I1
Breakfast Cereals and Other
Products of Extrusion Cooking
Breakfast Cereals
All cereals contain a large proportion of starch.
In its natural form, the starch is insoluble,
tasteless, and unsuited for human consumption.
To make it digestible and acceptable it must be
cooked. Breakfast cereals are products that are
consumed after cooking, and they fall into two
categories: those made by a process that does not
include cooking and which therefore have to be
cooked domestically (hot cereals) and those which
are cooked during processing and which require
no domestic cooking. The first class of products
is exemplified by various types of porridge, the
second by products which are described as ¡®ready-
to-eat¡¯ cereals.
Besides the distinction regarding the need for
domestic cooking as against readiness for con-
sumption, breakfast cereals can also be classified
according to the form of the product, and accord-
ing to the particular cereal used as the raw
material.
the starch. Cooking by extrusion at low moisture
causes the starch granules to lose their crystallinity,
but they are unable to swell as in the normal
gelatinization process in excess water. However,
when they are exposed to moisture during con-
sumption they hydrate and swell to become
susceptible to enzymic digestion.
Hot cereals
Porridge from oats
Porridge is generally made from oatmeal or
oatflakes (rolled oats or ¡®porridge oats¡¯), the
manufacture of which was described on p. 167.
The milling process to make oatmeal includes no
cooking (unless the oats are stabilized to inactivate
the enzyme lipase: cf. p. 165), and the starch in
oatmeal is ungelatinized; moreover, the particles
of oatmeal are relatively coarse in size. Con-
sequently , porridge made from coarse oatmeal
requires prolonged domestic cooking, by boiling
with water, to bring about gelatinization of the
starch. Oatmeal of flour fineness cooks quickly,
but the cooked product is devoid of the granular
Cooking of cereals
If the cereal is cooked with excess of water and structure associated with the best Scotch porridge.
only moderate heat, as in boiling, the starch Rolled oats are partially cooked during manu-
gelatinizes and becomes susceptible to starch- facture; the pinhead oatmeal from which rolled
hydrolyzing enzymes of the digestive system. If oats is made is softened by treatment with steam
cooked with a minimum of water or without and, in this plastic condition, is flattened on
water, but at a higher temperature, as in toasting, flaking rolls. Thus, porridge made from rolled
a non-enzymic browning (Maillard) reaction oats requires only a brief domestic cooking time
between protein and reducing carbohydrate may to complete the process of starch gelatinization.
occur, and there may be some dextrinization of The amount of domestic cooking required by
244
BREAKFAST CEREALS AND OTHER PRODUCTS OF EXTRUSION COOKING 245
rolled oats is dependent to a large extent on the in approximately equal proportions: (a) ordinary
processes of cutting, steaming and flaking, which rolled oats made from small particle-size pinhead
are interrelated. The size of the pinhead oatmeal oatmeal, and (b) very thin flakes of a roller-dried
influences rate of moisture penetration in the batter of oatflour and water, similar to products
steamer; smaller particles will be more thoroughly of this nature used for infant feeding. When this
moistened than large particles by the steaming porridge mix is stirred with hot water, the thin
process, and hence the starch will be gelatinized flakes form a smooth paste while the rolled oats,
to a greater degree, and the steamed pinhead meal which do not completely disperse, provide a
will be softer. For a given roller pressure at the chewy constituent and give body to the porridge.
flaking stage, this increase in softness will result The preparation of an instant reconstitutable
in thinner flakes being obtained from smaller- oatflake is disclosed in U.S. Pat. No. 4,874,624.
sized particles of pinhead meal. During the The product is made by conditioning normal
domestic cooking of porridge, the thinner flakes oatflakes with water to 18.5% m.c., extrusion
will cook more rapidly than thicker flakes because cooking them (cf. p. 246) at high pressure for
moisture penetration is more rapid. 10-120 sec to an exit temperature of 95"C, cutting
Thin flakes would normally be more fragile the extrudate into pellets, and flaking the pellets
than thick ones, and more likely to break during on rolls, and then drying the flakes to 2-12% m.c.
transit. However, thin flakes can be strengthened The flakes so processed may be blended (70:30)
by raising the moisture content of the pinhead with normal oatflakes which have been steamed
meal feeding the steamer, thereby increasing the to inactivate enzymes.
degree of gelatinization of the starch. Gelatinized
starch has an adhesive quality, and quite thin
Specification for oatmeal and oatflakes
flakes rolled from highly gelatinized small particle-
size pinhead meal can be surprisingly strong. Quality tests for milled oat products include
The average thickness of commercial rolled determination of moisture, crude fibre and free
oats is generally 0.30-0.38 mm (0.012-0.015 in); fatty acid (FFA) contents, and of lipase activity.
when tested with Congo Red stain (which colours A recommended specification is a maximum of
only the gelatinized and damaged starch granules; 5% acidity (cf. p. 164) due to FFA (calculated as
cf. p. 185), about 30% of the starch granules in oleic acid, and expressed as a percentage of the fat)
rolled oats appear to be gelatinized. and a nil response for lipase activity. Other sug-
gested tests are for arsenic (which could be derived
from the fuel used in the kiln), lead and copper
which catalyze oxidation of the fat (Anon., 1970).
Ready-cooked porridge
In the search for porridge-like products which Raw oats normally contain an active lipase
require even less cooking than rolled oats, a enzyme, and, with the fat content of oats being
product called 'Porridge without the pot' has been some 2-5 times as high as that of wheat, it is desir-
made. Porridge can be made from this material able that the lipase should be inactivated during
merely by stirring with hot or boiling water in the processing of oats, to prevent it catalyzing the
the bowl: it consists of oatflakes of a special type. hydrolysis of the fat, which would lead to the
As compared with ordinary rolled oats, these production of bitter-tasting free fatty acids. Lipase
flakes are thinner, stronger, and contain starch is inactivated by the stabilization process, as
which is more completely gelatinized. They could described above in Ch. 6, a most important
be manufactured by steaming the pinhead oat- safeguard in keeping the quality of the oatmeal.
meal at a somewhat higher moisture content than
Porridge from other cereals
normal, rolling at a greater pressure than normal,
and using heated flaking rolls.
Another type of porridge mix, known as Ready- In Africa, maize grits or hominy grits are used
brek, consists of a blend of two types of flakes to make porridge, by boiling with water. In Italy,
246 TECHNOLOGY OF CEREALS
maize porridge, made from fine maize grits or
called ¡®polenta¡¯.
