Chem 206D. A. Evans
Useful LIterature Reviews
a73 Problems of the Day
Chemistry 206
Advanced Organic Chemistry
Lecture Number 3
Stereoelectronic Effects-2
Matthew D. Shair Monday, September 23, 2002
http://www.courses.fas.harvard.edu/~chem206/
Rules for Ring Closure: Introduction
Johnson, C. D. (1993). “Stereoelectronic effects in the formation of 5- and 6-membered rings: the role of Baldwin's rules.”
Acc. Chem. Res. 26: 476-82.
Beak, P. (1992). “Determinations of transition-state geometries by the endocyclic restriction test: mechanisms of substitution at
nonstereogenic atoms.” Acc. Chem. Res. 25: 215.
The Primary Literature
"Rules for Ring Closure: Baldwin's Rules"
Propose mechanisms for the following reactions
O
O
R
R
HO
HOO
R
R +
H+
Baldwin, J. Chem. Soc., Chem. Comm. 1976, 734, 736.Baldwin, J. Chem. Soc., Chem. Comm. 1977 323.
Baldwin, J. Org. Chem. 1977, 42, 3846.Baldwin, Tetrahedron 1982, 38, 2939.
Me OMe
O NH2–NH2 HN NH
Me O
Kirby, "Stereoelectronic Effects" Chapters 4, 5
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: Introduction
Ring Closure and Stereoelectronic Connsiderations An Examination of Baldwin's Rules
"Baldwin's Rules" provides a qualitative set of generalizations on the probability of a given ring closure.
There are circumstances where the "rules" don't apply.
a73 They do not apply to non-first-row elements participating in the cyclization event. The longer bond lengths and larger atomic radii of
2nd row elements result in relaxed geometrical constraints.
For example, a change in a heteroatom from O to S could result in relaxation of a given geometric constraint.
Nomenclature
Classes of Ring Closing Processes
Y Y –
Y Y –
exo
endo
XX
X X
A. Exo-cyclization modes identified by the breaking bond being positioned exocyclic to the forming cycle.
B. Endo-cyclization modes identified by the breaking bond being positioned endocyclic to the forming cycle.
X = first-row elementN, O
C. Nucleophilic ring closures sub-classified according to hybridization state of electrophilic component:
(tetrahedral = tet; trigonal = trig; digonal = dig)
D. Nucleophilic ring closures further subclassified according to size of the fomed ring. For example:
X– Y X Y –
X– Y X
Y –
X– Y X Y –
5-exo-trig
5-exo-dig
5-exo-tet
YX YX
Y
X YX
X
Y
X
Y
Baldwin, J. Chem. Soc., Chem. Commun., 1976, 734.
a73 The "rules" do not apply to electrocyclic processes.
Y Y-endoX X??X = O vs S
??
??
Required trajectories:
α α
α α
α
α α α* *
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP3 Carbon & Related Systems
Tetrahedral Carbon
All exo cyclization modes are allowed: (n-exo-tet, n = 3 )
YC C Y –
exo
XX
There are stereoelectronic issues to consider for n-exo-tet cyclizations
Formation of 3-Membered Rings (3-exo-tet)
X
CH2
CH2X C
H2
C Y
CH2 C
H
H YX + Y–
?
Conformational Effects in Epoxide Ring Formation/cleavage
O HH
Y
O –
Y
O –H
H
H
H
Those stereoelectronic effects that operate in ring cleavage alsoinfluence ring formation. Consider a rigid cyclohexene oxide system:
O H
H
O
H
Y δ–
δ–
?
O
Y ?
δ–
δ–
faster
slower
In this simple model, the transition-state leading to 1 involves the diaxial orientation of nucleophile and leaving group. This orientation
affords the best overlap of the anti-bonding C–Y orbital and the nonbonding electron pairs on the nucleophile O–.
In the formation of the diastereomeric epoxide 2, the proper alignment of orbitals may only be achieved by cyclization through the
less-favored boat conformer. Accordingly, while both cyclizations are "allowed", there are large rate differences the the rates of ring closure.
