Carbinolamine Enamine CRH11032RCH NRH11033 2 674 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group TABLE 17.4 Reaction of Aldehydes and Ketones with Derivatives of Ammonia: Name of reagent Hydroxylamine Phenylhydrazine Semicarbazide Type of product Oxime Phenylhydrazone Semicarbazone H 2 NOH H 2 NNHC 6 H 5 * Reagent (H 2 NZ) H 2 NNHCNH 2 O X *Compounds related to phenylhydrazine react in an analogous way. p-Nitrophenylhydrazine yields p-nitrophenylhydrazones; 2,4-dinitro- phenylhydrazine yields 2,4-dinitrophenylhydrazones. H11001H11001RCRH11032 O X RCRH11032 X NZ H 2 NZ H 2 O Example Heptanal CH 3 (CH 2 ) 5 CH O X Heptanal oxime (81–93%) CH 3 (CH 2 ) 5 CH X NOH H 2 NOH 2-Dodecanone CH 3 C(CH 2 ) 9 CH 3 O X 2-Dodecanone semicarbazone (93%) CH 3 C(CH 2 ) 9 CH 3 X NNHCNH 2 O X H 2 NNHCNH 2 O X CCH 3 O X Acetophenone CCH 3 X NNHC 6 H 5 Acetophenone phenylhydrazone (87–91%) H 2 NNHC 6 H 5 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website PROBLEM 17.12 Write the structure of the carbinolamine intermediate and the enamine product formed in the reaction of each of the following: (a) Propanal and dimethylamine, CH 3 NHCH 3 (b) 3-Pentanone and pyrrolidine (c) SAMPLE SOLUTION (a) Nucleophilic addition of dimethylamine to the carbonyl group of propanal produces a carbinolamine: Propanal CH 3 CH 2 CH O H11001 CH 3 NCH 3 H Dimethylamine CH 3 CH 2 CH CH 3 OH CH 3 N Carbinolamine intermediate Acetophenone and HN 17.11 Reaction with Secondary Amines: Enamines 675 IMINES IN BIOLOGICAL CHEMISTRY M any biological processes involve an “associa- tion” between two species in a step prior to some subsequent transformation. This asso- ciation can take many forms. It can be a weak associ- ation of the attractive van der Waals type, or a stronger interaction such as a hydrogen bond. It can be an electrostatic attraction between a positively charged atom of one molecule and a negatively charged atom of another. Covalent bond formation between two species of complementary chemical re- activity represents an extreme kind of “association.” It often occurs in biological processes in which alde- hydes or ketones react with amines via imine inter- mediates. An example of a biologically important alde- hyde is pyridoxal phosphate. Pyridoxal phosphate is the active form of vitamin B 6 and is a coenzyme for many of the reactions of H9251-amino acids. In these reac- tions the amino acid binds to the coenzyme by react- ing with it to form an imine of the kind shown in the equation. Reactions then take place at the amino acid portion of the imine, modifying the amino acid. In the last step, enzyme-catalyzed hydrolysis cleaves the imine to pyridoxal and the modified amino acid. A key step in the chemistry of vision is binding of an aldehyde to an enzyme via an imine. An out- line of the steps involved is presented in Figure 17.8. It starts with H9252-carotene, a pigment that occurs natu- rally in several fruits and vegetables, including car- rots. H9252-Carotene undergoes oxidative cleavage in the liver to give an alcohol known as retinol or vitamin A. Oxidation of vitamin A, followed by isomerization of one of its double bonds, gives the aldehyde 11-cis- retinal. In the eye, the aldehyde function of 11-cis- retinal combines with an amino group of the protein opsin to form an imine called rhodopsin. When rhodopsin absorbs a photon of visible light, the cis double bond of the retinal unit undergoes a photo- chemical cis-to-trans isomerization, which is at- tended by a dramatic change in its shape and a change in the conformation of rhodopsin. This con- formational change is translated into a nerve im- pulse perceived by the brain as a visual image. Enzyme-promoted hydrolysis of the photochemically isomerized rhodopsin regenerates opsin and a mole- cule of all-trans-retinal. Once all-trans-retinal has been enzymatically converted to its 11-cis isomer, it and opsin reenter the cycle. CH CH 2 OPO 3 2H11002 N CH 3 OH O Pyridoxal phosphate H11001 H 2 NCHCO 2 H11002 R H9251-Amino acid CH CH 2 OPO 3 2H11002 N CH 3 OH NCHCO 2 H11002 R Imine H11001 H 2 O Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 676 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group OH H OH H 2 N-protein H hv N-protein N-protein H O H 2 O H O H11001 H 2 N-protein H9252-Carotene obtained from the diet is cleaved at its central carbon-carbon bond to give vitamin A (retinol) Oxidation of retinol converts it to the corresponding aldehyde, retinal. The double bond at C-11 is isomerized from the trans to the cis configuration 11-cis-Retinal is the biologically active stereoisomer and reacts with the protein opsin to form an imine. The covalently bound complex between 11-cis-retinal and ospin is called rhodopsin. Rhodopsin absorbs a photon of light, causing the cis double-bond at C-11 to undergo a photochemical transformation to trans, which triggers a nerve impulse detected by the brain as a visual image. Hydrolysis of the isomerized (inactive) form of rhodopsin liberates opsin and the all-trans isomer of retinal. FIGURE 17.8 Imine formation between the aldehyde function of 11-cis-retinal and an amino group of a protein (opsin) is involved in the chemistry of vision. The numbering scheme used in retinal is based on one specifically developed for carotenes and compounds derived from them. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Dehydration of this carbinolamine yields the enamine: Enamines are used as reagents in synthetic organic chemistry and are involved in cer- tain biochemical transformations. 