Barley meal is used for making a type of
porridge in many countries in the Far East, the
Middle East, and North Africa (cf. p. 13).
Wholemeal flour made from sorghum or millet
may be cooked with water to make a porridge- G F E D c B
like food in African countries and in India.
Porridge made from parched millet grain in the
Soviet Union is called Kushu.
coarse maize meal, and flavoured with cheese, is Tronsition point Woter Flour
Al
I pll?re lzl Conveying zone 1 zOne I Conveying zone
Mixing
zone
FIG. 11.1 Diagram of an extrusion cooker, showing its
components and zones. (Reproduced from Guy, 1989, by
courtesy of the A.A.C.C.) Ready-to-eat cereals
While porridge-type cereals have been con-
sumed for many years, the development of ready-
to-eat cereals is relatively recent. Ready-to-eat
cereals owe their origin to the Seventh Day
Adventist Church, whose members, preferring
an entirely vegetable diet, experimented with the
processing of cereals in the mid-nineteenth century.
A granulated product, ¡®Granula¡¯, made by J. C.
Jackson in 1863, may have been the first comer-
cially available ready-to-eat breakfast cereal. A
similar product, ¡®Granola¡¯, was made by J. H.
Kellogg by grinding biscuits made from wheat-
meal, oatmeal and maizemeal. Mass acceptance of
ready-to-eat cereals was achieved in countries such
as the U.S.A. by means of efficient advertizing.
Processing
The stages in the processing of ready-to-eat
cereals would include the preparation of the cereal
by cleaning, and possibly pearling , cutting or
grinding; the addition of adjuncts such as salt,
malt, sweeteners and flavouring materials; mixing
with sufficient water to give a paste or dough
of the required moisture content; cooking the
mixture; cooling and partially drying, and shaping
the material by, e.g. rolling, puffing, shredding,
into the desired form, followed by toasting, which
also dries the material to a safe m.c. for packaging.
Batch cooking
Until recently, the cooking was carried out in
rotating vessels, ¡®cookers¡¯, into which steam was
injected, and the system was a batch process. The
batch cooking process has now been largely
superseded by continuous cooking processes in
which cooking and extrusion through a die are
both carried out in a single piece of equipment
- a cooking extruder or extrusion-cooker (see Fig.
11.1). Extrusion-cooking is a high-temperature,
short-time (HTST) process in which the material
is plasticized at a relatively high temperature,
pressure and shear before extrusion through a die
into an atmosphere of ambient temperature and
pressure (Linko, 1989a).
Continuous cooking
Continuous cooking methods have many
advantages over batch methods: for example,
continuous methods require less floor space and
less energy in operation; they permit better con-
trol of processing conditions, leading to improved
quality of the products. Moreover, batch cooking
methods were usually restricted to the use of
whole grain or to relatively large grain fragments,
whereas extrusion cooking can also utilize much
finer materials, including flour.
Extrusion cookers
An extrusion cooker is a continuous processing
unit based on a sophisticated screw system rotating
within the confines of a barrel. Raw materials are
transported into a cooking zone where they are
compressed and sheared at elevated temperatures
BREAKFAST CEREALS AND OTHER PRODUCTS OF EXTRUSION COOKING 247
and pressures to undergo a melt transition and zone on the screw but the use of barrel heaters
form a viscous fluid. The extruder develops the and steam injection in preconditioning units can
fluid by shearing the biopolymers, particularly help to induce sharper and earlier melt transitions
the starch (Guy and Horne, 1988; Guy, 1991) and or to increase the throughput (Harper, 1989).
shapes the fluid by pumping it through small dies. Considerable back-mixing may occur in the chan-
The equipment may consist of single- or twin- nel of the screw, giving a fairly broad residence-
screws with spirally-arranged flights for conveying, time distribution.
and special kneading and reversing elements for All twin-screw extruders have a positive pump-
creating high pressure shearing and kneading ing action and can convey all types of viscous
zones. In order to achieve the high temperatures materials with efficiency and narrow residence-
necessary for the melt transition, the raw materials time distributions. Special zones can be set up
require large heat inputs. These are achieved by along the screw to improve the mixing, compres-
the dissipation of mechanical energy from the sion and shearing action of the screws. Co-
screw caused by frictional and viscous effects, by rotating twin-screw extruders, which have self-
the injection of steam into the cereal mass, and wiping screws and higher operating speeds than
by conduction from the heated sections of the counter-rotating machines, are currently the pre-
barrel or screw, using heating systems based on dominant choice of extruders for use in the food
electrical elements, steam or hot fluids. industry (Fichtali and van de Voort, 1989). The
In extrusion cookers with twin screws, the physical changes to the raw materials occurring
screws may be co-rotating or counter-rotating. within the single- and twin-screw extruders are
Further, there are many variations possible in basically the same and have the same relationships
screw design relating to physical dimensions, to temperature, shearing forces and time. How-
pitch, flight angles, etc. and, in the twin-screw, ever, control of the process is simpler in the twin-
the extent to which the separate screws on screw machines because the output is not affected
each shaft intermesh (Fichtali and van de Voort, by the physical nature of the melt phase being
1989). The main difference between single- and produced within the screw system, and the back-
twin-screw extruders concerns the conveying mixing can be more tightly controlled, giving
characteristics of the screws. better overall control and management of the
Single-screw extruders were first used to manu- process.
facture ready-to-eat breakfast cereals in the 1960s,
but they had problems with the transport of
F,aked products from maize
slippery or gummy materials because they rely
on the drag flow principle for conveying the Maize (for ¡®corn flakes¡¯), wheat or rice are the
materials within the barrel. The problems of cereals generally used for flaking.
slippage can be overcome to some degree by using In the traditional batch process for making
grooves in the barrel walls (Hauck and Huber, cornflakes, a blend of maize grits - chunks of
1989). The single-screw extruder has a continuous about 0.5-0.33 of a kernel in size -plus flavouring
channel from the die to the feed port, and materials, e.g. 6% (on grits wt) of sugar, 2% of
therefore its output is related to the die pressure malt syrup, 2% of salt, possibly plus heat-stable
and slippage. The screw is usually designed to vitamins and minerals, is pressure-cooked for
compress the raw materials by decreasing the about 2 h in rotatable batch cookers at a steam
flight height, thereby decreasing the volume pressure of about 18 psi to a moisture content of
available in the flights. At relatively high screw about 28% after cooking. The cooking is complete
speeds the screw mixes and heats the flour mass, when the colour of the grits has changed from
and a melt transition is achieved permitting the chalky-white to light golden brown, the grits have
softened starch granules to be developed by the become soft and translucent, and no raw starch
shearing action of the screw. remains.