While the FüRST-PLATTNER RULE deals wilth the microscopic reverse, in the opening of epoxides by nucleophiles, the
stereoelectronic arguments are the same.
1
2chair boat
Stereoelectronic Effects in Epoxide Ring Cleavage
Me3C
H O
Nu- Me3C
H HO
Nu
Me3C
H
O Nu-
Me3C
H Nu
HO
"The diaxial nucleophilic ring cleavage of epoxides"For more information on epoxide cleavage see Handout 03A.
HH
HH
O
Me
H H
Me
HO
NuNu-
FüRST-PLATTNER RULE
??
?? H H
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP3 Carbon & Related Systems
Tetrahedral Carbon
Endo cyclization modes that are disallowed(n-endo-tet, n = 3 9)
C Y
endoX
YXC(SP
3)The stereoelectronic requirement for a 180° X–C–Y bond angle is only
met when the endo cyclization ring size reaches 9 or 10 members.
CX3O
SO O
S OO
CY3
CX3O
-S
O O
S OO
CY3
Cyclization exclusively intermolecular. However the exocyclic analog is exclusively intramolecular
NaH
6-endo-tetdisfavored
CX2IO
SO O
S OO
CY3
CX2
O-S
O O
S OO
CY3
NaH6-exo-tet
favored
Case 1: Eschenmoser, Helvetica Chim. Acta 1970, 53, 2059.
Case 2: King, J.C.S. Chem. Comm., 1979, 1140.
NMe2Me
OS
O O
NMe3+
OS
O O
_8-endo-tetdisfavored
Rxn exclusively intermolecular
(lecture 2)
Rxn exclusively intramolecular
Rxn exclusively intermolecular
NMe2
SO2OMe NMe
3+
SO3–8-endo-tetdisfavored
Rxn exclusively intermolecular
NMe2
SO2OMe
NMe3+
SO3–
84% intermolecular, 16% intramolecular
9-endo-tetborderline
Conclusions
Allowed endo cyclization modes will require transition state ring sizesof at least nine members.
Cl O–OHO Cl CO2H
On n
Intramolecular epoxidation has also been evaluatedBeak, JACS 1991, 113, 6281.
n = 1: rxn exclusively intermolecularn = 9: rxn is intramolecular
8-endo-tetdisfavored
Beak states that the conclusions made with carbon substitution also hold for oxygen atom transfer.
?? ??
Beak, P. (1992). “Determinations of transition-state geometries by the endocyclic restriction test: mechanisms of substitution at nonstereogenic
atoms.” Acc. Chem. Res. 25: 215.
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP2 Carbon & Related Systems
Trigonal Carbon
Endo cyclization modes that are disallowed(3 to 5-endo-trig)
n-endo-trig
The 5-endo-trig cyclization is a watershed case
X = first-row element
Case 1: Baldwin, J. Chem. Soc., Chem. Commun., 1976, 734.
OH
CO2Me
O
CO2Me
5-endo-trigDisfavored
baseX
however
SH
CO2Me
S
CO2Mebase
X
Second row atom relaxes the cyclization geometrical requirement
Case 2: Baldwin, J. Chem. Soc., Chem. Commun., 1976, 736.
NH2
CO2MeMeO2C
HN
HN
MeO2C
MeO2C CO2Me
O
5-endo-trig0%
5-exo-trig100%
NH2
CO2MeMeO2C
distance from reacting centers: 2.77 ?
It is possible that a "nonvertical" trajectory is operational like that
suspected in C=O addition
YC Y –CX X??
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP2 Carbon & Related Systems
XNH2
CO2MeMeO2C
HN
HN
MeO2C
MeO2C CO2Me
O
5-endo-trig0%
5-exo-trig100%
CO2Me
Me Me
CO2Me
MeHNPh
O
HN Ph
Ph OK
O
Ph OMe
O
Ph CO2Me
HN NH2 HN NH O
Ph
Ph O
NHH2N
100%
Control experiment: Intermolecular reaction favors conjugate addtion.