17.12 THE WITTIG REACTION The Wittig reaction uses phosphorus ylides (called Wittig reagents) to convert alde- hydes and ketones to alkenes. Wittig reactions may be carried out in a number of different solvents; normally tetrahydrofuran (THF) or dimethyl sulfoxide (DMSO) is used. The most attractive feature of the Wittig reaction is its regiospecificity. The loca- tion of the double bond is never in doubt. The double bond connects the carbon of the original C?O group of the aldehyde or ketone and the negatively charged carbon of the ylide. PROBLEM 17.13 Identify the alkene product in each of the following Wittig reactions: (a) (b) (c) SAMPLE SOLUTION (a) In a Wittig reaction the negatively charged substituent attached to phosphorus is transferred to the aldehyde or ketone, replacing the carbonyl oxygen. The reaction shown has been used to prepare the indicated alkene in 65% yield. Cyclohexyl methyl ketone H11001 (C 6 H 5 ) 3 PCH 2 H11002 H11001 Butanal H11001 (C 6 H 5 ) 3 P CHCH H11001 H11002 CH 2 Benzaldehyde H11001 (C 6 H 5 ) 3 P H11001 H11002 O Cyclohexanone CH 2 Methylenecyclohexane (86%) H11001 (C 6 H 5 ) 3 P H11001 H11002 CH 2 Methylenetriphenyl- phosphorane DMSO H11001 (C 6 H 5 ) 3 P H11001 O H11002 Triphenylphosphine oxide H11001 R RH11032 C O Aldehyde or ketone H11001 (C 6 H 5 ) 3 P A B H11001 H11002 C Triphenylphosphonium ylide (C 6 H 5 ) 3 P H11001 O H11002 Triphenylphosphine oxide R RH11032 C A B C Alkene CH 3 CH 2 CH CH 3 OH CH 3 N Carbinolamine intermediate H11002H 2 O N-(1-Propenyl)dimethylamine CH 3 CH 3 NCH 3 CH CH 17.12 The Wittig Reaction 677 The reaction is named after Georg Wittig, a German chemist who shared the 1979 Nobel Prize in chemistry for demonstrating its synthetic potential. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website FIGURE 17.9 An elec- trostatic potential map of the ylide . The re- gion of greatest negative charge is concentrated at carbon. H 3 P±CH 2 H11545 In order to understand the mechanism of the Wittig reaction, we need to examine the structure and properties of ylides. Ylides are neutral molecules that have two oppo- sitely charged atoms, each with an octet of electrons, directly bonded to each other. In an ylide such as , phosphorus has eight electrons and is positively charged; its attached carbon has eight electrons and is negatively charged. PROBLEM 17.14 Can you write a resonance structure for in which neither phosphorus nor carbon has a formal charge? (Hint: Remember phos- phorus can have more than eight electrons in its valence shell.) We can focus on the charge distribution in an ylide by replacing the phenyl groups in by hydrogens. Figure 17.9 shows the electrostatic potential map of , where it can be seen that the electron distribution is highly polarized in the direction that makes carbon electron-rich. The carbon has much of the character of a car- banion and can act as a nucleophile toward C?O. Figure 17.10 outlines a mechanism for the Wittig reaction. The first stage is a cycloaddition in which the ylide reacts with the carbonyl group to give an intermediate containing a four-membered ring called an oxaphosphetane. This oxaphosphetane then dissociates to give an alkene and triphenylphosphine oxide. Presumably the direction of dissociation of the oxaphosphetane is dictated by the strong phosphorus–oxygen bond that results. The P±O bond strength in triphenylphosphine oxide has been estimated to be greater than 540 kJ/mol (130 kcal/mol). 17.13 PLANNING AN ALKENE SYNTHESIS VIA THE WITTIG REACTION In order to identify the carbonyl compound and the ylide required to produce a given alkene, mentally disconnect the double bond so that one of its carbons is derived from a carbonyl group and the other is derived from an ylide. Taking styrene as a represen- tative example, we see that two such disconnections are possible; either benzaldehyde or formaldehyde is an appropriate precursor. H 3 P H11001 H11002 CH 2 (C 6 H 5 ) 3 P H11001 H11002 CH 2 (C 6 H 5 ) 3 PCH 2 H11001 H11002 (C 6 H 5 ) 3 P H11001 H11002 CH 2 CH O Benzaldehyde H11001 (C 6 H 5 ) 3 P H11001 H11002 Cyclopentylidenetriphenyl- phosphorane CH Benzylidenecyclopentane (65%) 678 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group The Wittig reaction is one that is still undergoing mech- anistic investigation. An- other possibility is that the oxaphosphetane intermedi- ate is formed by a two-step process, rather than the one- step process shown in Figure 17.10. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Either route is a feasible one, and indeed styrene has been prepared from both combina- tions of reactants. Typically there will be two Wittig routes to an alkene, and any choice between them is made on the basis of availability of the particular starting materials. PROBLEM 17.15 What combinations of carbonyl compound and ylide could you use to prepare each of the following alkenes? (a) (b) CH 3 CH 2 CH 2 CH?CH 2 SAMPLE SOLUTION (a) Two Wittig reaction routes lead to the target molecule. and CH 3 CH 2 CH 2 CH CH 3 CCH 2 CH 3 3-Methyl-3-heptene CH 3 CH 2 CH 2 CH O Butanal H11001 CH 3 (C 6 H 5 ) 3 P CCH 2 CH 3 H11001 H11002 1-Methylpropylidenetriphenyl- phosphorane CH 3 CH 2 CH 2 CH CH 3 CCH 2 CH 3 C 6 H 5 CH CH 2 Styrene O C 6 H 5 CH Benzaldehyde H11001 (C 6 H 5 ) 3 P H11001 H11002 CH 2 Methylenetriphenylphosphorane C 6 H 5 CH CH 2 Styrene (C 6 H 5 ) 3 P H11001 H11002 CHC 6 H 5 Benzylidenetriphenylphosphorane H11001 HCH O Formaldehyde 17.13 Planning an Alkene Synthesis via the Wittig Reaction 679 C O RRH11032 Aldehyde or ketone C P(C 6 H 5 ) 3 AB Triphenylphosphonium ylide H11001 H11002 RH11032 RC O C B P(C 6 H 5 ) 3 Oxaphosphetane A Step 1: The ylide and the aldehyde or ketone combine to form an oxaphosphetane. Step 2: The oxaphosphetane dissociates to an alkene and triphenylphosphine oxide. RH11032 RC O C B P(C 6 H 5 ) 3 Oxaphosphetane A R RH11032 B A CC Alkene O P(C 6 H 5 ) 3 H11001 H11001H11002 Triphenylphosphine oxide FIGURE 17.10 The mecha- nism of the Wittig reaction. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Phosphorus ylides are prepared from alkyl halides by a two-step sequence. The first step is a nucleophilic substitution of the S N 2 type by triphenylphosphine on an alkyl halide to give an alkyltriphenylphosphonium salt: Triphenylphosphine is a very powerful nucleophile, yet is not strongly basic. Methyl, primary, and secondary alkyl halides are all suitable substrates. The alkyltriphenylphosphonium salt products are ionic and crystallize in high yield from the nonpolar solvents in which they are prepared. After isolation, the alkyltriphe- nylphosphonium halide is converted to the desired ylide by deprotonation with a strong base: Suitable strong bases include the sodium salt of dimethyl sulfoxide (in dimethyl sulfox- ide as the solvent) and organolithium reagents (in diethyl ether or tetrahydrofuran). PROBLEM 17.16 The sample solution to Problem 17.15(a) showed the prepara- tion of 3-methyl-3-heptene by a Wittig reaction involving the ylide shown. Write equations showing the formation of this ylide beginning with 2-bromobutane. CH 3 (C 6 H 5 ) 3 P CCH 2 CH 3 H11001 H11002 C A B H (C 6 H 5 ) 3 P H11001 Alkyltriphenylphosphonium salt H11001 Y H11002 Base B A (C 6 H 5 ) 3 P H11001 H11002 C Triphenylphosphonium ylide H11001 Conjugate acid of base used HY (C 6 H 5 ) 3 P Triphenylphosphine CH 3 Br Bromomethane H11001 Br H11002 CH 3 (C 6 H 5 ) 3 P H11001 Methyltriphenylphosphonium bromide (99%) benzene (C 6 H 5 ) 3 P Triphenylphosphine B A CH X Alkyl halide X H11002 CH A B(C 6 H 5 ) 3 P H11001 Alkyltriphenylphosphonium halide CH 3 CH 2 CH 2 CH CH 3 CCH 2 CH 3 3-Methyl-3-heptene CH 3 CCH 2 CH 3 O 2-Butanone H11001P(C 6 H 5 ) 3 H11001 CH 3 CH 2 CH 2 CH H11002 Butylidenetriphenylphosphorane 680 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group H11001H11001H11001Br H11002 CH 3 (C 6 H 5 ) 3 P H11001 Methyltriphenylphos- phonium bromide O NaCH 2 SCH 3 Sodiomethyl methyl sulfoxide O CH 3 SCH 3 Dimethyl sulfoxide NaBr Sodium bromide DMSO (C 6 H 5 ) 3 P H11001 H11002 CH 2 Methylenetri- phenylphos- phorane Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Normally the ylides are not isolated. Instead, the appropriate aldehyde or ketone is added directly to the solution in which the ylide was generated. 17.14 STEREOSELECTIVE ADDITION TO CARBONYL GROUPS Nucleophilic addition to carbonyl groups sometimes leads to a mixture of stereoisomeric products. The direction of attack is often controlled by steric factors, with the nucle- ophile approaching the carbonyl group at its less hindered face. Sodium borohydride reduction of 7,7-dimethylbicyclo[2.2.1]heptan-2-one illustrates this point: Approach of borohydride to the top face of the carbonyl group is sterically hindered by one of the methyl groups. The bottom face of the carbonyl group is less congested, and the major product is formed by hydride transfer from this direction. The reduction is stereoselective. A single starting material can form two stereoisomers of the product but yields one of them preferentially. It is possible to predict the preferred stereochemical path of nucleophilic addition if one face of a carbonyl group is significantly more hindered to the approach of the reagent than the other. When no clear distinction between the two faces is evident, other, more subtle effects, which are still incompletely understood, come into play. Enzyme-catalyzed reductions of carbonyl groups are, more often than not, com- pletely stereoselective. Pyruvic acid is converted exclusively to (S)-(H11001)-lactic acid by the lactate dehydrogenase-NADH system (Section 15.11). The enantiomer (R)-(H11002)-lactic acid is not formed. CH 3 CCOH OO Pyruvic acid H11001 NADH Reduced form of coenzyme H11001 H H11001 lactate dehydrogenase C HO COH OH H 3 C (S)-(H11001)-Lactic acid H11001 NAD H11001 Oxidized form of coenzyme O CH 3 H 3 C Preferred direction of approach of borohydride is to less hindered face of carbonyl group. Approach of nucleophile from this direction is hindered by methyl group. H 3 B H H11002 17.14 Stereoselective Addition to Carbonyl Groups 681 O CH 3 H 3 C 7,7-Dimethylbicyclo[2.2.1]- heptan-2-one H OH CH 3 H 3 C exo-7,7-Dimethylbicyclo[2.2.1]- heptan-2-ol (80%) H11001 OH H CH 3 H 3 C endo-7,7-Dimethylbicyclo[2.2.1]- heptan-2-ol (20%) NaBH 4 isopropyl alcohol, 0°C You may find it helpful to make molecular models of the reactant and products in the re- action shown. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Here the enzyme, a chiral molecule, binds the coenzyme and substrate in such a way that hydrogen is transferred exclusively to the face of the carbonyl group that leads to (S)-(H11001)-lactic acid (Figure 17.11). The stereochemical outcome of enzyme-mediated reactions depends heavily on the way the protein chain is folded. Aspects of protein conformation will be discussed in Chapter 27. 17.15 OXIDATION OF ALDEHYDES Aldehydes are readily oxidized to carboxylic acids by a number of reagents, including those based on Cr(VI) in aqueous media. Mechanistically, these reactions probably proceed through the hydrate of the aldehyde and follow a course similar to that of alcohol oxidation. RCH O Aldehyde H11001 H 2 O RCOH O Carboxylic acid RCH OH OH Geminal diol (hydrate) oxidize oxidize RCH O Aldehyde RCOH O Carboxylic acid K 2 Cr 2 O 7 H 2 SO 4 , H 2 O O CH O Furfural O CO 2 H Furoic acid (75%) 682 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group NADH-binding site of enzyme Carbo xylate-binding site of enzyme N A D H C CH 3 OH H H11002 O 2 C Carbon yl-binding site of enzyme C C O H 3 C O O H11002 FIGURE 17.11 Enzyme-catalyzed reduction of pyruvate to (S)-(H11001)-lactate. A preferred orienta- tion of binding of pyruvate to the enzyme, coupled with a prescribed location of the reducing agent, the coenzyme NADH, leads to hydrogen transfer exclusively to a single face of the car- bonyl group. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.16 BAEYER–VILLIGER OXIDATION OF KETONES The reaction of ketones with peroxy acids is both novel and synthetically useful. An oxy- gen from the peroxy acid is inserted between the carbonyl group and one of the attached carbons of the ketone to give an ester. Reactions of this type were first described by Adolf von Baeyer and Victor Villiger in 1899 and are known as Baeyer–Villiger oxidations. Methyl ketones give esters of acetic acid; that is, oxygen insertion occurs between the carbonyl carbon and the larger of the two groups attached to it. The mechanism of the Baeyer–Villiger oxidation is shown in Figure 17.12. It begins with nucleophilic addition of the peroxy acid to the carbonyl group of the ketone, which is followed by migration of an alkyl group from the carbonyl group to oxygen. C 6 H 5 CO 2 OH CHCl 3 CCH 3 O Cyclohexyl methyl ketone O OCCH 3 Cyclohexyl acetate (67%) RCRH11032 O Ketone RCORH11032 O Ester RH11033COOH O Peroxy acid RH11033COH O Carboxylic acid H11001H11001 17.16 Baeyer–Villiger Oxidation of Ketones 683 Peroxy acids have been seen before as reagents for the epoxidation of alkenes (Sec- tion 6.18). The overall reaction: O RCRH11032 Ketone H11001 RH11033COOH O Peroxy acid ROCRH11032 O Ester H11001 RH11033COH O Carboxylic acid Step 1: The peroxy acid adds to the carbonyl group of the ketone. This step is a nucleophilic addition analogous to gem-diol and hemiacetal formation. O RCRH11032 Ketone H11001 RH11033COOH O Peroxy acid O RCRH11032 H HOCRH11033 (Peroxy monoester of gem-diol) Step 2: The intermediate from step 1 undergoes rearrangement. Cleavage of the weak O—O bond of the peroxy ester is assisted by migration of one of the substituents from the carbonyl group to oxygen. The group R migrates with its pair of electrons in much the same way as alkyl groups migrate in carbocation rearrangements. OOCRH11033 O H11001 O OCRH11033 O O R C O RH11032 Ester Carboxylic acid O C R RH11032 O H FIGURE 17.12 Mechanism of the Baeyer–Villiger oxida- tion of a ketone. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website In general, it is the more substituted group that migrates. The migratory aptitude of the various alkyl groups is: Tertiary alkyl H11022 secondary alkyl H11022 primary alkyl H11022 methyl PROBLEM 17.17 Using Figure 17.12 as a guide, write a mechanism for the Baeyer–Villiger oxidation of cyclohexyl methyl ketone by peroxybenzoic acid. PROBLEM 17.18 Baeyer–Villiger oxidation of aldehydes yields carboxylic acids (e.g., m-nitrobenzaldehyde yields m-nitrobenzoic acid). What group migrates to oxygen? The reaction is stereospecific; the alkyl group migrates with retention of configu- ration. In the companion experiment carried out on the trans stereoisomer of the ketone, only the trans acetate was formed. As unusual as the Baeyer–Villiger reaction may seem, what is even more remark- able is that an analogous reaction occurs in living systems. Certain bacteria, including those of the Pseudomonas and Acinetobacter type, can use a variety of organic com- pounds, even hydrocarbons, as a carbon source. With cyclohexane, for example, the early stages proceed by oxidation to cyclohexanone, which then undergoes the “biological Baeyer–Villiger reaction.” The product (6-hexanolide) is a cyclic ester or lactone (Section 19.15). Like the Baeyer–Villiger oxidation, an oxygen atom is inserted between the carbonyl group and the carbon attached to it. But peroxy acids are not involved in any way; the oxidation of cyclohexanone is catalyzed by an enzyme called cyclohexanone monooxygenase with the aid of certain coenzymes. 17.17 SPECTROSCOPIC ANALYSIS OF ALDEHYDES AND KETONES Infrared: Carbonyl groups are among the easiest functional groups to detect by infrared spectroscopy. The C?O stretching vibration of aldehydes and ketones gives rise to strong absorption in the region 1710–1750 cm H110021 as illustrated for butanal in Figure 17.13. In addition to a peak for C?O stretching, the CH?O group of an aldehyde exhibits two weak bands for C±H stretching near 2720 and 2820 cm H110021 . 1 H NMR: Aldehydes are readily identified by the presence of a signal for the hydro- gen of CH?O at H9254 9–10 ppm. This is a region where very few other protons ever appear. Figure 17.14 shows the 1 H NMR spectrum of 2-methylpropanal [(CH 3 ) 2 CHCH?O)], oxidation in Pseudomonas O 2 , cyclohexanone monooxygenase, and coenzymes Cyclohexane O Cyclohexanone 6-Hexanolide O O C 6 H 5 CO 2 OH CHCl 3 CCH 3 O CH 3 HH cis-1-Acetyl-2-methylcyclopentane OCCH 3 O CH 3 HH cis-2-Methylcyclopentyl acetate (only product; 66% yield) 684 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.17 Spectroscopic Analysis of Aldehydes and Ketones 685 Wave number, cm H110021 Transmittance (%) H±C O X CH 3 CH 2 CH 2 CH C?O O X H±C±C±CH 3 Chemical shift (δ, ppm) 9.609.70 (ppm) 2.8 2.6 (ppm) 2.4 2.2 (ppm) 1.4 1.2 1.0 0.8 9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0 CH 3 W W H O O CHCl 3 FIGURE 17.13 Infrared spectrum of butanal showing peaks characteristic of the CH?O unit at 2720 and 2820 cm H110021 (C±H) and at 1720 cm H110021 (C?O). FIGURE 17.14 The 200-MHz 1 H NMR spectrum of 2- methylpropanal, showing the aldehyde proton as a doublet at low field strength (9.7 ppm). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website where the large chemical shift difference between the aldehyde proton and the other pro- tons in the molecule is clearly evident. As seen in the expanded-scale inset, the aldehyde proton is a doublet, split by the proton as C-2. Coupling between the protons in HC±CH?O is much smaller than typical vicinal couplings, making the multiplicity of the aldehyde peak difficult to see without expanding the scale. Methyl ketones, such as 2-butanone in Figure 17.15, are characterized by sharp singlets near H9254 2 ppm for the protons of CH 3 C?O. Similarly, the deshielding effect of the carbonyl causes the protons of CH 2 C?O to appear at lower field (H9254 2.4 ppm) than in a CH 2 group of an alkane. 13 C NMR: The signal for the carbon of C?O in aldehydes and ketones appears at very low field, some 190–220 ppm downfield from tetramethylsilane. Figure 17.16 illus- trates this for 3-heptanone, in which separate signals appear for each of the seven car- bons. The six sp 3 -hybridized carbons appear in the range H9254 8–42 ppm, while the carbon of the C?O group is at H9254 210 ppm. Note, too, that the intensity of the peak for the C?O carbon is much less than all the others, even though each peak corresponds to a single carbon. This decreased intensity is a characteristic of Fourier transform (FT) spec- tra for carbons that don’t have attached hydrogens. UV-VIS: Aldehydes and ketones have two absorption bands in the ultraviolet region. Both involve excitation of an electron to an antibonding H9266*. In one, called a H9266→H9266* 686 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group 7.0 6.08.09.010.0 1.10 1.00 5.0 4.0 3.0 2.0 1.0 0.0 Chemical shift (δ, ppm) (ppm) 2.50 2.40 (ppm) FIGURE 17.15 The 200-MHz 1 H NMR spectrum of 2-butanone. The triplet–quartet pattern of the ethyl group is more clearly seen in the scale-expanded insets. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website transition, the electron is one of the H9266 electrons of the C?O group. In the other, called an n→H9266* transition, it is one of the oxygen lone-pair electrons. Since the H9266 electrons are more strongly held than the lone-pair electrons, the H9266→H9266* transition is of higher energy and shorter wavelength than the n→H9266* transition. For simple aldehydes and ketones, the H9266→H9266* transition is below 200 nm and of little use in structure determina- tion. The n→H9266* transition, although weak, is of more diagnostic value. Mass Spectrometry: Aldehydes and ketones typically give a prominent molecular ion peak in their mass spectra. Aldehydes also exhibit an M-1 peak. A major fragmentation pathway for both aldehydes and ketones leads to formation of acyl cations (acylium ions) by cleavage of an alkyl group from the carbonyl. The most intense peak in the mass spectrum of diethyl ketone, for example, is m/z 57, corresponding to loss of ethyl radi- cal from the molecular ion. H11001 m/z 86 CH 3 CH 2 CCH 2 CH 3 O H11001 m/z 57 CH 3 CH 2 C O H11001 CH 2 CH 3 Acetone H 3 C H 3 C C O H9266 → H9266* H9261 max 187 nm n → H9266* H9261 max 270 nm 17.17 Spectroscopic Analysis of Aldehydes and Ketones 687 120 100 80 60 40 20 0200 180 160 140 Chemical shift (δ, ppm) O X C O X CH 3 CH 2 CCH 2 CH 2 CH 2 CH 3 CH 3 CH 3CH 2 CH 2 CH 2 CH 2 FIGURE 17.16 The 13 C NMR spectrum of 3-heptanone. Each signal corresponds to a single car- bon. The carbonyl carbon is the least shielded and appears at H9254 210 ppm. Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.18 SUMMARY The chemistry of the carbonyl group is probably the single most important aspect of organic chemical reactivity. Classes of compounds that contain the carbonyl group include many derived from carboxylic acids (acyl chlorides, acid anhydrides, esters, and amides) as well as the two related classes discussed in this chapter—aldehydes and ketones. Section 17.1 The substitutive IUPAC names of aldehydes and ketones are developed by identifying the longest continuous chain that contains the carbonyl group and replacing the final -e of the corresponding alkane by -al for aldehydes and -one for ketones. The chain is numbered in the direction that gives the lowest locant to the carbon of the carbonyl group. Ketones are named using functional class IUPAC nomenclature by citing the two groups attached to the carbonyl in alphabetical order followed by the word “ketone.” Thus, 3-methyl-2-butanone (substitutive) becomes isopropyl methyl ketone (functional class). Section 17.2 The carbonyl carbon is sp 2 -hybridized, and it and the atoms attached to it are coplanar (Section 17.2). Section 17.3 Aldehydes and ketones are polar molecules. Nucleophiles attack C?O at carbon (positively polarized) and electrophiles, especially protons, attack oxygen (negatively polarized). Section 17.4 The numerous reactions that yield aldehydes and ketones discussed in earlier chapters and reviewed in Table 17.1 are sufficient for most syn- theses. Sections The characteristic reactions of aldehydes and ketones involve nucle- 17.5–17.13 ophilic addition to the carbonyl group and are summarized in Table 17.5. Reagents of the type HY react according to the general equation Aldehydes undergo nucleophilic addition more readily and have more favorable equilibrium constants for addition than do ketones. The step in which the nucleophile attacks the carbonyl carbon is C O H9254H11002H9254H11001 Aldehyde or ketone H11001 HY H9254H11001 H9254H11002 Product of nucleophilic addition to carbonyl group YCO H C R RH11032 O H9254H11001 H9254H11002 O H 3-Methylbutanal O 3-Methyl-2-butanone 688 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.18 Summary 689 TABLE 17.5 Nucleophilic Addition to Aldehydes and Ketones Reaction (section) and comments Hydration (Section 17.6) Can be either acid- or base-catalyzed. Equilibrium con- stant is normally unfavorable for hydra- tion of ketones unless R, RH11032, or both are strongly electron-withdrawing. Acetal formation (Sections 17.8-17.9) Reaction is acid-catalyzed. Equilibrium constant normally favorable for alde- hydes, unfavorable for ketones. Cyclic acetals from vicinal diols form readily. Reaction with primary amines (Section 17.10) Isolated product is an imine (Schiff’s base). A carbinolamine inter- mediate is formed, which undergoes dehydration to an imine. Cyanohydrin formation (Section 17.7) Reaction is catalyzed by cyanide ion. Cyanohydrins are useful synthetic inter- mediates; cyano group can be hydro- lyzed to ±CO 2 H or reduced to ±CH 2 NH 2 . General equation and typical example Aldehyde or ketone RCRH11032 O X H 2 O Water H11001 RCRH11032 W W OH OH Geminal diol Aldehyde or ketone RCRH11032 O X HCN Hydrogen cyanide H11001 RCRH11032 W W OH CN Cyanohydrin Chloroacetone (90% at equilibrium) ClCH 2 CCH 3 O X ClCH 2 CCH 3 W W OH OH Chloroacetone hydrate (10% at equilibrium) H 2 O 3-Pentanone CH 3 CH 2 CCH 2 CH 3 O X CH 3 CH 2 CCH 2 CH 3 W W OH CN 3-Pentanone cyanohydrin (75%) KCN H H11001 2-Methylpropanal (CH 3 ) 2 CHCH O X tert-Butylamine (CH 3 ) 3 CNH 2 H11001 (CH 3 ) 2 CHCH?NC(CH 3 ) 3 N-(2-Methyl-1-propylidene)- tert-butylamine (50%) Aldehyde or ketone RCRH11032 O X 2RH11033OH Alcohol H 2 O Water H11001H11001RCRH11032 W W ORH11033 ORH11033 Acetal H H11001 H11001 HCl NO 2 CH O X m-Nitrobenzaldehyde NO 2 CH(OCH 3 ) 2 m-Nitrobenzaldehyde dimethyl acetal (76–85%) CH 3 OH Methanol Aldehyde or ketone RCRH11032 O X RH11033NH 2 Primary amine H 2 O Water H11001H11001RCRH11032 X NRH11033 Imine (Continued) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website rate-determining in both base-catalyzed and acid-catalyzed nucleophilic addition. In the base-catalyzed mechanism this is the first step. Under conditions of acid catalysis, the nucleophilic addition step follows protonation of the carbonyl oxygen. Protonation increases the carboca- tion character of a carbonyl group and makes it more electrophilic. H11002 Y Nucleophile H11001 C O Aldehyde or ketone YCO H11002slow fast YCO H11002 H11001 H Y YCOH Product of nucleophilic addition H11001 H11002 Y 690 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group TABLE 17.5 Nucleophilic Addition to Aldehydes and Ketones (Continued) Reaction (section) and comments Reaction with secondary amines (Sec- tion 17.11) Isolated product is an en- amine. Carbinolamine intermediate can- not dehydrate to a stable imine. The Wittig reaction (Sections 17.12-17.13) Reaction of a phosphorus ylide with aldehydes and ketones leads to the formation of an alkene. A versa- tile method for the preparation of alkenes. General equation and typical example Aldehyde or ketone RCCH 2 RH11032 O X RH11033 2 NH Secondary amine H11001 H 2 O Water H11001RC?CHRH11032 W RH11033NRH11033 Enamine H11001 benzene heat O Cyclohexanone OHN Morpholine ON 1-Morpholinocyclohexene (85%) Aldehyde or ketone RCRH11032 O X H11001H11001(C 6 H 5 ) 3 P±C A B ± ± H11001 H11002 Wittig reagent (an ylide) (C 6 H 5 ) 3 P±O H11002 H11001 Triphenylphosphine oxide C?C A B R RH11032 ± ± ± ± Alkene Acetone CH 3 CCH 3 O X H11001 DMSO (C 6 H 5 ) 3 P±CHCH 2 CH 2 CH 2 CH 3 H11001 H11002 1-Pentylidenetriphenylphosphorane 2-Methyl-2-heptene (56%) (CH 3 ) 2 C?CHCH 2 CH 2 CH 2 CH 3 H11001 (C 6 H 5 ) 3 P±O H11002 H11001 Triphenylphosphine oxide Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website Often the product of nucleophilic addition is not isolated but is an inter- mediate leading to the ultimate product. Most of the reactions in Table 17.5 are of this type. Section 17.14 Nucleophilic addition to the carbonyl group is stereoselective. When one direction of approach to the carbonyl group is less hindered than the other, the nucleophile normally attacks at the less hindered face. Section 17.15 Aldehydes are easily oxidized to carboxylic acids. Section 17.16 The oxidation of ketones with peroxy acids is called the Baeyer–Villiger oxidation and is a useful method for preparing esters. Section 17.17 A strong peak near 1700 cm H110021 in the infrared is characteristic of com- pounds that bear a C?O group. The 1 H and 13 C NMR spectra of alde- hydes and ketones are affected by the deshielding of a C?O group. The proton of an H±C?O group appears in the H9254 8–10 ppm range. The car- bon of a C?O group is at H9254 190–210 ppm. PROBLEMS 17.19 (a) Write structural formulas and provide IUPAC names for all the isomeric aldehydes and ketones that have the molecular formula C 5 H 10 O. Include stereoisomers. (b) Which of the isomers in part (a) yield chiral alcohols on reaction with sodium borohydride? (c) Which of the isomers in part (a) yield chiral alcohols on reaction with methylmagne- sium iodide? RH11033COOH O X RCRH11032 O Ketone RCORH11032 O Ester Cr(VI) H 2 O RCH O Aldehyde RCOH O Carboxylic acid H11001C O Aldehyde or ketone fast H Y Resonance forms of protonated aldehyde or ketone C OH H11001 C H11001 OH slow H11002H H11001 H11001HY HY H11001 C OH YCOH Product of nucleophilic addition C OH H11001 Problems 691 3,3,5-Trimethylcyclohexanone CH 3 O H 3 C H 3 C trans-3,3,5-Trimethylcyclohexanol (83%) H OHCH 3 H 3 C H 3 C OH HCH 3 H 3 C H 3 C cis-3,3,5-Trimethylcyclohexanol (17%) 1. LiAlH 4 diethyl ether 2. H 2 O H11001 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.20 Each of the following aldehydes or ketones is known by a common name. Its substitutive IUPAC name is provided in parentheses. Write a structural formula for each one. (a) Chloral (2,2,2-trichloroethanal) (b) Pivaldehyde (2,2-dimethylpropanal) (c) Acrolein (2-propenal) (d) Crotonaldehyde [(E)-2-butenal] (e) Citral [(E)-3,7-dimethyl-2,6-octadienal] (f) Diacetone alcohol (4-hydroxy-4-methyl-2-pentanone) (g) Carvone (5-isopropenyl-2-methyl-2-cyclohexenone) (h) Biacetyl (2,3-butanedione) 17.21 Predict the product of the reaction of propanal with each of the following: (a) Lithium aluminum hydride (b) Sodium borohydride (c) Hydrogen (nickel catalyst) (d) Methylmagnesium iodide, followed by dilute acid (e) Sodium acetylide, followed by dilute acid (f) Phenyllithium, followed by dilute acid (g) Methanol containing dissolved hydrogen chloride (h) Ethylene glycol, p-toluenesulfonic acid, benzene (i) Aniline (C 6 H 5 NH 2 ) (j) Dimethylamine, p-toluenesulfonic acid, benzene (k) Hydroxylamine (l) Hydrazine (m) Product of part (l) heated in triethylene glycol with sodium hydroxide (n) p-Nitrophenylhydrazine (o) Semicarbazide (p) Ethylidenetriphenylphosphorane (q) Sodium cyanide with addition of sulfuric acid (r) Chromic acid 17.22 Repeat the preceding problem for cyclopentanone instead of propanal. 