This transition usually occupies a fairly broad The cooked grits are dried by falling against a
248 TECHNOLOGY OF CEREALS
counter-current of air at about 65°C under con- slightly narrower than the width of the grain.
trolled humidity conditions, to ensure uniform Without fragmenting the grain, bumping disrupts
drying, to a moisture content of about 20%, a the bran coat, assisting the penetration of water.
process taking 2.5-3 h, and are then cooled and Flavouring adjuncts - sugar, malt syrup, salt -
rested to allow equilibration of moisture. The are then added and the grain is pressure cooked
resting period was formerly about 24 h, but at about 15 psi for 30-35 min. The cooked wheat,
is considerably less under controlled humidity at 28-30% m.c., emerges in big lumps which have
drying conditions. The dried grits are then flaked to be ¡®delumped¡¯, and then dried from about 30%
on counter-rotating rollers, which have a surface m.c. to 16-18% m.c. After cooling to about 43¡±C,
temperature of 43¡±-46¡±C, at a pressure of 40 t at the grain is binned to temper for a short time,
the point of contact, and the flakes thus formed and flaked (as for maize). Just before flaking, the
are toasted in tunnel or travelling ovens at 300°C grain is heated to about 88°C to plasticize the
for about 50 sec. The desirable blistering of the kernels and prevent tearing on the flaking rolls.
surface of the flakes is related to the roller The flakes leave the rolls at about 15-18% m.c.
surface temperature and to the moisture content and are then toasted and dried to 3% m.c.
of the grits, which should be 10-14% m.c. when
Rice flakes
rolled. After cooling, the flakes may be sprayed
with solutions of vitamins and minerals before
packaging. To make rice flakes using the traditional process,
the preferred starting material is head rice (whole
de-husked grains) or 2nd heads (large broken
kernels). Flavouring adjuncts are similar to those
Extruded flakes
These, made from maize or wheat, are cooked used with maize and wheat. The blend of rice
in an extrusion cooker, rather than in a batch plus adjuncts is pressure-cooked at 15-18 psi for
pressure cooker, and can be made from fine meal about 60 min. The moisture content of the cooked
or flour rather than from coarse grits. The dry material should not exceed 28% m.c., otherwise
material is fed continuously into the extrusion it becomes sticky and difficult to handle. De-
cooker, and is joined by a liquid solution of the lumping, drying (to about 17% m.c.: at lower
flavouring materials - sugar, malt, salt, etc. moisture contents the particles shear; at higher
These are mixed together by the rotation of the moisture contents the flaking rolls become
screw and conveyed through the heated barrel, gummed up), cooling, tempering (up to 8 h) and
thereby becoming cooked. flaking are as for wheat flakes.
The material is extruded through the die in the In the toasting of the rice flakes, more heat is
form of ribbons which are cut to pellet size by a required than for making wheat flakes. The
rotating knife. The pellets are then dried, tem- moisture content of the feed and the heat of the
pered, flaked and toasted as described for the oven are adjusted so that the flakes blister and
traditional method (Fast, 1987; Fast and Caldwell, puff during toasting; accordingly, the discharge
1990; Hoseney, 1986; Midden, 1989; Rooney and end of the oven is hotter than the feed end.
Serna-Saldivar, 1987). The moisture content of the final product is 1-3%
m.c.
The process for making rice flakes by extrusion
resembles that described for maize and wheat,
Flaked products from wheat and rice
except that a colouring material is added to offset
the dull or grey appearance caused by mechanical
Wheat flakes
These are traditionally made from whole wheat working during extrusion. The lack of natural
grain, which is conditioned with water to about colour is emphasized if the formulation is low in
21% m.c. and then ¡®bumped¡¯ by passing through sugar or malt syrup as sources of reducing sugars
a pair of smooth rollers set so that the roll gap is that could participate in a Maillard reaction.
BREAKFAST CEREALS AND OTHER PRODUCTS OF EXTRUSION COOKING 249
with the enrichment, and bumped more heavily
than for Krispies, then oven-puffed and toasted.
gluten, defatted wheat germ, non-fat dry milk,
or dried yeast, plus vitamins, minerals and anti-
oxidants (Juliana and Sakurai, 1985).
Gun-puffed rice
Puffed products
by sudden application of heat at atmospheric
pressure so that the water in the cereal is vapor-
ized in situ, thereby expanding the product (oven
puffing); or by the sudden transference of the
cereal containing superheated steam from a high
pressure to a low pressure, thereby allowing the
water suddenly to vaporize and cause expansion
Cerea1s may be puffed in either Of tWo ways:
The high protein enrichment may be vital wheat
Long-grain white rice or parboiled medium-
(gun puffing)* The key to the degree Of puffing
Of the cooked grain is the suddenness Of change
grain rice is generally used for gun-puffing,
although short-grain, low-amylose (Gwaxy7) rice
is used for gun-puffing in the U.S.A., and par-
Puffed parboiled rice has a darker, less acceptable
colour and tends to undergo oxidative rancidity
faster than puffed raw rice, but parboiled rice
requires less treatment, viz. lower steam pressure
and temperature, than raw rice (Juliano and
Sakurai, 1985).