1) EtO2CCl, pyridine2) NH
2NH2
5-exo-trig65 oC
200 oC 5-endo-trig
0%
MeI X
Apparent exceptions to disallowed 5-endo-trig cyclization process
N
O
N OH N O
NR1HC
CO2Me
R2
CO2Me HN
CO2Me
CO2Me
R1
HN
CO2MeR1
CO2MeR2 R2
Filer, J. Am. Chem. Soc. 1979, 44, 285.
R1 = aryl, R2 = aryl, alkyl
+
KOtBu
3:1
Grigg, J. Chem. Soc., Chem. Commun. 1980, 648.
R
R
O
O
R
R O (CH2OH)2
H+
Does the illustrated ketalization process
necessarily violate "the rules"?
R
R O (CH2OH)2
O
OHRR
HO
H+
O
OHRR
HO+
H+
–H2O O
OHRR
+
R
R
O
O5-exo-tet
5-endo-trigdisfavored ?
favored ?
( )2 ( )2
( )2
Case 2: continued...
Case 3:
Ph OMe
O
65 oC HN NH
OPh
Johnson, C. D. (1993). “Stereoelectronic effects in the formation of 5- and 6-membered rings: the role of Baldwin's rules.”
Acc. Chem. Res. 26: 476-82.
PhCH2NH2
NH2NH2
CH3CO2H
NH2NH2
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP2 Carbon & Related Systems
Trigonal Carbon: Exocyclic Enolate Alkylation
Br
MO
MeMe
Me Br
MeMe
O O
MeMe
a73 By definition, an exo-tet cyclization, but stereoelectronically behaves as an endo trig.
KOt-Bu or LDA > 95% by NMR
O
Me
MeO
Me
Me X
YC Y-
exo
CCCOCC–O
only observedproduct
However:
Baldwin, J. Chem. Soc., Chem. Commun. 1977, 233.
NO
R R
Ar
R
OMs
RO
NHAr
base
NO ArbaseNHArO
Br
a73 Given the failure of the enolate alkylation shown above (eq 1),explain why these two cyclizations are successful.
(1)
Br
MO OX
The overlap for C-alkylation is poor due to geometrical constraints of 5-membered ring
distance between reactingcenters: 3.04?
distance between reacting centers: 3.37?
BrMO O
The relaxed geometrical constraint provided by the added CH2 group
now renders the 6-membered cyclization possible
Favorskii Rearrangement (Carey, Pt B, pp 609-610) Your thoughts on the mechanism
ClO MeO– O CO2MeMeO–
–HCl
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP2 & SP Carbon & Related Systems
Trigonal Carbon: Intramolecular Aldol Condensations
RMO
X
Y RO
X YM
RMO
X
Y
X YM
RO
OMe OMe
OMe OMe
Me O
Me
Me
O
O
Me
O
Me
O
(Enolendo)-Exo-trig
(Enolexo)-exo-trig
Favored: 3-7-(enolexo)-exo-trig
Favored: 6-7-(enolendo)-exo-trigDisfavored: 3-5-(enolendo)-exo-trig
5-(Enolendo)-Exo-trig 6-(Enolendo)-Exo-trig
Statistical Distribution, (I + II)/III = 2:1Experimental Distribution, = 0:100
(KOH, MeOH, r.t., 5 min, 77% y.)
Baldwin, Tetrahedron 1982, 38, 2939
favored
Caution: Baldwin's conclusions assume that the RDS is ring closure; however, it is well known (by some!) that the rate determining step is
dehydration in a base-catalyzed aldol condensation.