17.23 Hydride reduction (with LiAlH 4 or NaBH 4 ) of each of the following ketones has been reported in the chemical literature and gives a mixture of two diastereomeric alcohols in each case. Give the structures or build molecular models of both alcohol products for each ketone. (a) (S)-3-Phenyl-2-butanone (d) (b) 4-tert-Butylcyclohexanone (c) O O [(C 6 H 5 ) 3 P H11001 H11002 CHCH 3 ] 692 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.24 Choose which member in each of the following pairs reacts faster or has the more favor- able equilibrium constant for reaction with the indicated reagent. Explain your reasoning. (a) (rate of reduction with sodium borohydride) (b) (equilibrium constant for hydration) (c) Acetone or 3,3-dimethyl-2-butanone (equilibrium constant for cyanohydrin formation) (d) Acetone or 3,3-dimethyl-2-butanone (rate of reduction with sodium borohydride) (e) CH 2 (OCH 2 CH 3 ) 2 or (CH 3 ) 2 C(OCH 2 CH 3 ) 2 (rate of acid-catalyzed hydrolysis) 17.25 Equilibrium constants for the dissociation (K diss ) of cyanohydrins according to the equation have been measured for a number of cyanohydrins. Which cyanohydrin in each of the following pairs has the greater dissociation constant? (a) (b) 17.26 Each of the following reactions has been reported in the chemical literature and gives a sin- gle organic product in good yield. What is the principal product in each reaction? (a) (b) (c) (d) H 2 O, HCl heat CH 3 CH 3 CHCH 2 CH 2 O O CH 3 CH 2 CH O H11001 (CH 3 ) 2 NNH 2 OCH 3 CH O HO H11001 CH 3 ONH 2 HOCH 2 CH 2 CH 2 OH CH 3 O CH Br CH 3 O CH 3 O O H11001 p-toluenesulfonic acid benzene, heat C 6 H 5 CHCN W OH C 6 H 5 CCN W W OH CH 3 or CH 3 CH 2 CHCN W OH (CH 3 ) 2 CCN W OH or RCRH11032 W W OH CN Cyanohydrin RCRH11032 O X Aldehyde or ketone HCN Hydrogen cyanide H11001 K diss Cl 3 CCH or CH 3 CH O X O X C 6 H 5 CH or C 6 H 5 CCH 3 O X O X Problems 693 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website (e) (f) (g) 17.27 Wolff–Kishner reduction (hydrazine, KOH, ethylene glycol, 130°C) of the compound shown gave compound A. Treatment of compound A with m-chloroperoxybenzoic acid gave compound B, which on reduction with lithium aluminum hydride gave compound C. Oxidation of compound C with chromic acid gave compound D (C 9 H 14 O). Identify compounds A through D in this sequence. 17.28 On standing in 17 O-labeled water, both formaldehyde and its hydrate are found to have incorporated the 17 O isotope of oxygen. Suggest a reasonable explanation for this observation. 17.29 Reaction of benzaldehyde with 1,2-octanediol in benzene containing a small amount of p-toluenesulfonic acid yields almost equal quantities of two products in a combined yield of 94%. Both products have the molecular formula C 15 H 22 O 2 . Suggest reasonable structures for these prod- ucts. 17.30 Compounds that contain both carbonyl and alcohol functional groups are often more stable as cyclic hemiacetals or cyclic acetals than as open-chain compounds. Examples of several of these are shown. Deduce the structure of the open-chain form of each. (a) (c) (b) (d) 17.31 Compounds that contain a carbon–nitrogen double bond are capable of stereoisomerism much like that seen in alkenes. The structures Talaromycin A (a toxic substance produced by a fungus that grows on poultry house litter) O O OH CH 2 CH 3 HOCH 2 HO O CH 3 O O CH 3 CH 2 Brevicomin (sex attractant of Western pine beetle) OHO O CHCl 3 CCH 3 O CH 3 CH 2 CH 3 H11001 O C 6 H 5 COOH p-toluenesulfonic acid benzene, heat C 6 H 5 CCH 3 O H11001 OHN NaCN HCl C 6 H 5 CCH 3 O 694 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website are stereoisomeric. Specifying stereochemistry in these systems is best done by using E–Z descrip- tors and considering the nitrogen lone pair to be the lowest priority group. Write the structures or build molecular models, clearly showing stereochemistry, of the following: (a) (Z)-CH 3 CH?NCH 3 (c) (Z)-2-Butanone hydrazone (b) (E)-Acetaldehyde oxime (d) (E)-Acetophenone semicarbazone 17.32 Compounds known as lactones, which are cyclic esters, are formed on Baeyer–Villiger oxi- dation of cyclic ketones. Suggest a mechanism for the Baeyer–Villiger oxidation shown. 17.33 Organic chemists often use enantiomerically homogeneous starting materials for the synthe- sis of complex molecules (see Chiral Drugs, p. 273). A novel preparation of the S enantiomer of compound B has been described using a bacterial cyclohexanone monooxygenase enzyme system. (a) What is compound A? (b) How would the product obtained by treatment of compound A with peroxyacetic acid differ from that shown in the equation? 17.34 Suggest reasonable mechanism for each of the following reactions: (a) (b) 17.35 Amygdalin, a substance present in peach, plum, and almond pits, is a derivative of the R enantiomer of benzaldehyde cyanohydrin. Give the structure of (R)-benzaldehyde cyanohydrin. 