A batch of the prepared grain is preheated to
521¡±-638¡±C and fed to the puffing gun, a pressure
0 ven -p u ffed rice
Oven-puffed rice is made from raw or parboiled chamber with an internal volume of 0.5-1 .O ft3,
milled rice which is cooked, with the adjuncts, which is heated externally and by injection of
for 1 h at 15-18 lblin2 in a rotary cooker until superheated steam, so that the internal pressure
uniformly translucent. It is dried to 30% m.c., rapidly builds up to about 200 lb/in2 (1.379 MN1
tempered for 24 h, dried again, this time to 20% m2) at temperatures up to 242¡±C, and the starch
m.c., and subjected to radiant heat to plasticize in the material becomes gelatinized. The pressure
the outside of the grain. The grain is ¡®bumped¡¯ is suddenly released by opening the chamber of
through smooth rolls, just sufficiently to flatten the puffing gun. The material is ¡®shot¡¯ out,
and compress it, and then surface dried to about expansion of water vapour on release of the
15% m.c., and tempered again for 12-15 h at pressure blowing up the grains or pellets to
room temp. The bumped rice then passes to the several times their original size. The puffed
toasting oven, where it remains for 30-90 sec. product is dried to 3% m.c. by toasting, then
The temperature in the oven is about 300°C in cooled and packaged (Fast, 1987; Fast and
the latter half of the oven-cycle - as hot as Caldwell, 1990; Juliano and Sakurai, 1985).
possible short of scorching the grains. Due to the For satisfactory puffing, the starch should have
bumping, which has compressed the grains, and plastic flow characteristics under pressure, and
the high temperature, the grains immediately hence the temperature should be high enough.
puff to 5-6 times their original size. The puffed Moreover, the material at the moment before
grains are cooled, fortified with vitamins and expansion requires cohesion to prevent shattering
minerals, if required, and treated with anti- and elasticity to permit expansion. The balance
oxidants (Hoseney, 1986; Juliano and Sakurai, between these two characteristics can be varied
1985). Kellog¡¯s ¡®Rice Krispies¡¯ is a well-known by adding starch, which has cohesive properties.
brand of oven-puffed rice. Kellogg¡¯s ¡®Special K¡¯ , Extruded gun-puffed cereals can be made from
containing 20% of protein, is made in a similar oat flour or maize meal, with which tapioca or
way to Rice Krispies up to the drying before rye flour can be blended. This material is fed
bumping. The material is then wetted, coated into the cooking extruder and a solution of the
in temperature or pressure (Hoseney, 1986).
wheat, oats or pearl barley, which are prepared
by cleaning, conditioning and depericarping (e.g.
by a wet scouring process). Flavouring adjuncts
(sugar, malt syrup, salt, etc.) are added as for
flaked products.
The preferred grains for puffing are riceY
boiled waxy rice may be used in the Philippines.
2 50 TECHNOLOGY OF CEREALS
adjuncts - sugar, malt syrup, salt - is added
with more water. The dough is cooked in the
cooking extruder and is transferred to a forming
extruder in which a non-cooking temperature -
below 71°C - is maintained. The extruded collets
are dried from 20-24% m.c. to 9-12% m.c. and
then gun-puffed at 26Oo-427"C and 100-200 Ib/
in2 pressure as previously described (Fast and
Caldwell, 1990; Rooney and Se Saldivar, 1987). A
10-16-fold expansion results.
Puffed wheat
A plate wheat called Tagenrog is the type of
wheat preferred for puffing on account of its
large grain size which gives high yields of large
puffs, but durum or CWRS wheat may also be
used.
The wheat is pretreated with about 4% of a
saturated brine solution (26% salt content) to
toughen the bran during preheating and make it
cohesive, so that the subsequent puffing action
blows the bran away from the grain, thereby
improving its appearance. Alternatively, the bran
can be partly removed by pearling on carborun-
dum stones. The puffing process is similar to that
described for rice (Fast and Caldwell, 1990).
Continuous puffing
Using a steam-pressurized puffing chamber,
the prepared grain is admitted through valves and
subsequently released through an exit pore with-
out loss of pressure in the chamber (U.S. Pat.
No. 3,971,303).
Shredded products
Wheat is the cereal generally used, a white,
starchy type, such as Australian, being preferred.
The whole grain is cleaned and then cooked in
boiling water with injection of steam for 30-35
min until the centre of the kernel changes from
starchy white to translucent grey, and the grain
is soft and rubbery. The moisture content is 45-
50%, and the starch is fully gelatinized. The
cooked grain is cooled to room temperature and
rested for up to 24 h to allow moisture equilibra-
tion. During this time, the kernels firm up
because of retrogradation of the starch: this
firming is essential for obtaining shreds of adequate
strength. The conditioned grain is fed into shred-
ders consisting of a pair of metal rolls - one is
smooth, the other has grooves between which the
material emerges as long parallel shreds. The
shreds are detached from the grooves by the teeth
of a comb and fall onto a slowly travelling band,
a thick mat being built up by the superimposition
of several layers. The mat is cut into tablets
by a cutter which has dull cutting edges: the
squeezing action of the cutter compresses the
shreds and makes them adhere to one another.
The tablets are baked at 260°C in a gas-heated
revolving oven or a conveyor-belt oven, taking
about 20 min. The major heat input is at the feed
end; the biscuits increase in height as moisture
is lost in the middle section, while colour is
developed in the final section. The moisture
content of the biscuits is about 45% entering the
oven, about 4% leaving the oven. The biscuits
may be further dried to 1% m.c., passed through
a metal detector, and then packaged (Fast, 1987;
Fast and Caldwell, 1990).
Shredded products may also be made from the
flour of wheat, maize, rice or oats which would
be cooked in batches or by continuous extrusion
cooking. Flavouring and nutritional adjuncts may
be added. After cooking, cooling and equilibra-
tion for 4-24 h, the material is shredded and
baked as described above. When using maize or
rice to make a shredded product, however, it is
desirable to produce a degree of puffing to avoid
hardness. This is achieved by using a lower
temperature in the first part of the baking,
followed by an extremely high temperature in the
last part.
Granularproducts
A yeasted dough is made from a fine wholemeal
or long extraction wheaten flour and malted
barley flour, with added salt. The dough is
fermented for about 6 h and from it large loaves
are baked. These are broken up, dried and
ground to a standard degree of fineness.
BREAKFAST CEREALS AND OTHER PRODUCTS OF EXTRUSION COOKING 251
reaction is known to occur, for example, in the
roller-drying of milk, and may be the explanation
made from oats after steam treatment for lipase
Similarly, enzyme-inactivated, stabilized wheat
bran has a long shelf life: this material can be
used for breakfast cereals, snack foods, extruded
products which need a high fibre content and
extended shelf-life (Cooper, 1988).
The addition of synthetic antioxidants, such as
BHA or BHT, to the prepared breakfast cereal,
or to the packaging material as an impregnation,
permitted in the U.K. (cf. p. 178). In Japan,
where addition of antioxidants is not permitted,
use is made of oxygen absorbers to restrict the
onset of oxidative rancidity (Juliano, 1985).
Another form of deterioration of breakfast
cereals after processing and packaging is moisture
uptake which causes loss of the distinctive crisp
texture. Moisture uptake is prevented by the use
of the correct type and quality of moisture
vapour-proof packaging materials (Fast, 1987).