Digonal Carbon: Cyclizations on to Acetylenes
DIGONAL: Angle of approach for attack on triple bonds
- 3 and 4-Exo-dig are disfavored- 5 to 7-Exo-dig are favored
- 3 to 7-Endo-dig are favored
Baldwin:
Ab initio SCF 4-31G calculations for the interaction of hydride with acetylene:
J. Dunitz and J. Wallis J. C. S. Chem. Comm. 1984, 671.
N
N
N+
O- +
Crystal Structures do not support Baldwin
HH C CH H
H
C C
H
H H
_
127 o
156o
148o2.13 4-31G basis set
Houk, J.ACS.1979, 101, 1340.1.22
110o -120o1.5-2.0 STO-3G minimal basis setDunitz, Helv Chim. Acta
1978, 61, 2538.
N
NO
N104o
93o2.44
2.92
86o
120°
120°
E+
Nu-
I
II
III
H
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP Carbon & Related Systems
Endo Digonal versus Endo Trigonal Cyclizations
5-endo-trig
In-plane approach;nucleophile lone pair is Out-of-plane approach;nucleophile lone pair can'tachieve Bürgi-Dunitz angle
X:
Y
orthogonal to pi*
Y:X Allowed due to in-plane pi orbitals
For an opposing viewpoint to Baldwin's view of nucleophile trajectories, see Menger's article on directionality in solution organic chemistry:
Tetrahedron 1983, 39, 1013.
5-endo-dig
OH
O
R OO R5-endo-trig
R = H, OMe
5-endo-digHO
O
Ph
MeMe
O
MeMe
Ph
O
NaOMeMeOH
however, the acid catalyzed version does cyclizeBaldwin, J. Chem. Soc., Chem. Commun., 1976, 736.
Johnson, Can. J. Chem. 1990, 68, 1780J. Am. Chem. Soc. 1983, 105, 5090
J. Chem. Soc., Chem. Commun. 1982, 36.
CH3
N+ C-
CH2R
N+ C-
N
R
2 equiv. LDA
2 equiv. RX -78 oC
R = Me, Bu, CO2Me LiTMP
O
_
HO OMe O OMe
Saegusa, J. Am. Chem. Soc. 1977, 99, 3532.
a73 Indole synthesis:
a73 Spiro dihydrofuranones:
n n
Li
MeO
n
KOtBu
Developing negative charge on the central allenic carbon is in the same plane as the OMe group
Magnus, J. Am. Chem. Soc. 1978, 100, 7746.
n = 1,2
4-endo-dig
5-exo-dig
Li
Ph Ph Li
Li
Ph Li
PhX
X
X
NaOMe
Li+
Chem 206D. A. Evans, J. Johnson Rules for Ring Closure: SP Carbon & Related Systems
O
CN
MeO2C
O CO2Me
CN
R
R'
O
OH
HO2C H
H
O
Me
OTBS
MeN+
C-
OTBS
Digonal Cyclizations: Interesting Examples
N+ C
5-exo-dig
Et3N, Toluene, reflux 12 h, 65-70% y.
O
R
a73 Trost, J. Am. Chem. Soc., 1979, 101, 1284.
Proposes E-olefin geometry, E/Z > 95:5
:
N
O
O
RH Me
30-40 kcal/mol
?
Hirsutic Acid C
LiCH2NC;TBS-Cl
71%
1) RCOCl2) AgBF
4
86%
a73 Livinghouse, Tetrahedron 1992, 48, 2209.
5-endo-dig
Works for varying ring sizes and R groups; acylnitriliumion can also work as an electophile in a Friedel-Crafts
type of reaction
R
R' :
Conclusions and Caveats
a73 Baldwin's Rules are an effective first line of analysis in evaluating the stereoelectronics of a given ring closure
a73 Baldwin's Rules have provided an important foundation for the study of reaction mechanism
a73 Competition studies between different modes of cyclization only give information about relative rates, and are
not an absolute indicator of whether a process is "favored" or "disfavored"
a73 Structural modifications can dramatically affect the cyclization mode; beware of imines and epoxides
EXO
Tet Trig Dig
ENDO
3
4
5
6
7
DigTrigTet
X
X
X
X
X
X
X
X