17.36 Using ethanol as the source of all the carbon atoms, describe efficient syntheses of each of the following, using any necessary organic or inorganic reagents: (a) CH 3 CH(OCH 2 CH 3 ) 2 (b) O O H CH 3 NaOCH 3 CH 3 OH (CH 3 ) 3 CCHCH O Cl (CH 3 ) 3 CCHCH(OCH 3 ) 2 OH (72%) (CH 3 ) 3 CCCH 2 OCH 3 O (88%) NaOCH 3 CH 3 OH C (CH 3 ) 3 C Cl O CH 2 O 2 , cyclohexanone monooxygenase, and coenzymes Compound A O H 3 C O Compound B O Cyclopentanone O O 5-Pentanolide (78%) C 6 H 5 CO 2 OH C RH11032 R X N and C RH11032 R X N Problems 695 Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website (c) (e) (d) (f) CH 3 CH 2 CH 2 CH 2 OH 17.37 Describe reasonable syntheses of benzophenone, , from each of the following starting materials and any necessary inorganic reagents. (a) Benzoyl chloride and benzene (b) Benzyl alcohol and bromobenzene (c) Bromodiphenylmethane, (C 6 H 5 ) 2 CHBr (d) Dimethoxydiphenylmethane, (C 6 H 5 ) 2 C(OCH 3 ) 2 (e) 1,1,2,2-Tetraphenylethene, (C 6 H 5 ) 2 C?C(C 6 H 5 ) 2 17.38 The sex attractant of the female winter moth has been identified as the tetraene CH 3 (CH 2 ) 8 CH?CHCH 2 CH?CHCH 2 CH?CHCH?CH 2 . Devise a synthesis of this material from 3,6-hexadecadien-1-ol and allyl alcohol. 17.39 Hydrolysis of a compound A in dilute aqueous hydrochloric acid gave (along with methanol) a compound B, mp 164–165°C. Compound B had the molecular formula C 16 H 16 O 4 ; it exhibited hydroxyl absorption in its infrared spectrum at 3550 cm H110021 but had no peaks in the carbonyl region. What is a reasonable structure for compound B? 17.40 Syntheses of each of the following compounds have been reported in the chemical litera- ture. Using the indicated starting material and any necessary organic or inorganic reagents, describe short sequences of reactions that would be appropriate for each transformation. (a) 1,1,5-Trimethylcyclononane from 5,5-dimethylcyclononanone (b) (c) (d) (e) CH 2 OCH 3 CH 3 Cl from 3-chloro-2-methylbenzaldehyde CH 3 CCH 2 CH 2 C(CH 2 ) 5 CH 3 OO from CCH 2 CH 2 CH 2 OHHC from o-bromotoluene and 5-hexenal CCH 2 CH 2 CH 2 CH CH 3 CH 2 CH 2 C 6 H 5 H 3 C from C 6 H 5 C O CHCH(OCH 3 ) 2 OH Compound A C 6 H 5 CC 6 H 5 O X CH 3 CHC OH CH HCCH 2 C O CHO O 696 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.41 The following five-step synthesis has been reported in the chemical literature. Suggest reagents appropriate for each step. 17.42 Increased “single-bond character” in a carbonyl group is associated with a decreased car- bon–oxygen stretching frequency. Among the three compounds benzaldehyde, 2,4,6-trimethoxy- benzaldehyde, and 2,4,6-trinitrobenzaldehyde, which one will have the lowest frequency carbonyl absorption? Which one will have the highest? 17.43 A compound has the molecular formula C 4 H 8 O and contains a carbonyl group. Identify the compound on the basis of its 1 H NMR spectrum shown in Figure 17.17. COCH 3 O O O O COCH 3 O O O CH 2 OH O O CH O O O CH 3 O CH 3 Problems 697 C 4 H 8 O 1.0 1.601.70 2.302.402.50 1 2 2 3 9.6 6 5 4 3 2 1 07891011 Chemical shift (δ, ppm) FIGURE 17.17 The 200-MHz 1 H NMR spectrum of a compound (C 4 H 8 O) (Problem 17.43). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.44 A compound (C 7 H 14 O) has a strong peak in its infrared spectrum at 1710 cm H110021 . Its 1 H NMR spectrum consists of three singlets in the ratio 9:3:2 at H9254 1.0, 2.1, and 2.3 ppm, respectively. Iden- tify the compound. 17.45 Compounds A and B are isomeric diketones of molecular formula C 6 H 10 O 2 . The 1 H NMR spectrum of compound A contains two signals, both singlets, at H9254 2.2 (6 protons) and 2.8 ppm (4 protons). The 1 H NMR spectrum of compound B contains two signals, one at H9254 1.3 ppm (triplet, 6 protons) and the other at H9254 2.8 ppm (quartet, 4 protons). What are the structures of compounds A and B? 17.46 A compound (C 11 H 14 O) has a strong peak in its infrared spectrum near 1700 cm H110021 . Its 200- MHz 1 H NMR spectrum is shown in Figure 17.18. What is the structure of the compound? 17.47 A compound is a ketone of molecular formula C 7 H 14 O. Its 13 C NMR spectrum is shown in Figure 17.19. What is the structure of the compound? 698 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group 6.0 2.42.83.2 1.6 1.2 .82.0 5.0 4.0 3.0 2.0 1.0 0.07.08.09.010.0 Chemical shift (δ, ppm) (ppm) C 11 H 14 O 2 2 2 2 3 3 FIGURE 17.18 The 200-MHz 1 H NMR spectrum of a compound (C 11 H 14 O) (Problem 17.46). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.48 Compound A and compound B are isomers having the molecular formula C 10 H 12 O. The mass spectrum of each compound contains an abundant peak at m/z 105. The 13 C NMR spectra of com- pound A (Figure 17.20) and compound B (Figure 17.21) are shown. Identify these two isomers. Problems 699 100 80 60 40 20 0120140160180200 C 7 H 14 O Chemical shift (δ, ppm) 120 100 80 60 40 20 0140160180200 Compound A C 10 H 12 O C C CH CH CH CH 2 CH 2 CH 3 Chemical shift (δ, ppm) FIGURE 17.19 The 13 C NMR spectrum of an unknown compound (C 7 H 14 O) (Prob- lem 17.47). FIGURE 17.20 The 13 C NMR spectrum of compound A (C 10 H 12 O) (Problem 17.48). Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website 17.49 The most stable conformation of acetone has one of the hydrogens of each methyl group eclipsed with the carbonyl oxygen. Construct a model of this conformation. 17.50 Construct a molecular model of cyclohexanone. Do either of the hydrogens of C-2 eclipse the carbonyl oxygen? 700 CHAPTER SEVENTEEN Aldehydes and Ketones: Nucleophilic Addition to the Carbonyl Group FIGURE 17.21 The 13 C NMR spectrum of compound B (C 10 H 12 O) (Problem 17.48). 100 80 60 40 20 0120140160180200 Compound B C 10 H 12 O CH 3 CH CH CH CH C C Chemical shift (δ, ppm) Back Forward Main Menu TOC Study Guide TOC Student OLC MHHE Website