Oat bran
A boost has been given to the use of oat bran
in breakfast cereals following the discovery that
this material has a hypocholesterolaemic effect in
the human (de Groot et al., 1963), that is, it causes
a lowering of the concentration of plasma choles-
terol in the blood. As high blood cholesterol has
been associated with the incidence of coronary
heart disease - for each 1% fall in plasma
cholesterol, coronary heart disease falls by 2%
(Nestel, 1990) - a dietary factor that will reduce
blood cholesterol is to be welcomed.
The content of soluble fibre is much higher in
oat bran (10.5%) than in wheat bran (2.8%); this
may be an important factor in the cholesterol-
lowering activity of oat bran (not shown by wheat
bran), and it has been suggested that a hemi-
cellulose , beta-D-glucan, which is the major con-
stituent of the soluble fibre, is the cholesterol-
lowering agent, acting by increasing the faecal
excretion of cholesterol (Illman and Topping,
1985; Oakenfull, 1988; Seibert, 1987).
Sugar-coated products
are sometimes coated with sugar or candy. The
sucrose syrup containing 1-8% of other sugars
(e.g. honey) to provide a hard transparent coating
that does not become sticky even under humid
conditions. The sugar content of corn flakes was
raised from 7 to 43% by the coating process,
that of puffed wheat from 2 to 51%. As an
alternative to sugar, use of aspartame as a sweetener
for breakfast cereals is described in U.S. Pat. No.
the use of a dipeptide sweetener is disclosed
in '.'e Pat* Nos* 4y594y252y 4y608y263 and
4,614,657.
F1aked Or puffed ceredsY prepared as described,
of he improved antioxidant activity of oat products
process described in BP No* 754y771 uSeS a
inactivation - stabilization (cf. pp. 165, 244).
4,501Y759 and u*s. Pat. No' 4,540,587, whi1e
as practised in the U.S.A., is not at present
Keeping quality of breakfast cereals
The keeping quality of the prepared product
depends to a large extent on the content and
keeping quality of the oil contained in it. Thus,
products made from cereals having a low oil
content (wheat, barley, rice, maize grits: oil
content 1.5-2.0%) have an advantage in keeping
quality over products made from oats (oil content:
4-11%, average 7%). Whole maize has high oil
content (4.4%), but most of the oil is contained
in the germ which is removed in making grits
(cf. p. 138).
The keeping quality of the oil depends on its
degree of unsaturation, the presence or absence
of antioxidants and pro-oxidants, the time and
temperature of the heat treatment, the moisture
content of the material when treated, and the
conditions of storage.
Severe heat treatment, as in toasting or puffing,
may destroy antioxidants or induce formation of
pro-oxidants, stability of the oil being progres-
sively reduced as treatment temperature is raised,
treatment time lengthened, or moisture content
of the material at the time of treatment lowered.
On the other hand, momentary high-temperature
treatment, as at the surface of a hot roll in the
roller-drying of a batter, may produce new anti-
oxidants by interaction of protein and sugar (non-
enzymic browning, or Maillard reaction); such a
252 TECHNOLOGY OF CEREALS
Oat bran is obtained by milling oat flakes that U.S. Pat. No. 4,497,840. It can also be incorpo-
have been made from stabilized oat kernels rated into bread: addition of 1615% of oat bran
(groats) as described elsewhere (cf. p. 168). It to white wheat flour yielded bread of satisfactory
can be used as an ingredient in both hot and cold quality (Krishnan et al., 1987).
breakfast cereals. A method for making a ready- Rice bran, and in particular the oil in rice bran,
to-eat cereal from cooked oat bran is disclosed in has also been shown to have a plasma cholesterol
TABLE 11.1
Chemical Composition of Ready-to-Eat Breakfast Foods (per 100 g as sold)
Dietary Source
Food Water Energy Starch Sugars Protein Fat Ash fibre of data
Grape Nuts 3.5 1475 67.8 12.1 10.5 0.5 6.29 10
Kellogg's
Corn Flakes 3 1550 75 8 83 0.7 3 15 11
Frosties 3 1600 48 40 53 0.5 2 0.65 11
Rice Krispies 3 1600 75 10 63 0.9 3.5 0.75 11
3 1600 50 39 43 0.6 2 0.45 11 Ricicles
Carbohydrates
(€9 (kJ) (g) (g) (9) (g) (€9 (g)
coco Pops 3 1600 48 39 53 0.9 2.5 15 11
All-Bran 3 1150 28 18 1 43 3.5 5 245 11
Bran Buds 3 1200 27 23 133 3 4.5 225 11
Bran Flakes 3 1350 45 18 123 2 4 135 11
Sultana Bran 7 1300 37 27 103 2 3.5 115 11
Fruit 'n Fibre 6 1500 43 22 93 5 2.5 75 11
Toppas 5 1450 52 21 io3 1.5 1 75 11
Country Store 8 1500 47 22 93 4.5 2.5 65 11
Start 3 1550 51 28 83 2 2.5 55 11
Smacks 3 1600 36 49 73 1.5 1 2.S5 11
Special K 3 1550 60 15 1S3 1 3 2.S5 11
Nabisco
Quaker Oats
Shredded Wheat 9 1525 75.3 2.7 10.3l 2.3 1.5 11.4 12
Puffed Wheat 2 1360 68. 86 1.37 13.1' 1.25 1.6 7.75 13
Oat Krunchies 2.5 1600 71.16 15.97 10.5' 7.3 4.5 nla 13
Sugar Puffs 2 1554 886 51 6.0 1.2 0.8 3.5 13
Corn Flakes 1565 71.8 9.1 8.33 1.3 n/a 9.3 14
Morning Bran 1180 48.1 14.0' 3.8 n/a 18.5 14
Weetabix 5.6 1427 60.6 5.2 11.23 2.7 2.2 12.9 15
Bran Fare 4.0 962 31.5 nil 17.13 4.8 5.3 37.5 15
Toasted Farmhouse Bran 3.0 1293 36.7 10.2 12.63 3.0 4.8 20.0 15
Ryvita
Weetabix
Weetaflake 3.7 1490 51.7 18.9 9.73 3.1 da 10.5 15
' N x 5.7.
2 N x 5.95.
3 N x 6.25.
4 N x 6.31.
5 Non-starch polysaccharides, soluble plus insoluble.
6 As available monosaccharides.
' Total sugars as sucrose.
* Enriched to this level.
9 Southgate method.
lo McCance and Widdowson's Composition of Foods (4th edn; 3rd Supp.) 1988, reproduced with the permission of the Royal
I' Data courtesy of Kellogg Co. of Great Britain Ltd (1993).
l2 Data courtesy of Nabisco Ltd (1982).
l3 Data courtesy of Quaker Oats Ltd (1990).
l4 Data courtesy of The Ryvita Co Ltd (1990).
l5 Data courtesy of Weetabix Ltd (1990).
Society of Chemistry and the Controller of HMSO.
BREAKFAST CEREALS AND OTHER PRODUCTS OF EXTRUSION COOKING 253
of available lysine as Maillard reaction products
(McAuley et al., 1987). However, lysine deficiency
is of less importance in ready-to-eat cereals than in
bread because the former are generally consumed
with milk, which is a good source of lysine.
Moreover, some ready-to-eat breakfast cereals
have a protein supplementation.
Carbohydrates
The principal carbohydrate in cereals is starch,
the complete gelatinization of which is desirable
in processed foods, such as ready-to-eat cereals.
Whereas ordinary cooking at atmospheric pressure
requires the starch to have a moisture content of
3540% to achieve complete gelatinization, the
same occurs at feed moisture levels of less than
20% in extrusion cooking at 1 1Oo-135"C (Asp and
Bjorck, 1989; Linko 1989a). Extrusion cooking
increases the depolymerization of both amylose and
amylopectin by random chain splitting. The sus-
ceptibility of starch to the action of alpha-amylase
increased in the following sequence: steam cooking
(least), steam flaking, popping, extrusion cooking,
drum drying (most) (Asp and Bjorck, 1989).
calorific value
The calorific value of most ready-to-eat cereals
as eaten is higher than that of bread (975 kJ/100 g;
233 Ca1/100 g), largely on account of the relatively
lower moisture content of the former. Compared
at equal moisture contents, the difference in
calorific value is small. Fat and cholesterol con-
tents may be lower than those of some other cereal
foods.
The processes involved in the manufacture of
ready-to-eat cereals cause partial hydrolysis of
phytic acid (cf. p. 295); the degree of destruction
increases at high pressures: about 70% is destroyed
in puffing, about 33% in flaking.
Enzymes
Enzymes, which are proteins, are generally
inactivated partially or completely during extru-
sion cooking. Thus, peroxidase was completely
inactivated by extrusion cooking at 1 10"-149°C of
lowering effect. Rice bran was not so effective as
oat bran in lowering plasma total cholesterol, but
rice bran favourably altered the ratio of high
density lipoprotein (HDL) to low density lipo-
protein (LDL), a sensitive lipid index of future
coronary heart disease (Nestel, 1990).
Preliminary work indicates that the beta-glucan
in the soluble fibre of a waxy, hull-less barley
cultivar also has hypocholesterolaemic effects,
and the extracted beta-glucans from barley have
possible use as a fibre supplement in baked
products (Klopfenstein et al., 1987; Newman et
al., 1989).
Nutritive value of breakfast cereals
The nutritive value of breakfast cereals, as
compared with that of the raw materials from
which they were made, depends very much on
the processing treatment involved, remembering
that all heat treatment processes cause some
modification or loss of nutrients. Thus, while
extrusion cooking may cause the loss of essential
amino acids, it also inactivates protease inhibitors,
thereby increasing the nutritional value of the
proteins.
The chemical composition of some ready-to-
eat breakfast cereals manufactured in the U.K.
is shown in Table 11.1.
Shredded wheat, made from low protein, soft
wheat has a protein content considerably lower
than that of puffed wheat, which is made from
a high-protein hard wheat, such as durum or
CWRS wheat.
Proteins and amino acids
All cereal products are deficient in the amino
acid lysine, but the deficiency may be greater in
ready-to-eat cereals than in bread because of the
changes that occur in the protein at the high
temperature treatment. The protein efficiencies
of wheat-based breakfast cereals (relative to
casein = loo), as determined by rat-growth trials,
have been reported as: - 15.3 for extrusion puffed;
1.8-16.3 for flaked-toasted; 2.8 for extrusion
toasted; and 69.9 for extruded, lightly roasted.
The differences were partly explained by the loss
2 54 TECHNOLOGY OF CEREALS
material with 20-35% m.c., although there was at a number of points which are chosen to avoid
residual activity if cooked at lower m.c. Under subjecting the protein material to excessive heat
relatively mild conditions of extrusion cooking treatment: by incorporation as a dry supplement
some activity of alpha-amylase, lipase and protease at the extrusion stage, or by coating the product
could be retained, and such residual activity could with a batter of wheat gluten.
influence product keeping quality and shelf life
Consumption of breakfast cereals
(Linko, 1989a,b). Conversely, wheat flour with
abnormally high alpha-amylase activity that
would be unsuitable for conventional bread- The consumption of ready-to-eat breakfast
making can be processed by extrusion cooking in cereals in the U.K. has shown a steady growth
which, provided the conditions are correctly from quite a small figure before World War I1 to
chosen, the enzyme is quickly and totally inactiv- about 4.2 kg/head/an. in 1972, increasing further
ated, permitting the production, from such flour, to 5.0 kg/head/an. in 1978, and to 6.5 kg/head/
of flat bread, snacks, biscuits, etc. (Cheftel, an. in 1988. The consumption of oat products
1989). for hot cereals in the U.K. was 0.6 kg/head/an.
in 1984, but increased to 0.9 kg/head/an. in 1988,
possibly in response to the claim that oat bran
has a blood-cholesterol lowering effect.
Minerals and vitamins
The content of some of the minerals and The total tonnage of packeted breakfast cereals
vitamins in ready-to-eat breakfast cereals is shown marketed in the U.K. in 1988 was 383,758 t, of
in Table 11.2. Information about other vitamins which 38% was wheat based, 29% maize based,
is meagre. About 50% of the thiamin (vitamin B1) and the remainder based on other cereals or on
is destroyed during the manufacture of shredded a mixture of cereals (Business Monitor, 1989).
wheat and in extrusion cooking, while nearly In the U.S.A. in 1971 about 0.75 million tonnes
100% is destroyed during puffing and flaking. of breakfast cereal were produced, of which about
These processes have little effect on riboflavin 35% was puffed, 35% flaked, 10% shredded and
(vitamin B2), niacin, pyridoxin and folic acid. about 20% hot cereal. Between 1980/81 and
Extrusion cooking caused a loss of 11-2 1% of 1988/89 the total quantity of hot cereal (excluding
vitamin E, while in products enriched with wheat corn grits) sold in the U.S.A. increased from 0.16
germ, extrusion cooking caused losses of 50-66% to 0.20 million tonnes, most of the increase being
of vitamin E (Asp and Bjorck, 1989). Many of accounted for by oat-based products, the propor-
the ready-to-eat breakfast cereals manufactured tion of which increased from 71.6% in 1980181
in the U.K. are enriched with vitamins, as shown to 81.2% in 1988/89.
in Table 11.2; some are enriched with iron, and The average consumption of breakfast cereals
some with protein (viz. with the high protein (ready-to-eat plus hot) in the U.S.A. in 1971 was
fraction of wheat and oat flour, defatted wheat about 3.4 kg/head/an. Of the cereals used, wheat,
germ, soya flour, non-fat dry milk, casein or vital bran or farina comprised about 37%, oatmeal or
wheat gluten) and with the vitamins B6 (pyridoxin), oat flour 30%, maize grits 22% and rice 11%.
D3, C and E. Some ready-to-eat breakfast cereals However, by 1985, the consumption of ready-to-
made in the U.S.A. are enriched also with vitamins eat cereals alone had increased to 4.1 kg/head/an.
A and B12. (Anon., 1986), slightly lower than in the U.K.,
Incorporation of the vitamin supplements may with the consumption of maize-based ready-to-
be accomplished in various ways: at the cooking eat cereals in the U.S.A. increasing from 2.72
stage, at extrusion, by surface spraying after to 3.63 kg/head/an. between 1970 and 1980.
processing, or by incorporation in a sugar coating, Between 1974 and 1983 domestic consumption
the method chosen depending on the relative of ready-to-eat cereals in the U.S.A. grew by
stability of the individual vitamins. Incorporation about 2% per annum, and growth increased
of the protein supplement may similarly be made further to 3.3% per annum between 1983 and
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1985. Recent estimates (1987) suggest an even
larger growth rate of 4-5%, attributed to an
advertizing campaign (Fast, 1987).
expansion of, and evaporation of water from, the
plasticized mass on exiting from the die, when
the pressure drops instantly from about 150 kg/
cm2 at 160°C, resulting in drying from about 18%
m.c. to about 8% m.c. The extrudate emerges as
a flat strip which is cut into slices, roasted in an
Other extrusion-cooked products
Extrusion-cooking is a high-temperature, short- oven, and cooled. The exactness of expansion in
time (HTST) process in which material is trans- terms of height and weight is most important,
ported, mixed and plasticized at relatively high as the slices must fit exactly into packages of
temperature, pressure and shear before extrusion prescribed volume and weight.
to atmospheric temperature and pressure through
Pellets
a die. Because the process is able to bring about
gelatinization, solubilization and complex forma-
tion of starches, polymerization of proteins, partial Pellets, or half-snacks (unexpanded half-
or complete inactivation of enzymes (according to products), can be made in various shapes -
the severity of the operating conditions), reduc- flat, tube, shell, ring, screw, wheel - and are
tion of microbial load, and production of particular generally made in a single screw extrusion cooker,
forms of texture, the process can be used to make, using a single die and cooling of the barrel, and
from cereals, many food products, besides ready- are dried to 5-10% m.c. The pellets are later
to-eat breakfast foods, such as pet foods, flat fried, during which they expand 6-8 fold, lose
bread, snacks, croutons, soup bases, drink bases, water, pick up 15-25% of fat, and increase in weight
biscuits, confectionery and breadings. Besides (Colonna et al., 1989; Meuser and Wiedmann,
these end products, extrusion cooking is also used 1989).
to make intermediate products for further proces-
Modified starch
sing, both for food and also for non-food use
(Fichtali and van de Voort, 1989; Linko, 1989a).
In 1987, about 3 million tonnes of products Extrusion cooking can be used to treat starch
were made by extrusion cooking in the U.S.A. at a relatively low moisture content, e.g. about
(Hauck and Huber, 1989). 40% m.c., to bring about derivatization, plastic-
ization, and drying to make thin-cooking, pregela-
tinized and substituted and chemically modified
starches for use in food, and also for non-food
Pet foods
The largest product group manufactured by uses, e.g. in the paper and textile industries
extrusion cooking is pet foods, both dry expanded (Meuser and Wiedmann, 1989).
and semi-moist, to replace canned food and dog-
Brewing adjunct
biscuits (Harper, 1986, 1989).
Extrusion cooked cereals have potential use as
brewing adjuncts. The starch granule structure
'Flat bread'
The extrusion cooker takes over the function is destroyed during extrusion cooking, so that the
of the oven, producing expansion of dough pieces, starch is more easily hydrolyzed by enzymes in
formation of structure, partial drying, and forma- the mashing process (Smith, 1989).
tion of flavour and colour. Thus, the process is
suitable for making bread, described as 'flat
,,igh dextrose-eguivalent syrups
bread' (Kim, 1987). The flat breads produced by
extrusion cooking are imitations of crisp breads These can be made by extrusion cooking
(although the word 'bread' is really a misnomer). of starch with the addition of thermostable
The typical crumb-pore structure results from alpha-amylase (Smith, 1989).
BREAKFAST CEREALS AND OTHER PRODUCTS OF EXTRUSION COOKING 2 57
FICHTALI, J. and van de VOORT, F. R. (1989) Fundamental
and practical aspects of twin screw extrusion. Cereal Fds
Wld, 34 (1 1): 921-929.
GUY, R. c. E. (1991) Structure and formation in snack foods.
Extrusion communique, 4 (Jan.-March): 8-10.
GUY, R. C. E. and HORNE, A. W. (1988) Cereals for extrusion
cooking processes: a comparison of raw materials derived
from wheat, maize and rice. 35th Technology Conference
1988. Biscuit, Cake, Chocolate and Confectionery Alliance,
4549,
GUY, R. C. E. and HORNE, A. W. (1989) The effects of
endosperm texture on the performance of wheat flours
in extrusion cooking processes. Milling, 182 (Feb.):
ix-xii.
HARPER, J. M. (1986) Processing characteristics of food
extruders. In: Food Engineering and Process Applications,
Vol. 2, Unit operations, Le MAGUER, M. and JELEN, P.
(Eds) Elsevier Appl. Sci. Publ., London.
HARPER, J. M. (1989) Food extruders and their applications.
In: Extrusion Cooking, MERCIER, C., LINKO, P. and
HARPER, J. M. (Eds.). Amer. Assoc. Cereal Chem., St
Paul, MN, U.S.A.
HAUCK, B. w. and HUBER, G. R. (1989) Single screw
vs twin screw extrusion. Cereal Fds Wld, 34 (11);
930-939.
HOLLAND, B., UNWIN, I.D. and Buss, D. H. (1988)
Cereals and cereal products. 3rd Suppl to McCance and
Chem. and Min. Agric. Fish. Food.
HOSENEY, R. C. (1986) Breakfast cereals. Principles of Cereal
Science and Technology. Ch. 13. Amer. Assoc. Cereal
Chem., St Paul, MN, U.S.A.
ILLMAN, R. J. and TOPPING, D. L. (1985) Effects of dietary
oat bran on faecal steroid excretion, plasma volatile fatty
acids and lipid synthesis in rats. Nutr. Res. 5: 839.
JULIANO, B. 0. (Ed.) (1985) Rice: Chemistry and Technologv,
2nd edn. Amer. Assoc. Cereal Chem., St Paul, MN,
U.S.A.
JULIANO, B. 0. and SAKURAI, J. (1985) Miscellaneous rice
products. In: Rice: Chemistry and Technology 2nd edn,
JULIANO, B. 0. (Ed.) Amer. Assoc. Cereal Chem., St Paul,
BRIT. PAT. SPEC. No. 754,771 (sugar coating).
MN, U.S.A.
BUSINESS MONITOR, PAS 4239. Miscellaneous Foods, 1989.
KIM, J. C. (1987) The potential of extrusion cooking for the
Business Statistics Office.
utilisation of cereals. In: Cereals in a European Context pp.
CHEFTEL, J. C. (1989) Extrusion cooking and food safety. 323-331, MORTON, I. D. (Ed.) Chichester, Ellis Horwood.
In: Extrusion Cooking, MERCIER, c., LINKo~ p. and KLOPFENSTEIN, C. F. and HOSENEY, R. C. (1987) Cholesterol-
HARPER, J. (Eds.). Amer. Assoc. Cereal Chem., St. Paul, lowering effect of !3-glucans enriched bread. Nutr. Rep.
MN., U.S.A. Int. 36: 1091.
COLONNA, P., TAYEB, J. and MERCIER, c. (1989) Extrusion
KRISHNAN, p. G., CHANG, K.C. and BROWN, G. (1987)
cooking of starch and starchy Products.
In: Extrusion Effect of commercial oat bran on the characteristics and
Cooking, MERCIER, C., LINKO, P. and HARPER, J. (Eds.). composition of bread. Cereal Chem. 64: 55.
LINKO, P. (1989a) The twin-screw extrusion cooker as a
Amer. Assoc. Cereal Chem., St Paul, MN, U.S.A.
versatile tool for wheat processing. In: Wheat is Unique,
COOPER, H. (1988) Milling moves. Food Processing, April:
Ch. 22, POMERANZ, Y. (Ed.) Amer. Assoc. Cereal Chem.,
4142.
DE GROOT, A. P., LUYKEN, R. and PIKAAR, N. A. (1963)
St Paul, MN, U.S.A.
Cholesterol lowering effect of rolled oats. Lancet 2: 303.
human consumption. Cereal Fds Wld, 32 (3): 241. Exaustion Cooking, Ch. 8, MERCIER, C., LINKO, P. and
FAST, R. B. and CALDWELL, E. F. (Eds) (1990) Breakfast HARPER~ J. (Eds)~ Amer. Assoc. Cerea1 Chem.y St Pau1,
cereals and how they are made. Amer. Assoc. Cereal Chem., MN, U.S.A.
St Paul, MN, U.S.A.
MCAULEY, J. A., HOOVER, J. L. B., KUNKEL, M. E. and
FAST, R. B., LAUHOFF, G. H., TAYLOR, D. D. and ACTON, J. C. (1987) Relative protein efficiency ratios for
GETGOOD, S. J. (1990) Flaking ready-to-eat breakfast wheat-based breakfast cereals. J. Fd Sci. 52 (July-Aug.):
cereals. Cereal Fds Wld, 35 (3): 295. 1111.
High alpha-amylase activity flour
Flour having an abnormally high alpha-amylase
activity, unsuitable for making bread by conven-
tional baking methods, can be processed by
extrusion cooking - which causes rapid and
complete inactivation of the enzyme - to make
flat bread, snacks and biscuits, while indigenous
raw materials can be processed by extrusion
cooking in developing countries to make stable
and nutritionally balanced foods, such as biscuits
and pre-cooked flours for preparation of gruels,
porridges and infant foods (Cheftel, 1989; Linko,
1989b).
Other uses for extrusion cooking
Other suggested uses for extrusion cooking
include the texturizing of vital wheat gluten; the
pre-treatment of wheat bran for the extraction of
hemicellulose; the treatment of wheat flour, as
ratio sponge cake (Kim, 1987).
an alternative to chlorination, for use in high-
Widdowson¡¯s The Composition of Foods, 4th edn. R. SOC.
References
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ANON. (1986) Ready-to-eat cereal industry report. Investment
report No. 609910. Kidder, Peabody and Co. Inc.
ASP, N.-G. and BJORCK, I. (1989) Nutritional properties of
extruded foods. In: Exmion Cooking, MERC*ER, c.,
LINKO, P. and HARPER, J. (Eds). Amer. Assoc. Cereal
Chemistry, St Paul, MN, U.S.A.
FAST, R. B. (1987) Breakfast cereals: processed grains for
LINKO, p. (1989b) Extrusion cookkg in bioconversions. In:
2 58 TECHNOLOGY OF CEREALS
MEUSER, F. and WIEDMANN, W. (1989) Extrusion plant Further Reading
design. In: Extrusion Cooking, Ch. 5, MERCIER, C., LINKO,
P. and HARPER, J. (Eds) Amer. Assoc. Cereal Chem., St BROCKINGTON, S. F. and KELLY, V. J. (1972) Rice breakfast
Paul, MN, U.S.A. cereals and infant foods. In: Rice: Chemistry and Technology,
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